Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| J M SMUCKER CoSJM · Entity 627 | Director | October 01, 2026 | October 02, 2026 |
| NRG ENERGY, INC.NRG · Entity 3216 | EVP & CFO | August 03, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
J M SMUCKER Co
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 737.151 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 226.391 · Balance 737.151 F1: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director. F2: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,203.151 |
Reported balance
After 2026-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-10-01 · Grant · Acquired 1,466 · Balance 2,203.151 F1: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.
F2: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.
NRG ENERGY, INC.
Report date August 03, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 89,647 |
Reported balance
After 2026-08-03 transaction · row 1
1 source rowRow 1 · 2026-08-03 · Grant · Acquired 55 · Balance 89,647 F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 433 dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 433 dividend equivalent rights.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2024 Filed Aug 5, 2024 20:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 207 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-007848 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,524 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,533 dividend equivalent rights. Read SEC document |
| June 05, 2024 Filed Jun 6, 2024 22:05 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006709 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,317 F1 · price: On June 5, 2023, the Reporting Person was issued 6,975 Restricted Stock Units (RSUs) by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,226 shares of common stock to satisfy the tax obligation. In connection with the vesting of the RSUs, 74 Dividend Equivalent Rights vested (DERs), resulting in the Reporting Person holding 1,326 DERs in the aggregate. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:36 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-005571 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,543 F1 · security: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,400 dividend equivalent rights. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 22:23 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 295 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-001584 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,867 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,182 dividend equivalent rights. Read SEC document |
| January 04, 2024 Filed Jan 5, 2024 15:54 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 1,467 | $51.25 Strike: $0.00 | $75,183.75 |
DisclosureSEC source: 0001225208-24-000460 · doc4.xml · derivative · entry 9 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 1,467 shares Expires 2024-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 15:54 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionRelative Performance Stock Units · Derivative | 12,780 | $51.25 | $654,975.00 |
DisclosureSEC source: 0001225208-24-000460 · doc4.xml · derivative · entry 8 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 12,780 shares Expires 2024-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Conversion price not applicable. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 15:54 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 4,292 | $51.25 | $219,965.00 |
DisclosureSEC source: 0001225208-24-000460 · doc4.xml · nonDerivative · entry 7 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,572 F7 · balance_after: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for Relative Performance Stock Units having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,292 shares of Common Stock to satisfy their tax withholding obligation. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 15:54 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 2,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-000460 · doc4.xml · nonDerivative · entry 6 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,864 F6 · balance_after: On January 2, 2023, the Reporting Person was issued 19,365 RSUs by NRG under the LTIP. On January 2, 2023, 6,448 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,299 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 265 DERs vested, resulting in the Reporting Person holding 887 DERs in the aggregate. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 15:54 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 869 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-000460 · doc4.xml · nonDerivative · entry 5 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,163 F5 · balance_after: On January 2, 2022, the Reporting Person was issued 6,502 RSUs by NRG under the LTIP. On January 2, 2023, 2,165 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 869 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 171 DERs vested, resulting in the Reporting Person holding 1,152 DERs in the aggregate. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 15:54 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 671 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-000460 · doc4.xml · nonDerivative · entry 4 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,032 F4 · balance_after: On January 2, 2021, the Reporting Person was issued 4,559 RSUs by NRG under the LTIP. On January 2, 2024, 1,523 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 671 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 174 DERs vested, resulting in the Reporting Person holding 1,323 DERs in the aggregate. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 15:54 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 1,467 | $51.25 | $75,183.75 |
DisclosureSEC source: 0001225208-24-000460 · doc4.xml · nonDerivative · entry 3 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: In connection with the vesting of the RPSUs described above, an incremental 1,467 DERs vested. Dividend equivalent rights accrue on the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 15:54 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 12,780 | $51.25 | $654,975.00 |
DisclosureSEC source: 0001225208-24-000460 · doc4.xml · nonDerivative · entry 2 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The Reporting Person was issued 12,780 Relative Performance Stock Units by NRG Energy, Inc. under the Amended and Restated Long-Term Incentive Plan that vested subject to certain performance conditions on January 2, 2023. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 15:54 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 15,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-000460 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,456 F1 · shares: Represents Restricted Stock Units issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. Read SEC document |
| January 02, 2024 Filed May 3, 2024 15:36 UTC Amendment | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 5,835 | $51.25 | $299,043.75 |
DisclosureSEC source: 0001225208-24-005511 · doc4a.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,029 F1 · balance_after: This Amendment is being filed to correct the number of shares wittheld for taxes upon the exchange of Common Stock for Relative Performance Stock Units on January 2, 2024. The original filing understated the number of shares withheld for taxes by 1,543 shares. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 21:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 292 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-009954 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,680 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 2 securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 1,497 dividend equivalent rights. Read SEC document |
| September 03, 2023 Filed Sep 6, 2023 22:10 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 217 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-008750 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,386 F1 · price: On September 3, 2021, the Reporting Person was issued a supplemental grant of 1,762 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2023, 587 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 217 shares of common stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 46 DERs vested, resulting in the Reporting Person holding 1,204 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on theReporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 21:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 342 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007974 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,603 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,250 dividend equivalent rights. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 20:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 11,164 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-006627 · doc4.xml · derivative · entry 2 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,164 Underlying: Common Stock, par value $.01 per share · 11,164 shares Expires 2026-06-05 F2 · balance_after: On June 5, 2023, the Reporting Person was issued 11,164 Relative Performance Stock Units by NRG under NRG Energy, Inc.'s Long Term Incentive Plan that vest on June 5, 2026, subject to certain performance conditions. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 20:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 6,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-006627 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,261 F1 · price: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under NRG Energy, Inc.'s Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:52 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 299 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-005370 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,286 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 908 dividend equivalent rights. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:47 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 291 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001286 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,987 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 609 dividend equivalent rights. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 32,005 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000287 · doc4.xml · derivative · entry 6 Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,005 Underlying: Common Stock, par value $.01 per share · 32,005 shares Expires 2026-01-02 F6 · derivative.underlying_shares: On January 2, 2023, the Reporting Person was issued 32,005 RPSUs by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | OtherRelative Performance Stock Units · Derivative | 8,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000287 · doc4.xml · derivative · entry 5 Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 8,067 shares Expires 2023-01-02 F5 · derivative.exercise_price: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions. F5 · shares: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions. F5 · balance_after: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 861 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000287 · doc4.xml · nonDerivative · entry 4 Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,696 F4 · balance_after: On January 2, 2022, the Reporting Person was issued 6,502 RSUs by NRG under the LTIP. On January 2, 2023, 2,165 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 861 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 78 DERs vested, resulting in the Reporting Person holding 318 DERs in the aggregate. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 643 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000287 · doc4.xml · nonDerivative · entry 3 Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,557 F3 · balance_after: On January 2, 2021, the Reporting Person was issued 4,559 RSUs by NRG under the LTIP. On January 2, 2023, 1,518 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 643 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 107 DERs vested, resulting in the Reporting Person holding 396 DERs in the aggregate. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 628 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000287 · doc4.xml · nonDerivative · entry 2 Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,200 F2 · balance_after: On January 2, 2020, the Reporting Person was issued 4,283 RSUs by NRG under the LTIP. On January 2, 2023, 1,431 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 628 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 156 DERs vested, resulting in the Reporting Person holding 503 DERs in the aggregate. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 19,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000287 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,828 F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:03 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-011362 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,463 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 659 dividend equivalent rights which reflect a de minimus adjustment to the number of dividend equivalent rights by 1 as a result of rounding fractional shares. Read SEC document |
| September 03, 2022 Filed Sep 7, 2022 20:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 220 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-010129 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,362 F1 · price: On September 3, 2021, the Reporting Person was issued a supplemental grant of 1,762 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2022, 586 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 220 shares of common stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 21 DERs vested, resulting in the Reporting Person holding 557 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 21:44 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 122 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-009252 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,582 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 578 dividend equivalent rights. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.