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Chapman Steven Leonard

Disclosed activity across 1 company

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2636
SEC CIK
0001711968

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Natera, Inc.NTRA · Entity 2635Director · CEO AND PRESIDENTOctober 01, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Natera, Inc.

Report date October 01, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect96,926 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Sale · Disposed 1,273 · Balance 96,926

F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2023, as amended on December 2, 2024, and as further amended on March 5, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2023, as amended on December 2, 2024, and as further amended on March 5, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,005 $101.62 $102,131.12
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 12

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,164

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.298 to $101.70 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 2,559 $100.51 $257,210.21
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 11

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,169

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.16 to $100.99 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,752 $98.13 $171,923.76
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 10

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,728

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.80 to $98.425 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 4,524 $97.12 $439,348.26
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 9

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,480

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.65 to $97.63 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 4,452 $96.19 $428,233.43
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,004

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.62 to $96.60 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 2,400 $94.42 $226,610.40
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,456

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.06 to $94.91 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 3,308 $93.25 $308,467.69
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,856

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.79 to $93.74 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 4,332 $13.01 $56,359.32
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 6,697 $13.01 $87,127.97
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 7,035 $9.29 $65,355.15
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 1,041 $10.73 $11,169.93
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 895 $10.41 $9,316.95
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:43 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 1,390 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001415889-21-001356 · form4-03052021_030332.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,804

Underlying: Common Stock · 1,390 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:43 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,390 $115.00 $159,850.00
Disclosure

SEC source: 0001415889-21-001356 · form4-03052021_030332.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,164

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:43 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 1,390 $10.41 $14,469.90
Disclosure

SEC source: 0001415889-21-001356 · form4-03052021_030332.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 215 $0.00 Strike: $25.46 $0.00
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · derivative · entry 16

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,431

Underlying: Common Stock · 215 shares

Expires 2030-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The option vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of October 1, 2020, the Company's Board of Directors determined the performance criteria had been met with respect to 37,500 shares.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 490 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · derivative · entry 15

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,572

Underlying: Common Stock · 490 shares

Expires 2029-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 1,688 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · derivative · entry 14

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,687

Underlying: Common Stock · 1,688 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This option becomes exercisable, if at all, upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. The first milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $2,000,000,000 and (ii) the Issuer's outstanding shares as most recently reported on the Issuer's Form 10-Q or Form 10-K (the "Capitalization"). The second milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $3,000,000,000 and (ii) the Capitalization (the "Performance Vesting Conditions"). As of December 18, 2020, the Company's Board of Directors determined the performance criteria had been met with respect to 18,750 additional shares.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 281 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · derivative · entry 13

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,531

Underlying: Common Stock · 281 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 443 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · derivative · entry 12

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,718

Underlying: Common Stock · 443 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 198 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · derivative · entry 11

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,865

Underlying: Common Stock · 198 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 525 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · derivative · entry 10

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,194

Underlying: Common Stock · 525 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,914 $108.54 $207,751.88
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · nonDerivative · entry 9

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,164

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.05 to $108.82 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,926 $107.70 $207,427.31
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · nonDerivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,078

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.40 to $108.03 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 215 $25.46 $5,473.90
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · nonDerivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 490 $20.27 $9,932.30
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 1,688 $13.01 $21,960.88
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 281 $13.01 $3,655.81
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 443 $9.29 $4,115.47
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 198 $10.73 $2,124.54
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 525 $10.41 $5,465.25
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2021 Filed Jan 27, 2021 00:33 UTC Natera, Inc. NTRA · Entity 2635 GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $119.75 $0.00
Disclosure

SEC source: 0001415889-21-000396 · form4-01262021_040124.xml · derivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2031-01-21

F5 · derivative.exercise_date: The option vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. 50% of the option shall vest upon the Issuer's stock price equaling or exceeding the quotient of (i) a specified market capitalization and (ii) the Issuer's outstanding shares as reported on the date of grant (the "Milestone"). Upon the trading day that is nine (9) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the option shall vest. Upon the trading day that is fifteen (15) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the option shall vest.

Read SEC document
January 22, 2021 Filed Jan 27, 2021 00:33 UTC Natera, Inc. NTRA · Entity 2635 GrantRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000396 · form4-01262021_040124.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. 50% of the RSU shall vest upon the Issuer's stock price equaling or exceeding the quotient of (i) a specified market capitalization and (ii) the Issuer's outstanding shares as reported on the date of grant (the "Milestone"). Upon the trading day that is nine (9) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the RSU shall vest. Upon the trading day that is fifteen (15) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the RSU shall vest.

F4 · derivative.expiration_date: The RSUs vest upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. 50% of the RSU shall vest upon the Issuer's stock price equaling or exceeding the quotient of (i) a specified market capitalization and (ii) the Issuer's outstanding shares as reported on the date of grant (the "Milestone"). Upon the trading day that is nine (9) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the RSU shall vest. Upon the trading day that is fifteen (15) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the RSU shall vest.

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January 22, 2021 Filed Jan 27, 2021 00:33 UTC Natera, Inc. NTRA · Entity 2635 GrantRestricted Stock Units · Derivative 28,393 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000396 · form4-01262021_040124.xml · derivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,393

Underlying: Common Stock · 28,393 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs shall vest when the Issuer has achieved a specified annual revenue.

F3 · derivative.expiration_date: The RSUs shall vest when the Issuer has achieved a specified annual revenue.

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January 22, 2021 Filed Jan 27, 2021 00:33 UTC Natera, Inc. NTRA · Entity 2635 GrantRestricted Stock Units · Derivative 28,393 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000396 · form4-01262021_040124.xml · derivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,393

Underlying: Common Stock · 28,393 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

F2 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

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January 13, 2021 Filed Jan 15, 2021 23:27 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 2,385 $0.00 Strike: $25.46 $0.00
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · derivative · entry 13

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,646

Underlying: Common Stock · 2,385 shares

Expires 2030-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of October 1, 2020, the Company's Board of Director determined the performance criteria had been met with respect to 37,500 shares.

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January 13, 2021 Filed Jan 15, 2021 23:27 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 1,042 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · derivative · entry 12

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,062

Underlying: Common Stock · 1,042 shares

Expires 2029-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

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January 13, 2021 Filed Jan 15, 2021 23:27 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 1,042 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · derivative · entry 11

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,812

Underlying: Common Stock · 1,042 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

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January 13, 2021 Filed Jan 15, 2021 23:27 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 1,526 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · derivative · entry 10

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,161

Underlying: Common Stock · 1,526 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

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January 13, 2021 Filed Jan 15, 2021 23:27 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 1,042 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · derivative · entry 9

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,063

Underlying: Common Stock · 1,042 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

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January 13, 2021 Filed Jan 15, 2021 23:27 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 1,118 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · derivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,719

Underlying: Common Stock · 1,118 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

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January 13, 2021 Filed Jan 15, 2021 23:27 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 8,155 $115.00 $937,825.00
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · nonDerivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,164

F1 · kind: The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

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January 13, 2021 Filed Jan 15, 2021 23:27 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 2,385 $25.46 $60,722.10
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:27 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 1,042 $20.27 $21,121.34
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:27 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 1,042 $13.01 $13,556.42
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:27 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 1,526 $9.29 $14,176.54
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:27 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 1,042 $10.73 $11,180.66
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:27 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 1,118 $10.41 $11,638.38
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 239 $0.00 Strike: $25.46 $0.00
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · derivative · entry 18

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,031

Underlying: Common Stock · 239 shares

Expires 2030-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The option vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of October 1, 2020, the Company's Board of Director determined the performance criteria had been met with respect to 37,500 shares.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 313 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · derivative · entry 17

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,104

Underlying: Common Stock · 313 shares

Expires 2029-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.