Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rubrik, Inc.RBRK · Entity 2594 | Director · Chief Technology Officer | October 05, 2026 | October 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rubrik, Inc.
Report date October 05, 2026 · Filed October 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 272,538 |
Ending reported balance
After 2026-10-07 transaction · row 17
17 source rows · reconciled sequenceRow 1 · 2026-10-05 · Conversion · Acquired 2,501 · Balance 285,358 Row 2 · 2026-10-05 · Sale · Disposed 495 · Balance 284,863 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025. F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.48 to $119.47 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 3 · 2026-10-05 · Sale · Disposed 110 · Balance 284,753 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025. F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.065 to $120.425 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 4 · 2026-10-05 · Sale · Disposed 901 · Balance 283,852 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025. F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.54 to $121.4775 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 5 · 2026-10-05 · Sale · Disposed 2,801 · Balance 281,051 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025. F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.49 to $122.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 6 · 2026-10-05 · Sale · Disposed 5,600 · Balance 275,451 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025. F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.48 to $123.475 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 7 · 2026-10-05 · Sale · Disposed 2,913 · Balance 272,538 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025. F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.49 to $124.17 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 8 · 2026-10-06 · Conversion · Acquired 12,820 · Balance 285,358 Row 9 · 2026-10-06 · Sale · Disposed 582 · Balance 284,776 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025. F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.655 to $125.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 10 · 2026-10-06 · Sale · Disposed 11,101 · Balance 273,675 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025. F9: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.675 to $126.645 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 11 · 2026-10-06 · Sale · Disposed 1,069 · Balance 272,606 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025. F10: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.655 to $127.445 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 12 · 2026-10-06 · Sale · Disposed 68 · Balance 272,538 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025. F11: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.69 to $127.70 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 13 · 2026-10-07 · Conversion · Acquired 12,820 · Balance 285,358 Row 14 · 2026-10-07 · Sale · Disposed 1,478 · Balance 283,880 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025. F12: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.565 to $123.55 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 15 · 2026-10-07 · Sale · Disposed 8,274 · Balance 275,606 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025. F13: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.565 to $124.56 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 16 · 2026-10-07 · Sale · Disposed 3,055 · Balance 272,551 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025. F14: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.5725 to $125.535 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 17 · 2026-10-07 · Sale · Disposed 13 · Balance 272,538 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 10,025,749 |
Reported balance
After 2026-10-05 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2026-10-05 · Conversion · Disposed 2,501 · Balance 10,025,749 F15: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 10,012,929 |
Reported balance
After 2026-10-06 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2026-10-06 · Conversion · Disposed 12,820 · Balance 10,012,929 F15: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 10,000,109 |
Reported balance
After 2026-10-07 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2026-10-07 · Conversion · Disposed 12,820 · Balance 10,000,109 F15: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Arvind Nithrakashyap, as Trustee of the Nithrakashyap/Chatterjee Revocable Trust | 200,000 |
Reported balance
Holding disclosure · report date 2026-10-05 · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · Balance 200,000 F15: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F16: The shares are held of record by Arvind Nithrakashyap, as Trustee of the Nithrakashyap/Chatterjee Revocable Trust, for which the Reporting Person serves as trustee and shares voting and dispositive power with his spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.48 to $119.47 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.065 to $120.425 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.54 to $121.4775 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.49 to $122.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.48 to $123.475 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.49 to $124.17 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.655 to $125.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F9: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.675 to $126.645 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F10: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.655 to $127.445 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F11: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.69 to $127.70 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F12: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.565 to $123.55 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F13: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.565 to $124.56 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F14: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.5725 to $125.535 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F15: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.
F16: The shares are held of record by Arvind Nithrakashyap, as Trustee of the Nithrakashyap/Chatterjee Revocable Trust, for which the Reporting Person serves as trustee and shares voting and dispositive power with his spouse.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2025 Filed Feb 6, 2025 00:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 11,621 | $75.45 | $876,804.45 |
DisclosureSEC source: 0001415889-25-003161 · form4-02062025_120224.xml · nonDerivative · entry 12 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 219,279 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.04 to $75.76 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| February 05, 2025 Filed Feb 6, 2025 00:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 20,864 | $74.51 | $1,554,576.64 |
DisclosureSEC source: 0001415889-25-003161 · form4-02062025_120224.xml · nonDerivative · entry 11 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 230,900 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.04 to $74.955per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| February 05, 2025 Filed Feb 6, 2025 00:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 32,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003161 · form4-02062025_120224.xml · nonDerivative · entry 10 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 251,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2025 Filed Feb 6, 2025 00:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 32,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003161 · form4-02062025_120224.xml · derivative · entry 14 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,533,953 Underlying: Class A Common Stock · 32,485 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F11 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F11 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| February 04, 2025 Filed Feb 6, 2025 00:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 6,198 | $73.85 | $457,722.30 |
DisclosureSEC source: 0001415889-25-003161 · form4-02062025_120224.xml · nonDerivative · entry 9 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 219,279 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.58 to $74.055 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| February 04, 2025 Filed Feb 6, 2025 00:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 21,297 | $73.01 | $1,554,893.97 |
DisclosureSEC source: 0001415889-25-003161 · form4-02062025_120224.xml · nonDerivative · entry 8 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 225,477 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.57 to $73.55 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| February 04, 2025 Filed Feb 6, 2025 00:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 2,355 | $71.70 | $168,853.50 |
DisclosureSEC source: 0001415889-25-003161 · form4-02062025_120224.xml · nonDerivative · entry 7 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 246,774 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.445 to $72.39 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| February 04, 2025 Filed Feb 6, 2025 00:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 2,635 | $70.90 | $186,821.50 |
DisclosureSEC source: 0001415889-25-003161 · form4-02062025_120224.xml · nonDerivative · entry 6 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 249,129 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.365 to $71.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| February 04, 2025 Filed Feb 6, 2025 00:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 32,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003161 · form4-02062025_120224.xml · nonDerivative · entry 5 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 251,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2025 Filed Feb 6, 2025 00:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 32,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003161 · form4-02062025_120224.xml · derivative · entry 13 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,566,438 Underlying: Class A Common Stock · 32,485 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F11 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F11 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| February 03, 2025 Filed Feb 6, 2025 00:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 12,487 | $71.37 | $891,197.19 |
DisclosureSEC source: 0001415889-25-003161 · form4-02062025_120224.xml · nonDerivative · entry 4 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 219,279 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.14 to $71.695 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| February 03, 2025 Filed Feb 6, 2025 00:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 15,369 | $70.78 | $1,087,817.82 |
DisclosureSEC source: 0001415889-25-003161 · form4-02062025_120224.xml · nonDerivative · entry 3 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 231,766 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.14 to $71.135 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| February 03, 2025 Filed Feb 6, 2025 00:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 4,629 | $69.69 | $322,595.01 |
DisclosureSEC source: 0001415889-25-003161 · form4-02062025_120224.xml · nonDerivative · entry 2 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 247,135 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.13 to $70.115 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| February 03, 2025 Filed Feb 6, 2025 00:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 32,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003161 · form4-02062025_120224.xml · nonDerivative · entry 1 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 251,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2025 Filed Jan 17, 2025 01:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 446,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-001597 · form4-01172025_010111.xml · derivative · entry 6 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,598,923 Underlying: Class A Common Stock · 446,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F6 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F6 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| January 14, 2025 Filed Jan 17, 2025 01:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 446,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-001597 · form4-01172025_010111.xml · derivative · entry 5 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,045,798 Underlying: Class A Common Stock · 446,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F6 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F6 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| January 14, 2025 Filed Jan 17, 2025 01:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Unit · Derivative | 446,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-001597 · form4-01172025_010111.xml · derivative · entry 4 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,125 Underlying: Class B Common Stock · 446,875 shares Expires 2029-08-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F5 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vest in sixteen equal quarterly installments measured from January 27, 2022 and the Issuer's achievement of a specified average price per share prior to the earlier of (i) the five year anniversary of the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering and (ii) the expiration of the RSU award, subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan) as a full time employee of the Issuer on each such date. Read SEC document |
| January 14, 2025 Filed Jan 17, 2025 01:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 114,326 | $65.24 | $7,458,628.24 |
DisclosureSEC source: 0001415889-25-001597 · form4-01172025_010111.xml · nonDerivative · entry 3 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,279 F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.87 to $65.81 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 14, 2025 Filed Jan 17, 2025 01:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 113,270 | $64.54 | $7,310,445.80 |
DisclosureSEC source: 0001415889-25-001597 · form4-01172025_010111.xml · nonDerivative · entry 2 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 333,605 F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.87 to $64.865 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 14, 2025 Filed Jan 17, 2025 01:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 446,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-001597 · form4-01172025_010111.xml · nonDerivative · entry 1 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 446,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2025 Filed Jan 9, 2025 01:12 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 32,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-001167 · form4-01092025_010112.xml · derivative · entry 18 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,598,923 Underlying: Class A Common Stock · 32,485 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F14 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F14 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| January 08, 2025 Filed Jan 9, 2025 01:12 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,340 | $64.52 | $86,456.80 |
DisclosureSEC source: 0001415889-25-001167 · form4-01092025_010112.xml · nonDerivative · entry 15 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F13 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.405 to $64.665 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 08, 2025 Filed Jan 9, 2025 01:12 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 12,863 | $63.76 | $820,144.88 |
DisclosureSEC source: 0001415889-25-001167 · form4-01092025_010112.xml · nonDerivative · entry 14 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,340 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.395 to $64.365 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 08, 2025 Filed Jan 9, 2025 01:12 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 18,282 | $63.18 | $1,155,056.76 |
DisclosureSEC source: 0001415889-25-001167 · form4-01092025_010112.xml · nonDerivative · entry 13 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,203 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.395 to $63.39 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 08, 2025 Filed Jan 9, 2025 01:12 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 32,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-001167 · form4-01092025_010112.xml · nonDerivative · entry 12 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2025 Filed Jan 9, 2025 01:12 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 32,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-001167 · form4-01092025_010112.xml · derivative · entry 17 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,631,408 Underlying: Class A Common Stock · 32,485 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F14 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F14 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| January 07, 2025 Filed Jan 9, 2025 01:12 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 3,882 | $68.10 | $264,364.20 |
DisclosureSEC source: 0001415889-25-001167 · form4-01092025_010112.xml · nonDerivative · entry 11 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.72 to $68.715 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 07, 2025 Filed Jan 9, 2025 01:12 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 2,623 | $66.79 | $175,190.17 |
DisclosureSEC source: 0001415889-25-001167 · form4-01092025_010112.xml · nonDerivative · entry 10 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,882 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.43 to $67.03 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 07, 2025 Filed Jan 9, 2025 01:12 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 9,859 | $65.58 | $646,553.22 |
DisclosureSEC source: 0001415889-25-001167 · form4-01092025_010112.xml · nonDerivative · entry 9 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,505 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.265 to $66.02 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 07, 2025 Filed Jan 9, 2025 01:12 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 16,121 | $64.58 | $1,041,094.18 |
DisclosureSEC source: 0001415889-25-001167 · form4-01092025_010112.xml · nonDerivative · entry 8 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 16,364 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.115 to $65.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 07, 2025 Filed Jan 9, 2025 01:12 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 32,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-001167 · form4-01092025_010112.xml · nonDerivative · entry 7 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2025 Filed Jan 9, 2025 01:12 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 32,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-001167 · form4-01092025_010112.xml · derivative · entry 16 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,663,893 Underlying: Class A Common Stock · 32,499 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F14 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F14 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| January 06, 2025 Filed Jan 9, 2025 01:12 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 500 | $70.06 | $35,030.00 |
DisclosureSEC source: 0001415889-25-001167 · form4-01092025_010112.xml · nonDerivative · entry 6 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.03 to $70.185 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 06, 2025 Filed Jan 9, 2025 01:12 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 942 | $69.79 | $65,742.18 |
DisclosureSEC source: 0001415889-25-001167 · form4-01092025_010112.xml · nonDerivative · entry 5 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 500 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.015 to $69.985 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 06, 2025 Filed Jan 9, 2025 01:12 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 8,291 | $68.34 | $566,606.94 |
DisclosureSEC source: 0001415889-25-001167 · form4-01092025_010112.xml · nonDerivative · entry 4 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,442 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.00 to $68.895 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 06, 2025 Filed Jan 9, 2025 01:12 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 17,052 | $67.51 | $1,151,180.52 |
DisclosureSEC source: 0001415889-25-001167 · form4-01092025_010112.xml · nonDerivative · entry 3 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,733 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.995 to $67.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 06, 2025 Filed Jan 9, 2025 01:12 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 5,714 | $66.55 | $380,266.70 |
DisclosureSEC source: 0001415889-25-001167 · form4-01092025_010112.xml · nonDerivative · entry 2 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 26,785 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.965 to $66.95 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 06, 2025 Filed Jan 9, 2025 01:12 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 32,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-001167 · form4-01092025_010112.xml · nonDerivative · entry 1 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 1,800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011890 · form4-05012024_100547.xml · derivative · entry 2 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,696,392 Underlying: Class A Common Stock · 1,800,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F2 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F2 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionFounders Preferred Stock · Derivative | 1,800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011890 · form4-05012024_100547.xml · derivative · entry 1 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 1,800,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Founders Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Founders Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Founders Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. Read SEC document |
| April 24, 2024 Filed Apr 27, 2024 01:54 UTC | Rubrik, Inc. RBRK · Entity 2594 | GrantRestricted Stock Units · Derivative | 650,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011634 · form4-04272024_010423.xml · derivative · entry 1 Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 650,000 Underlying: Class B Common Stock · 650,000 shares Expires 2029-08-07 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock. F2 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vest in sixteen equal quarterly installments measured from January 27, 2022 and the Issuer's achievement of a specified average price per share prior to the earlier of (i) the five year anniversary of the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering and (ii) the expiration of the RSU award, subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan) as a full time employee of the Issuer on each such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.