Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NRG ENERGY, INC.NRG · Entity 3216 | Exec VP & General Counsel | August 03, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NRG ENERGY, INC.
Report date August 03, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 46,238 |
Reported balance
After 2026-08-03 transaction · row 1
1 source rowRow 1 · 2026-08-03 · Grant · Acquired 44 · Balance 46,238 F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 341 dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 341 dividend equivalent rights.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2023 Filed Sep 6, 2023 22:10 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 179 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-008751 · doc4.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,678 F1 · price: On September 3, 2021, the Reporting Person was issued a supplemental grant of 1,816 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2023, 605 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 179 shares of common stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 47 DERs vested, resulting in the Reporting Person holding 1,285 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on theReporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 21:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 290 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007975 · doc4.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,857 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,332 dividend equivalent rights. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:52 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 319 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-005371 · doc4.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,567 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,042 dividend equivalent rights. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:47 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001287 · doc4.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,248 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 723 dividend equivalent rights. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 30,895 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000288 · doc4.xml · derivative · entry 6 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,895 Underlying: Common Stock, par value $.01 per share · 30,895 shares Expires 2026-01-02 F6 · shares: On January 2, 2023, the Reporting Person was issued 32,895 RPSUs by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | OtherRelative Performance Stock Units · Derivative | 8,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000288 · doc4.xml · derivative · entry 5 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 8,451 shares Expires 2023-01-02 F5 · derivative.exercise_price: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions. F5 · shares: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions. F5 · balance_after: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 964 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000288 · doc4.xml · nonDerivative · entry 4 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,938 F4 · balance_after: On January 2, 2022, the Reporting Person was issued 9,575 RSUs by NRG under the LTIP. On January 2, 2023, 3,188 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 964 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 115 DERs vested, resulting in the Reporting Person holding 413 DERs in the aggregate. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 625 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000288 · doc4.xml · nonDerivative · entry 3 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,902 F3 · balance_after: On January 2, 2020, the Reporting Person was issued 5,358 RSUs by NRG under the LTIP. On January 2, 2023, 1,784 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 625 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 126 DERs vested, resulting in the Reporting Person holding 528 DERs in the aggregate. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000288 · doc4.xml · nonDerivative · entry 2 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,527 F2 · balance_after: On January 2, 2020, the Reporting Person was issued 4,892 RSUs by NRG under the LTIP. On January 2, 2023, 1,634 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 593 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 178 DERs vested, resulting in the Reporting Person holding 654 DERs in the aggregate. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 18,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000288 · doc4.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,120 F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:03 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 132 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-011363 · doc4.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,427 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Reflects a de minimus adjustment of 21 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 832 dividend equivalent rights. Read SEC document |
| September 03, 2022 Filed Sep 7, 2022 20:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 265 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-010130 · doc4.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,273 F1 · price: On September 3, 2021, the Reporting Person was issued a supplemental grant of 1,816 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2022, 604 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 265 shares of common stock to satisfy the grantee's tax withholding obligation. F2 · ownership.direct: In connection with the vesting of the RSUs described above, 21 DERs vested, resulting in the Reporting Person holding 700 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on theReporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 21:29 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-009238 · doc4.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,538 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 721 dividend equivalent rights. Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:31 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 161 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-006479 · doc4.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,379 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 562 dividend equivalent rights. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:50 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001435 · doc4.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,218 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 401 dividend equivalent rights. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 14,588 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000322 · doc4.xml · derivative · entry 10 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,588 Underlying: Common Stock, par value $.01 per share · 14,588 shares Expires 2025-01-02 F12 · derivative.exercise_price: The Reporting Person was issued 14,588 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on January 2, 2022. The RPSUs will convert to shares of NRG Common Stockon January 2, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The numberof shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F13 · shares: Reporting Person will receive(i) a maximum of 29,176 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 14,588 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 3,647 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period(the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period. F14 · balance_after: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionRelative Performance Stock Units · Derivative | 6,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000322 · doc4.xml · derivative · entry 9 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 6,588 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Reporting Person was issued 8,235 RPSUs by NRG under the LTIP on January 2, 2019 that vested on January 2, 2022. On the vesting date the Reporting Person was entitled to receive a maximum of 16,470 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 8,235 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 2058 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 2, 2022 the reporting person vested in 6,588 shares. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 485 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000322 · doc4.xml · derivative · entry 8 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 485 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, an incremental 485 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units orrelative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled inNRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000322 · doc4.xml · nonDerivative · entry 7 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,066 F11 · price: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. Thisform reflects the surrender of 1,940 shares of common stock to satisfy the grantee's tax withholding obligation Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000322 · doc4.xml · nonDerivative · entry 6 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,006 F9 · price: On January 2, 2019, the Reporting Person was issued 4,871 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalentin value to one share of NRG's common stock, par value $.01. On January 2, 2022 1,627 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having avalue on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 571 shares of common stock to satisfy the grantee's tax withholding obligation. F10 · balance_after: In connection with the vesting of the RSUs described above, 119 DERs vested, resulting in the Reporting Person holding 249 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stockunits. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 566 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000322 · doc4.xml · nonDerivative · entry 5 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,577 F7 · price: On January 2, 2020, the Reporting Person was issued 4,892 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalentin value to one share of NRG's common stock, par value $.01. On January 2, 2022 1,629 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 566 shares of common stock to satisfy the grantee's tax withholding obligation. F8 · balance_after: In connection with the vesting of the RSUs described above, 114 DERs vested, resulting in the Reporting Person holding 368 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stockunits. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 495 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000322 · doc4.xml · nonDerivative · entry 4 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,143 F5 · price: On January 2, 2021, the Reporting Person was issued 5,358 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalentin value to one share of NRG's common stock, par value $.01. On January 2, 2022 1,784 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having avalue on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 495 shares of common stock to satisfy the grantee's tax withholding obligation. F6 · balance_after: In connection with the vesting of the RSUs described above, 59 DERs vested, resulting in the Reporting Person holding 482 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stockunits. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 485 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000322 · doc4.xml · nonDerivative · entry 3 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: In connection with the vesting of the RPSUs described above, an incremental 485 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units orrelative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled inNRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 6,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000322 · doc4.xml · nonDerivative · entry 2 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The Reporting Person was issued 8,235 RPSUs by NRG under the LTIP on January 2, 2019 that vested on January 2, 2022. On the vesting date the Reporting Person was entitled to receive a maximum of 16,470 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 8,235 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 2058 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 2, 2022 the reporting person vested in 6,588 shares. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 9,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000322 · doc4.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,565 F1 · shares: Represents Restricted Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan ("LTIP"). F2 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-013557 · doc4.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,990 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 541 dividend equivalent rights. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 20:58 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 2,995 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012136 · doc4.xml · derivative · entry 2 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,995 Underlying: Common Stock, par value $.01 per share · 2,995 shares Expires 2024-09-03 F3 · derivative.exercise_price: The Reporting Person was issued 2,995 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on September 3, 2021. The RPSUs will convert to shares of NRG Common Stockon September 3, 2024 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The numberof shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F4 · shares: Reporting Person will receive(i) a maximum of 5,990 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 2,995 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 748 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period(the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period. F5 · balance_after: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 20:58 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 1,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012136 · doc4.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,890 F1 · shares: On September 3, 2021, the reporting person received a supplemental grant in connection with an increase in equity compensation for eligible plan participants under the NRG Energy, Inc. (the "Company") Long Term Incentive Plan (the "LTIP") as determined by the Compensation Committee (the "Committee"). The adjustment was made following a review by the Committee of the Company's compensation structure as part of the integration of Direct Energy and the continued evaluation of the size and scope of the Company's business. F2 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 21:01 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 83 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011175 · doc4.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,074 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 441 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 1 as a result of rounding fractional shares. Read SEC document |
| May 03, 2021 Filed May 5, 2021 21:12 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 96 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007641 · doc4.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,991 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 357 dividend equivalent rights. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:21 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 80 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001583 · doc4.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,895 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 262 dividend equivalent rights. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 21:12 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 8,254 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000519 · doc4.xml · derivative · entry 10 Curci Brian · CIK 0001734640 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,254 Underlying: Common Stock, par value $.01 per share · 8,254 shares Expires 2024-01-02 F13 · derivative.exercise_price: The Reporting Person was issued 8,254 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on January 2, 2021. The RPSUs will convert to shares of NRG Common Stockon January 2, 2024 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The numberof shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F14 · shares: Reporting Person will receive(i) a maximum of 16,508 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 8,254 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,064 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period(the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period. F15 · balance_after: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 21:12 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionRelative Performance Stock Units · Derivative | 9,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000519 · doc4.xml · derivative · entry 9 Curci Brian · CIK 0001734640 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 9,589 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: The Reporting Person was issued 7,610 RPSUs by NRG under the LTIP on January 2, 2018 that vested on January 2, 2021. On the vesting date the Reporting Person was entitled to receive a maximum of 15,220 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 7,610 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 1,903 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 2, 2021 the reporting person vested in 9,589 shares. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 21:12 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 414 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000519 · doc4.xml · derivative · entry 8 Curci Brian · CIK 0001734640 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 414 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, an incremental 414 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 21:12 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 2,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000519 · doc4.xml · nonDerivative · entry 7 Curci Brian · CIK 0001734640 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,815 F11 · price: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,740 shares of common stock to satisfy the grantee's tax withholding obligation Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 21:12 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 551 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000519 · doc4.xml · nonDerivative · entry 6 Curci Brian · CIK 0001734640 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,555 F9 · price: On January 2, 2019, the Reporting Person was issued 4,871 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalen tin value to one share of NRG's common stock, par value $.01. On January 2, 2021 1,622 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having avalue on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 551 shares of common stock to satisfy the grantee's tax withholding obligation. F10 · balance_after: In connection with the vesting of the RSUs described above, 63 DERs vested, resulting in the Reporting Person holding 240 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 21:12 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 529 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000519 · doc4.xml · nonDerivative · entry 5 Curci Brian · CIK 0001734640 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,106 F7 · price: On January 2, 2018, the Reporting Person was issued 4,639 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On January 2, 2021 1,550 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having avalue on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 529 shares of common stock to satisfy the grantee's tax withholding obligation. F8 · balance_after: In connection with the vesting of the RSUs described above, 66 DERs vested, resulting in the Reporting Person holding 303 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 21:12 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 478 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000519 · doc4.xml · nonDerivative · entry 4 Curci Brian · CIK 0001734640 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,635 F5 · price: On January 2, 2020, the Reporting Person was issued 4,892 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On January 2, 2021 1,629 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 478 shares of common stock to satisfy the grantee's tax withholding obligation. F6 · balance_after: In connection with the vesting of the RSUs described above, 58 DERs vested, resulting in the Reporting Person holding 182 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units units or relative performance stock units. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 21:12 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 414 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000519 · doc4.xml · nonDerivative · entry 3 Curci Brian · CIK 0001734640 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: In connection with the vesting of the RPSUs described above, an incremental 414 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 21:12 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 5,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000519 · doc4.xml · nonDerivative · entry 2 Curci Brian · CIK 0001734640 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,699 F2 · shares: Represents Restricted Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan ("LTIP"). F3 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 21:12 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 9,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000519 · doc4.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person was issued 7,610 RPSUs by NRG under the LTIP on January 2, 2018 that vested on January 2, 2021. On the vesting date the Reporting Person was entitled to receive a maximum of 15,220 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 7,610 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 1,903 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person wouldnot have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 2, 2021 the reporting person vested in 9,589 shares. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:23 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013061 · doc4.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,752 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 369 dividend equivalent rights. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 23:10 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 88 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-010321 · doc4.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,660 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 277 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 2 as a result of rounding fractional shares. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:32 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 89 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-005496 · edgar.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,572 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 187 dividend equivalent rights. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:21 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 78 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001190 · edgar.xml · nonDerivative · entry 1 Curci Brian · CIK 0001734640 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,483 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 98 dividend equivalent rights. Read SEC document |
| January 06, 2020 Filed Jan 6, 2020 22:40 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 18,500 | $37.76 | $698,560.00 |
DisclosureSEC source: 0001179110-20-000327 · edgar.xml · nonDerivative · entry 5 Curci Brian · CIK 0001734640 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,775 F12 · price: This transaction was executed in multiple trades at prices ranging from $37.53 to $38.14. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:40 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000327 · edgar.xml · nonDerivative · entry 4 Curci Brian · CIK 0001734640 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,275 F10 · price: On January 3, 2017, the Reporting Person was issued 12,156 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 3, 2020, 4,052 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,112 shares of common stock to satisfy the grantee's tax withholding obligation. F11 · balance_after: In connection with the vesting of the RSUs described above, 53 DERs vested, resulting in the Reporting Person holding 20 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:40 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 8,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000327 · edgar.xml · derivative · entry 6 Curci Brian · CIK 0001734640 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,451 Underlying: Common Stock, par value $.01 per share · 16,902 shares Expires 2023-01-02 F7 · derivative.exercise_price: The Reporting Person was issued 8,451 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on January 2, 2020. The RPSUs will convert to shares of NRG Common Stock on January 2, 2023 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F8 · derivative.underlying_shares: Reporting Person will receive(i) a maximum of 16,902 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 8,451 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,112 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period. F9 · derivative.underlying_shares: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:40 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000327 · edgar.xml · nonDerivative · entry 3 Curci Brian · CIK 0001734640 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,387 F5 · price: On January 2, 2019, the Reporting Person was issued 4,871 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 2, 2020, 1,622 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 528 shares of common stock to satisfy the grantee's tax withholding obligation. F6 · balance_after: In connection with the vesting of the RSUs described above, 5 DERs vested, resulting in the Reporting Person holding 73 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:40 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 509 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000327 · edgar.xml · nonDerivative · entry 2 Curci Brian · CIK 0001734640 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,915 F3 · price: On January 2, 2018, the Reporting Person was issued 4,639 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 2, 2020, 1,545 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 509 shares of common stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 10 DERs vested, resulting in the Reporting Person holding 78 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.