Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PNMAC Holdings, Inc.PFSI · Entity 162615 | Director · President & CEO | April 05, 2018 | April 09, 2018 |
| PennyMac Financial Services, Inc.PFSI · Entity 4100 | Director · Chairman & CEO | July 31, 2026 | August 04, 2026 |
| PennyMac Mortgage Investment TrustPMT · Entity 899 | Director · Chairman and CEO | March 12, 2026 | March 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PNMAC Holdings, Inc.
Report date April 05, 2018 · Filed April 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 39,641 |
Reported balance
After 2018-04-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-04-05 · Sale · Disposed 10,073 · Balance 39,641 F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2: The price reported is the weighted average price of multiple transactions ranging from $22.85 to $23.15. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F3: The reported amount consists of 39,641 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | Direct | 1,234,125 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 1,234,125 F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectST Family Investment Company LLC | 465,604 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 465,604 F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments. F5: These securities are held by ST Family Investment Company LLC, of which Mr. Spector is the sole manager. Mr. Spector disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12 | Direct | 40,735 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 40,735 F6: This nonstatutory stock option to purchase 40,735 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25 | Direct | 72,301 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 72,301 F7: This nonstatutory stock option to purchase 72,301 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02 | Direct | 61,120 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 61,120 F8: This nonstatutory stock option to purchase 61,120 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06 | Direct | 71,161 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 71,161 F9: This nonstatutory stock option to purchase 71,161 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05 | Direct | 69,252 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 69,252 F10: This nonstatutory stock option to purchase 69,252 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08 | Direct | 52,935 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 52,935 F11: This nonstatutory stock option to purchase 52,935 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.
F2: The price reported is the weighted average price of multiple transactions ranging from $22.85 to $23.15. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
F3: The reported amount consists of 39,641 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments.
F5: These securities are held by ST Family Investment Company LLC, of which Mr. Spector is the sole manager. Mr. Spector disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F6: This nonstatutory stock option to purchase 40,735 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
F7: This nonstatutory stock option to purchase 72,301 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
F8: This nonstatutory stock option to purchase 61,120 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's continued service through each date.
F9: This nonstatutory stock option to purchase 71,161 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
F10: This nonstatutory stock option to purchase 69,252 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
F11: This nonstatutory stock option to purchase 52,935 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.
PennyMac Financial Services, Inc.
Report date July 31, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 479,401 |
Reported balance
After 2026-07-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-31 · Other · Disposed 25,000 · Balance 479,401 F1: Pursuant to a divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the beneficial owner of these shares. F2: The reported amount consists of 37,841 restricted stock units and 441,560 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| Common StockSEC Table I · non-derivative | IndirectST Family Investment Company LLC | 60,604 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 60,604 |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to a divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the beneficial owner of these shares.
F2: The reported amount consists of 37,841 restricted stock units and 441,560 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
PennyMac Mortgage Investment Trust
Report date March 12, 2026 · Filed March 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 420,487 |
Reported balance
After 2026-03-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-12 · Tax withholding · Disposed 5,255 · Balance 420,487 F1: Represents shares withheld for taxes upon vesting of restricted share units. F2: The reported amount consists of 105,026 restricted share units and 315,461 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for taxes upon vesting of restricted share units.
F2: The reported amount consists of 105,026 restricted share units and 315,461 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2025 Filed Feb 27, 2025 02:19 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantPerformance-Based Restricted Share Units · Derivative | 12,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007033 · form4.xml · derivative · entry 9 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,900 Underlying: Common Shares of Beneficial Interest · 12,900 shares Expires not disclosed F2 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 25, 2022 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2022, 2023 and 2024. The PSU vested as to one-third on February 24, 2025 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2024 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2024 through December 31, 2024 resulting in a payout of 110.2%. F2 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 25, 2022 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2022, 2023 and 2024. The PSU vested as to one-third on February 24, 2025 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2024 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2024 through December 31, 2024 resulting in a payout of 110.2%. F2 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 25, 2022 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2022, 2023 and 2024. The PSU vested as to one-third on February 24, 2025 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2024 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2024 through December 31, 2024 resulting in a payout of 110.2%. Read SEC document |
| February 24, 2025 Filed Feb 27, 2025 02:19 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 5,506 | $14.07 | $77,469.42 |
DisclosureSEC source: 0001127602-25-007033 · form4.xml · nonDerivative · entry 7 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,658 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units. Read SEC document |
| February 24, 2025 Filed Feb 27, 2025 02:19 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 6,069 | $14.07 | $85,390.83 |
DisclosureSEC source: 0001127602-25-007033 · form4.xml · nonDerivative · entry 6 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369,164 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units. Read SEC document |
| February 24, 2025 Filed Feb 27, 2025 02:19 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 6,947 | $14.07 | $97,744.29 |
DisclosureSEC source: 0001127602-25-007033 · form4.xml · nonDerivative · entry 5 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,233 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units. Read SEC document |
| February 24, 2025 Filed Feb 27, 2025 02:19 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 10,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007033 · form4.xml · nonDerivative · entry 4 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 382,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This performance-based restricted share unit (PSU) award was granted on March 12, 2024 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2024, 2025 and 2026. The PSU vested as to one-third on February 24, 2025 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2024 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2024 through December 31, 2024 resulting in a payout of 80.1%. Read SEC document |
| February 24, 2025 Filed Feb 27, 2025 02:19 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 11,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007033 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 371,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on February 24, 2025 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2024 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2024 through December 31, 2024 resulting in a payout of 80.1%. Read SEC document |
| February 24, 2025 Filed Feb 27, 2025 02:19 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 12,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007033 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This performance-based restricted share unit (PSU) award was granted on February 25, 2022 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2022, 2023 and 2024. The PSU vested as to one-third on February 24, 2025 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2024 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2024 through December 31, 2024 resulting in a payout of 110.2%. Read SEC document |
| February 24, 2025 Filed Feb 27, 2025 02:19 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 44,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007033 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,787 F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 23, 2025 Filed Feb 25, 2025 22:40 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 6,924 | $101.25 | $701,055.00 |
DisclosureSEC source: 0001127602-25-006673 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 645,499 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. Read SEC document |
| February 14, 2025 Filed Feb 20, 2025 00:02 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 45,419 | $0.00 Strike: $101.76 | $0.00 |
DisclosureSEC source: 0001127602-25-005668 · form4.xml · derivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,419 Underlying: Common Stock · 45,419 shares Expires 2035-02-13 F3 · derivative.exercise_price: This nonstatutory stock option to purchase 45,419 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date, Read SEC document |
| February 14, 2025 Filed Feb 20, 2025 00:02 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 17,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-005668 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 652,423 F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 62,393 restricted stock units and 590,030 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 22:55 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 736 | $99.87 | $73,504.32 |
DisclosureSEC source: 0001127602-25-001077 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 165,604 F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 2, 2024. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $99.80 to $99.92. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 22:55 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 4,264 | $99.30 | $423,415.20 |
DisclosureSEC source: 0001127602-25-001077 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 166,340 F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 2, 2024. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $98.64 to $99.57. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| December 20, 2024 Filed Dec 24, 2024 01:37 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 61,120 | $0.00 Strike: $17.52 | $0.00 |
DisclosureSEC source: 0001127602-24-030002 · form4.xml · derivative · entry 5 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,120 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.underlying_shares: This nonstatutory stock option to purchase 61,120 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's continued service through each date. Read SEC document |
| December 20, 2024 Filed Dec 24, 2024 01:37 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 4,349 | $102.10 | $444,032.90 |
DisclosureSEC source: 0001127602-24-030002 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 634,612 F3 · price: The price reported is the weighted average price of multiple transactions ranging from $102.01 to $102.27. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F4 · balance_after: The reported amount consists of 44,582 restricted stock units and 590,030 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 20, 2024 Filed Dec 24, 2024 01:37 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 56,771 | $101.69 | $5,773,042.99 |
DisclosureSEC source: 0001127602-24-030002 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 638,961 F2 · price: The price reported is the weighted average price of multiple transactions ranging from $101.01 to $102.01. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| December 20, 2024 Filed Dec 24, 2024 01:37 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 61,120 | $17.52 | $1,070,822.40 |
DisclosureSEC source: 0001127602-24-030002 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 695,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported amount consists of 44,582 restricted stock units and 651,150 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 22:33 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 4,838 | $105.39 | $509,876.82 |
DisclosureSEC source: 0001127602-24-028796 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 170,604 F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $105.07 to $105.94. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 22:33 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 5,162 | $104.53 | $539,583.86 |
DisclosureSEC source: 0001127602-24-028796 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 175,442 F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $104.07 to $105.06. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 22:29 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 184 | $106.74 | $19,640.16 |
DisclosureSEC source: 0001127602-24-027246 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 180,604 F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 22:29 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 1,218 | $105.60 | $128,620.80 |
DisclosureSEC source: 0001127602-24-027246 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 180,788 F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $105.47 to $105.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 22:29 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 8,598 | $104.92 | $902,102.16 |
DisclosureSEC source: 0001127602-24-027246 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 182,006 F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $104.47 to $105.45. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| October 14, 2024 Filed Oct 15, 2024 21:36 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 3,041 | $108.04 | $328,549.64 |
DisclosureSEC source: 0001127602-24-025525 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 190,604 F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $107.94 to $108.12 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| October 14, 2024 Filed Oct 15, 2024 21:36 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 6,417 | $107.46 | $689,570.82 |
DisclosureSEC source: 0001127602-24-025525 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 193,645 F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $106.93 to $107.93 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| October 14, 2024 Filed Oct 15, 2024 21:36 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 542 | $106.17 | $57,544.14 |
DisclosureSEC source: 0001127602-24-025525 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 200,062 F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $105.72 to $106.59. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 17, 2024 Filed Sep 18, 2024 21:44 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 3,219 | $117.19 | $377,234.61 |
DisclosureSEC source: 0001127602-24-024157 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 200,604 F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $117.00 to $117.42. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 17, 2024 Filed Sep 18, 2024 21:44 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 6,781 | $116.60 | $790,664.60 |
DisclosureSEC source: 0001127602-24-024157 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 203,823 F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $116.25 to $116.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 21, 2024 Filed Aug 23, 2024 21:16 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 6,694 | $99.60 | $666,722.40 |
DisclosureSEC source: 0001127602-24-022855 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 210,604 F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $99.03 to $99.92. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F4 · balance_after: The reported amount consists of 44,582 restricted stock units and 590,030 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| August 21, 2024 Filed Aug 23, 2024 21:16 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 3,306 | $98.72 | $326,368.32 |
DisclosureSEC source: 0001127602-24-022855 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 217,298 F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $98.08 to $98.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 09, 2024 Filed Aug 9, 2024 22:24 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | OtherCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-021958 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 634,612 F1 · shares: Pursuant to a prior divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the beneficial owner of these shares. The remaining amount consists of 44,582 restricted stock units and 590,030 shares of Common Stock. F1 · price: Pursuant to a prior divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the beneficial owner of these shares. The remaining amount consists of 44,582 restricted stock units and 590,030 shares of Common Stock. Read SEC document |
| July 10, 2024 Filed Jul 11, 2024 22:41 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 5,700 | $92.34 | $526,338.00 |
DisclosureSEC source: 0001104659-24-079301 · tm2419338-1_4seq1.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 220,604 F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $92.05 to $92.66. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock sold and the prices at which the transactions were effected. Read SEC document |
| July 10, 2024 Filed Jul 11, 2024 22:41 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 4,300 | $91.70 | $394,310.00 |
DisclosureSEC source: 0001104659-24-079301 · tm2419338-1_4seq1.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 226,304 F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $91.05 to $92.03. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock sold and the prices at which the transactions were effected. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 22:21 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 10,000 | $90.56 | $905,648.00 |
DisclosureSEC source: 0001127602-24-017972 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 230,604 F1 · price: The price reported is the weighted average price of multiple transactions ranging from $89.85 to $90.84. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $90.85 to $90.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| May 15, 2024 Filed May 16, 2024 21:10 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 10,000 | $93.16 | $931,581.00 |
DisclosureSEC source: 0001127602-24-015705 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 240,604 F1 · price: The price reported is the weighted average price of multiple transactions ranging from $91.51 to $91.96. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $92.13 to $92.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $93.01 to $93.88. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| April 09, 2024 Filed Apr 11, 2024 21:47 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 10,000 | $90.72 | $907,209.00 |
DisclosureSEC source: 0001127602-24-012805 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Indirect · ST Family Investment Company LLC Disclosed balance after: 250,604 F1 · price: The price reported is the weighted average price of multiple transactions ranging from $89.61 to $90.52. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $90.64 to $91.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| March 12, 2024 Filed Mar 13, 2024 21:35 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 3,326 | $85.67 | $284,941.41 |
DisclosureSEC source: 0001127602-24-010028 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 644,612 F4 · price: The price reported is the weighted average price of multiple transactions ranging from $85.11 to $85.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 44,582 restricted stock units and 600,030 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:32 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionPerformance-Based Restricted Share Units · Derivative | 21,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010149 · form4.xml · derivative · entry 13 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 21,105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installment subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 150%. F4 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installment subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 150%. F4 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installment subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 150%. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:32 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantPerformance-Based Restricted Share Units · Derivative | 21,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010149 · form4.xml · derivative · entry 12 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,105 Underlying: Common Shares of Beneficial Interest · 21,105 shares Expires not disclosed F4 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installment subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 150%. F4 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installment subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 150%. F4 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installment subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 150%. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:32 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionPerformance-Based Restricted Share Units · Derivative | 21,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010149 · form4.xml · derivative · entry 11 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 21,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 25, 2022 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2022, 2023 and 2024. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 187.5%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 25, 2022 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2022, 2023 and 2024. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 187.5%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 25, 2022 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2022, 2023 and 2024. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 187.5%. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:32 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantPerformance-Based Restricted Share Units · Derivative | 21,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010149 · form4.xml · derivative · entry 10 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,950 Underlying: Common Shares of Beneficial Interest · 21,950 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 25, 2022 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2022, 2023 and 2024. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 187.5%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 25, 2022 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2022, 2023 and 2024. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 187.5%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 25, 2022 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2022, 2023 and 2024. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 187.5%. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:32 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionPerformance-Based Restricted Share Units · Derivative | 15,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010149 · form4.xml · derivative · entry 9 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 15,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 17, 2021 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2021, 2022 and 2023. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 158.9%. F2 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 17, 2021 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2021, 2022 and 2023. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 158.9%. F2 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 17, 2021 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2021, 2022 and 2023. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 158.9%. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:32 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantPerformance-Based Restricted Share Units · Derivative | 15,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010149 · form4.xml · derivative · entry 8 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,298 Underlying: Common Shares of Beneficial Interest · 15,298 shares Expires not disclosed F2 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 17, 2021 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2021, 2022 and 2023. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 158.9%. F2 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 17, 2021 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2021, 2022 and 2023. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 158.9%. F2 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 17, 2021 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2021, 2022 and 2023. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 158.9%. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:32 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 10,697 | $14.28 | $152,753.16 |
DisclosureSEC source: 0001127602-24-010149 · form4.xml · nonDerivative · entry 7 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 303,138 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units. F6 · balance_after: The reported amount consists of 63,940 restricted share units and 239,198 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:32 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 11,125 | $14.28 | $158,865.00 |
DisclosureSEC source: 0001127602-24-010149 · form4.xml · nonDerivative · entry 6 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,835 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:32 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 7,754 | $14.28 | $110,727.12 |
DisclosureSEC source: 0001127602-24-010149 · form4.xml · nonDerivative · entry 5 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 324,960 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:32 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 21,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010149 · form4.xml · nonDerivative · entry 4 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installment subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 150%. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:32 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 21,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010149 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted share unit (PSU) award was granted on February 25, 2022 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2022, 2023 and 2024. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 187.5%. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:32 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 15,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010149 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This performance-based restricted share unit (PSU) award was granted on February 17, 2021 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2021, 2022 and 2023. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 158.9%. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:32 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 31,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010149 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 332,714 F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 21:35 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 26,451 | $86.05 | $2,276,235.51 |
DisclosureSEC source: 0001127602-24-010028 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 647,938 F3 · balance_after: The reported amount consists of 44,582 restricted stock units and 603,356 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.