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Chapman Steven Leonard

Disclosed activity across 1 company

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2636
SEC CIK
0001711968

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Natera, Inc.NTRA · Entity 2635Director · CEO AND PRESIDENTOctober 01, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Natera, Inc.

Report date October 01, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect96,926 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Sale · Disposed 1,273 · Balance 96,926

F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2023, as amended on December 2, 2024, and as further amended on March 5, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2023, as amended on December 2, 2024, and as further amended on March 5, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2021 Filed Dec 14, 2021 00:13 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 2,296 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-005852 · form4-12132021_041248.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
December 07, 2021 Filed Dec 8, 2021 02:09 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 4,726 $91.99 $434,754.19
Disclosure

SEC source: 0001415889-21-005763 · form4-12072021_061222.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,235

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
December 04, 2021 Filed Dec 8, 2021 02:09 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005763 · form4-12072021_061222.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: On March 27, 2020, the Reporting Person was granted RSUs which vest in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On December 4, 2021, the Issuer's Board of Directors determined that the milestone for the third tranche was satisfied, resulting in the vesting of the reported shares of common stock under the RSUs.

F3 · derivative.expiration_date: On March 27, 2020, the Reporting Person was granted RSUs which vest in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On December 4, 2021, the Issuer's Board of Directors determined that the milestone for the third tranche was satisfied, resulting in the vesting of the reported shares of common stock under the RSUs.

Read SEC document
December 04, 2021 Filed Dec 8, 2021 02:09 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 9,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-005763 · form4-12072021_061222.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
December 01, 2021 Filed Dec 4, 2021 02:02 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 2,083 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001415889-21-005710 · form4-12032021_061237.xml · derivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 2,083 shares

Expires 2029-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
December 01, 2021 Filed Dec 4, 2021 02:02 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 2,083 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-005710 · form4-12032021_061237.xml · derivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,167

Underlying: Common Stock · 2,083 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
December 01, 2021 Filed Dec 4, 2021 02:02 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 3,053 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001415889-21-005710 · form4-12032021_061237.xml · derivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,210

Underlying: Common Stock · 3,053 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
December 01, 2021 Filed Dec 4, 2021 02:02 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 3,904 $91.09 $355,628.63
Disclosure

SEC source: 0001415889-21-005710 · form4-12032021_061237.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,586

F1 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021, as amended on May 14, 2021.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.90 to $91.65 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 01, 2021 Filed Dec 4, 2021 02:02 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 3,315 $90.45 $299,825.51
Disclosure

SEC source: 0001415889-21-005710 · form4-12032021_061237.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,490

F1 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021, as amended on May 14, 2021.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.89 to $90.83 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 01, 2021 Filed Dec 4, 2021 02:02 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 2,083 $20.27 $42,222.41
Disclosure

SEC source: 0001415889-21-005710 · form4-12032021_061237.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 4, 2021 02:02 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 2,083 $13.01 $27,099.83
Disclosure

SEC source: 0001415889-21-005710 · form4-12032021_061237.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 4, 2021 02:02 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 3,053 $9.29 $28,362.37
Disclosure

SEC source: 0001415889-21-005710 · form4-12032021_061237.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 01:02 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 2,083 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001415889-21-005036 · form4-11012021_061153.xml · derivative · entry 11

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,417

Underlying: Common Stock · 2,083 shares

Expires 2029-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 01:02 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 3,052 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001415889-21-005036 · form4-11012021_061153.xml · derivative · entry 10

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,263

Underlying: Common Stock · 3,052 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 01:02 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 440 $116.50 $51,258.68
Disclosure

SEC source: 0001415889-21-005036 · form4-11012021_061153.xml · nonDerivative · entry 9

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,586

F5 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021, as amended on May 14, 2021.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.46 to $116.5950 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 01:02 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 3,389 $115.99 $393,085.70
Disclosure

SEC source: 0001415889-21-005036 · form4-11012021_061153.xml · nonDerivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,026

F5 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021, as amended on May 14, 2021.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.45 to $116.44 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 01:02 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,106 $114.73 $126,893.59
Disclosure

SEC source: 0001415889-21-005036 · form4-11012021_061153.xml · nonDerivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,415

F5 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021, as amended on May 14, 2021.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.44 to $115.20 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 01:02 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 200 $113.01 $22,602.00
Disclosure

SEC source: 0001415889-21-005036 · form4-11012021_061153.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,521

F5 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021, as amended on May 14, 2021.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 01:02 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 2,084 $20.27 $42,242.68
Disclosure

SEC source: 0001415889-21-005036 · form4-11012021_061153.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 01:02 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 3,052 $9.29 $28,353.08
Disclosure

SEC source: 0001415889-21-005036 · form4-11012021_061153.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 01:02 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,017 $116.10 $118,077.26
Disclosure

SEC source: 0001415889-21-005036 · form4-11012021_061153.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,586

F1 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2021,

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.60 to $116.50 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 01:02 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 420 $114.91 $48,263.80
Disclosure

SEC source: 0001415889-21-005036 · form4-11012021_061153.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,603

F1 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2021,

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.56 to $115.46 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 01:02 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 80 $113.01 $9,040.40
Disclosure

SEC source: 0001415889-21-005036 · form4-11012021_061153.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,023

F1 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2021,

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.00 to $113.01 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,608 $110.91 $178,343.28
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · nonDerivative · entry 17

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,103

F16 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 2,084 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · derivative · entry 20

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 2,084 shares

Expires 2029-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 2,084 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · derivative · entry 19

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 2,084 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 37 $111.54 $4,126.98
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · nonDerivative · entry 16

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Rosewood Trust

Disclosed balance after: 0

F9 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Rosewood Trust on August 13, 2021.

F11 · ownership.nature: The Rosewood Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the Rosewood Trust, the Reporting Person has no enforceable rights to distributions. The Rosewood Trust is a fully discretionary trust and the distribution decisions for the Rosewood Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 431 $110.23 $47,509.73
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · nonDerivative · entry 15

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Rosewood Trust

Disclosed balance after: 37

F9 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Rosewood Trust on August 13, 2021.

F15 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.6250 to $110.47 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11 · ownership.nature: The Rosewood Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the Rosewood Trust, the Reporting Person has no enforceable rights to distributions. The Rosewood Trust is a fully discretionary trust and the distribution decisions for the Rosewood Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,239 $108.81 $134,811.13
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · nonDerivative · entry 14

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Rosewood Trust

Disclosed balance after: 468

F9 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Rosewood Trust on August 13, 2021.

F14 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.5950 to $109.14 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11 · ownership.nature: The Rosewood Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the Rosewood Trust, the Reporting Person has no enforceable rights to distributions. The Rosewood Trust is a fully discretionary trust and the distribution decisions for the Rosewood Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 4,966 $108.07 $536,657.74
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · nonDerivative · entry 13

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Rosewood Trust

Disclosed balance after: 1,707

F9 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Rosewood Trust on August 13, 2021.

F13 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.5550 to $108.52 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11 · ownership.nature: The Rosewood Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the Rosewood Trust, the Reporting Person has no enforceable rights to distributions. The Rosewood Trust is a fully discretionary trust and the distribution decisions for the Rosewood Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 5,139 $106.97 $549,698.27
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · nonDerivative · entry 12

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Rosewood Trust

Disclosed balance after: 6,673

F9 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Rosewood Trust on August 13, 2021.

F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.4550 to $107.43 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11 · ownership.nature: The Rosewood Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the Rosewood Trust, the Reporting Person has no enforceable rights to distributions. The Rosewood Trust is a fully discretionary trust and the distribution decisions for the Rosewood Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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October 04, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,084 $105.88 $114,769.48
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · nonDerivative · entry 11

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Rosewood Trust

Disclosed balance after: 11,812

F9 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Rosewood Trust on August 13, 2021.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.39 to $106.2450 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11 · ownership.nature: The Rosewood Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the Rosewood Trust, the Reporting Person has no enforceable rights to distributions. The Rosewood Trust is a fully discretionary trust and the distribution decisions for the Rosewood Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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October 04, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 258 $111.54 $28,777.32
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · nonDerivative · entry 10

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,711

F5 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021, as amended on May 14, 2021

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October 04, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 256 $110.24 $28,222.21
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · nonDerivative · entry 9

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,969

F5 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021, as amended on May 14, 2021

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.15 to $110.65 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 04, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,870 $108.81 $203,465.35
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · nonDerivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,225

F5 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021, as amended on May 14, 2021

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.49 to $109.23 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 04, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,784 $107.89 $192,470.23
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · nonDerivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,095

F5 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021, as amended on May 14, 2021

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.48 to $108.42 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 04, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 2,084 $20.27 $42,242.68
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 04, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 2,084 $13.01 $27,112.84
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 154 $111.54 $17,177.16
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,711

F2 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2021.

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October 04, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 500 $109.26 $54,630.00
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,865

F2 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2021.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.05 to $109.60 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 04, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,831 $108.20 $198,121.89
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,365

F2 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2021.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.59 to $108.57 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 02, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · derivative · entry 18

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F17 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F17 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

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October 02, 2021 Filed Oct 6, 2021 01:31 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

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September 28, 2021 Filed Sep 29, 2021 23:50 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 2,604 $109.76 $285,809.31
Disclosure

SEC source: 0001415889-21-004610 · form4-09292021_040952.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,071

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

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September 28, 2021 Filed Sep 29, 2021 23:50 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 94 $108.54 $10,202.37
Disclosure

SEC source: 0001415889-21-004610 · form4-09292021_040952.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,675

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

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September 27, 2021 Filed Sep 29, 2021 23:50 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 5,183 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004610 · form4-09292021_040952.xml · derivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,832

Underlying: Common Stock · 5,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

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September 27, 2021 Filed Sep 29, 2021 23:50 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 5,183 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004610 · form4-09292021_040952.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
September 24, 2021 Filed Sep 25, 2021 01:32 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 2,454 $121.52 $298,206.15
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,586

F3 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2021.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.17 to $121.90 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 24, 2021 Filed Sep 25, 2021 01:32 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 5,802 $120.52 $699,256.46
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,040

F3 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2021.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.97 to $120.95 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 24, 2021 Filed Sep 25, 2021 01:32 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 10,125 $118.91 $1,204,007.29
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,842

F3 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2021.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.3990 to $119.25 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.