Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PNMAC Holdings, Inc.PFSI · Entity 162615 | Director · President & CEO | April 05, 2018 | April 09, 2018 |
| PennyMac Financial Services, Inc.PFSI · Entity 4100 | Director · Chairman & CEO | July 31, 2026 | August 04, 2026 |
| PennyMac Mortgage Investment TrustPMT · Entity 899 | Director · Chairman and CEO | March 12, 2026 | March 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PNMAC Holdings, Inc.
Report date April 05, 2018 · Filed April 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 39,641 |
Reported balance
After 2018-04-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-04-05 · Sale · Disposed 10,073 · Balance 39,641 F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2: The price reported is the weighted average price of multiple transactions ranging from $22.85 to $23.15. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F3: The reported amount consists of 39,641 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | Direct | 1,234,125 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 1,234,125 F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectST Family Investment Company LLC | 465,604 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 465,604 F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments. F5: These securities are held by ST Family Investment Company LLC, of which Mr. Spector is the sole manager. Mr. Spector disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12 | Direct | 40,735 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 40,735 F6: This nonstatutory stock option to purchase 40,735 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25 | Direct | 72,301 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 72,301 F7: This nonstatutory stock option to purchase 72,301 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02 | Direct | 61,120 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 61,120 F8: This nonstatutory stock option to purchase 61,120 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06 | Direct | 71,161 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 71,161 F9: This nonstatutory stock option to purchase 71,161 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05 | Direct | 69,252 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 69,252 F10: This nonstatutory stock option to purchase 69,252 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08 | Direct | 52,935 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 52,935 F11: This nonstatutory stock option to purchase 52,935 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.
F2: The price reported is the weighted average price of multiple transactions ranging from $22.85 to $23.15. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
F3: The reported amount consists of 39,641 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments.
F5: These securities are held by ST Family Investment Company LLC, of which Mr. Spector is the sole manager. Mr. Spector disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F6: This nonstatutory stock option to purchase 40,735 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
F7: This nonstatutory stock option to purchase 72,301 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
F8: This nonstatutory stock option to purchase 61,120 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's continued service through each date.
F9: This nonstatutory stock option to purchase 71,161 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
F10: This nonstatutory stock option to purchase 69,252 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
F11: This nonstatutory stock option to purchase 52,935 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.
PennyMac Financial Services, Inc.
Report date July 31, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 479,401 |
Reported balance
After 2026-07-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-31 · Other · Disposed 25,000 · Balance 479,401 F1: Pursuant to a divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the beneficial owner of these shares. F2: The reported amount consists of 37,841 restricted stock units and 441,560 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| Common StockSEC Table I · non-derivative | IndirectST Family Investment Company LLC | 60,604 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 60,604 |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to a divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the beneficial owner of these shares.
F2: The reported amount consists of 37,841 restricted stock units and 441,560 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
PennyMac Mortgage Investment Trust
Report date March 12, 2026 · Filed March 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 420,487 |
Reported balance
After 2026-03-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-12 · Tax withholding · Disposed 5,255 · Balance 420,487 F1: Represents shares withheld for taxes upon vesting of restricted share units. F2: The reported amount consists of 105,026 restricted share units and 315,461 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for taxes upon vesting of restricted share units.
F2: The reported amount consists of 105,026 restricted share units and 315,461 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2024 Filed Mar 13, 2024 21:35 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 10,000 | $86.05 | $860,548.00 |
DisclosureSEC source: 0001127602-24-010028 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 260,604 F1 · price: The price reported is the weighted average price of multiple transactions ranging from $85.39 to $85.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $86.00 to $86.57. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 22:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 35,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008171 · form4.xml · derivative · entry 7 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,189 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout for the award of 114.3%. F2 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout for the award of 114.3%. F2 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout for the award of 114.3%. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 22:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantPerformance-Based Restricted Stock Units · Derivative | 35,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008171 · form4.xml · derivative · entry 6 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,189 Underlying: Common Stock · 35,189 shares Expires not disclosed F2 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout for the award of 114.3%. F2 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout for the award of 114.3%. F2 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout for the award of 114.3%. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 22:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 46,177 | $0.00 Strike: $84.93 | $0.00 |
DisclosureSEC source: 0001127602-24-008171 · form4.xml · derivative · entry 5 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,177 Underlying: Common Stock · 46,177 shares Expires 2034-02-28 F4 · derivative.exercise_date: This nonstatutory stock option to purchase 46,177 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 1, 2025, 2026 and 2027, subject to the Reporting Person's continued service through each date. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 22:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 17,833 | $83.87 | $1,495,653.71 |
DisclosureSEC source: 0001127602-24-008171 · form4.xml · nonDerivative · entry 4 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 674,389 F3 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 22:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 35,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008171 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This performance-based restricted stock unit (PSU) award was granted to the reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout for the award of 114.3%. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 22:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 18,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008171 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 692,222 F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of the grant, are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 23:19 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 5,564 | $13.81 | $76,838.84 |
DisclosureSEC source: 0001127602-24-007666 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,024 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 32,603 restricted share units and 210,421 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 01:56 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 1,985 | $87.06 | $172,814.10 |
DisclosureSEC source: 0001127602-24-007495 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 638,562 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F3 · balance_after: The reported amount consists of 26,111 restricted stock units and 612,451 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 01:56 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 2,984 | $87.06 | $259,787.04 |
DisclosureSEC source: 0001127602-24-007495 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 640,547 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 30,218 restricted stock units and 610,329 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 23:01 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 4,630 | $13.95 | $64,588.50 |
DisclosureSEC source: 0001127602-24-007305 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,588 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 44,114 restricted share units and 204,474 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 22:23 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 6,652 | $86.77 | $577,194.04 |
DisclosureSEC source: 0001127602-24-007269 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 643,531 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 36,391 restricted stock units and 607,140 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 20, 2024 Filed Feb 21, 2024 23:13 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 15,000 | $87.18 | $1,307,758.50 |
DisclosureSEC source: 0001127602-24-006178 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 270,604 F2 · price: The price reported is the weighted average price of multiple transactions ranging from $86.90 to $87.64. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 17, 2024 Filed Feb 21, 2024 23:16 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 3,808 | $13.54 | $51,560.32 |
DisclosureSEC source: 0001127602-24-006180 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 253,218 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 53,692 restricted share units and 199,526 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 23:20 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 14,354 | $84.43 | $1,211,969.94 |
DisclosureSEC source: 0001127602-24-001478 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 285,604 F3 · price: The price reported is the weighted average price of multiple transactions ranging from $84.07 to $84.92. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 23:20 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 646 | $84.43 | $54,544.56 |
DisclosureSEC source: 0001127602-24-001478 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 299,958 F2 · price: The price reported is the weighted average price of multiple transactions ranging from $83.79 to $83.93. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 01:04 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 72,301 | $0.00 Strike: $17.26 | $0.00 |
DisclosureSEC source: 0001127602-23-029503 · form4.xml · derivative · entry 4 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 72,301 shares Expires 2024-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.underlying_shares: This nonstatutory stock option to purchase 72,301 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's committed service through each date. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 01:04 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 72,301 | $79.98 | $5,782,568.91 |
DisclosureSEC source: 0001127602-23-029503 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 650,183 F2 · price: The price reported is the weighted average price of multiple transactions ranging from $79.23 to $79.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $80.00 to $80.76. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F4 · balance_after: The reported amount consists of 50,153 restricted stock units and 600,030 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 01:04 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 72,301 | $17.26 | $1,247,915.26 |
DisclosureSEC source: 0001127602-23-029503 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 722,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported amount consists of 50,153 restricted stock units and 672,331 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 22:17 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 9,730 | $78.30 | $761,881.38 |
DisclosureSEC source: 0001127602-23-028919 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 300,604 F3 · price: The price reported is the weighted average price of multiple transactions ranging from $78.11 to $79.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 22:17 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 5,270 | $78.30 | $412,653.12 |
DisclosureSEC source: 0001127602-23-028919 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 310,334 F2 · price: The price reported is the weighted average price of multiple transactions ranging from $77.21 to $78.10. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| November 08, 2023 Filed Nov 9, 2023 22:15 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 15,000 | $71.47 | $1,072,120.50 |
DisclosureSEC source: 0001127602-23-027122 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 315,604 F2 · price: The price reported is the weighted average price of multiple transactions ranging from $71.16 to $71.87. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 21:50 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 15,000 | $65.82 | $987,249.00 |
DisclosureSEC source: 0001127602-23-025533 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 330,604 F2 · price: The price reported is the weighted average price of multiple transactions ranging from $65.09 to $66.06. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $66.12 to $66.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $67.03 to $67.72. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 20, 2023 Filed Sep 21, 2023 23:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 15,000 | $69.23 | $1,038,387.00 |
DisclosureSEC source: 0001127602-23-024618 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 345,604 F2 · price: The price reported is the weighted average price of multiple transactions ranging from $68.91 to $69.57. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 07, 2023 Filed Aug 8, 2023 22:04 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 15,000 | $76.28 | $1,144,125.00 |
DisclosureSEC source: 0001127602-23-022214 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 360,604 F2 · price: The price reported is the weighted average price of multiple transactions ranging from $75.62 to $75.94. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $76.01 to $76.75. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| July 18, 2023 Filed Jul 19, 2023 21:24 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 15,000 | $77.32 | $1,159,800.00 |
DisclosureSEC source: 0001127602-23-021056 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 375,604 F2 · price: The price reported is the weighted average price of multiple transactions ranging from $76.39 to $76.98. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $77.00 to $77.90. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 21:37 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 15,000 | $68.10 | $1,021,497.00 |
DisclosureSEC source: 0001127602-23-018725 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 390,604 F2 · price: The price reported is the weighted average price of multiple transactions ranging from $67.35 to $67.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $68.00 to $68.56. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| May 17, 2023 Filed May 18, 2023 22:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 15,000 | $61.96 | $929,452.50 |
DisclosureSEC source: 0001127602-23-016220 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 405,604 F2 · price: The price reported is the weighted average price of multiple transactions ranging from $61.72 to $62.35. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 22:25 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 15,000 | $59.71 | $895,713.00 |
DisclosureSEC source: 0001127602-23-012621 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 420,604 F2 · price: The price reported is the weighted average price of multiple transactions ranging from $59.19 to $60.18. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $60.20 to $60.47. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| March 07, 2023 Filed Mar 10, 2023 00:08 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 15,000 | $61.69 | $925,359.00 |
DisclosureSEC source: 0001127602-23-009684 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 435,604 F2 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $61.30 to $62.30. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $62.30 to $62.65. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| March 03, 2023 Filed Mar 8, 2023 00:39 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 2,576 | $13.01 | $33,513.76 |
DisclosureSEC source: 0001127602-23-009364 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,026 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 61,570 restricted share units and 195,456 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 02:14 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 528 | $61.29 | $32,362.55 |
DisclosureSEC source: 0001127602-23-008034 · form4.xml · nonDerivative · entry 5 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,183 F3 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F7 · price: The price reported is the weighted average price of multiple transactions ranging from $61.22 to $61.40. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F8 · balance_after: The reported amount consists of 50,153 restricted stock units and 600,030 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 02:14 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 25,641 | $60.63 | $1,554,624.09 |
DisclosureSEC source: 0001127602-23-008034 · form4.xml · nonDerivative · entry 4 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,711 F3 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $60.20 to $61.16. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F6 · balance_after: The reported amount consists of 50,153 restricted stock units and 590,558 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 02:14 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 13,892 | $59.04 | $820,183.68 |
DisclosureSEC source: 0001127602-23-008034 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,352 F3 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · balance_after: The reported amount consists of 50,153 restricted stock units and 626,199 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 28, 2023 Filed Mar 3, 2023 01:45 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 34,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008501 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,602 F1 · shares: The Reporting Person was granted 34.535 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 66,765 restricted share units and 192,837 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 01:47 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 4,749 | $13.15 | $62,449.35 |
DisclosureSEC source: 0001127602-23-007677 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,067 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 32,230 restricted share units and 192,837 common shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of Beneficial Interest upon vesting. Read SEC document |
| February 27, 2023 Filed Mar 2, 2023 02:14 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 15,000 | $60.80 | $912,057.00 |
DisclosureSEC source: 0001127602-23-008034 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 450,604 F3 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. Read SEC document |
| February 27, 2023 Filed Mar 2, 2023 02:14 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 4,573 | $60.74 | $277,764.02 |
DisclosureSEC source: 0001127602-23-008034 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,244 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 50,153 restricted stock units and 640,091 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 24, 2023 Filed Mar 1, 2023 14:30 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 51,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007715 · form4.xml · derivative · entry 7 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,903 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. F2 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. F2 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. Read SEC document |
| February 24, 2023 Filed Mar 1, 2023 14:30 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantPerformance-Based Restricted Stock Units · Derivative | 51,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007715 · form4.xml · derivative · entry 6 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,903 Underlying: Common Stock · 51,903 shares Expires not disclosed F2 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. F2 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. F2 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. Read SEC document |
| February 24, 2023 Filed Mar 1, 2023 14:30 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 46,303 | $0.00 Strike: $60.74 | $0.00 |
DisclosureSEC source: 0001127602-23-007715 · form4.xml · derivative · entry 5 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,303 Underlying: Common Stock · 46,303 shares Expires 2033-02-23 F4 · derivative.underlying_shares: This nonstatutory stock option to purchase 46,303 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date. Read SEC document |
| February 24, 2023 Filed Mar 1, 2023 14:30 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 25,734 | $61.81 | $1,590,618.54 |
DisclosureSEC source: 0001127602-23-007715 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,817 F3 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. Read SEC document |
| February 24, 2023 Filed Mar 1, 2023 14:30 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 51,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007715 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 720,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. Read SEC document |
| February 24, 2023 Filed Mar 1, 2023 14:30 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 18,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007715 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,648 F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 22:36 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 4,759 | $60.97 | $290,156.23 |
DisclosureSEC source: 0001127602-23-007365 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,127 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 41,095 restricted stock units and 609,032 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 17, 2023 Filed Feb 23, 2023 01:50 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 2,758 | $14.25 | $39,301.50 |
DisclosureSEC source: 0001127602-23-006579 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,816 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 41,808 restricted share units and 188,008 common shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of Beneficial Interest upon vesting. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 02:10 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | OtherCommon Stock | 12,750 | $58.12 | $740,982.83 |
DisclosureSEC source: 0001127602-22-027497 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,886 F2 · shares: Pursuant to a divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the beneficial owner of these shares. The remaining amount consists of 54,856 restricted stock units and 600,030 shares of Common Stock. Read SEC document |
| December 12, 2022 Filed Dec 15, 2022 02:10 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 12,750 | $58.12 | $740,982.83 |
DisclosureSEC source: 0001127602-22-027497 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,636 F1 · price: The price reported is the weighted average price of multiple transactions ranging from $57.50 to $58.44. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 23:40 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 40,735 | $0.00 Strike: $21.03 | $0.00 |
DisclosureSEC source: 0001127602-22-024825 · form4.xml · derivative · entry 4 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,735 shares Expires 2023-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.underlying_shares: The nonstatutory stock option to purchase 40,735 shares of Common Stock of the Issuer will vest as to on-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 23:40 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 40,735 | $54.24 | $2,209,466.40 |
DisclosureSEC source: 0001127602-22-024825 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,386 F2 · price: The price reported is the weighted average price of multiple transactions ranging from $54.00 to $54.9745. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of Issuer the number of Common Stock and the price at which the transactions were effected. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $55.00 to $55.01. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.