Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GRAN TIERRA ENERGY INC.GTE · Entity 5740 | 10% owner | August 03, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GRAN TIERRA ENERGY INC.
Report date August 03, 2026 · Filed August 05, 2026
Jointly reported with LM Asset Management Inc., Man Christine
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Note | 4,369,200 |
Reported balance
After 2026-08-03 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-08-03 · Purchase · Acquired 24,000 · Balance 4,369,200 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.84 to $7.00 inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2: These securities are held by private investment funds managed by LM Asset Management Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Note | 4,403,200 |
Reported balance
After 2026-08-04 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-08-04 · Purchase · Acquired 34,000 · Balance 4,403,200 F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.85 to $6.90, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2: These securities are held by private investment funds managed by LM Asset Management Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Note | 207,000 |
Reported balance
Holding disclosure · report date 2026-08-03 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 207,000 F6: These securities are held by companies of which Daniel Lau and Christine Man are directors and controlling shareholders. They may be deemed to beneficially own these shares because they are control persons of those companies. They disclaim beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. |
| Common StockSEC Table I · non-derivative | Direct | 240,000 |
Reported balance
Holding disclosure · report date 2026-08-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 240,000 F4: These securities are beneficially owned solely by Daniel Lau. |
| Common StockSEC Table I · non-derivative | Direct | 65,550 |
Reported balance
Holding disclosure · report date 2026-08-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 65,550 F5: These securities are beneficially owned solely by Christine Man. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.84 to $7.00 inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F2: These securities are held by private investment funds managed by LM Asset Management Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein.
F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.85 to $6.90, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F4: These securities are beneficially owned solely by Daniel Lau.
F5: These securities are beneficially owned solely by Christine Man.
F6: These securities are held by companies of which Daniel Lau and Christine Man are directors and controlling shareholders. They may be deemed to beneficially own these shares because they are control persons of those companies. They disclaim beneficial ownership of such securities except to the extent of their respective pecuniary interests therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2026 Filed Aug 5, 2026 18:42 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 34,000 | $6.88 | $234,059.40 |
DisclosureSEC source: 0000935836-26-000372 · ownership.xml · nonDerivative · entry 2 LM Asset Management Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 4,403,200 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.85 to $6.90, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These securities are held by private investment funds managed by LM Asset Management Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| August 03, 2026 Filed Aug 5, 2026 18:42 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 24,000 | $6.89 | $165,468.00 |
DisclosureSEC source: 0000935836-26-000372 · ownership.xml · nonDerivative · entry 1 LM Asset Management Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 4,369,200 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.84 to $7.00 inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These securities are held by private investment funds managed by LM Asset Management Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| June 25, 2026 Filed Jun 29, 2026 21:13 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 32,000 | $6.04 | $193,136.00 |
DisclosureSEC source: 0000935836-26-000335 · ownership.xml · nonDerivative · entry 1 LM Asset Management Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 4,345,200 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.98 to $6.05, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These securities are held by private investment funds managed by LM Asset Management Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| June 09, 2026 Filed Jun 9, 2026 23:45 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 51,000 | $7.22 | $368,235.30 |
DisclosureSEC source: 0000935836-26-000314 · ownership.xml · nonDerivative · entry 2 LM Asset Management Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 4,313,200 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.22 to $7.35, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These securities are held by private investment funds managed by LM Asset Management Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 23:45 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 35,000 | $7.62 | $266,605.50 |
DisclosureSEC source: 0000935836-26-000314 · ownership.xml · nonDerivative · entry 1 LM Asset Management Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 4,262,200 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from 7.60 to $7.65, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These securities are held by private investment funds managed by LM Asset Management Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| May 26, 2026 Filed May 26, 2026 23:01 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 41,000 | $8.18 | $335,515.30 |
DisclosureSEC source: 0000935836-26-000300 · ownership.xml · nonDerivative · entry 2 LM Asset Management Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 4,227,200 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.16 to $8.25, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These securities are held by private investment funds managed by LM Asset Management Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| May 22, 2026 Filed May 26, 2026 23:01 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 34,000 | $8.48 | $288,201.00 |
DisclosureSEC source: 0000935836-26-000300 · ownership.xml · nonDerivative · entry 1 LM Asset Management Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 4,186,200 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.41 to $8.55, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These securities are held by private investment funds managed by LM Asset Management Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| May 11, 2026 Filed May 12, 2026 00:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 12,000 | $8.88 | $106,512.00 |
DisclosureSEC source: 0000935836-26-000241 · ownership.xml · nonDerivative · entry 2 LM Asset Management Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 4,152,200 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.87 to $8.89, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These securities are held by private investment funds managed by LM Asset Management Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| May 07, 2026 Filed May 12, 2026 00:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 18,000 | $8.30 | $149,409.00 |
DisclosureSEC source: 0000935836-26-000241 · ownership.xml · nonDerivative · entry 1 LM Asset Management Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 4,140,200 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.28 to $8.66, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These securities are held by private investment funds managed by LM Asset Management Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| May 05, 2026 Filed May 5, 2026 21:51 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 45,000 | $9.30 | $418,437.00 |
DisclosureSEC source: 0000935836-26-000226 · ownership.xml · nonDerivative · entry 2 LM Asset Management Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 4,122,200 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.28 to $9.33, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These securities are held by private investment funds managed by LM Asset Management Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| May 01, 2026 Filed May 5, 2026 21:51 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 52,000 | $9.10 | $472,950.40 |
DisclosureSEC source: 0000935836-26-000226 · ownership.xml · nonDerivative · entry 1 LM Asset Management Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 4,077,200 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.07 to $9.25, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These securities are held by private investment funds managed by LM Asset Management Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| March 04, 2026 Filed Mar 4, 2026 22:40 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 24,000 | $6.38 | $153,216.00 |
DisclosureSEC source: 0000935836-26-000143 · ownership.xml · nonDerivative · entry 3 LM Asset Management Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 4,025,200 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.33 to $6.48, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These securities are held by private investment funds managed by LM Asset Management Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 22:40 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 20,000 | $6.52 | $130,352.00 |
DisclosureSEC source: 0000935836-26-000143 · ownership.xml · nonDerivative · entry 2 LM Asset Management Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 4,001,200 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.45 to $6.73, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These securities are held by private investment funds managed by LM Asset Management Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 22:40 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 50,000 | $6.42 | $320,990.00 |
DisclosureSEC source: 0000935836-26-000143 · ownership.xml · nonDerivative · entry 1 LM Asset Management Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 3,981,200 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.40 to $6.50, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These securities are held by private investment funds managed by LM Asset Management Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| February 17, 2026 Filed Feb 17, 2026 23:37 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 20,000 | $5.30 | $106,000.00 |
DisclosureSEC source: 0000935836-26-000121 · ownership.xml · nonDerivative · entry 3 LM Asset Management, Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 207,000 F2 · ownership.nature: These securities are held by companies of which Daniel Lau and Christine Man are directors and controlling shareholders. They may be deemed to beneficially own these shares because they are control persons of those companies. They disclaim beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| February 13, 2026 Filed Feb 17, 2026 23:37 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 10,000 | $5.40 | $54,000.00 |
DisclosureSEC source: 0000935836-26-000121 · ownership.xml · nonDerivative · entry 2 LM Asset Management, Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 187,000 F2 · ownership.nature: These securities are held by companies of which Daniel Lau and Christine Man are directors and controlling shareholders. They may be deemed to beneficially own these shares because they are control persons of those companies. They disclaim beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 23:37 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 32,000 | $5.33 | $170,512.00 |
DisclosureSEC source: 0000935836-26-000121 · ownership.xml · nonDerivative · entry 1 LM Asset Management, Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 177,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.30 to $5.41, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These securities are held by companies of which Daniel Lau and Christine Man are directors and controlling shareholders. They may be deemed to beneficially own these shares because they are control persons of those companies. They disclaim beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| January 07, 2026 Filed Jan 9, 2026 22:26 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 80,000 | $3.87 | $309,712.00 |
DisclosureSEC source: 0000935836-26-000023 · ownership.xml · nonDerivative · entry 1 LM Asset (IM) Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 3,931,200 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.84 to $3.91, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These securities are held by private investment funds managed by LM Asset Management, Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respect pecuniary interest therein. Read SEC document |
| January 06, 2026 Filed Jan 7, 2026 22:42 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 80,000 | $4.00 | $320,296.00 |
DisclosureSEC source: 0000935836-26-000014 · ownership.xml · nonDerivative · entry 2 LM Asset (IM) Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 3,851,200 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.98 to $4.05, inclusive. F2 · ownership.nature: These securities are held by private investment funds managed by LM Asset Management, Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respect pecuniary interest therein. Read SEC document |
| January 05, 2026 Filed Jan 7, 2026 22:42 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 100,000 | $4.04 | $404,050.00 |
DisclosureSEC source: 0000935836-26-000014 · ownership.xml · nonDerivative · entry 1 LM Asset (IM) Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 3,771,200 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.97 to $4.09, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These securities are held by private investment funds managed by LM Asset Management, Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respect pecuniary interest therein. Read SEC document |
| December 19, 2025 Filed Dec 22, 2025 22:54 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 140,000 | $3.87 | $542,262.00 |
DisclosureSEC source: 0000935836-25-000733 · ownership.xml · nonDerivative · entry 1 LM Asset (IM) Inc. · CIK 0002057190 · 10% owner Lau Daniel · CIK 0001950123 · 10% owner Man Christine · CIK 0001950121 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 3,671,200 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.83 to $3.91, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These securities are held by private investment funds managed by LM Asset (IM) Inc. ("LMAIM"). LMAIM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAIM and may be deemed to beneficially own these securities as control persons of LMAIM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| December 18, 2025 Filed Dec 19, 2025 23:38 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 360,000 | $3.95 | $1,423,728.00 |
DisclosureSEC source: 0000935836-25-000730 · ownership.xml · nonDerivative · entry 1 Lau Daniel · CIK 0001950123 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 3,531,200 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.92 to $3.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These securities are held by private investment funds managed by an investment advisory firm of which Mr. Lau is a control person. He disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.