Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Natera, Inc.NTRA · Entity 2635 | Director · CEO AND PRESIDENT | October 01, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Natera, Inc.
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 96,926 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Sale · Disposed 1,273 · Balance 96,926 F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2023, as amended on December 2, 2024, and as further amended on March 5, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2023, as amended on December 2, 2024, and as further amended on March 5, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 24, 2021 Filed Sep 25, 2021 01:32 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 5,292 | $117.97 | $624,311.00 |
DisclosureSEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 5 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,967 F3 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2021. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.36 to $118.29 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 24, 2021 Filed Sep 25, 2021 01:32 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 3,241 | $116.69 | $378,178.35 |
DisclosureSEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 4 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,259 F3 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2021. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.29 to $117.27 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 23, 2021 Filed Sep 25, 2021 01:32 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,649 | $125.67 | $207,229.83 |
DisclosureSEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 3 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1. Read SEC document |
| September 22, 2021 Filed Sep 25, 2021 01:32 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-004552 · form4-09242021_060920.xml · derivative · entry 11 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F10 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F10 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| September 22, 2021 Filed Sep 25, 2021 01:32 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 182 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-004552 · form4-09242021_060920.xml · derivative · entry 10 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,094 Underlying: Common Stock · 182 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F10 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F10 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| September 22, 2021 Filed Sep 25, 2021 01:32 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 3,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 2 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| September 22, 2021 Filed Sep 25, 2021 01:32 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 1 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 9,375 | $0.00 Strike: $25.46 | $0.00 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · derivative · entry 27 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 9,375 shares Expires 2030-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F25 · derivative.exercise_date: The option became exercisable upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 4,570 | $0.00 Strike: $25.46 | $0.00 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · derivative · entry 26 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 4,570 shares Expires 2030-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F23 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 5,325 | $0.00 Strike: $20.27 | $0.00 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · derivative · entry 25 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,584 Underlying: Common Stock · 5,325 shares Expires 2029-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F24 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 5,325 | $0.00 Strike: $13.01 | $0.00 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · derivative · entry 24 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Common Stock · 5,325 shares Expires 2029-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F23 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 8,337 | $0.00 Strike: $9.29 | $0.00 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · derivative · entry 23 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,315 Underlying: Common Stock · 8,337 shares Expires 2028-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F22 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 25 | $0.00 Strike: $10.73 | $0.00 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · derivative · entry 22 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25 shares Expires 2027-07-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F21 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 38,867 | $0.00 Strike: $13.01 | $0.00 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · derivative · entry 21 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,867 shares Expires 2029-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F20 · derivative.exercise_date: This option vested and became exercisable upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of September 9, 2021, the criteria was satisfied with respect to 31,250 additional shares. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 127 | $120.84 | $15,347.15 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 18 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · by Rosewood Trust Disclosed balance after: 12,896 F12 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Rosewood Trust on August 13, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. F17 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.83 to $120.8550 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement. F14 · ownership.nature: The Rosewood Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the Rosewood Trust, the Reporting Person has no enforceable rights to distributions. The Rosewood Trust is a fully discretionary trust and the distribution decisions for the Rosewood Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 5,989 | $120.28 | $720,383.27 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 17 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · by Rosewood Trust Disclosed balance after: 13,023 F12 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Rosewood Trust on August 13, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. F16 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.83 to $120.82 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14 · ownership.nature: The Rosewood Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the Rosewood Trust, the Reporting Person has no enforceable rights to distributions. The Rosewood Trust is a fully discretionary trust and the distribution decisions for the Rosewood Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 2,319 | $119.03 | $276,022.69 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 16 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · by Rosewood Trust Disclosed balance after: 19,012 F12 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Rosewood Trust on August 13, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. F15 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.6550 to $119.5250 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14 · ownership.nature: The Rosewood Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the Rosewood Trust, the Reporting Person has no enforceable rights to distributions. The Rosewood Trust is a fully discretionary trust and the distribution decisions for the Rosewood Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,707 | $118.18 | $201,725.58 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 15 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · by Rosewood Trust Disclosed balance after: 21,331 F12 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Rosewood Trust on August 13, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. F13 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.63 to $118.64 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14 · ownership.nature: The Rosewood Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the Rosewood Trust, the Reporting Person has no enforceable rights to distributions. The Rosewood Trust is a fully discretionary trust and the distribution decisions for the Rosewood Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 7,763 | $120.76 | $937,421.84 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 14 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,842 F6 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021 as amended on May 14, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.60 to $121.07 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 42,022 | $120.12 | $5,047,762.48 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 13 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,605 F6 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021 as amended on May 14, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.60 to $120.58 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 14,609 | $118.96 | $1,737,882.26 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 12 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,627 F6 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021 as amended on May 14, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.52 to $119.41 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 7,430 | $118.10 | $877,500.83 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 11 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,236 F6 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021 as amended on May 14, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.5050 to $118.50 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 9,375 | $25.46 | $238,687.50 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 10 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 4,570 | $25.46 | $116,352.20 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 9 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 5,325 | $20.27 | $107,937.75 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 8 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 38,867 | $13.01 | $505,659.67 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 7 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 5,325 | $13.01 | $69,278.25 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 6 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 8,337 | $9.29 | $77,450.73 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 5 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 25 | $10.73 | $268.25 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 4 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 9,002 | $119.53 | $1,075,995.56 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 3 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,842 F5 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1. Read SEC document |
| September 09, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · derivative · entry 20 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. F19 · derivative.exercise_date: On January 11, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. On September 9, 2021, the criteria was satisfied for the vesting of RSUs covering 15,625 shares of Common Stock. F19 · derivative.expiration_date: On January 11, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. On September 9, 2021, the criteria was satisfied for the vesting of RSUs covering 15,625 shares of Common Stock. Read SEC document |
| September 09, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 2,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · derivative · entry 19 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,593 Underlying: Common Stock · 2,296 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. F18 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. F18 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| September 09, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 15,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 2 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the full vesting and settlement of RSUs F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| September 09, 2021 Filed Sep 11, 2021 01:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 2,296 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-21-004361 · form4-09102021_060937.xml · nonDerivative · entry 1 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting on March 19, 2019. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. F3 · balance_after: Excludes 23,038 shares previously reported as owned directly which have been transferred to the Rosewood Trust. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 9,375 | $0.00 Strike: $25.46 | $0.00 |
DisclosureSEC source: 0001415889-21-003936 · form4-08162021_050805.xml · derivative · entry 16 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,125 Underlying: Common Stock · 9,375 shares Expires 2030-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: The option became exercisable upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of July 1, 2021, the criteria was satisfied with respect to 18,750 additional shares. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 4,570 | $0.00 Strike: $25.46 | $0.00 |
DisclosureSEC source: 0001415889-21-003936 · form4-08162021_050805.xml · derivative · entry 15 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,320 Underlying: Common Stock · 4,570 shares Expires 2030-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The option vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of June 3, 2021, the Company's Board of Director determined the performance criteria had been met with respect to 18,750 additional shares. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 3,242 | $0.00 Strike: $20.27 | $0.00 |
DisclosureSEC source: 0001415889-21-003936 · form4-08162021_050805.xml · derivative · entry 14 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,909 Underlying: Common Stock · 3,242 shares Expires 2029-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 7,617 | $0.00 Strike: $13.01 | $0.00 |
DisclosureSEC source: 0001415889-21-003936 · form4-08162021_050805.xml · derivative · entry 13 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,867 Underlying: Common Stock · 7,617 shares Expires 2029-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option vested and became exercisable upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of March 9, 2021, the criteria was satisfied with respect to 31,250 additional shares. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 3,242 | $0.00 Strike: $13.01 | $0.00 |
DisclosureSEC source: 0001415889-21-003936 · form4-08162021_050805.xml · derivative · entry 12 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,659 Underlying: Common Stock · 3,242 shares Expires 2029-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 5,285 | $0.00 Strike: $9.29 | $0.00 |
DisclosureSEC source: 0001415889-21-003936 · form4-08162021_050805.xml · derivative · entry 11 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,652 Underlying: Common Stock · 5,285 shares Expires 2028-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 25 | $0.00 Strike: $10.73 | $0.00 |
DisclosureSEC source: 0001415889-21-003936 · form4-08162021_050805.xml · derivative · entry 10 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25 Underlying: Common Stock · 25 shares Expires 2027-07-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 24,062 | $101.82 | $2,450,089.09 |
DisclosureSEC source: 0001415889-21-003936 · form4-08162021_050805.xml · nonDerivative · entry 9 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,961 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021 as amended on May 14, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.46 to $102.28 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 9,294 | $101.24 | $940,951.51 |
DisclosureSEC source: 0001415889-21-003936 · form4-08162021_050805.xml · nonDerivative · entry 8 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,023 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021 as amended on May 14, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.45. to $101.44 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 9,375 | $25.46 | $238,687.50 |
DisclosureSEC source: 0001415889-21-003936 · form4-08162021_050805.xml · nonDerivative · entry 7 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 4,570 | $25.46 | $116,352.20 |
DisclosureSEC source: 0001415889-21-003936 · form4-08162021_050805.xml · nonDerivative · entry 6 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 3,242 | $20.27 | $65,715.34 |
DisclosureSEC source: 0001415889-21-003936 · form4-08162021_050805.xml · nonDerivative · entry 5 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 7,617 | $13.01 | $99,097.17 |
DisclosureSEC source: 0001415889-21-003936 · form4-08162021_050805.xml · nonDerivative · entry 4 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 3,242 | $13.01 | $42,178.42 |
DisclosureSEC source: 0001415889-21-003936 · form4-08162021_050805.xml · nonDerivative · entry 3 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 5,285 | $9.29 | $49,097.65 |
DisclosureSEC source: 0001415889-21-003936 · form4-08162021_050805.xml · nonDerivative · entry 2 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 25 | $10.73 | $268.25 |
DisclosureSEC source: 0001415889-21-003936 · form4-08162021_050805.xml · nonDerivative · entry 1 Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.