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person · Reporting owner

Nithrakashyap Arvind

Disclosed activity across 1 company

Tapewire entity
26296
SEC CIK
0002019143

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Rubrik, Inc.RBRK · Entity 2594Director · Chief Technology OfficerOctober 05, 2026October 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Rubrik, Inc.

Report date October 05, 2026 · Filed October 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect272,538 Ending reported balance After 2026-10-07 transaction · row 17
17 source rows · reconciled sequence

Row 1 · 2026-10-05 · Conversion · Acquired 2,501 · Balance 285,358

Row 2 · 2026-10-05 · Sale · Disposed 495 · Balance 284,863

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.48 to $119.47 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 3 · 2026-10-05 · Sale · Disposed 110 · Balance 284,753

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.065 to $120.425 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 4 · 2026-10-05 · Sale · Disposed 901 · Balance 283,852

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.54 to $121.4775 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 5 · 2026-10-05 · Sale · Disposed 2,801 · Balance 281,051

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.49 to $122.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 6 · 2026-10-05 · Sale · Disposed 5,600 · Balance 275,451

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.48 to $123.475 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 7 · 2026-10-05 · Sale · Disposed 2,913 · Balance 272,538

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.49 to $124.17 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 8 · 2026-10-06 · Conversion · Acquired 12,820 · Balance 285,358

Row 9 · 2026-10-06 · Sale · Disposed 582 · Balance 284,776

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.655 to $125.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 10 · 2026-10-06 · Sale · Disposed 11,101 · Balance 273,675

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F9: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.675 to $126.645 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 11 · 2026-10-06 · Sale · Disposed 1,069 · Balance 272,606

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F10: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.655 to $127.445 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 12 · 2026-10-06 · Sale · Disposed 68 · Balance 272,538

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F11: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.69 to $127.70 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 13 · 2026-10-07 · Conversion · Acquired 12,820 · Balance 285,358

Row 14 · 2026-10-07 · Sale · Disposed 1,478 · Balance 283,880

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F12: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.565 to $123.55 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 15 · 2026-10-07 · Sale · Disposed 8,274 · Balance 275,606

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F13: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.565 to $124.56 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 16 · 2026-10-07 · Sale · Disposed 3,055 · Balance 272,551

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F14: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.5725 to $125.535 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 17 · 2026-10-07 · Sale · Disposed 13 · Balance 272,538

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

Class B Common StockSEC Table II · derivative / convertible securityDirect10,025,749 Reported balance After 2026-10-05 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2026-10-05 · Conversion · Disposed 2,501 · Balance 10,025,749

F15: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

Class B Common StockSEC Table II · derivative / convertible securityDirect10,012,929 Reported balance After 2026-10-06 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2026-10-06 · Conversion · Disposed 12,820 · Balance 10,012,929

F15: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

Class B Common StockSEC Table II · derivative / convertible securityDirect10,000,109 Reported balance After 2026-10-07 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2026-10-07 · Conversion · Disposed 12,820 · Balance 10,000,109

F15: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Arvind Nithrakashyap, as Trustee of the Nithrakashyap/Chatterjee Revocable Trust200,000 Reported balance Holding disclosure · report date 2026-10-05 · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · Balance 200,000

F15: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F16: The shares are held of record by Arvind Nithrakashyap, as Trustee of the Nithrakashyap/Chatterjee Revocable Trust, for which the Reporting Person serves as trustee and shares voting and dispositive power with his spouse.

Filing footnotes · ownership attribution and instrument terms

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.48 to $119.47 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.065 to $120.425 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.54 to $121.4775 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.49 to $122.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.48 to $123.475 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.49 to $124.17 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.655 to $125.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F9: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.675 to $126.645 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F10: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.655 to $127.445 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F11: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.69 to $127.70 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F12: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.565 to $123.55 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F13: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.565 to $124.56 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F14: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.5725 to $125.535 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F15: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

F16: The shares are held of record by Arvind Nithrakashyap, as Trustee of the Nithrakashyap/Chatterjee Revocable Trust, for which the Reporting Person serves as trustee and shares voting and dispositive power with his spouse.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2026 Filed Jun 4, 2026 01:39 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 1,938 $80.99 $156,958.62
Disclosure

SEC source: 0002019143-26-000011 · form4-06042026_010637.xml · nonDerivative · entry 3

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 507,402

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.415 to $81.375 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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June 01, 2026 Filed Jun 4, 2026 01:39 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 4,155 $79.68 $331,070.40
Disclosure

SEC source: 0002019143-26-000011 · form4-06042026_010637.xml · nonDerivative · entry 2

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 509,340

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.38 to $80.16 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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June 01, 2026 Filed Jun 4, 2026 01:39 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 71,993 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000011 · form4-06042026_010637.xml · nonDerivative · entry 1

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 513,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 14, 2026 Filed Apr 16, 2026 22:40 UTC Rubrik, Inc. RBRK · Entity 2594 GrantClass A Common Stock 92,834 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000009 · form4-04162026_100425.xml · nonDerivative · entry 1

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,502

F1 · kind: Represents the grant of restricted stock units ("RSUs") that vest as follows: 2.5% of the RSUs shall vest on each of the first four Quarterly Vesting Dates (as defined below) that occur following March 15, 2026, and the remainder shall vest in twelve equal installments on each subsequent Quarterly Vesting Date thereafter, in each case subject to the Reporting Person's Continuous Service (as defined in the 2024 Equity Incentive Plan) through each applicable vesting date. "Quarterly Vesting Date" shall mean the 15th of each of March, June, September and December.

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March 24, 2026 Filed Mar 26, 2026 23:30 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 40,625 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000007 · form4-03262026_070303.xml · derivative · entry 5

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,230,945

Underlying: Class A Common Stock · 40,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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March 24, 2026 Filed Mar 26, 2026 23:30 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionClass B Common Stock · Derivative 40,625 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000007 · form4-03262026_070303.xml · derivative · entry 4

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,271,570

Underlying: Class A Common Stock · 40,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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March 24, 2026 Filed Mar 26, 2026 23:30 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionRestricted Stock Unit · Derivative 40,625 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000007 · form4-03262026_070303.xml · derivative · entry 3

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 40,625 shares

Expires 2029-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock.

F3 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vest in sixteen equal quarterly installments measured from January 27, 2022 and the Issuer's achievement of a specified average price per share prior to the earlier of (i) the five year anniversary of the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering and (ii) the expiration of the RSU award, subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan) as a full time employee of the Issuer on each such date.

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March 24, 2026 Filed Mar 26, 2026 23:30 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 28,967 $48.20 $1,396,084.84
Disclosure

SEC source: 0002019143-26-000007 · form4-03262026_070303.xml · nonDerivative · entry 2

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,668

F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

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March 24, 2026 Filed Mar 26, 2026 23:30 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 40,625 $0.00 $0.00
Disclosure

SEC source: 0002019143-26-000007 · form4-03262026_070303.xml · nonDerivative · entry 1

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2026 Filed Jan 17, 2026 01:00 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 4,648 $70.40 $327,219.20
Disclosure

SEC source: 0002019143-26-000002 · form4-01162026_080117.xml · nonDerivative · entry 2

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 337,010

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.01 to $70.705 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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January 14, 2026 Filed Jan 17, 2026 01:00 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 1,045 $70.05 $73,202.25
Disclosure

SEC source: 0002019143-26-000002 · form4-01162026_080117.xml · nonDerivative · entry 1

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 341,658

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.02 to $70.175 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
December 23, 2025 Filed Dec 24, 2025 00:27 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0002019143-25-000010 · form4-12242025_121241.xml · derivative · entry 3

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,230,945

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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December 23, 2025 Filed Dec 24, 2025 00:27 UTC Rubrik, Inc. RBRK · Entity 2594 GiftClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0002019143-25-000010 · form4-12242025_121241.xml · nonDerivative · entry 2

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,703

Read SEC document
December 23, 2025 Filed Dec 24, 2025 00:27 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0002019143-25-000010 · form4-12242025_121241.xml · nonDerivative · entry 1

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2025 Filed Dec 19, 2025 01:00 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 31,450 $76.19 $2,396,175.50
Disclosure

SEC source: 0002019143-25-000008 · form4-12182025_081201.xml · nonDerivative · entry 2

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,703

F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

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December 16, 2025 Filed Dec 19, 2025 01:00 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 40,625 $0.00 $0.00
Disclosure

SEC source: 0002019143-25-000008 · form4-12182025_081201.xml · derivative · entry 5

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,330,945

Underlying: Class A Common Stock · 40,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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December 16, 2025 Filed Dec 19, 2025 01:00 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionClass B Common Stock · Derivative 40,625 $0.00 $0.00
Disclosure

SEC source: 0002019143-25-000008 · form4-12182025_081201.xml · derivative · entry 4

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,371,570

Underlying: Class A Common Stock · 40,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
December 16, 2025 Filed Dec 19, 2025 01:00 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionRestricted Stock Unit · Derivative 40,625 $0.00 $0.00
Disclosure

SEC source: 0002019143-25-000008 · form4-12182025_081201.xml · derivative · entry 3

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,625

Underlying: Class B Common Stock · 40,625 shares

Expires 2029-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock.

F3 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vest in sixteen equal quarterly installments measured from January 27, 2022 and the Issuer's achievement of a specified average price per share prior to the earlier of (i) the five year anniversary of the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering and (ii) the expiration of the RSU award, subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan) as a full time employee of the Issuer on each such date.

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December 16, 2025 Filed Dec 19, 2025 01:00 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 40,625 $0.00 $0.00
Disclosure

SEC source: 0002019143-25-000008 · form4-12182025_081201.xml · nonDerivative · entry 1

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 374,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2025 Filed Sep 18, 2025 21:00 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 40,625 $0.00 $0.00
Disclosure

SEC source: 0002019143-25-000006 · form4-09182025_050904.xml · derivative · entry 5

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,330,945

Underlying: Class A Common Stock · 40,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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September 16, 2025 Filed Sep 18, 2025 21:00 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionClass B Common Stock · Derivative 40,625 $0.00 $0.00
Disclosure

SEC source: 0002019143-25-000006 · form4-09182025_050904.xml · derivative · entry 4

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,371,570

Underlying: Class A Common Stock · 40,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
September 16, 2025 Filed Sep 18, 2025 21:00 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionRestricted Stock Unit · Derivative 40,625 $0.00 $0.00
Disclosure

SEC source: 0002019143-25-000006 · form4-09182025_050904.xml · derivative · entry 3

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,250

Underlying: Class B Common Stock · 40,625 shares

Expires 2029-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock.

F3 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vest in sixteen equal quarterly installments measured from January 27, 2022 and the Issuer's achievement of a specified average price per share prior to the earlier of (i) the five year anniversary of the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering and (ii) the expiration of the RSU award, subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan) as a full time employee of the Issuer on each such date.

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September 16, 2025 Filed Sep 18, 2025 21:00 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 40,170 $74.21 $2,981,015.70
Disclosure

SEC source: 0002019143-25-000006 · form4-09182025_050904.xml · nonDerivative · entry 2

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,528

F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

Read SEC document
September 16, 2025 Filed Sep 18, 2025 21:00 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 40,625 $0.00 $0.00
Disclosure

SEC source: 0002019143-25-000006 · form4-09182025_050904.xml · nonDerivative · entry 1

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 21:40 UTC Rubrik, Inc. RBRK · Entity 2594 GrantClass A Common Stock 294,951 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019110 · form4-07022025_090714.xml · nonDerivative · entry 1

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,073

F1 · kind: Represents the grant of restricted stock units ("RSUs"). The RSUs vest over 4 years. One sixteenth of the total number of RSUs vest on each of September 15, December 15, March 15, and June 15, subject to the reporting person's continuous service with the Issuer on each such vest date.

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June 17, 2025 Filed Jun 20, 2025 20:51 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 81,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017877 · form4-06202025_080606.xml · derivative · entry 5

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,330,945

Underlying: Class A Common Stock · 81,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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June 17, 2025 Filed Jun 20, 2025 20:51 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionClass B Common Stock · Derivative 81,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017877 · form4-06202025_080606.xml · derivative · entry 4

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,412,195

Underlying: Class A Common Stock · 81,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
June 17, 2025 Filed Jun 20, 2025 20:51 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionRestricted Stock Unit · Derivative 81,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017877 · form4-06202025_080606.xml · derivative · entry 3

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,875

Underlying: Class B Common Stock · 81,250 shares

Expires 2029-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock.

F3 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vest in sixteen equal quarterly installments measured from January 27, 2022 and the Issuer's achievement of a specified average price per share prior to the earlier of (i) the five year anniversary of the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering and (ii) the expiration of the RSU award, subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan) as a full time employee of the Issuer on each such date.

Read SEC document
June 17, 2025 Filed Jun 20, 2025 20:51 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 43,128 $88.56 $3,819,540.75
Disclosure

SEC source: 0001415889-25-017877 · form4-06202025_080606.xml · nonDerivative · entry 2

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,122

F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

Read SEC document
June 17, 2025 Filed Jun 20, 2025 20:51 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 81,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017877 · form4-06202025_080606.xml · nonDerivative · entry 1

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 32,477 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015860 · form4-06062025_120614.xml · derivative · entry 14

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,330,945

Underlying: Class A Common Stock · 32,477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F10 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F10 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 8,306 $101.29 $841,314.74
Disclosure

SEC source: 0001415889-25-015860 · form4-06062025_120614.xml · nonDerivative · entry 11

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.93 to $101.755 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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June 05, 2025 Filed Jun 6, 2025 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 7,822 $100.39 $785,250.58
Disclosure

SEC source: 0001415889-25-015860 · form4-06062025_120614.xml · nonDerivative · entry 10

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,306

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.925 to $100.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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June 05, 2025 Filed Jun 6, 2025 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 7,688 $99.26 $763,110.88
Disclosure

SEC source: 0001415889-25-015860 · form4-06062025_120614.xml · nonDerivative · entry 9

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,128

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.925 to $99.915 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 8,661 $98.44 $852,588.84
Disclosure

SEC source: 0001415889-25-015860 · form4-06062025_120614.xml · nonDerivative · entry 8

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,816

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.92 to $98.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 32,477 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015860 · form4-06062025_120614.xml · nonDerivative · entry 7

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 04, 2025 Filed Jun 6, 2025 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 32,484 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015860 · form4-06062025_120614.xml · derivative · entry 13

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,363,422

Underlying: Class A Common Stock · 32,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F10 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F10 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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June 04, 2025 Filed Jun 6, 2025 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 5,744 $98.84 $567,736.96
Disclosure

SEC source: 0001415889-25-015860 · form4-06062025_120614.xml · nonDerivative · entry 6

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024.

F5 · price: he reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.575 to $99.385 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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June 04, 2025 Filed Jun 6, 2025 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 26,740 $98.28 $2,628,007.20
Disclosure

SEC source: 0001415889-25-015860 · form4-06062025_120614.xml · nonDerivative · entry 5

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,744

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024.

F4 · price: he reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.575 to $98.57 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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June 04, 2025 Filed Jun 6, 2025 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 32,484 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015860 · form4-06062025_120614.xml · nonDerivative · entry 4

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 03, 2025 Filed Jun 6, 2025 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative Not disclosed $0.00 $8,109.00
Disclosure

SEC source: 0001415889-25-015860 · form4-06062025_120614.xml · derivative · entry 12

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,395,906

Underlying: Class A Common Stock · 8,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F10 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F10 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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June 03, 2025 Filed Jun 6, 2025 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 13,529 $99.28 $1,343,159.12
Disclosure

SEC source: 0001415889-25-015860 · form4-06062025_120614.xml · nonDerivative · entry 3

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.975 to $99.815 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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June 03, 2025 Filed Jun 6, 2025 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 18,955 $98.55 $1,868,015.25
Disclosure

SEC source: 0001415889-25-015860 · form4-06062025_120614.xml · nonDerivative · entry 2

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,529

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.975 to $98.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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June 03, 2025 Filed Jun 6, 2025 00:46 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 8,109 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015860 · form4-06062025_120614.xml · nonDerivative · entry 1

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2025 Filed May 7, 2025 23:00 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 769 $76.15 $58,559.35
Disclosure

SEC source: 0001415889-25-012277 · form4-05072025_070506.xml · nonDerivative · entry 11

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,375

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024.

F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.14 to $76.17 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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May 07, 2025 Filed May 7, 2025 23:00 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 18,109 $75.50 $1,367,229.50
Disclosure

SEC source: 0001415889-25-012277 · form4-05072025_070506.xml · nonDerivative · entry 10

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,144

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024.

F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.11 to $76.085 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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May 07, 2025 Filed May 7, 2025 23:00 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 13,606 $74.74 $1,016,912.44
Disclosure

SEC source: 0001415889-25-012277 · form4-05072025_070506.xml · nonDerivative · entry 9

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,253

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.11 to $75.105 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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May 06, 2025 Filed May 7, 2025 23:00 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 969 $74.47 $72,161.43
Disclosure

SEC source: 0001415889-25-012277 · form4-05072025_070506.xml · nonDerivative · entry 8

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,859

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.445 to $74.55 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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May 06, 2025 Filed May 7, 2025 23:00 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 13,086 $73.98 $968,102.28
Disclosure

SEC source: 0001415889-25-012277 · form4-05072025_070506.xml · nonDerivative · entry 7

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,828

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.385 to $74.35 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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May 06, 2025 Filed May 7, 2025 23:00 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 10,158 $72.91 $740,619.78
Disclosure

SEC source: 0001415889-25-012277 · form4-05072025_070506.xml · nonDerivative · entry 6

Nithrakashyap Arvind · CIK 0002019143 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,914

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.46 to $73.31 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.