person · Reporting owner
Brophy Michael Burkes
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Natera, Inc.NTRA · Entity 2635 | CHIEF FINANCIAL OFFICER | August 03, 2026 | August 06, 2026 |
| Orchestra BioMed Holdings, Inc.HSAQ · Entity 434 | Director | August 03, 2020 | August 10, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Natera, Inc.
Report date August 03, 2026 · Filed August 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,637 |
Ending reported balance
After 2026-08-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-03 · Sale · Disposed 317 · Balance 52,115 F1: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and was made pursuant to a written instruction that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act contained in the Reporting Person's Stock Unit Agreement granted on January 31, 2025. Row 2 · 2026-08-04 · Sale · Disposed 478 · Balance 51,637 F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2025, as modified on September 10, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and was made pursuant to a written instruction that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act contained in the Reporting Person's Stock Unit Agreement granted on January 31, 2025.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2025, as modified on September 10, 2025.
Orchestra BioMed Holdings, Inc.
Report date August 03, 2020 · Filed August 10, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 22,261 |
Reported balance
Holding disclosure · report date 2020-08-03 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 22,261 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2019 Filed Mar 26, 2019 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004245 · edgar.xml · derivative · entry 6 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-03-21 F7 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the achievement of the Performance Vesting Conditions. F8 · derivative.exercise_date: The RSU vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. The first milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $2,000,000,000 and (ii) the Issuer's outstanding shares as most recently reported on the Issuer's Form 10-Q or Form 10-K (the "Capitalization"). The second milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $3,000,000,000 and (ii) the Capitalization (the "Performance Vesting Conditions"). Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $19.68 | $0.00 |
DisclosureSEC source: 0001179110-19-004245 · edgar.xml · derivative · entry 5 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-03-21 F6 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | GrantRestricted Stock Units · Derivative | 17,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004245 · edgar.xml · derivative · entry 4 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,236 Underlying: Common Stock · 17,236 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 273 | $20.20 | $5,514.46 |
DisclosureSEC source: 0001179110-19-004245 · edgar.xml · nonDerivative · entry 2 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,075 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 1,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004245 · edgar.xml · derivative · entry 3 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,938 Underlying: Common Stock · 1,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 1,118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-004245 · edgar.xml · nonDerivative · entry 1 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 21:12 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 3,192 | $16.00 | $51,082.85 |
DisclosureSEC source: 0001179110-19-003754 · edgar.xml · nonDerivative · entry 2 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,230 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. Read SEC document |
| March 09, 2019 Filed Mar 12, 2019 21:12 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 12,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003754 · edgar.xml · derivative · entry 3 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,250 Underlying: Common Stock · 12,083 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| March 09, 2019 Filed Mar 12, 2019 21:12 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 12,083 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-003754 · edgar.xml · nonDerivative · entry 1 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 09, 2019. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| December 24, 2018 Filed Dec 26, 2018 21:15 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 449 | $12.39 | $5,562.89 |
DisclosureSEC source: 0001179110-18-014258 · edgar.xml · nonDerivative · entry 2 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,339 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 21:15 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 1,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-014258 · edgar.xml · derivative · entry 3 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,056 Underlying: Common Stock · 1,117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 21:15 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 1,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-014258 · edgar.xml · nonDerivative · entry 1 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| September 24, 2018 Filed Sep 25, 2018 23:16 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 446 | $23.78 | $10,605.66 |
DisclosureSEC source: 0001179110-18-011661 · edgar.xml · nonDerivative · entry 2 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. Read SEC document |
| September 21, 2018 Filed Sep 25, 2018 23:16 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 1,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-011661 · edgar.xml · derivative · entry 3 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,173 Underlying: Common Stock · 1,117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F4 · shares: Prior reports inadvertently represented the partial vesting and settlement of Restricted Stock Units as acquired instead of disposed. The number of derivative securities beneficially owned following the reported transaction were correct on all prior reports. F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| September 21, 2018 Filed Sep 25, 2018 23:16 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 1,117 | $13.95 | $15,582.15 |
DisclosureSEC source: 0001179110-18-011661 · edgar.xml · nonDerivative · entry 1 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:55 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 18,125 | $0.00 Strike: $9.59 | $0.00 |
DisclosureSEC source: 0001179110-18-011515 · edgar.xml · derivative · entry 11 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,875 Underlying: Common Stock · 18,125 shares Expires 2026-04-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on April 1, 2017 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:55 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 37,983 | $0.00 Strike: $10.41 | $0.00 |
DisclosureSEC source: 0001179110-18-011515 · edgar.xml · derivative · entry 10 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,267 Underlying: Common Stock · 37,983 shares Expires 2027-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:55 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $9.48 | $0.00 |
DisclosureSEC source: 0001179110-18-011515 · edgar.xml · derivative · entry 9 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2025-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options are 100% vested and exercisable. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:55 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 22,000 | $0.00 Strike: $9.48 | $0.00 |
DisclosureSEC source: 0001179110-18-011515 · edgar.xml · derivative · entry 8 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 22,000 shares Expires 2025-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on September 4, 2016 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:55 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 7,100 | $25.04 | $177,807.43 |
DisclosureSEC source: 0001179110-18-011515 · edgar.xml · nonDerivative · entry 7 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2018. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.97 to $25.13 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:55 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 80,297 | $24.50 | $1,967,091.82 |
DisclosureSEC source: 0001179110-18-011515 · edgar.xml · nonDerivative · entry 6 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,100 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2018. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.96 to $24.95 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:55 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 20,711 | $23.35 | $483,655.70 |
DisclosureSEC source: 0001179110-18-011515 · edgar.xml · nonDerivative · entry 5 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,397 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2018. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.96 to $23.93 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:55 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 18,125 | $9.59 | $173,818.75 |
DisclosureSEC source: 0001179110-18-011515 · edgar.xml · nonDerivative · entry 4 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:55 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 37,983 | $10.41 | $395,403.03 |
DisclosureSEC source: 0001179110-18-011515 · edgar.xml · nonDerivative · entry 3 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:55 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 30,000 | $9.48 | $284,400.00 |
DisclosureSEC source: 0001179110-18-011515 · edgar.xml · nonDerivative · entry 2 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:55 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 22,000 | $9.48 | $208,560.00 |
DisclosureSEC source: 0001179110-18-011515 · edgar.xml · nonDerivative · entry 1 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 21:34 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 23,000 | $0.00 Strike: $9.48 | $0.00 |
DisclosureSEC source: 0001179110-18-009500 · edgar.xml · derivative · entry 4 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Common Stock · 23,000 shares Expires 2025-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on September 4, 2016 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 21:34 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 23,000 | $18.33 | $421,560.10 |
DisclosureSEC source: 0001179110-18-009500 · edgar.xml · nonDerivative · entry 3 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2018. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.70 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 21:34 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 23,000 | $9.48 | $218,040.00 |
DisclosureSEC source: 0001179110-18-009500 · edgar.xml · nonDerivative · entry 2 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 21:34 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 3,870 | $18.09 | $70,016.43 |
DisclosureSEC source: 0001179110-18-009500 · edgar.xml · nonDerivative · entry 1 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2018. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.77 to $18.735 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 00:37 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 266 | $13.95 | $3,710.70 |
DisclosureSEC source: 0001179110-18-009034 · edgar.xml · nonDerivative · entry 2 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,870 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. Read SEC document |
| June 21, 2018 Filed Jun 26, 2018 00:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 1,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009034 · edgar.xml · derivative · entry 3 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,290 Underlying: Common Stock · 1,117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| June 21, 2018 Filed Jun 26, 2018 00:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 1,117 | $13.95 | $15,582.15 |
DisclosureSEC source: 0001179110-18-009034 · edgar.xml · nonDerivative · entry 1 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 22:14 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 4,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004899 · edgar.xml · derivative · entry 3 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,407 Underlying: Common Stock · 4,468 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 22:14 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,449 | $9.74 | $14,107.46 |
DisclosureSEC source: 0001179110-18-004899 · edgar.xml · nonDerivative · entry 2 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,019 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 22:14 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 4,468 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-004899 · edgar.xml · nonDerivative · entry 1 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting March 21, 2018. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 21:29 UTC | Natera, Inc. NTRA · Entity 2635 | GrantRestricted Stock Units · Derivative | 48,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004204 · edgar.xml · derivative · entry 2 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,333 Underlying: Common Stock · 48,333 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer. F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 21:29 UTC | Natera, Inc. NTRA · Entity 2635 | GrantStock Option (right to buy) · Derivative | 48,333 | $0.00 Strike: $9.29 | $0.00 |
DisclosureSEC source: 0001179110-18-004204 · edgar.xml · derivative · entry 1 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,333 Underlying: Common Stock · 48,333 shares Expires 2028-03-08 F1 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 23:23 UTC | Natera, Inc. NTRA · Entity 2635 | GrantRestricted Stock Units · Derivative | 17,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009023 · edgar.xml · derivative · entry 2 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,875 Underlying: Common Stock · 17,875 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer. F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 23:23 UTC | Natera, Inc. NTRA · Entity 2635 | GrantStock Option (right to buy) · Derivative | 107,250 | $0.00 Strike: $10.41 | $0.00 |
DisclosureSEC source: 0001179110-17-009023 · edgar.xml · derivative · entry 1 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,250 Underlying: Common Stock · 107,250 shares Expires 2027-06-08 F1 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.