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Chapman Steven Leonard

Disclosed activity across 1 company

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2636
SEC CIK
0001711968

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Natera, Inc.NTRA · Entity 2635Director · CEO AND PRESIDENTOctober 01, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Natera, Inc.

Report date October 01, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect96,926 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Sale · Disposed 1,273 · Balance 96,926

F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2023, as amended on December 2, 2024, and as further amended on March 5, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2023, as amended on December 2, 2024, and as further amended on March 5, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 24, 2021 Filed Sep 25, 2021 01:32 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 5,292 $117.97 $624,311.00
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,967

F3 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2021.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.36 to $118.29 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 24, 2021 Filed Sep 25, 2021 01:32 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 3,241 $116.69 $378,178.35
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,259

F3 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2021.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.29 to $117.27 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 23, 2021 Filed Sep 25, 2021 01:32 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,649 $125.67 $207,229.83
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
September 22, 2021 Filed Sep 25, 2021 01:32 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · derivative · entry 11

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F10 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F10 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 22, 2021 Filed Sep 25, 2021 01:32 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 182 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · derivative · entry 10

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094

Underlying: Common Stock · 182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F10 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F10 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 22, 2021 Filed Sep 25, 2021 01:32 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
September 22, 2021 Filed Sep 25, 2021 01:32 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 182 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 9,375 $0.00 Strike: $25.46 $0.00
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · derivative · entry 27

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 9,375 shares

Expires 2030-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F25 · derivative.exercise_date: The option became exercisable upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 4,570 $0.00 Strike: $25.46 $0.00
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · derivative · entry 26

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 4,570 shares

Expires 2030-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F23 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 5,325 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · derivative · entry 25

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,584

Underlying: Common Stock · 5,325 shares

Expires 2029-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F24 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 5,325 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · derivative · entry 24

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 5,325 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F23 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 8,337 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · derivative · entry 23

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,315

Underlying: Common Stock · 8,337 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F22 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 25 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · derivative · entry 22

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F21 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 38,867 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · derivative · entry 21

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,867 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F20 · derivative.exercise_date: This option vested and became exercisable upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of September 9, 2021, the criteria was satisfied with respect to 31,250 additional shares.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 127 $120.84 $15,347.15
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 18

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Rosewood Trust

Disclosed balance after: 12,896

F12 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Rosewood Trust on August 13, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F17 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.83 to $120.8550 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement.

F14 · ownership.nature: The Rosewood Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the Rosewood Trust, the Reporting Person has no enforceable rights to distributions. The Rosewood Trust is a fully discretionary trust and the distribution decisions for the Rosewood Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 5,989 $120.28 $720,383.27
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 17

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Rosewood Trust

Disclosed balance after: 13,023

F12 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Rosewood Trust on August 13, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F16 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.83 to $120.82 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14 · ownership.nature: The Rosewood Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the Rosewood Trust, the Reporting Person has no enforceable rights to distributions. The Rosewood Trust is a fully discretionary trust and the distribution decisions for the Rosewood Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 2,319 $119.03 $276,022.69
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 16

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Rosewood Trust

Disclosed balance after: 19,012

F12 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Rosewood Trust on August 13, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F15 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.6550 to $119.5250 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14 · ownership.nature: The Rosewood Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the Rosewood Trust, the Reporting Person has no enforceable rights to distributions. The Rosewood Trust is a fully discretionary trust and the distribution decisions for the Rosewood Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,707 $118.18 $201,725.58
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 15

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Rosewood Trust

Disclosed balance after: 21,331

F12 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Rosewood Trust on August 13, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F13 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.63 to $118.64 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14 · ownership.nature: The Rosewood Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the Rosewood Trust, the Reporting Person has no enforceable rights to distributions. The Rosewood Trust is a fully discretionary trust and the distribution decisions for the Rosewood Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 7,763 $120.76 $937,421.84
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 14

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,842

F6 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021 as amended on May 14, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.60 to $121.07 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 42,022 $120.12 $5,047,762.48
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 13

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,605

F6 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021 as amended on May 14, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.60 to $120.58 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 14,609 $118.96 $1,737,882.26
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 12

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,627

F6 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021 as amended on May 14, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.52 to $119.41 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 7,430 $118.10 $877,500.83
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 11

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,236

F6 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021 as amended on May 14, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.5050 to $118.50 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 9,375 $25.46 $238,687.50
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 10

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 4,570 $25.46 $116,352.20
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 9

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 5,325 $20.27 $107,937.75
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 38,867 $13.01 $505,659.67
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 5,325 $13.01 $69,278.25
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 8,337 $9.29 $77,450.73
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 25 $10.73 $268.25
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 9,002 $119.53 $1,075,995.56
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,842

F5 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

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September 09, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 15,625 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · derivative · entry 20

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F19 · derivative.exercise_date: On January 11, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. On September 9, 2021, the criteria was satisfied for the vesting of RSUs covering 15,625 shares of Common Stock.

F19 · derivative.expiration_date: On January 11, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. On September 9, 2021, the criteria was satisfied for the vesting of RSUs covering 15,625 shares of Common Stock.

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September 09, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 2,296 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · derivative · entry 19

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,593

Underlying: Common Stock · 2,296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F18 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F18 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

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September 09, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 15,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the full vesting and settlement of RSUs

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

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September 09, 2021 Filed Sep 11, 2021 01:37 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 2,296 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting on March 19, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · balance_after: Excludes 23,038 shares previously reported as owned directly which have been transferred to the Rosewood Trust.

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August 12, 2021 Filed Aug 17, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 9,375 $0.00 Strike: $25.46 $0.00
Disclosure

SEC source: 0001415889-21-003936 · form4-08162021_050805.xml · derivative · entry 16

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,125

Underlying: Common Stock · 9,375 shares

Expires 2030-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The option became exercisable upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of July 1, 2021, the criteria was satisfied with respect to 18,750 additional shares.

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August 12, 2021 Filed Aug 17, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 4,570 $0.00 Strike: $25.46 $0.00
Disclosure

SEC source: 0001415889-21-003936 · form4-08162021_050805.xml · derivative · entry 15

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,320

Underlying: Common Stock · 4,570 shares

Expires 2030-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The option vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of June 3, 2021, the Company's Board of Director determined the performance criteria had been met with respect to 18,750 additional shares.

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August 12, 2021 Filed Aug 17, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 3,242 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001415889-21-003936 · form4-08162021_050805.xml · derivative · entry 14

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,909

Underlying: Common Stock · 3,242 shares

Expires 2029-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

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August 12, 2021 Filed Aug 17, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 7,617 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-003936 · form4-08162021_050805.xml · derivative · entry 13

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,867

Underlying: Common Stock · 7,617 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This option vested and became exercisable upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of March 9, 2021, the criteria was satisfied with respect to 31,250 additional shares.

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August 12, 2021 Filed Aug 17, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 3,242 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-003936 · form4-08162021_050805.xml · derivative · entry 12

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,659

Underlying: Common Stock · 3,242 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

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August 12, 2021 Filed Aug 17, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 5,285 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001415889-21-003936 · form4-08162021_050805.xml · derivative · entry 11

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,652

Underlying: Common Stock · 5,285 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

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August 12, 2021 Filed Aug 17, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 25 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001415889-21-003936 · form4-08162021_050805.xml · derivative · entry 10

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25

Underlying: Common Stock · 25 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

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August 12, 2021 Filed Aug 17, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 24,062 $101.82 $2,450,089.09
Disclosure

SEC source: 0001415889-21-003936 · form4-08162021_050805.xml · nonDerivative · entry 9

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,961

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021 as amended on May 14, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.46 to $102.28 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement.

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August 12, 2021 Filed Aug 17, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 9,294 $101.24 $940,951.51
Disclosure

SEC source: 0001415889-21-003936 · form4-08162021_050805.xml · nonDerivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,023

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021 as amended on May 14, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.45. to $101.44 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 12, 2021 Filed Aug 17, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 9,375 $25.46 $238,687.50
Disclosure

SEC source: 0001415889-21-003936 · form4-08162021_050805.xml · nonDerivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 17, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 4,570 $25.46 $116,352.20
Disclosure

SEC source: 0001415889-21-003936 · form4-08162021_050805.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 17, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 3,242 $20.27 $65,715.34
Disclosure

SEC source: 0001415889-21-003936 · form4-08162021_050805.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 17, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 7,617 $13.01 $99,097.17
Disclosure

SEC source: 0001415889-21-003936 · form4-08162021_050805.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 17, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 3,242 $13.01 $42,178.42
Disclosure

SEC source: 0001415889-21-003936 · form4-08162021_050805.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 17, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 5,285 $9.29 $49,097.65
Disclosure

SEC source: 0001415889-21-003936 · form4-08162021_050805.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 17, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 25 $10.73 $268.25
Disclosure

SEC source: 0001415889-21-003936 · form4-08162021_050805.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.