Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Direct Digital Holdings, Inc.DRCT · Entity 2630 | Director · Chairman and CEO | September 01, 2026 | September 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Direct Digital Holdings, Inc.
Report date September 01, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy AJN Energy & Transport Ventures, LLC | 8,364 |
Reported balance
After 2026-09-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-01 · Sale · Disposed 1,636 · Balance 8,364 F1: This transaction was executed in multiple trades at prices ranging from $1.95 to $2.165 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy AJN Energy & Transport Ventures, LLC | 7,864 |
Reported balance
After 2026-09-02 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-09-02 · Sale · Disposed 500 · Balance 7,864 |
| Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 221 |
Reported balance
Holding disclosure · report date 2026-09-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 221 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $1.95 to $2.165 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2023 Filed Aug 24, 2023 01:32 UTC Amendment | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Tax withholdingClass A Common Stock | 4,944 | $3.25 | $16,068.00 |
DisclosureSEC source: 0001104659-23-094631 · tm2324608-3_4aseq1.xml · nonDerivative · entry 2 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,356 F2 · shares: Due to administrative error, the withholding of shares to satisfy the tax liability incident to the vesting of the restricted stock unit was inadvertently omitted from the original version of this report. Read SEC document |
| June 10, 2023 Filed Aug 24, 2023 01:32 UTC Amendment | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Exercise / conversionClass A Common Stock | 20,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-094631 · tm2324608-3_4aseq1.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 21:02 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | GrantEmployee Stock Options (right to buy) · Derivative | 29,910 | $0.00 Strike: $3.96 | $0.00 |
DisclosureSEC source: 0001104659-23-035653 · tm2310255-5_4seq1.xml · derivative · entry 3 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,910 Underlying: Class A Common Stock, par value $0.001 per share · 29,910 shares Expires 2033-03-20 F4 · derivative.exercise_date: This option is scheduled to vest in three equal annual installments beginning on March 20, 2024. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 21:02 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | GrantRestricted Stock Units · Derivative | 29,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-035653 · tm2310255-5_4seq1.xml · derivative · entry 2 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,910 Underlying: Class A Common Stock, par value $0.001 per share · 29,910 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. F3 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments, beginning on March 20, 2024. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). F3 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments, beginning on March 20, 2024. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 21:02 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | GrantRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-035653 · tm2310255-5_4seq1.xml · derivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Class A Common Stock, par value $0.001 per share · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. F2 · derivative.exercise_date: The restricted stock units will vest 100% on March 20, 2024. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). F2 · derivative.expiration_date: The restricted stock units will vest 100% on March 20, 2024. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 21:15 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | PurchaseWarrants (right to buy) · Derivative | 5,320 | $0.55 Strike: $5.50 | $2,926.00 |
DisclosureSEC source: 0001104659-22-123667 · tm2231764-1_4seq1.xml · derivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,259 Underlying: Class A Common Stock · 5,320 shares Expires 2027-02-15 Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 21:15 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | PurchaseWarrants (right to buy) · Derivative | 8,688 | $0.50 Strike: $5.50 | $4,344.00 |
DisclosureSEC source: 0001104659-22-122880 · tm2231532-1_4seq1.xml · derivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,939 Underlying: Class A Common Stock · 8,688 shares Expires 2027-02-15 Read SEC document |
| November 23, 2022 Filed Nov 25, 2022 21:19 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | PurchaseWarrants (right to buy) · Derivative | 13,251 | $0.50 Strike: $5.50 | $6,625.50 |
DisclosureSEC source: 0001104659-22-122118 · tm2231367-2_4seq1.xml · derivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,251 Underlying: Class A Common Stock · 13,251 shares Expires 2027-02-15 Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 20:56 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | GrantEmployee Stock Options (right to buy) · Derivative | 60,900 | $0.00 Strike: $1.62 | $0.00 |
DisclosureSEC source: 0001104659-22-070579 · tm2218199-2_4seq1.xml · derivative · entry 2 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,900 Underlying: Class A Common Stock, par value $0.001 per share · 60,900 shares Expires 2032-06-10 F3 · derivative.exercise_date: This option is scheduled to vest in three equal annual installments beginning on June 10, 2023. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 20:56 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | GrantRestricted Stock Units · Derivative | 60,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-070579 · tm2218199-2_4seq1.xml · derivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,900 Underlying: Class A Common Stock, par value $0.001 per share · 60,900 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. F2 · derivative.exercise_date: The restricted stock units will vest in three annual installments, with 33% to vest on each of the first and second anniversary of the grant date and the remaining 34% to vest on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). F2 · derivative.expiration_date: The restricted stock units will vest in three annual installments, with 33% to vest on each of the first and second anniversary of the grant date and the remaining 34% to vest on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.