organization · Reporting owner
Benefit Street Partners LLC
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALTISOURCE PORTFOLIO SOLUTIONS S.A.ASPS · Entity 7079 | 10% owner | July 31, 2026 | August 04, 2026 |
| Cliffwater Corporate Lending FundCCLFX · Entity 10280 | Sub-advisor | March 06, 2019 | March 07, 2019 |
| Franklin BSP Private Credit FundFBSPX · Entity 26120 | 10% owner · Affiliate - Investment Adviser | April 28, 2023 | May 02, 2023 |
| Garrett Motion Inc.GTXMQ · Entity 1720 | Member of 10% owner group | November 02, 2020 | November 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
Report date July 31, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,803,045 |
Ending reported balance
After 2026-08-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-07-31 · Purchase · Acquired 1,009 · Balance 1,754,054 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.285 to $5.50 per share, inclusive. Benefit Street Partners, LLC ("BSP") undertakes to provide to Altisource Portfolio Solutions S.A. ("Altisource"), any security holder of Altisource, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Row 2 · 2026-08-03 · Purchase · Acquired 48,991 · Balance 1,803,045 F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.57 to $5.89 per share, inclusive. BSP undertakes to provide to Altisource, any security holder of Altisource, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.285 to $5.50 per share, inclusive. Benefit Street Partners, LLC ("BSP") undertakes to provide to Altisource Portfolio Solutions S.A. ("Altisource"), any security holder of Altisource, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.57 to $5.89 per share, inclusive. BSP undertakes to provide to Altisource, any security holder of Altisource, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
Cliffwater Corporate Lending Fund
Report date March 06, 2019 · Filed March 07, 2019
This filing explicitly reported no securities owned.
Franklin BSP Private Credit Fund
Report date April 28, 2023 · Filed May 02, 2023
Jointly reported with FRANKLIN TEMPLETON INC, BSP FUND HOLDCO (DEBT STRATEGY) LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Advisor Class SharesSEC Table I · non-derivative | IndirectHeld by subsidiary | 4,955,483.24 |
Reported balance
After 2023-04-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-04-28 · Purchase · Acquired 2,465,483.24 · Balance 4,955,483.24 F1: BSP Fund HoldCo (Debt Strategy) L.P. ("HoldCo"), a direct wholly owned subsidiary of Franklin Resources, Inc. ("FRI"), directly holds 10,000 Class A Shares and [(black circle)] Advisor Class Shares of the Issuer, respectively. Benefit Street Partners L.L.C. ("BSP"), a direct wholly owned subsidiary of FRI, serves as investment adviser to the issuer. BSP holds no Class A Shares or Advisor Class Shares. F2: FRI is filing this report for itself and its affiliates, except as set forth herein. Beneficial ownership by FRI and its affiliates is being reported herein in conformity with the guidelines articulated by the SEC staff in Release No. 34-39538 (January 12, 1998) relating to organizations, such as FRI, where related entities exercise voting and investment powers over the securities being reported independently from each other. The voting and investment powers held by each of FRI's affiliates whose ownership of securities is disaggregated from that of FRI in accordance with the 1998 Release ("FRI Disaggregated Affiliates") are exercised independently from FRI and from all other investment management subsidiaries of FRI (FRI, its affiliates and the investment management subsidiaries of FRI other than FRI Disaggregated Affiliates are collectively, "FRI Aggregated Affiliates"). F3: Furthermore, internal policies and procedures of, on the one hand, FRI Disaggregated Affiliates, and, on the other hand, FRI, establish informational barriers that prevent the flow among, on the one hand, FRI Disaggregated Affiliates (including preventing the flow between such entities), and, on the other hand, the FRI Aggregated Affiliates, of information that relates to the voting and investment powers over the securities owned by their respective investment management clients. Consequently, FRI Disaggregated Affiliates report the securities over which they hold investment and voting power separately from the FRI Aggregated Affiliates for purposes of Section 13 of the Act. F4: Charles B. Johnson and Rupert H. Johnson, Jr. (the "Principal Shareholders") each own in excess of 10% of the outstanding common stock of FRI and are the principal stockholders of FRI. The Principal Shareholders may be deemed to be, for purposes of Rule 13d-3 under the Act, the beneficial owners of securities held by FRI. The Principal Shareholders disclaim any pecuniary interest in any such securities. In addition, the filing of this report on behalf of the Principal Shareholders should not be construed as an admission that either of them is, and each disclaims that he is, the beneficial owner, as defined in Rule 13d-3, of any of the Securities. F5: FRI, its affiliates and the Principal Shareholders believe that they are not a group within the meaning of Rule 13d-5 under the Act and that they are not otherwise required to attribute to each other the beneficial ownership of any securities held by any of them or by any persons or entities for whom or for which a FRI affiliate provides investment management services. |
| Class A SharesSEC Table I · non-derivative | IndirectHeld by subsidiary | 10,000 |
Reported balance
Holding disclosure · report date 2023-04-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,000 F1: BSP Fund HoldCo (Debt Strategy) L.P. ("HoldCo"), a direct wholly owned subsidiary of Franklin Resources, Inc. ("FRI"), directly holds 10,000 Class A Shares and [(black circle)] Advisor Class Shares of the Issuer, respectively. Benefit Street Partners L.L.C. ("BSP"), a direct wholly owned subsidiary of FRI, serves as investment adviser to the issuer. BSP holds no Class A Shares or Advisor Class Shares. F2: FRI is filing this report for itself and its affiliates, except as set forth herein. Beneficial ownership by FRI and its affiliates is being reported herein in conformity with the guidelines articulated by the SEC staff in Release No. 34-39538 (January 12, 1998) relating to organizations, such as FRI, where related entities exercise voting and investment powers over the securities being reported independently from each other. The voting and investment powers held by each of FRI's affiliates whose ownership of securities is disaggregated from that of FRI in accordance with the 1998 Release ("FRI Disaggregated Affiliates") are exercised independently from FRI and from all other investment management subsidiaries of FRI (FRI, its affiliates and the investment management subsidiaries of FRI other than FRI Disaggregated Affiliates are collectively, "FRI Aggregated Affiliates"). F3: Furthermore, internal policies and procedures of, on the one hand, FRI Disaggregated Affiliates, and, on the other hand, FRI, establish informational barriers that prevent the flow among, on the one hand, FRI Disaggregated Affiliates (including preventing the flow between such entities), and, on the other hand, the FRI Aggregated Affiliates, of information that relates to the voting and investment powers over the securities owned by their respective investment management clients. Consequently, FRI Disaggregated Affiliates report the securities over which they hold investment and voting power separately from the FRI Aggregated Affiliates for purposes of Section 13 of the Act. F4: Charles B. Johnson and Rupert H. Johnson, Jr. (the "Principal Shareholders") each own in excess of 10% of the outstanding common stock of FRI and are the principal stockholders of FRI. The Principal Shareholders may be deemed to be, for purposes of Rule 13d-3 under the Act, the beneficial owners of securities held by FRI. The Principal Shareholders disclaim any pecuniary interest in any such securities. In addition, the filing of this report on behalf of the Principal Shareholders should not be construed as an admission that either of them is, and each disclaims that he is, the beneficial owner, as defined in Rule 13d-3, of any of the Securities. F5: FRI, its affiliates and the Principal Shareholders believe that they are not a group within the meaning of Rule 13d-5 under the Act and that they are not otherwise required to attribute to each other the beneficial ownership of any securities held by any of them or by any persons or entities for whom or for which a FRI affiliate provides investment management services. |
Filing footnotes · ownership attribution and instrument terms
F1: BSP Fund HoldCo (Debt Strategy) L.P. ("HoldCo"), a direct wholly owned subsidiary of Franklin Resources, Inc. ("FRI"), directly holds 10,000 Class A Shares and [(black circle)] Advisor Class Shares of the Issuer, respectively. Benefit Street Partners L.L.C. ("BSP"), a direct wholly owned subsidiary of FRI, serves as investment adviser to the issuer. BSP holds no Class A Shares or Advisor Class Shares.
F2: FRI is filing this report for itself and its affiliates, except as set forth herein. Beneficial ownership by FRI and its affiliates is being reported herein in conformity with the guidelines articulated by the SEC staff in Release No. 34-39538 (January 12, 1998) relating to organizations, such as FRI, where related entities exercise voting and investment powers over the securities being reported independently from each other. The voting and investment powers held by each of FRI's affiliates whose ownership of securities is disaggregated from that of FRI in accordance with the 1998 Release ("FRI Disaggregated Affiliates") are exercised independently from FRI and from all other investment management subsidiaries of FRI (FRI, its affiliates and the investment management subsidiaries of FRI other than FRI Disaggregated Affiliates are collectively, "FRI Aggregated Affiliates").
F3: Furthermore, internal policies and procedures of, on the one hand, FRI Disaggregated Affiliates, and, on the other hand, FRI, establish informational barriers that prevent the flow among, on the one hand, FRI Disaggregated Affiliates (including preventing the flow between such entities), and, on the other hand, the FRI Aggregated Affiliates, of information that relates to the voting and investment powers over the securities owned by their respective investment management clients. Consequently, FRI Disaggregated Affiliates report the securities over which they hold investment and voting power separately from the FRI Aggregated Affiliates for purposes of Section 13 of the Act.
F4: Charles B. Johnson and Rupert H. Johnson, Jr. (the "Principal Shareholders") each own in excess of 10% of the outstanding common stock of FRI and are the principal stockholders of FRI. The Principal Shareholders may be deemed to be, for purposes of Rule 13d-3 under the Act, the beneficial owners of securities held by FRI. The Principal Shareholders disclaim any pecuniary interest in any such securities. In addition, the filing of this report on behalf of the Principal Shareholders should not be construed as an admission that either of them is, and each disclaims that he is, the beneficial owner, as defined in Rule 13d-3, of any of the Securities.
F5: FRI, its affiliates and the Principal Shareholders believe that they are not a group within the meaning of Rule 13d-5 under the Act and that they are not otherwise required to attribute to each other the beneficial ownership of any securities held by any of them or by any persons or entities for whom or for which a FRI affiliate provides investment management services.
Garrett Motion Inc.
Report date November 02, 2020 · Filed November 12, 2020
Jointly reported with Gahan Thomas
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 1,389,839 |
Reported balance
Holding disclosure · report date 2020-11-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,389,839 F1: Includes shares of Common Stock held by Benefit Street Partners Dislocation Fund L.P. (as to 240,510 shares), Benefit Street Partners Dislocation Fund (Cayman) Master L.P. (as to 359,000 shares), BSP Special Situations Master A L.P. (as to 740,329 shares), BSP Credit Solutions Fund, LP (as to 50,000 shares) (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Thomas J. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member. As of November 12, 2020, the BSP Funds collectively held 1,389,839 shares of Common Stock of the Company. As a result, for purposes of Rule 13d-3 promulgated under the Act, each of Mr. Gahan and BSP may be deemed to share beneficial ownership of the 1,389,839 shares of Common Stock held in the aggregate by the BSP Funds. F2: The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Exchange Act or for any other purpose. This filing should not be construed to be an admission that any of the Reporting Persons are members of a "group" for the purposes of Sections 13(d) of the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares of Common Stock held by Benefit Street Partners Dislocation Fund L.P. (as to 240,510 shares), Benefit Street Partners Dislocation Fund (Cayman) Master L.P. (as to 359,000 shares), BSP Special Situations Master A L.P. (as to 740,329 shares), BSP Credit Solutions Fund, LP (as to 50,000 shares) (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Thomas J. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member. As of November 12, 2020, the BSP Funds collectively held 1,389,839 shares of Common Stock of the Company. As a result, for purposes of Rule 13d-3 promulgated under the Act, each of Mr. Gahan and BSP may be deemed to share beneficial ownership of the 1,389,839 shares of Common Stock held in the aggregate by the BSP Funds.
F2: The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Exchange Act or for any other purpose. This filing should not be construed to be an admission that any of the Reporting Persons are members of a "group" for the purposes of Sections 13(d) of the Exchange Act.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Section 16 reporting ended · disclosed 2022-06-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (par value $0.001 per share)SEC Table I · non-derivative | IndirectSee Footnote | 7,739,398 |
Reported balance
After 2022-06-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-06-08 · Sale · Disposed 538,761 · Balance 7,739,398 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.405, inclusive. The reporting persons undertake to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.405, inclusive. The reporting persons undertake to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
JAKKS PACIFIC INC
Report date July 28, 2022 · Filed August 03, 2022
Jointly reported with Gahan Thomas
Section 16 reporting ended · disclosed 2022-08-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 776,524 |
Last balance in matching sequence
After 2022-08-01 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2022-07-28 · Sale · Disposed 200,100 · Balance 1,276,424 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.46 to $23.38, inclusive. The reporting persons undertake to provide to JAKKS Pacific, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4. F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Row 2 · 2022-07-28 · Sale · Disposed 1,900 · Balance 1,274,524 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.83, inclusive. F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Row 3 · 2022-07-29 · Sale · Disposed 395,484 · Balance 879,040 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.39 to $23.37, inclusive. F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Row 4 · 2022-07-29 · Sale · Disposed 17,516 · Balance 861,524 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.385 to $23.57, inclusive. F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Row 5 · 2022-08-01 · Sale · Disposed 85,000 · Balance 776,524 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.13 to $22.88, inclusive. F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.46 to $23.38, inclusive. The reporting persons undertake to provide to JAKKS Pacific, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.83, inclusive.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.39 to $23.37, inclusive.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.385 to $23.57, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.13 to $22.88, inclusive.
F6: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2026 Filed Aug 4, 2026 21:30 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | PurchaseCommon Stock | 48,991 | $5.78 | $282,972.02 |
DisclosureSEC source: 0001493152-26-036040 · ownership.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,803,045 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.57 to $5.89 per share, inclusive. BSP undertakes to provide to Altisource, any security holder of Altisource, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 21:30 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | PurchaseCommon Stock | 1,009 | $5.43 | $5,481.90 |
DisclosureSEC source: 0001493152-26-036040 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,754,054 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.285 to $5.50 per share, inclusive. Benefit Street Partners, LLC ("BSP") undertakes to provide to Altisource Portfolio Solutions S.A. ("Altisource"), any security holder of Altisource, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| June 09, 2026 Filed Jun 11, 2026 01:55 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | OtherCommon Stock | 19,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-028195 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,753,045 F1 · shares: On June 9, 2026, Benefit Street Partners, LLC ("BSP") transferred back to Mr. Matthew Winkler, a non-management director of Altisource Portfolio Solutions S.A. ("ASPS") and a former employee of BSP, the entirety of BSP's pecuniary interest in the 19,073 shares of common stock of ASPS that were previously assigned by Mr. Winkler to BSP. Read SEC document |
| July 08, 2025 Filed Jul 9, 2025 23:00 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | OtherCommon Stock | 19,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001641172-25-018493 · ownership.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,772,118 F2 · shares: On May 21, 2025, Mr. Winkler was granted 19,011 restricted share units ("RSUs") as compensation for his role as a non-management director of the Company for the 2025-2026 service year. Pursuant to the Assignment Agreement, on July 8, 2025 Mr. Winkler assigned the RSUs to BSP for the ratable benefit of the investment funds and accounts managed by BSP and/or its advisory affiliates that own shares of the Company. Read SEC document |
| July 08, 2025 Filed Jul 9, 2025 23:00 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | OtherCommon Stock | 62 | $0.00 | $0.00 |
DisclosureSEC source: 0001641172-25-018493 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,753,107 F1 · shares: On May 21, 2025, Mr. Matthew Winkler, a non-management director of Altisource Portfolio Solutions S.A. ("ASPS" or the "Company") and an employee of Benefit Street Partners, LLC, a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended ("BSP"), received a one-time award of 62 restricted shares of ASPS Common Stock. Pursuant to a Director Fees Assignment Agreement (the "Assignment Agreement"), on July 8, 2025 Mr. Winkler assigned the shares referenced herein to BSP for the ratable benefit of the investment funds and accounts managed by BSP and/or its advisory affiliates that own shares of the Company. Read SEC document |
| April 28, 2023 Filed May 2, 2023 22:53 UTC | Franklin BSP Private Credit Fund FBSPX · Entity 26120 | PurchaseAdvisor Class Shares | 2,465,483.24 | $10.14 | $25,000,000.05 |
DisclosureSEC source: 0001104659-23-055147 · tm2314416-1_4seq1.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner · Affiliate - Investment Adviser BSP FUND HOLDCO (DEBT STRATEGY) LP · CIK 0001807977 · 10% owner · Affiliate - Investment Adviser Benefit Street Partners LLC · CIK 0001543160 · 10% owner · Affiliate - Investment Adviser Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by subsidiary Disclosed balance after: 4,955,483.24 F1 · balance_after: BSP Fund HoldCo (Debt Strategy) L.P. ("HoldCo"), a direct wholly owned subsidiary of Franklin Resources, Inc. ("FRI"), directly holds 10,000 Class A Shares and [(black circle)] Advisor Class Shares of the Issuer, respectively. Benefit Street Partners L.L.C. ("BSP"), a direct wholly owned subsidiary of FRI, serves as investment adviser to the issuer. BSP holds no Class A Shares or Advisor Class Shares. F1 · ownership.direct: BSP Fund HoldCo (Debt Strategy) L.P. ("HoldCo"), a direct wholly owned subsidiary of Franklin Resources, Inc. ("FRI"), directly holds 10,000 Class A Shares and [(black circle)] Advisor Class Shares of the Issuer, respectively. Benefit Street Partners L.L.C. ("BSP"), a direct wholly owned subsidiary of FRI, serves as investment adviser to the issuer. BSP holds no Class A Shares or Advisor Class Shares. F2 · ownership.direct: FRI is filing this report for itself and its affiliates, except as set forth herein. Beneficial ownership by FRI and its affiliates is being reported herein in conformity with the guidelines articulated by the SEC staff in Release No. 34-39538 (January 12, 1998) relating to organizations, such as FRI, where related entities exercise voting and investment powers over the securities being reported independently from each other. The voting and investment powers held by each of FRI's affiliates whose ownership of securities is disaggregated from that of FRI in accordance with the 1998 Release ("FRI Disaggregated Affiliates") are exercised independently from FRI and from all other investment management subsidiaries of FRI (FRI, its affiliates and the investment management subsidiaries of FRI other than FRI Disaggregated Affiliates are collectively, "FRI Aggregated Affiliates"). F3 · ownership.direct: Furthermore, internal policies and procedures of, on the one hand, FRI Disaggregated Affiliates, and, on the other hand, FRI, establish informational barriers that prevent the flow among, on the one hand, FRI Disaggregated Affiliates (including preventing the flow between such entities), and, on the other hand, the FRI Aggregated Affiliates, of information that relates to the voting and investment powers over the securities owned by their respective investment management clients. Consequently, FRI Disaggregated Affiliates report the securities over which they hold investment and voting power separately from the FRI Aggregated Affiliates for purposes of Section 13 of the Act. F4 · ownership.direct: Charles B. Johnson and Rupert H. Johnson, Jr. (the "Principal Shareholders") each own in excess of 10% of the outstanding common stock of FRI and are the principal stockholders of FRI. The Principal Shareholders may be deemed to be, for purposes of Rule 13d-3 under the Act, the beneficial owners of securities held by FRI. The Principal Shareholders disclaim any pecuniary interest in any such securities. In addition, the filing of this report on behalf of the Principal Shareholders should not be construed as an admission that either of them is, and each disclaims that he is, the beneficial owner, as defined in Rule 13d-3, of any of the Securities. F5 · ownership.direct: FRI, its affiliates and the Principal Shareholders believe that they are not a group within the meaning of Rule 13d-5 under the Act and that they are not otherwise required to attribute to each other the beneficial ownership of any securities held by any of them or by any persons or entities for whom or for which a FRI affiliate provides investment management services. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 22:14 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 85,000 | $22.54 | $1,915,968.00 |
DisclosureSEC source: 0001493152-22-021203 · ownership.xml · nonDerivative · entry 5 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 776,524 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.13 to $22.88, inclusive. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 22:14 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 17,516 | $23.45 | $410,764.21 |
DisclosureSEC source: 0001493152-22-021203 · ownership.xml · nonDerivative · entry 4 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 861,524 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.385 to $23.57, inclusive. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 22:14 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 395,484 | $22.81 | $9,020,515.46 |
DisclosureSEC source: 0001493152-22-021203 · ownership.xml · nonDerivative · entry 3 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 879,040 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.39 to $23.37, inclusive. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 28, 2022 Filed Aug 3, 2022 22:14 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 1,900 | $23.64 | $44,923.03 |
DisclosureSEC source: 0001493152-22-021203 · ownership.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,274,524 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.83, inclusive. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 28, 2022 Filed Aug 3, 2022 22:14 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 200,100 | $22.92 | $4,585,851.78 |
DisclosureSEC source: 0001493152-22-021203 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,276,424 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.46 to $23.38, inclusive. The reporting persons undertake to provide to JAKKS Pacific, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 538,761 | $11.39 | $6,135,679.65 |
DisclosureSEC source: 0001493152-22-016291 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,739,398 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.405, inclusive. The reporting persons undertake to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 100,000 | $11.39 | $1,139,010.00 |
DisclosureSEC source: 0001493152-22-016183 · ownership.xml · nonDerivative · entry 5 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,278,159 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.39 to $11.395, inclusive. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 100,000 | $11.38 | $1,138,060.00 |
DisclosureSEC source: 0001493152-22-016183 · ownership.xml · nonDerivative · entry 4 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,378,159 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.395, inclusive. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 200,000 | $11.30 | $2,260,500.00 |
DisclosureSEC source: 0001493152-22-016183 · ownership.xml · nonDerivative · entry 3 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,478,159 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.19 to $11.37, inclusive. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 250,000 | $11.22 | $2,806,000.00 |
DisclosureSEC source: 0001493152-22-016183 · ownership.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,678,159 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.16 to $11.38, inclusive. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 234,116 | $11.18 | $2,616,808.18 |
DisclosureSEC source: 0001493152-22-016183 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,928,159 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.05 to $11.26, inclusive. The reporting persons undertake to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4. F6 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 250,000 | $11.21 | $2,801,775.00 |
DisclosureSEC source: 0001493152-22-015989 · ownership.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,162,275 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.20 to $11.32, inclusive F3 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 150,000 | $11.36 | $1,704,510.00 |
DisclosureSEC source: 0001493152-22-015989 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,412,275 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.34 to $11.41, inclusive. The reporting persons undertake to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. F3 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 200,000 | $11.34 | $2,268,000.00 |
DisclosureSEC source: 0001493152-22-015730 · ownership.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,562,275 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.30 to $11.40, inclusive. F3 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 100,000 | $11.38 | $1,138,450.00 |
DisclosureSEC source: 0001493152-22-015730 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,762,275 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.17 to $11.50, inclusive. The reporting persons undertake to provide to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. F3 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 26, 2022 Filed May 31, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 100,000 | $11.69 | $1,169,000.00 |
DisclosureSEC source: 0001493152-22-015477 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,862,275 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.66 to $11.70, inclusive. The reporting persons undertake to provide to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 25, 2022 Filed May 26, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 453,000 | $11.10 | $5,029,477.80 |
DisclosureSEC source: 0001493152-22-015199 · ownership.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,962,275 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.32, inclusive. F3 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 24, 2022 Filed May 26, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 288,000 | $11.05 | $3,181,708.80 |
DisclosureSEC source: 0001493152-22-015199 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,415,275 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.16, inclusive. The reporting persons undertake to provide to provide to Berry Corporation (bry) (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. F3 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 05, 2022 Filed May 9, 2022 16:30 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock (par value $0.001 per share) | 2,000,000 | $11.38 | $22,760,000.00 |
DisclosureSEC source: 0001493152-22-012561 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,703,275 F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners LLC ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 15, 2021 Filed Dec 20, 2021 21:30 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | PurchaseSeries A Senior Preferred Stock | 40,965 | $88.48 | $3,624,583.20 |
DisclosureSEC source: 0000905718-21-001628 · ownership.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 145,788 F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors. Read SEC document |
| December 15, 2021 Filed Dec 20, 2021 21:30 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | PurchaseCommon Stock | 119,884 | $10.53 | $1,262,378.52 |
DisclosureSEC source: 0000905718-21-001628 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,476,523 F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors. Read SEC document |
| December 15, 2021 Filed Dec 30, 2021 18:57 UTC Amendment | JAKKS PACIFIC INC JAKK · Entity 6006 | PurchaseSeries A Senior Preferred Stock | 40,965 | $87.98 | $3,604,199.02 |
DisclosureSEC source: 0000905718-21-001653 · jakks_form4adec202021.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 145,788 F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors. Read SEC document |
| December 15, 2021 Filed Dec 30, 2021 18:57 UTC Amendment | JAKKS PACIFIC INC JAKK · Entity 6006 | PurchaseCommon Stock | 119,884 | $10.70 | $1,282,758.80 |
DisclosureSEC source: 0000905718-21-001653 · jakks_form4adec202021.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,476,523 F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors. Read SEC document |
| July 23, 2021 Filed Jul 26, 2021 22:01 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Sale2023 Convertible Senior Notes · Derivative | Not disclosed | $2,998,995.00 Strike: $5.65 | $1,666,571.00 |
DisclosureSEC source: 0000905718-21-000956 · jakks_form4jul222021.xml · derivative · entry 4 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 295,125 shares Expires 2021-09-01 F3 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Pursuant to the certificate of designations for the Issuer's Series A Senior Preferred Stock and a voting agreement between the Issuer and certain holders party thereto, BSP has certain director designation rights with respect to the Issuer's board of directors. Matthew Winkler currently serves as BSP's designee. Read SEC document |
| July 23, 2021 Filed Jul 26, 2021 22:01 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | PurchaseCommon Stock | 300,000 | $10.53 | $3,157,920.00 |
DisclosureSEC source: 0000905718-21-000956 · jakks_form4jul222021.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,356,639 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.07 to $10.75, inclusive. F3 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Pursuant to the certificate of designations for the Issuer's Series A Senior Preferred Stock and a voting agreement between the Issuer and certain holders party thereto, BSP has certain director designation rights with respect to the Issuer's board of directors. Matthew Winkler currently serves as BSP's designee. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 22:01 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Sale2023 Convertible Senior Notes · Derivative | Not disclosed | $2,581,050.00 Strike: $5.65 | $1,500,000.00 |
DisclosureSEC source: 0000905718-21-000956 · jakks_form4jul222021.xml · derivative · entry 3 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 265,628 shares Expires 2021-09-01 F3 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Pursuant to the certificate of designations for the Issuer's Series A Senior Preferred Stock and a voting agreement between the Issuer and certain holders party thereto, BSP has certain director designation rights with respect to the Issuer's board of directors. Matthew Winkler currently serves as BSP's designee. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 22:01 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | PurchaseCommon Stock | 283,500 | $10.10 | $2,864,739.15 |
DisclosureSEC source: 0000905718-21-000956 · jakks_form4jul222021.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,056,639 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.72 to $10.59, inclusive. The reporting persons undertake to provide to JAKKS Pacific, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. F3 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Pursuant to the certificate of designations for the Issuer's Series A Senior Preferred Stock and a voting agreement between the Issuer and certain holders party thereto, BSP has certain director designation rights with respect to the Issuer's board of directors. Matthew Winkler currently serves as BSP's designee. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 16:00 UTC | Berry Corp (bry) BRY · Entity 71163 | PurchaseCommon Stock | 88,452 | $3.67 | $324,441.94 |
DisclosureSEC source: 0000905718-20-000955 · berrycorp_fm4sept152020.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,703,275 F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Corporation (bry) (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 16:05 UTC | Berry Corp (bry) BRY · Entity 71163 | PurchaseCommon Stock | 300,000 | $3.82 | $1,146,180.00 |
DisclosureSEC source: 0000905718-20-000941 · berrycorp_fm4sep92020.xml · nonDerivative · entry 3 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,614,823 F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Corporation (bry) (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 16:05 UTC | Berry Corp (bry) BRY · Entity 71163 | PurchaseCommon Stock | 175,000 | $3.96 | $693,035.00 |
DisclosureSEC source: 0000905718-20-000941 · berrycorp_fm4sep92020.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,314,823 F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Corporation (bry) (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| September 04, 2020 Filed Sep 11, 2020 16:05 UTC | Berry Corp (bry) BRY · Entity 71163 | PurchaseCommon Stock | 31,000 | $4.00 | $123,872.90 |
DisclosureSEC source: 0000905718-20-000941 · berrycorp_fm4sep92020.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,139,823 F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Corporation (bry) (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 16:05 UTC | Berry Corp (bry) BRY · Entity 71163 | PurchaseCommon Stock | 110,000 | $3.70 | $406,593.00 |
DisclosureSEC source: 0000905718-20-000925 · berry_fm4sep32020.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,108,823 F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Corporation (bry) (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 16:05 UTC | Berry Corp (bry) BRY · Entity 71163 | PurchaseCommon Stock | 155,000 | $3.59 | $556,791.00 |
DisclosureSEC source: 0000905718-20-000921 · berry_fm4sep22020.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,998,823 F1 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 19:31 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock | 16,830 | $9.15 | $153,994.50 |
DisclosureSEC source: 0000905718-19-000991 · berry_fm4dec132019.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,843,823 F2 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between the Issuer and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| December 13, 2019 Filed Dec 23, 2019 19:31 UTC | Berry Corp (bry) BRY · Entity 71163 | OtherCommon Stock | 62,315 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-19-000991 · berry_fm4dec132019.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,860,653 F1 · kind: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. In addition, the shares were issued by Berry Petroleum Corporation (the "Issuer") to the reporting persons pursuant to a Rule 16b-3 exemption. F1 · price: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. In addition, the shares were issued by Berry Petroleum Corporation (the "Issuer") to the reporting persons pursuant to a Rule 16b-3 exemption. F2 · ownership.nature: The reported shares are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between the Issuer and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 13:10 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock | 534,959 | $8.69 | $4,650,398.59 |
DisclosureSEC source: 0000905718-19-000981 · berry_fm4dec112019.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Benefit Street Credit Alpha Master Fund Ltd. Disclosed balance after: 0 F1 · ownership.nature: The reported shares are held in the respective quantities indicated by Benefit Street Credit Alpha Master Fund Ltd., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, and BSP Special Situations Master A L.P. (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2). F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 13:10 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock | 365,041 | $8.47 | $3,093,138.41 |
DisclosureSEC source: 0000905718-19-000981 · berry_fm4dec112019.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Benefit Street Credit Alpha Master Fund Ltd. Disclosed balance after: 534,959 F1 · ownership.nature: The reported shares are held in the respective quantities indicated by Benefit Street Credit Alpha Master Fund Ltd., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, and BSP Special Situations Master A L.P. (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2). F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:56 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock | 1,100,000 | $11.30 | $12,430,000.00 |
DisclosureSEC source: 0000905718-19-000953 · berry_fm4nov142019.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Benefit Street Credit Alpha Master Fund Ltd. Disclosed balance after: 900,000 F1 · ownership.nature: The reported shares are held in the respective quantities indicated by Benefit Street Credit Alpha Master Fund Ltd., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, and BSP Special Situations Master A L.P. (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2). F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 16:14 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock | 315,000 | $9.84 | $3,098,812.50 |
DisclosureSEC source: 0000905718-19-000533 · berrypetcorp_fm4june122019.xml · nonDerivative · entry 13 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Hampshire Credit Alpha Master Fund LP Disclosed balance after: 0 F1 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, BSP Special Situations Master A L.P. and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2). F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 16:14 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock | 1,881,718 | $9.84 | $18,511,400.83 |
DisclosureSEC source: 0000905718-19-000533 · berrypetcorp_fm4june122019.xml · nonDerivative · entry 11 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By fund-of-one managed by BSP on behalf of institutional client Disclosed balance after: 1,044,435 F1 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, BSP Special Situations Master A L.P. and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2). F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 16:14 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock | 1,198,637 | $9.84 | $11,791,591.49 |
DisclosureSEC source: 0000905718-19-000533 · berrypetcorp_fm4june122019.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BSP Berry Credit Alpha 2 L.L.C. Disclosed balance after: 830,001 F1 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, BSP Special Situations Master A L.P. and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2). F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 16:14 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock | 1,689,645 | $9.84 | $16,621,882.69 |
DisclosureSEC source: 0000905718-19-000533 · berrypetcorp_fm4june122019.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BSP Berry Credit Alpha 1 L.L.C. Disclosed balance after: 1,169,999 F1 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, a fund-of-one managed by Benefit Street Partners L.L.C. ("BSP") on behalf of an institutional client, BSP Special Situations Master A L.P. and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). BSP serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 2). F2 · ownership.nature: (continued from footnote 1) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 17:02 UTC | Berry Corp (bry) BRY · Entity 71163 | SaleCommon Stock | 76,512 | $11.59 | $886,774.08 |
DisclosureSEC source: 0000905718-19-000278 · berrypetcorp_fm4mar132019.xml · nonDerivative · entry 12 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Blackrock Strategic Funds Disclosed balance after: 0 F2 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Special Situations Master A L.P., BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, Blackrock Strategic Funds, BSP Berry PECM LLC and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 3). F3 · ownership.nature: (continued from footnote 2) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
| March 05, 2019 Filed Mar 15, 2019 17:02 UTC | Berry Corp (bry) BRY · Entity 71163 | OtherCommon Stock | 16,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-19-000278 · berrypetcorp_fm4mar132019.xml · nonDerivative · entry 14 Benefit Street Partners LLC · CIK 0001543160 · Director · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BSP Special Situations Master A L.P. Disclosed balance after: 1,019,301 F1 · kind: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F1 · shares: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F1 · price: Represents shares acquired in connection with the settlement of general unsecured claims, exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, as an acquisition in good faith in connection with a debt previously contracted. F2 · ownership.nature: The reported shares are held in the respective quantities indicated by BSP Berry Credit Alpha 1 L.L.C., BSP Berry Credit Alpha 2 L.L.C., Providence Debt Fund III L.P., BSP Berry DF3 3 LLC, SEI Institutional Investments Trust - High Yield Bond Fund, SEI Institutional Managed Trust - High Yield Bond Fund, SEI Global Master Fund plc - The High Yield Fixed Income Fund, U.S. High Yield Bond Fund, BSP Special Situations Master A L.P., BSP Berry Special Situations 3 LLC, BSP Berry SEI 2 LLC, Blackrock Strategic Funds, BSP Berry PECM LLC and Hampshire Credit Alpha Master Fund LP (collectively, the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP through his indirect ownership of membership interests of BSP and as Chief Executive Officer of BSP's sole managing member (continued in footnote 3). F3 · ownership.nature: (continued from footnote 2) As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by each of the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Pursuant to a stockholders agreement between Berry Petroleum Corporation (the "Issuer") and certain holders party thereto, BSP has the right to designate a director to the Issuer's board of directors. Brent S. Buckley currently serves as BSP's designee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.