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Chapman Steven Leonard

Disclosed activity across 1 company

Tapewire entity
2636
SEC CIK
0001711968

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Natera, Inc.NTRA · Entity 2635Director · CEO AND PRESIDENTOctober 01, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Natera, Inc.

Report date October 01, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect96,926 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Sale · Disposed 1,273 · Balance 96,926

F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2023, as amended on December 2, 2024, and as further amended on March 5, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2023, as amended on December 2, 2024, and as further amended on March 5, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2021 Filed Jun 11, 2021 22:56 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 2,296 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002960 · form4-06112021_030653.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 01:05 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 4,709 $97.51 $459,159.99
Disclosure

SEC source: 0001415889-21-002844 · form4-06072021_060654.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,418

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
June 03, 2021 Filed Jun 8, 2021 01:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002844 · form4-06072021_060654.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: On March 27, 2020, the Reporting Person was granted RSUs which vest in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On June 4, 2021, the Issuer's Board of Directors determined that the milestone for the second tranche was satisfied, resulting in the vesting of the reported shares of Common Stock under the RSU.

F3 · derivative.expiration_date: On March 27, 2020, the Reporting Person was granted RSUs which vest in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On June 4, 2021, the Issuer's Board of Directors determined that the milestone for the second tranche was satisfied, resulting in the vesting of the reported shares of Common Stock under the RSU.

Read SEC document
June 03, 2021 Filed Jun 8, 2021 01:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 9,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002844 · form4-06072021_060654.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 14, 2021 Filed May 18, 2021 22:06 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 13,007 $93.05 $1,210,250.62
Disclosure

SEC source: 0001415889-21-002556 · form4-05182021_030511.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,752

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.90 to $93.55 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 23:32 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 41,650 $104.21 $4,340,450.63
Disclosure

SEC source: 0001415889-21-002001 · form4-04142021_040440.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,759

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 23:32 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 82,930 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002001 · form4-04142021_040440.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82,930 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vested upon the determination of the issuer's Compensation Committee to vest the award, subject to trading restrictions on the underlying shares.

F4 · derivative.expiration_date: The RSUs vested upon the determination of the issuer's Compensation Committee to vest the award, subject to trading restrictions on the underlying shares.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 23:32 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 82,930 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002001 · form4-04142021_040440.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the full vesting and settlement of Restricted Stock Units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 22:06 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,558 $104.09 $162,172.22
Disclosure

SEC source: 0001415889-21-001913 · form4-04062021_030412.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,479

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 22:06 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001913 · form4-04062021_030412.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,875

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 22:06 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001913 · form4-04062021_030412.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") starting January 2, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
March 29, 2021 Filed Mar 30, 2021 01:39 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,141 $86.22 $98,372.00
Disclosure

SEC source: 0001415889-21-001686 · form4-03292021_060341.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,162

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
March 29, 2021 Filed Mar 30, 2021 01:39 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 10,335 $83.70 $865,039.50
Disclosure

SEC source: 0001415889-21-001686 · form4-03292021_060341.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,303

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 01:39 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 20,732 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001686 · form4-03292021_060341.xml · derivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,198

Underlying: Common Stock · 20,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the issuer.

F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 01:39 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 20,732 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001686 · form4-03292021_060341.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 27, 2021.

F2 · price: Each RSU represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
March 25, 2021 Filed Mar 30, 2021 01:39 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 2,721 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001415889-21-001686 · form4-03292021_060341.xml · derivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103

Underlying: Common Stock · 2,721 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
March 25, 2021 Filed Mar 30, 2021 01:39 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 6,909 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001415889-21-001686 · form4-03292021_060341.xml · derivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,909 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
March 25, 2021 Filed Mar 30, 2021 01:39 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 2,721 $10.73 $29,196.33
Disclosure

SEC source: 0001415889-21-001686 · form4-03292021_060341.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2021 Filed Mar 30, 2021 01:39 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 6,909 $10.41 $71,922.69
Disclosure

SEC source: 0001415889-21-001686 · form4-03292021_060341.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2021 Filed Mar 23, 2021 23:33 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,590 $101.72 $161,731.30
Disclosure

SEC source: 0001415889-21-001624 · form4-03232021_040302.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,276

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
March 23, 2021 Filed Mar 23, 2021 23:33 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 93 $101.72 $9,460.24
Disclosure

SEC source: 0001415889-21-001624 · form4-03232021_040302.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,866

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:33 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001624 · form4-03232021_040302.xml · derivative · entry 9

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:33 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 182 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001624 · form4-03232021_040302.xml · derivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458

Underlying: Common Stock · 182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:33 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001624 · form4-03232021_040302.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the partial vesting and settlement of RSUs, starting March 22, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:33 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 182 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001624 · form4-03232021_040302.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the partial vesting and settlement of RSUs, starting March 22, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:33 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 558 $105.04 $58,612.32
Disclosure

SEC source: 0001415889-21-001624 · form4-03232021_040302.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,652

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
March 21, 2021 Filed Mar 23, 2021 23:33 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 1,118 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001624 · form4-03232021_040302.xml · derivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 21, 2021 Filed Mar 23, 2021 23:33 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 1,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001624 · form4-03232021_040302.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 23:32 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 8,850 $102.00 $902,700.00
Disclosure

SEC source: 0001415889-21-001466 · form4-03122021_030325.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,092

Read SEC document
March 11, 2021 Filed Mar 12, 2021 23:32 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 9,072 $97.31 $882,832.61
Disclosure

SEC source: 0001415889-21-001466 · form4-03122021_030325.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,942

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.31 to $97.6342 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 9,072 $97.31 $882,796.32
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 21

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,014

F13 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

F14 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.31 to $97.6342 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 1,931 $0.00 Strike: $25.46 $0.00
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · derivative · entry 32

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 1,931 shares

Expires 2030-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F24 · derivative.exercise_date: The option becomes exercisable, if at all, upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of October 1, 2020, the criteria was satisfied with respect to 37,500 shares.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 6,488 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · derivative · entry 31

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,084

Underlying: Common Stock · 6,488 shares

Expires 2029-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F23 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

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March 09, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 10,855 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · derivative · entry 30

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 10,855 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F22 · derivative.exercise_date: This option becomes exercisable, if at all, upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of March 9, 2021, the criteria was satisfied with respect to 31,250 additional shares.

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March 09, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 3,053 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · derivative · entry 29

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,630

Underlying: Common Stock · 3,053 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

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March 09, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 15,625 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · derivative · entry 28

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common Stock · 15,625 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F21 · derivative.exercise_date: On January 11, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. On March 9, 2021, the criteria was satisfied for the vesting of RSUs covering 15,625 shares of common stock.

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March 09, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 2,297 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · derivative · entry 27

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,185

Underlying: Common Stock · 2,297 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F20 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

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March 09, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 596 $100.04 $59,626.22
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 20

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,086

F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.97 to $100.14 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 09, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 21,731 $99.28 $2,157,431.95
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 19

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,682

F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.95 to $99.95 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 09, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 1,931 $25.46 $49,163.26
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 18

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 6,488 $20.27 $131,511.76
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 17

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 10,855 $13.01 $141,223.55
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 16

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 3,053 $9.29 $28,362.37
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 15

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 15,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 14

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: Represents the partial vesting and settlement of RSUs, starting on September 19, 2019.

F9 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

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March 09, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 2,297 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 13

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 9, 2019.

F9 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 4,332 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · derivative · entry 26

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,355

Underlying: Common Stock · 4,332 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_date: This option becomes exercisable, if at all, upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of December 18, 2020, the criteria was satisfied with respect to 18,750 additional shares.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 6,697 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · derivative · entry 25

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,834

Underlying: Common Stock · 6,697 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 7,035 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · derivative · entry 24

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,683

Underlying: Common Stock · 7,035 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 1,041 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · derivative · entry 23

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,824

Underlying: Common Stock · 1,041 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:07 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 895 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · derivative · entry 22

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,909

Underlying: Common Stock · 895 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.