Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| J M SMUCKER CoSJM · Entity 627 | Director | October 01, 2026 | October 02, 2026 |
| NRG ENERGY, INC.NRG · Entity 3216 | EVP & CFO | August 03, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
J M SMUCKER Co
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 737.151 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 226.391 · Balance 737.151 F1: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director. F2: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,203.151 |
Reported balance
After 2026-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-10-01 · Grant · Acquired 1,466 · Balance 2,203.151 F1: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.
F2: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.
NRG ENERGY, INC.
Report date August 03, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 89,647 |
Reported balance
After 2026-08-03 transaction · row 1
1 source rowRow 1 · 2026-08-03 · Grant · Acquired 55 · Balance 89,647 F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 433 dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 433 dividend equivalent rights.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 2, 2026 22:16 UTC | J M SMUCKER Co SJM · Entity 627 | GrantDeferred Stock Units · Derivative | 1,466 | $0.00 | $0.00 |
DisclosureSEC source: 0000091419-26-000106 · wk-form4_1790979370.xml · derivative · entry 2 Chung Bruce · CIK 0001940921 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,203.151 Underlying: Common Shares · 1,466 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director. F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director. F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director. Read SEC document |
| October 01, 2026 Filed Oct 2, 2026 22:16 UTC | J M SMUCKER Co SJM · Entity 627 | GrantDeferred Stock Units · Derivative | 226.391 | $0.00 | $0.00 |
DisclosureSEC source: 0000091419-26-000106 · wk-form4_1790979370.xml · derivative · entry 1 Chung Bruce · CIK 0001940921 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 737.151 Underlying: Common Shares · 226.391 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director. F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director. F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director. F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent. Read SEC document |
| August 03, 2026 Filed Aug 5, 2026 22:00 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 55 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-006976 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,647 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 433 dividend equivalent rights. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 20:34 UTC | J M SMUCKER Co SJM · Entity 627 | GrantDeferred Stock Units · Derivative | 228.54 | $0.00 | $0.00 |
DisclosureSEC source: 0000091419-26-000072 · wk-form4_1783024439.xml · derivative · entry 1 Chung Bruce · CIK 0001940921 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 506.444 Underlying: Common Shares · 228.54 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director. F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director. F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director. F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 23:30 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionRelative Performance Stock Units · Derivative | 22,328 | $129.20 Strike: $0.00 | $2,884,777.60 |
DisclosureSEC source: 0001225208-26-005898 · doc4.xml · derivative · entry 6 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 22,328 shares Expires 2026-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 23:30 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 1,410 | $129.20 Strike: $0.00 | $182,172.00 |
DisclosureSEC source: 0001225208-26-005898 · doc4.xml · derivative · entry 5 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,410 Underlying: Common Stock, par value $.01 per share · 1,410 shares Expires 2026-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 23:30 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 12,142 | $129.20 | $1,568,746.40 |
DisclosureSEC source: 0001225208-26-005898 · doc4.xml · nonDerivative · entry 4 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,592 F4 · shares: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 12,142 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 23:30 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,267 | $129.20 | $163,696.40 |
DisclosureSEC source: 0001225208-26-005898 · doc4.xml · nonDerivative · entry 3 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,734 F3 · shares: On June 5, 2023, the Reporting Person was issued 6,975 RSUs by NRG under the NRG Energy, Inc. Long-Term Incentive Plan. On June 5, 2026, 2,330 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,267 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 147 DERs vested, resulting in the Reporting Person holding 378 DERs in the aggregate. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 23:30 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 1,410 | $129.20 | $182,172.00 |
DisclosureSEC source: 0001225208-26-005898 · doc4.xml · nonDerivative · entry 2 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: In connection with the vesting of the RPSUs described above, an incremental 1,410 Dividend Equivalent Rights vested. Each DER is the economic equivalent of one share of Common Stock. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 23:30 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 22,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-005898 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person was issued 22,328 Relative Performance Stock Units by NRG Energy, Inc. under NRG's Long-Term Incentive Plan that vested subject to certain performance conditions on June 5, 2026. Read SEC document |
| May 01, 2026 Filed May 4, 2026 22:23 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-004901 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,263 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and or restricted stock units, which become exercisable proportionately with the underlying units to which they are related and may only be settled in NRG common stock. Each dividend right is the economic equivalent of one share of NRG common stock. Includes 525 dividend equivalent rights. Read SEC document |
| April 30, 2026 Filed May 4, 2026 22:23 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 13,423 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-004901 · doc4.xml · derivative · entry 2 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,423 Underlying: Common Stock, par value $.01 per share · 13,423 shares Expires 2029-04-30 F2 · shares: On April 30, 2026, the Reporting Person was issued 13,423 RPSUs by NRG under the Company's Long Term Incentive Plan that vest on April 30, 2029, subject to certain performance conditions. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:55 UTC | J M SMUCKER Co SJM · Entity 627 | GrantDeferred Stock Units · Derivative | 274.898 | $0.00 | $0.00 |
DisclosureSEC source: 0000091419-26-000038 · wk-form4_1775249700.xml · derivative · entry 1 Chung Bruce · CIK 0001940921 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274.898 Underlying: Common Shares · 274.898 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director. F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director. F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director. Read SEC document |
| February 02, 2026 Filed Feb 5, 2026 02:22 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 59 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-010497 · tm265291-5_4seq1.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,206 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 468 dividend equivalent rights. Read SEC document |
| January 07, 2026 Filed Jan 8, 2026 22:50 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 7,383 | $158.79 | $1,172,373.89 |
DisclosureSEC source: 0001225208-26-000532 · doc4.xml · nonDerivative · entry 2 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 79,147 F1 · shares: These transactions were executed in multiple trades. The prices reported reflect the weighted average sale prices. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 07, 2026 Filed Jan 8, 2026 22:50 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 5,000 | $153.25 | $766,257.50 |
DisclosureSEC source: 0001225208-26-000532 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 86,530 F1 · shares: These transactions were executed in multiple trades. The prices reported reflect the weighted average sale prices. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 06, 2026 Filed Jan 6, 2026 23:39 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 7,617 | $158.79 | $1,209,503.43 |
DisclosureSEC source: 0001225208-26-000409 · doc4.xml · nonDerivative · entry 8 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 91,530 F8 · shares: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:39 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 9,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000409 · doc4.xml · derivative · entry 11 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,393 Underlying: Common Stock, par value $.01 per share · 9,393 shares Expires 2029-01-02 F9 · shares: On January 2, 2026, the Reporting Person was issued 9,393 RPSUs by NRG under the LTIP that vest on January 2, 2029, subject to certain performance conditions. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:39 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionRelative Performance Stock Units · Derivative | 64,010 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000409 · doc4.xml · derivative · entry 10 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 64,010 shares Expires 2026-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:39 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 5,114 | $166.16 Strike: $0.00 | $849,742.24 |
DisclosureSEC source: 0001225208-26-000409 · doc4.xml · derivative · entry 9 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,114 Underlying: Common Stock, par value $.01 per share · 5,114 shares Expires 2026-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:39 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 35,357 | $166.16 | $5,874,919.12 |
DisclosureSEC source: 0001225208-26-000409 · doc4.xml · nonDerivative · entry 7 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 99,147 F7 · shares: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 35,357 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:39 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 3,516 | $166.16 | $584,218.56 |
DisclosureSEC source: 0001225208-26-000409 · doc4.xml · nonDerivative · entry 6 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 134,504 F6 · shares: On January 2, 2023, the Reporting Person was issued 19,365 RSUs by NRG under the LTIP. On January 2, 2026, 6,468 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 3,516 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 516 DERs vested, resulting in the Reporting Person holding 644 DERs in the aggregate. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:39 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 2,787 | $166.16 | $463,087.92 |
DisclosureSEC source: 0001225208-26-000409 · doc4.xml · nonDerivative · entry 5 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 138,020 F5 · shares: On January 2, 2024, the Reporting Person was issued 15,776 RSUs by NRG under the LTIP. On January 2, 2026, 5,253 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,787 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 195 DERs vested, resulting in the Reporting Person holding 449 DERs in the aggregate. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:39 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,558 | $166.16 | $258,877.28 |
DisclosureSEC source: 0001225208-26-000409 · doc4.xml · nonDerivative · entry 4 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 140,807 F4 · shares: On January 2, 2025, the Reporting Person was issued 9,028 RSUs by NRG under the LTIP. On January 2, 2026, 3,006 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,558 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 40 DERs vested, resulting in the Reporting Person holding 409 DERs in the aggregate. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:39 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 4,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000409 · doc4.xml · nonDerivative · entry 3 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 142,365 F3 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:39 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 5,114 | $166.16 | $849,742.24 |
DisclosureSEC source: 0001225208-26-000409 · doc4.xml · nonDerivative · entry 2 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 137,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: In connection with the vesting of the RPSUs described above, an incremental 5,114 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:39 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 64,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000409 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 132,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person was issued 64,010 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under NRG's Amended and Restated Long-Term Incentive Plan ("LTIP") that vested subject to certain performance conditions on January 2, 2026. Read SEC document |
| November 03, 2025 Filed Nov 5, 2025 22:40 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 74 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-008980 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,615 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Reflects a de minimus adjustment of 2 securit(ies) beneficially owned following the reported transaction as a result of fractional rounding. Includes 1,160 dividend equivalent rights. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 21:02 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 77 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-007045 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,539 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,087 dividend equivalent rights. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 21:03 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,249 | $156.03 | $194,881.47 |
DisclosureSEC source: 0001225208-25-005820 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,462 F1 · balance_after: On June 5, 2023, the Reporting Person was issued 6,975 RSUs by NRG under the LTIP. On June 5, 2025, 2,323 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,249 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 118 DERs vested, resulting in the Reporting Person holding 1,010 DERs in the aggregate. Read SEC document |
| May 01, 2025 Filed May 5, 2025 21:12 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 122 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-004693 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,711 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,128 dividend equivalent rights. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:55 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 135 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-001266 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,589 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,006 dividend equivalent rights. Read SEC document |
| January 13, 2025 Filed Jan 14, 2025 00:32 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 20,000 | $97.63 | $1,952,600.00 |
DisclosureSEC source: 0001225208-25-000612 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 69,454 F1 · shares: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 14,216 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-000389 · doc4.xml · derivative · entry 10 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,216 Underlying: Common Stock, par value $.01 per share · 14,216 shares Expires 2028-01-02 F10 · shares: On January 2, 2025, the Reporting Person was issued 14,216 RPSUs by NRG under the LTIP that vest on January 2, 2028, subject to certain performance conditions. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionRelative Performance Stock Units · Derivative | 19,810 | $92.75 | $1,837,377.50 |
DisclosureSEC source: 0001225208-25-000389 · doc4.xml · derivative · entry 9 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 19,810 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Conversion price is not applicable. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 2,066 | $92.75 Strike: $0.00 | $191,621.50 |
DisclosureSEC source: 0001225208-25-000389 · doc4.xml · derivative · entry 8 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,066 Underlying: Common Stock, par value $.01 per share · 2,066 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 11,190 | $92.75 | $1,037,872.50 |
DisclosureSEC source: 0001225208-25-000389 · doc4.xml · nonDerivative · entry 7 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,454 F8 · shares: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for Relative Performance Stock Units (RPSUs) having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 11,190 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 2,495 | $92.75 | $231,411.25 |
DisclosureSEC source: 0001225208-25-000389 · doc4.xml · nonDerivative · entry 6 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,644 F7 · balance_after: On January 2, 2024, the Reporting Person was issued 15,776 RSUs by NRG under the LTIP. On January 2, 2025, 5,253 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,495 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 123 DERs vested, resulting in the Reporting Person holding 871 DERs in the aggregate. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 2,354 | $92.75 | $218,333.50 |
DisclosureSEC source: 0001225208-25-000389 · doc4.xml · nonDerivative · entry 5 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,139 F6 · balance_after: On January 2, 2023, the Reporting Person was issued 19,365 RSUs by NRG under the LTIP. On January 2, 2025, 6,449 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,354 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 423 DERs vested, resulting in the Reporting Person holding 994 DERs in the aggregate. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 920 | $92.75 | $85,330.00 |
DisclosureSEC source: 0001225208-25-000389 · doc4.xml · nonDerivative · entry 4 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,493 F5 · balance_after: On January 2, 2022, the Reporting Person was issued 6,502 RSUs by NRG under the LTIP. On January 2, 2025, 2,172 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 920 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 226 DERs vested, resulting in the Reporting Person holding 1,417 DERs in the aggregate. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 2,066 | $92.75 | $191,621.50 |
DisclosureSEC source: 0001225208-25-000389 · doc4.xml · nonDerivative · entry 3 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: In connection with the vesting of the RPSUs described above, an incremental 2,066 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 9,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-000389 · doc4.xml · nonDerivative · entry 2 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,347 F3 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 19,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-000389 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person was issued 19,810 Relative Performance Stock Units (RPSUs) by NRG Energy, Inc. (NRG) under NRG's Amended and Restated Long-Term Incentive Plan (LTIP) that vested subject to certain performance conditions on January 2, 2025. F2 · price: Unit price is $92.75. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 173 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-009642 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,509 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 1 security beneficially owned following the reported transaction as a result of fractional rounding. Includes 1,643 dividend equivalent rights. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:31 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionRelative Performance Stock Units · Derivative | 5,810 | $79.75 | $463,347.50 |
DisclosureSEC source: 0001225208-24-008500 · doc4.xml · derivative · entry 6 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 5,810 shares Expires 2024-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Conversion Price not applicable. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:31 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 627 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008500 · doc4.xml · derivative · entry 5 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 627 shares Expires 2024-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:31 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 3,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008500 · doc4.xml · nonDerivative · entry 4 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,334 F5 · balance_after: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for Relative Performance Stock Units (RPSUs) having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 3,293 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:31 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 334 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008500 · doc4.xml · nonDerivative · entry 3 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,627 F3 · price: On September 3, 2021, the Reporting Person was issued 1,762 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2024, 589 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 334 shares of common stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 63 DERs vested, resulting in the Reporting Person holding 1,470 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:31 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 627 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008500 · doc4.xml · nonDerivative · entry 2 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: In connection with the vesting of the RPSUs described above, an incremental 627 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:31 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 5,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008500 · doc4.xml · nonDerivative · entry 1 Chung Bruce · CIK 0001940921 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person was issued 5,810 Relative Performance Stock Units (RPSUs) by NRG Energy, Inc. (NRG) under the NRG Amended and Restated Long-Term Incentive Plan (LTIP) that vested subject to certain performance conditions on September 3, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.