Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Direct Digital Holdings, Inc.DRCT · Entity 2630 | Director · Chairman and CEO | September 01, 2026 | September 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Direct Digital Holdings, Inc.
Report date September 01, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy AJN Energy & Transport Ventures, LLC | 8,364 |
Reported balance
After 2026-09-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-01 · Sale · Disposed 1,636 · Balance 8,364 F1: This transaction was executed in multiple trades at prices ranging from $1.95 to $2.165 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy AJN Energy & Transport Ventures, LLC | 7,864 |
Reported balance
After 2026-09-02 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-09-02 · Sale · Disposed 500 · Balance 7,864 |
| Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 221 |
Reported balance
Holding disclosure · report date 2026-09-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 221 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $1.95 to $2.165 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2025 Filed Mar 24, 2025 22:44 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock, par value $0.001 per share | 14,600 | $0.79 | $11,534.00 |
DisclosureSEC source: 0001628280-25-014571 · wk-form4_1742856260.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 16,918 F1 · price: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person on December 11, 2024. This transaction was executed in multiple trades at prices ranging from $0.74 to $0.85 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| March 20, 2025 Filed Mar 27, 2025 23:54 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Exercise / conversionRestricted Stock Units · Derivative | 9,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-015293 · wk-form4_1743119690.xml · derivative · entry 7 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,970 Underlying: Class A Common Stock, par value $0.001 per share · 9,970 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. F8 · derivative.exercise_date: On March 20, 2023, the reporting person was granted 29,910 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on March 20, 2024, an additional 33% of the restricted stock units vested on March 20, 2025, and the remaining balance of 34% of the restricted stock units will vest on March 20, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). F8 · derivative.expiration_date: On March 20, 2023, the reporting person was granted 29,910 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on March 20, 2024, an additional 33% of the restricted stock units vested on March 20, 2025, and the remaining balance of 34% of the restricted stock units will vest on March 20, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). Read SEC document |
| March 20, 2025 Filed Mar 27, 2025 23:54 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Tax withholdingClass A Common Stock, par value $0.001 per share | 2,957 | $0.79 | $2,336.03 |
DisclosureSEC source: 0001628280-25-015293 · wk-form4_1743119690.xml · nonDerivative · entry 2 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,013 F2 · shares: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units for 9,970 shares. Read SEC document |
| March 20, 2025 Filed Mar 27, 2025 23:54 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Exercise / conversionClass A Common Stock, par value $0.001 per share | 9,970 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-015293 · wk-form4_1743119690.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. Read SEC document |
| March 19, 2025 Filed Mar 19, 2025 22:41 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock, par value $0.001 per share | 10,960 | $0.80 | $8,768.00 |
DisclosureSEC source: 0001628280-25-013906 · wk-form4_1742424112.xml · nonDerivative · entry 3 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 31,518 F3 · price: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person on December 11, 2024. This transaction was executed in multiple trades at prices ranging from $0.76 to $0.83 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| March 18, 2025 Filed Mar 19, 2025 22:41 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock, par value $0.001 per share | 5,109 | $0.80 | $4,087.20 |
DisclosureSEC source: 0001628280-25-013906 · wk-form4_1742424112.xml · nonDerivative · entry 2 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 42,478 F2 · price: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person on December 11, 2024. This transaction was executed in multiple trades at prices ranging from $0.80 to $0.83 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 22:41 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock, par value $0.001 per share | 10,800 | $0.73 | $7,884.00 |
DisclosureSEC source: 0001628280-25-013906 · wk-form4_1742424112.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 47,587 F1 · price: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person on December 11, 2024. This transaction was executed in multiple trades at prices ranging from $0.66 to $0.79 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 11:38 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock, par value $0.001 per share | 15,900 | $0.77 | $12,243.00 |
DisclosureSEC source: 0001628280-25-012907 · wk-form4_1742211482.xml · nonDerivative · entry 3 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 58,387 F3 · price: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person on December 11, 2024. This transaction was executed in multiple trades at prices ranging from $0.75 to $0.83 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 11:38 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock, par value $0.001 per share | 3,864 | $0.81 | $3,129.84 |
DisclosureSEC source: 0001628280-25-012907 · wk-form4_1742211482.xml · nonDerivative · entry 2 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 74,287 F2 · price: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person on December 11, 2024. This transaction was executed in multiple trades at prices ranging from $0.79 to $0.86 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| March 12, 2025 Filed Mar 17, 2025 11:38 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock, par value $0.001 per share | 14,870 | $0.83 | $12,342.10 |
DisclosureSEC source: 0001628280-25-012907 · wk-form4_1742211482.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 78,151 F1 · price: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person on December 11, 2024. This transaction was executed in multiple trades at prices ranging from $0.79 to $0.94 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 23:28 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock, par value $0.001 per share | 11,302 | $0.92 | $10,397.84 |
DisclosureSEC source: 0001628280-25-012698 · wk-form4_1741908489.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 93,021 F1 · price: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person on December 11, 2024. This transaction was executed in multiple trades at prices ranging from $0.89 to $0.95 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| January 24, 2025 Filed Jan 28, 2025 21:36 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | GrantEmployee Stock Options (right to buy) · Derivative | 45,000 | $0.00 Strike: $1.38 | $0.00 |
DisclosureSEC source: 0001628280-25-002809 · wk-form4_1738100185.xml · derivative · entry 2 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,000 Underlying: Class A Common Stock, par value $0.001 per share · 45,000 shares Expires 2035-01-24 F3 · derivative.exercise_date: This option will vest one year from the date of grant conditioned on continued employment as of the vesting date. Read SEC document |
| January 24, 2025 Filed Jan 28, 2025 21:36 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | GrantRestricted Stock Units · Derivative | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-002809 · wk-form4_1738100185.xml · derivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,000 Underlying: Class A Common Stock, par value $0.001 per share · 45,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. F2 · derivative.exercise_date: Grant of restricted stock units under the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan. The restricted stock units will vest one year from the date of grant conditioned on continued employment as of the vesting date. F2 · derivative.expiration_date: Grant of restricted stock units under the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan. The restricted stock units will vest one year from the date of grant conditioned on continued employment as of the vesting date. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 21:13 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock | 8,107 | $0.70 | $5,674.90 |
DisclosureSEC source: 0001628280-24-051675 · wk-form4_1734470020.xml · nonDerivative · entry 2 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 137,300 F2 · price: This transaction was executed in multiple trades at prices ranging from $0.70 to $0.73 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:13 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock | 22,793 | $0.73 | $16,638.89 |
DisclosureSEC source: 0001628280-24-051675 · wk-form4_1734470020.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 145,407 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.70 to $0.78 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| December 13, 2024 Filed Jan 15, 2025 21:01 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Disposition to issuerRestricted Stock Units · Derivative | 9,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-001595 · wk-form4_1736974867.xml · derivative · entry 5 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.001 per share · 9,970 shares Expires not disclosed F1 · derivative.exercise_price: On December 13, 2024, the issuer and the reporting person entered into a rescission agreement to effect the reporting person's voluntary request to rescind all restricted stock units and underlying shares of Class A Common Stock issued to the reporting person in 2024, as reported in the issuer's Form 8-K filed on December 18, 2024. F1 · kind: On December 13, 2024, the issuer and the reporting person entered into a rescission agreement to effect the reporting person's voluntary request to rescind all restricted stock units and underlying shares of Class A Common Stock issued to the reporting person in 2024, as reported in the issuer's Form 8-K filed on December 18, 2024. F1 · derivative.exercise_date: On December 13, 2024, the issuer and the reporting person entered into a rescission agreement to effect the reporting person's voluntary request to rescind all restricted stock units and underlying shares of Class A Common Stock issued to the reporting person in 2024, as reported in the issuer's Form 8-K filed on December 18, 2024. F1 · derivative.expiration_date: On December 13, 2024, the issuer and the reporting person entered into a rescission agreement to effect the reporting person's voluntary request to rescind all restricted stock units and underlying shares of Class A Common Stock issued to the reporting person in 2024, as reported in the issuer's Form 8-K filed on December 18, 2024. F1 · balance_after: On December 13, 2024, the issuer and the reporting person entered into a rescission agreement to effect the reporting person's voluntary request to rescind all restricted stock units and underlying shares of Class A Common Stock issued to the reporting person in 2024, as reported in the issuer's Form 8-K filed on December 18, 2024. F1 · ownership.direct: On December 13, 2024, the issuer and the reporting person entered into a rescission agreement to effect the reporting person's voluntary request to rescind all restricted stock units and underlying shares of Class A Common Stock issued to the reporting person in 2024, as reported in the issuer's Form 8-K filed on December 18, 2024. Read SEC document |
| December 13, 2024 Filed Jan 15, 2025 21:01 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Disposition to issuerRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-001595 · wk-form4_1736974867.xml · derivative · entry 4 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.001 per share · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: On December 13, 2024, the issuer and the reporting person entered into a rescission agreement to effect the reporting person's voluntary request to rescind all restricted stock units and underlying shares of Class A Common Stock issued to the reporting person in 2024, as reported in the issuer's Form 8-K filed on December 18, 2024. F1 · kind: On December 13, 2024, the issuer and the reporting person entered into a rescission agreement to effect the reporting person's voluntary request to rescind all restricted stock units and underlying shares of Class A Common Stock issued to the reporting person in 2024, as reported in the issuer's Form 8-K filed on December 18, 2024. F1 · derivative.exercise_date: On December 13, 2024, the issuer and the reporting person entered into a rescission agreement to effect the reporting person's voluntary request to rescind all restricted stock units and underlying shares of Class A Common Stock issued to the reporting person in 2024, as reported in the issuer's Form 8-K filed on December 18, 2024. F1 · derivative.expiration_date: On December 13, 2024, the issuer and the reporting person entered into a rescission agreement to effect the reporting person's voluntary request to rescind all restricted stock units and underlying shares of Class A Common Stock issued to the reporting person in 2024, as reported in the issuer's Form 8-K filed on December 18, 2024. F1 · balance_after: On December 13, 2024, the issuer and the reporting person entered into a rescission agreement to effect the reporting person's voluntary request to rescind all restricted stock units and underlying shares of Class A Common Stock issued to the reporting person in 2024, as reported in the issuer's Form 8-K filed on December 18, 2024. F1 · ownership.direct: On December 13, 2024, the issuer and the reporting person entered into a rescission agreement to effect the reporting person's voluntary request to rescind all restricted stock units and underlying shares of Class A Common Stock issued to the reporting person in 2024, as reported in the issuer's Form 8-K filed on December 18, 2024. Read SEC document |
| December 13, 2024 Filed Jan 15, 2025 21:01 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Disposition to issuerClass A Common Stock, par value $0.001 per share | 7,542 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-001595 · wk-form4_1736974867.xml · nonDerivative · entry 2 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 104,323 F1 · kind: On December 13, 2024, the issuer and the reporting person entered into a rescission agreement to effect the reporting person's voluntary request to rescind all restricted stock units and underlying shares of Class A Common Stock issued to the reporting person in 2024, as reported in the issuer's Form 8-K filed on December 18, 2024. F1 · price: On December 13, 2024, the issuer and the reporting person entered into a rescission agreement to effect the reporting person's voluntary request to rescind all restricted stock units and underlying shares of Class A Common Stock issued to the reporting person in 2024, as reported in the issuer's Form 8-K filed on December 18, 2024. Read SEC document |
| December 13, 2024 Filed Jan 15, 2025 21:01 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Disposition to issuerClass A Common Stock, par value $0.001 per share | 25,435 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-001595 · wk-form4_1736974867.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 111,865 F1 · kind: On December 13, 2024, the issuer and the reporting person entered into a rescission agreement to effect the reporting person's voluntary request to rescind all restricted stock units and underlying shares of Class A Common Stock issued to the reporting person in 2024, as reported in the issuer's Form 8-K filed on December 18, 2024. F1 · price: On December 13, 2024, the issuer and the reporting person entered into a rescission agreement to effect the reporting person's voluntary request to rescind all restricted stock units and underlying shares of Class A Common Stock issued to the reporting person in 2024, as reported in the issuer's Form 8-K filed on December 18, 2024. Read SEC document |
| December 12, 2024 Filed Dec 12, 2024 23:27 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock | 6,800 | $0.82 | $5,576.00 |
DisclosureSEC source: 0001628280-24-051099 · wk-form4_1734046067.xml · nonDerivative · entry 3 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 168,200 F3 · price: This transaction was executed in multiple trades at prices ranging from $0.80 to $0.85 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 23:27 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock | 15,000 | $0.85 | $12,750.00 |
DisclosureSEC source: 0001628280-24-051099 · wk-form4_1734046067.xml · nonDerivative · entry 2 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 175,000 F2 · price: This transaction was executed in multiple trades at prices ranging from $0.82 to $0.91 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 23:27 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock | 10,000 | $1.01 | $10,100.00 |
DisclosureSEC source: 0001628280-24-051099 · wk-form4_1734046067.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 190,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.99 to $1.04 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| December 05, 2024 Filed Dec 5, 2024 21:11 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock | 8,763 | $0.92 | $8,061.96 |
DisclosureSEC source: 0001628280-24-050065 · wk-form4_1733433087.xml · nonDerivative · entry 3 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 21:11 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock | 8,000 | $1.01 | $8,080.00 |
DisclosureSEC source: 0001628280-24-050065 · wk-form4_1733433087.xml · nonDerivative · entry 2 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,763 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.00 to $1.02 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| December 03, 2024 Filed Dec 5, 2024 21:11 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock | 3,404 | $1.15 | $3,914.60 |
DisclosureSEC source: 0001628280-24-050065 · wk-form4_1733433087.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,763 Read SEC document |
| December 02, 2024 Filed Dec 2, 2024 21:17 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock | 7,500 | $1.20 | $9,000.00 |
DisclosureSEC source: 0001628280-24-049565 · wk-form4_1733174265.xml · nonDerivative · entry 3 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,167 Read SEC document |
| November 29, 2024 Filed Dec 2, 2024 21:17 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock | 8,647 | $1.20 | $10,376.40 |
DisclosureSEC source: 0001628280-24-049565 · wk-form4_1733174265.xml · nonDerivative · entry 2 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,667 F2 · price: This transaction was executed in multiple trades at prices ranging from $1.20 to $1.21 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 21:17 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock | 8,000 | $1.25 | $10,000.00 |
DisclosureSEC source: 0001628280-24-049565 · wk-form4_1733174265.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,314 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.25 to $1.28 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| November 26, 2024 Filed Nov 26, 2024 21:05 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock | 6,336 | $1.30 | $8,236.80 |
DisclosureSEC source: 0001628280-24-049265 · wk-form4_1732655105.xml · nonDerivative · entry 3 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,314 Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 21:05 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock | 6,000 | $1.34 | $8,040.00 |
DisclosureSEC source: 0001628280-24-049265 · wk-form4_1732655105.xml · nonDerivative · entry 2 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,650 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.31 to $1.35 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:05 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock | 5,000 | $1.30 | $6,500.00 |
DisclosureSEC source: 0001628280-24-049265 · wk-form4_1732655105.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,650 Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 21:02 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock | 5,000 | $1.50 | $7,500.00 |
DisclosureSEC source: 0001628280-24-048832 · wk-form4_1732222961.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,650 Read SEC document |
| November 18, 2024 Filed Nov 19, 2024 21:22 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock | 3,401 | $1.55 | $5,271.55 |
DisclosureSEC source: 0001628280-24-048451 · wk-form4_1732051343.xml · nonDerivative · entry 2 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,650 F2 · price: This transaction was executed in multiple trades at prices ranging from $1.50 to $1.64 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:22 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | SaleClass A Common Stock | 7,240 | $1.82 | $13,176.80 |
DisclosureSEC source: 0001628280-24-048451 · wk-form4_1732051343.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,051 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.75 to $1.91 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| June 14, 2024 Filed Jun 15, 2024 01:23 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Tax withholdingClass A Common Stock | 7,989 | $2.64 | $21,090.96 |
DisclosureSEC source: 0001104659-24-071904 · tm2417375-4_4seq1.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,369 F1 · shares: Represents shares withheld to satisfy tax liabilities associated with the previously reported vesting of restricted stock units for 20,300 shares on June 10, 2024. Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 23:56 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Exercise / conversionRestricted Stock Units · Derivative | 20,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-070959 · tm2417141-6_4seq1.xml · derivative · entry 3 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,300 Underlying: Class A Common Stock, par value $0.001 per share · 20,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. F2 · derivative.exercise_date: June 10, 2022, the reporting person was granted 60,900 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 10, 2023, an additional 33 percent vested on June 10, 2024, and the remaining balance of 34 percent of the restricted stock units will vest on June 10, 2025. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). F2 · derivative.expiration_date: June 10, 2022, the reporting person was granted 60,900 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 10, 2023, an additional 33 percent vested on June 10, 2024, and the remaining balance of 34 percent of the restricted stock units will vest on June 10, 2025. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 23:56 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Exercise / conversionClass A Common Stock | 20,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-070959 · tm2417141-6_4seq1.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. Read SEC document |
| April 01, 2024 Filed Aug 27, 2024 20:33 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Tax withholdingClass A Common Stock | 2,428 | $15.24 | $37,002.72 |
DisclosureSEC source: 0001104659-24-093459 · tm2422704-5_4seq1.xml · nonDerivative · entry 4 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,980 F4 · shares: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units for 9,970 shares. Read SEC document |
| April 01, 2024 Filed Aug 27, 2024 20:33 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Tax withholdingClass A Common Stock | 14,565 | $15.24 | $221,970.60 |
DisclosureSEC source: 0001104659-24-093459 · tm2422704-5_4seq1.xml · nonDerivative · entry 3 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,408 F3 · shares: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units for 40,000 shares. Read SEC document |
| March 20, 2024 Filed Aug 27, 2024 20:33 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Exercise / conversionRestricted Stock Units · Derivative | 9,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-093459 · tm2422704-5_4seq1.xml · derivative · entry 7 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,940 Underlying: Class A Common Stock, par value $0.001 per share · 9,970 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. F6 · derivative.exercise_date: On March 20, 2023, the reporting person was granted 29,910 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on March 20, 2024, an additional 33% of the restricted stock units will vest on March 20, 2025, and the remaining balance of 34% of the restricted stock units will vest on March 20, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). F6 · derivative.expiration_date: On March 20, 2023, the reporting person was granted 29,910 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on March 20, 2024, an additional 33% of the restricted stock units will vest on March 20, 2025, and the remaining balance of 34% of the restricted stock units will vest on March 20, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). Read SEC document |
| March 20, 2024 Filed Aug 27, 2024 20:33 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Exercise / conversionRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-093459 · tm2422704-5_4seq1.xml · derivative · entry 6 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.001 per share · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. F5 · derivative.exercise_date: On March 20, 2023, the reporting person was granted 40,000 restricted stock units. 100% of the restricted stock units vested on March 20, 2024. F5 · derivative.expiration_date: On March 20, 2023, the reporting person was granted 40,000 restricted stock units. 100% of the restricted stock units vested on March 20, 2024. Read SEC document |
| March 20, 2024 Filed Aug 27, 2024 20:33 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Exercise / conversionClass A Common Stock | 9,970 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-093459 · tm2422704-5_4seq1.xml · nonDerivative · entry 2 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,973 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. Read SEC document |
| March 20, 2024 Filed Aug 27, 2024 20:33 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Exercise / conversionClass A Common Stock | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-093459 · tm2422704-5_4seq1.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. F2 · balance_after: Due to administrative error, the number of non-derivative securities beneficially owned by the Reporting Person was incorrectly reported as 32,058 instead of 32,003 on a Form 4 filed on March 20, 2024. This column reflects the corrected balance, as effected by the transactions reported on this Form 4. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 21:56 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Tax withholdingClass A Common Stock | 5,803 | $28.87 | $167,532.61 |
DisclosureSEC source: 0001104659-24-036802 · tm249373-2_4seq1.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,058 Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 21:01 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | GrantClass A Common Stock | 22,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-033997 · tm248688-3_4seq1.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,861 F1 · kind: Represents an award of fully vested shares of the Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of Direct Digital Holdings, Inc. (the "Issuer") granted to the Reporting Person in lieu of annual incentive cash awards earned by the Reporting Person for the fiscal year ended December 31, 2023 under the Issuer's 2022 Omnibus Incentive Plan. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 00:58 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | ConversionClass A Common Units of Direct Digital Holdings LLC · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-124376 · tm2332455-1_4seq1.xml · derivative · entry 3 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Direct Digital Management, LLC Disclosed balance after: 5,489,000 Underlying: Class A Common Stock, par value $0.001 per share · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Direct Digital Holdings, LLC, dated as of February 15, 2022, Class A Common Units (as defined therein) held by the Reporting Person (indirectly through the Reporting Person's ownership interest in Direct Digital Management, LLC) are exchangeable for shares of Class A Common Stock on a one-for-one basis, subject to certain exceptions, conditions and adjustments. The Class A Common Units have no expiration date. At the time of any such exchange, an equal number of shares of Class B Common Stock of the Issuer held by the Reporting Person, which have no economic value and entitle holders thereof to one vote per share on all matters on which stockholders of the Issuer are entitled to vote generally, are cancelled. F1 · derivative.exercise_date: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Direct Digital Holdings, LLC, dated as of February 15, 2022, Class A Common Units (as defined therein) held by the Reporting Person (indirectly through the Reporting Person's ownership interest in Direct Digital Management, LLC) are exchangeable for shares of Class A Common Stock on a one-for-one basis, subject to certain exceptions, conditions and adjustments. The Class A Common Units have no expiration date. At the time of any such exchange, an equal number of shares of Class B Common Stock of the Issuer held by the Reporting Person, which have no economic value and entitle holders thereof to one vote per share on all matters on which stockholders of the Issuer are entitled to vote generally, are cancelled. F1 · derivative.expiration_date: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Direct Digital Holdings, LLC, dated as of February 15, 2022, Class A Common Units (as defined therein) held by the Reporting Person (indirectly through the Reporting Person's ownership interest in Direct Digital Management, LLC) are exchangeable for shares of Class A Common Stock on a one-for-one basis, subject to certain exceptions, conditions and adjustments. The Class A Common Units have no expiration date. At the time of any such exchange, an equal number of shares of Class B Common Stock of the Issuer held by the Reporting Person, which have no economic value and entitle holders thereof to one vote per share on all matters on which stockholders of the Issuer are entitled to vote generally, are cancelled. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 00:58 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-124376 · tm2332455-1_4seq1.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Direct Digital Holdings, LLC, dated as of February 15, 2022, Class A Common Units (as defined therein) held by the Reporting Person (indirectly through the Reporting Person's ownership interest in Direct Digital Management, LLC) are exchangeable for shares of Class A Common Stock on a one-for-one basis, subject to certain exceptions, conditions and adjustments. The Class A Common Units have no expiration date. At the time of any such exchange, an equal number of shares of Class B Common Stock of the Issuer held by the Reporting Person, which have no economic value and entitle holders thereof to one vote per share on all matters on which stockholders of the Issuer are entitled to vote generally, are cancelled. F2 · ownership.nature: Upon receipt of the securities converted from Table II, Direct Digital Management, LLC distributed 200,000 shares of Class A Common Stock to one of its members, AJN Energy & Transport Ventures, LLC, for no consideration. The Reporting Person, as owner of AJN Energy & Transport Ventures, LLC and a Managing Partner of Direct Digital Management, LLC, may be deemed to have beneficial ownership of the securities directly held by AJN Energy & Transport Ventures, LLC and Direct Digital Management, LLC. Read SEC document |
| June 10, 2023 Filed Jun 13, 2023 22:32 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Exercise / conversionRestricted Stock Units · Derivative | 20,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-070911 · tm2318595-5_4seq1.xml · derivative · entry 2 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,803 Underlying: Class A Common Stock, par value $0.001 per share · 20,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. F2 · derivative.exercise_date: On June 10, 2022, the reporting person was granted 60,900 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 10, 2023, an additional 33 percent will vest on June 10, 2024, and the remaining balance of 34 percent of the restricted stock units will vest on June 10, 2025. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). F2 · derivative.expiration_date: On June 10, 2022, the reporting person was granted 60,900 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 10, 2023, an additional 33 percent will vest on June 10, 2024, and the remaining balance of 34 percent of the restricted stock units will vest on June 10, 2025. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). Read SEC document |
| June 10, 2023 Filed Jun 13, 2023 22:32 UTC | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Exercise / conversionClass A Common Stock | 20,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-070911 · tm2318595-5_4seq1.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. Read SEC document |
| June 10, 2023 Filed Aug 24, 2023 01:32 UTC Amendment | Direct Digital Holdings, Inc. DRCT · Entity 2630 | Exercise / conversionRestricted Stock Units · Derivative | 20,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-094631 · tm2324608-3_4aseq1.xml · derivative · entry 3 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,600 Underlying: Class A Common Stock, par value $0.001 per share · 20,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. F3 · derivative.exercise_date: On June 10, 2022, the reporting person was granted 60,900 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on June 10, 2023, an additional 33% will vest on June 10, 2024, and the remaining balance of 34% of the restricted stock units will vest on June 10, 2025. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). F3 · derivative.expiration_date: On June 10, 2022, the reporting person was granted 60,900 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on June 10, 2023, an additional 33% will vest on June 10, 2024, and the remaining balance of 34% of the restricted stock units will vest on June 10, 2025. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.