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Nithrakashyap Arvind

Disclosed activity across 1 company

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26296
SEC CIK
0002019143

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Rubrik, Inc.RBRK · Entity 2594Director · Chief Technology OfficerOctober 05, 2026October 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Rubrik, Inc.

Report date October 05, 2026 · Filed October 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect272,538 Ending reported balance After 2026-10-07 transaction · row 17
17 source rows · reconciled sequence

Row 1 · 2026-10-05 · Conversion · Acquired 2,501 · Balance 285,358

Row 2 · 2026-10-05 · Sale · Disposed 495 · Balance 284,863

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.48 to $119.47 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 3 · 2026-10-05 · Sale · Disposed 110 · Balance 284,753

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.065 to $120.425 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 4 · 2026-10-05 · Sale · Disposed 901 · Balance 283,852

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.54 to $121.4775 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 5 · 2026-10-05 · Sale · Disposed 2,801 · Balance 281,051

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.49 to $122.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 6 · 2026-10-05 · Sale · Disposed 5,600 · Balance 275,451

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.48 to $123.475 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 7 · 2026-10-05 · Sale · Disposed 2,913 · Balance 272,538

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.49 to $124.17 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 8 · 2026-10-06 · Conversion · Acquired 12,820 · Balance 285,358

Row 9 · 2026-10-06 · Sale · Disposed 582 · Balance 284,776

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.655 to $125.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 10 · 2026-10-06 · Sale · Disposed 11,101 · Balance 273,675

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F9: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.675 to $126.645 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 11 · 2026-10-06 · Sale · Disposed 1,069 · Balance 272,606

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F10: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.655 to $127.445 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 12 · 2026-10-06 · Sale · Disposed 68 · Balance 272,538

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F11: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.69 to $127.70 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 13 · 2026-10-07 · Conversion · Acquired 12,820 · Balance 285,358

Row 14 · 2026-10-07 · Sale · Disposed 1,478 · Balance 283,880

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F12: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.565 to $123.55 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 15 · 2026-10-07 · Sale · Disposed 8,274 · Balance 275,606

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F13: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.565 to $124.56 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 16 · 2026-10-07 · Sale · Disposed 3,055 · Balance 272,551

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F14: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.5725 to $125.535 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 17 · 2026-10-07 · Sale · Disposed 13 · Balance 272,538

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

Class B Common StockSEC Table II · derivative / convertible securityDirect10,025,749 Reported balance After 2026-10-05 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2026-10-05 · Conversion · Disposed 2,501 · Balance 10,025,749

F15: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

Class B Common StockSEC Table II · derivative / convertible securityDirect10,012,929 Reported balance After 2026-10-06 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2026-10-06 · Conversion · Disposed 12,820 · Balance 10,012,929

F15: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

Class B Common StockSEC Table II · derivative / convertible securityDirect10,000,109 Reported balance After 2026-10-07 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2026-10-07 · Conversion · Disposed 12,820 · Balance 10,000,109

F15: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Arvind Nithrakashyap, as Trustee of the Nithrakashyap/Chatterjee Revocable Trust200,000 Reported balance Holding disclosure · report date 2026-10-05 · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · Balance 200,000

F15: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F16: The shares are held of record by Arvind Nithrakashyap, as Trustee of the Nithrakashyap/Chatterjee Revocable Trust, for which the Reporting Person serves as trustee and shares voting and dispositive power with his spouse.

Filing footnotes · ownership attribution and instrument terms

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.48 to $119.47 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.065 to $120.425 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.54 to $121.4775 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.49 to $122.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.48 to $123.475 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.49 to $124.17 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.655 to $125.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F9: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.675 to $126.645 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F10: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.655 to $127.445 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F11: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.69 to $127.70 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F12: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.565 to $123.55 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F13: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.565 to $124.56 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F14: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.5725 to $125.535 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F15: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F16: The shares are held of record by Arvind Nithrakashyap, as Trustee of the Nithrakashyap/Chatterjee Revocable Trust, for which the Reporting Person serves as trustee and shares voting and dispositive power with his spouse.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 12,820 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · derivative · entry 20

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,000,109

Underlying: Class A Common Stock · 12,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F15 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F15 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

Read SEC document
October 07, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 13 $125.57 $1,632.41
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · nonDerivative · entry 17

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 272,538

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

Read SEC document
October 07, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 3,055 $124.79 $381,233.45
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · nonDerivative · entry 16

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 272,551

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F14 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.5725 to $125.535 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 07, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 8,274 $124.05 $1,026,389.70
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · nonDerivative · entry 15

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 275,606

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F13 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.565 to $124.56 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 07, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 1,478 $123.32 $182,266.96
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · nonDerivative · entry 14

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 283,880

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.565 to $123.55 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 07, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 12,820 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · nonDerivative · entry 13

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 285,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 12,820 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · derivative · entry 19

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,012,929

Underlying: Class A Common Stock · 12,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F15 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F15 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

Read SEC document
October 06, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 68 $127.70 $8,683.60
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · nonDerivative · entry 12

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 272,538

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.69 to $127.70 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 06, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 1,069 $126.87 $135,624.03
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · nonDerivative · entry 11

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 272,606

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.655 to $127.445 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 06, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 11,101 $126.14 $1,400,280.14
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · nonDerivative · entry 10

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 273,675

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.675 to $126.645 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 06, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 582 $125.35 $72,953.70
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · nonDerivative · entry 9

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 284,776

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.655 to $125.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 06, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 12,820 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · nonDerivative · entry 8

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 285,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 2,501 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · derivative · entry 18

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,025,749

Underlying: Class A Common Stock · 2,501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F15 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F15 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

Read SEC document
October 05, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 2,913 $123.80 $360,629.40
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · nonDerivative · entry 7

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 272,538

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.49 to $124.17 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 05, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 5,600 $122.99 $688,744.00
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · nonDerivative · entry 6

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 275,451

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.48 to $123.475 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 05, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 2,801 $121.95 $341,581.95
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · nonDerivative · entry 5

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 281,051

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.49 to $122.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 05, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 901 $121.20 $109,201.20
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · nonDerivative · entry 4

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 283,852

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.54 to $121.4775 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 05, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 110 $120.26 $13,228.60
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · nonDerivative · entry 3

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 284,753

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.065 to $120.425 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 05, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 495 $118.92 $58,865.40
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · nonDerivative · entry 2

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 284,863

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.48 to $119.47 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 05, 2026 Filed Oct 7, 2026 22:55 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 2,501 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000023 · form4-10072026_101053.xml · nonDerivative · entry 1

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 285,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2026 Filed Sep 18, 2026 01:15 UTC Rubrik, Inc. RBRK · Entity 2594 Tax withholdingClass A Common Stock 10,436 $100.20 $1,045,687.20
Disclosure

SEC source: 0002019143-26-000021 · form4-09182026_010938.xml · nonDerivative · entry 1

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,857

Read SEC document
September 10, 2026 Filed Sep 11, 2026 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 12,820 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000019 · form4-09112026_120951.xml · derivative · entry 19

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,028,250

Underlying: Class A Common Stock · 12,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F14 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F14 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

Read SEC document
September 10, 2026 Filed Sep 11, 2026 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 2,321 $91.67 $212,766.07
Disclosure

SEC source: 0002019143-26-000019 · form4-09112026_120951.xml · nonDerivative · entry 16

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 293,293

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F13 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.315 to $92.30 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
September 10, 2026 Filed Sep 11, 2026 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 4,675 $90.88 $424,864.00
Disclosure

SEC source: 0002019143-26-000019 · form4-09112026_120951.xml · nonDerivative · entry 15

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 295,614

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.315 to $91.30 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
September 10, 2026 Filed Sep 11, 2026 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 4,844 $89.73 $434,652.12
Disclosure

SEC source: 0002019143-26-000019 · form4-09112026_120951.xml · nonDerivative · entry 14

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 300,289

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.315 to $90.2775 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
September 10, 2026 Filed Sep 11, 2026 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 611 $89.12 $54,452.32
Disclosure

SEC source: 0002019143-26-000019 · form4-09112026_120951.xml · nonDerivative · entry 13

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 305,133

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.41 to $89.26 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
September 10, 2026 Filed Sep 11, 2026 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 369 $87.55 $32,305.95
Disclosure

SEC source: 0002019143-26-000019 · form4-09112026_120951.xml · nonDerivative · entry 12

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 305,744

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.31 to $88.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
September 10, 2026 Filed Sep 11, 2026 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 12,820 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000019 · form4-09112026_120951.xml · nonDerivative · entry 11

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 306,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2026 Filed Sep 11, 2026 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 12,820 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000019 · form4-09112026_120951.xml · derivative · entry 18

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,041,070

Underlying: Class A Common Stock · 12,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F14 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F14 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

Read SEC document
September 09, 2026 Filed Sep 11, 2026 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 30 $92.87 $2,786.10
Disclosure

SEC source: 0002019143-26-000019 · form4-09112026_120951.xml · nonDerivative · entry 10

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 293,293

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

Read SEC document
September 09, 2026 Filed Sep 11, 2026 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 1,013 $92.08 $93,277.04
Disclosure

SEC source: 0002019143-26-000019 · form4-09112026_120951.xml · nonDerivative · entry 9

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 293,323

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.785 to $92.67 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
September 09, 2026 Filed Sep 11, 2026 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 3,237 $91.16 $295,084.92
Disclosure

SEC source: 0002019143-26-000019 · form4-09112026_120951.xml · nonDerivative · entry 8

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 294,336

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.82 to $91.7625 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
September 09, 2026 Filed Sep 11, 2026 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 5,297 $90.41 $478,901.77
Disclosure

SEC source: 0002019143-26-000019 · form4-09112026_120951.xml · nonDerivative · entry 7

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 297,573

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.805 to $90.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
September 09, 2026 Filed Sep 11, 2026 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 3,243 $89.33 $289,697.19
Disclosure

SEC source: 0002019143-26-000019 · form4-09112026_120951.xml · nonDerivative · entry 6

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 302,870

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.775 to $89.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
September 09, 2026 Filed Sep 11, 2026 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 12,820 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000019 · form4-09112026_120951.xml · nonDerivative · entry 5

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 306,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2026 Filed Sep 11, 2026 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 12,820 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000019 · form4-09112026_120951.xml · derivative · entry 17

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,053,890

Underlying: Class A Common Stock · 12,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F14 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F14 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

Read SEC document
September 08, 2026 Filed Sep 11, 2026 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 2,217 $91.95 $203,853.15
Disclosure

SEC source: 0002019143-26-000019 · form4-09112026_120951.xml · nonDerivative · entry 4

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 293,293

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.80 to $92.195 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
September 08, 2026 Filed Sep 11, 2026 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 7,836 $91.47 $716,758.92
Disclosure

SEC source: 0002019143-26-000019 · form4-09112026_120951.xml · nonDerivative · entry 3

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 295,510

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.805 to $91.79 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
September 08, 2026 Filed Sep 11, 2026 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 2,767 $90.43 $250,219.81
Disclosure

SEC source: 0002019143-26-000019 · form4-09112026_120951.xml · nonDerivative · entry 2

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 303,346

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.7975 to $90.79 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
September 08, 2026 Filed Sep 11, 2026 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 12,820 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000019 · form4-09112026_120951.xml · nonDerivative · entry 1

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 306,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2026 Filed Aug 5, 2026 23:01 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 12,820 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000017 · form4-08052026_110833.xml · derivative · entry 17

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,066,710

Underlying: Class A Common Stock · 12,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F13 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F13 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

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August 05, 2026 Filed Aug 5, 2026 23:01 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 521 $84.61 $44,081.81
Disclosure

SEC source: 0002019143-26-000017 · form4-08052026_110833.xml · nonDerivative · entry 14

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 293,293

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.535 to $84.665 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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August 05, 2026 Filed Aug 5, 2026 23:01 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 8,177 $84.10 $687,685.70
Disclosure

SEC source: 0002019143-26-000017 · form4-08052026_110833.xml · nonDerivative · entry 13

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 293,814

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.55 to $84.51 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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August 05, 2026 Filed Aug 5, 2026 23:01 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 2,780 $83.17 $231,212.60
Disclosure

SEC source: 0002019143-26-000017 · form4-08052026_110833.xml · nonDerivative · entry 12

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 301,991

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.5375 to $83.525 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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August 05, 2026 Filed Aug 5, 2026 23:01 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 1,342 $82.08 $110,151.36
Disclosure

SEC source: 0002019143-26-000017 · form4-08052026_110833.xml · nonDerivative · entry 11

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 304,771

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.535 to $82.48 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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August 05, 2026 Filed Aug 5, 2026 23:01 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 12,820 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000017 · form4-08052026_110833.xml · nonDerivative · entry 10

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 306,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 04, 2026 Filed Aug 5, 2026 23:01 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 12,820 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000017 · form4-08052026_110833.xml · derivative · entry 16

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,079,530

Underlying: Class A Common Stock · 12,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F13 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F13 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

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August 04, 2026 Filed Aug 5, 2026 23:01 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 4,557 $80.94 $368,843.58
Disclosure

SEC source: 0002019143-26-000017 · form4-08052026_110833.xml · nonDerivative · entry 9

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 293,293

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.475 to $81.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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August 04, 2026 Filed Aug 5, 2026 23:01 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 3,767 $79.81 $300,644.27
Disclosure

SEC source: 0002019143-26-000017 · form4-08052026_110833.xml · nonDerivative · entry 8

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 297,850

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.47 to $80.455 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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August 04, 2026 Filed Aug 5, 2026 23:01 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 2,981 $79.11 $235,826.91
Disclosure

SEC source: 0002019143-26-000017 · form4-08052026_110833.xml · nonDerivative · entry 7

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 301,617

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.47 to $79.455 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.