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person · Reporting owner

Foster Jonathan P.

Disclosed activity across 4 companies

Tapewire entity
26234
SEC CIK
0001545414

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Autonomix Medical, Inc.AMIX · Entity 8309DirectorJanuary 26, 2024January 27, 2024
Empery Digital Inc.EMPD · Entity 21DirectorFebruary 18, 2026February 20, 2026
Moleculin Biotech, Inc.MBRX · Entity 7886Chief Financial OfficerAugust 03, 2026August 05, 2026
Soliton, Inc.SOLY · Entity 132212DirectorDecember 16, 2021December 17, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Autonomix Medical, Inc.

Report date January 26, 2024 · Filed January 27, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect725,000 Reported balance Holding disclosure · report date 2024-01-26 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 725,000

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2028-10-06DirectNot disclosed Reported balance Holding disclosure · report date 2024-01-26 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

Empery Digital Inc.

Report date February 18, 2026 · Filed February 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $993,600.00 · Expires 2034-07-12Direct0 Reported balance After 2026-02-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-18 · Other · Disposed 2 · Balance 0

F1: Represents the voluntary forfeiture for no value received by the reporting person of options to purchase shares of common stock.

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2,232,000.00 · Expires 2033-07-26Direct0 Reported balance After 2026-02-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-02-18 · Other · Disposed 1 · Balance 0

F1: Represents the voluntary forfeiture for no value received by the reporting person of options to purchase shares of common stock.

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1,440,000.00 · Expires 2031-05-19Direct0 Reported balance After 2026-02-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-02-18 · Other · Disposed 1 · Balance 0

F1: Represents the voluntary forfeiture for no value received by the reporting person of options to purchase shares of common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the voluntary forfeiture for no value received by the reporting person of options to purchase shares of common stock.

Moleculin Biotech, Inc.

Report date August 03, 2026 · Filed August 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect305,673 Reported balance After 2026-08-03 transaction · row 1
1 source row

Row 1 · 2026-08-03 · Purchase · Acquired 293,333 · Balance 305,673

F1: On August 3, 2026, the reporting person acquired 293,333 shares of common stock and Series I warrants to purchase 879,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering.

Series I WarrantsSEC Table II · derivative / convertible security · Expires 2031-08-03Direct1,027,717 Reported balance After 2026-08-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-03 · Purchase · Acquired 879,999 · Balance 1,027,717

F1: On August 3, 2026, the reporting person acquired 293,333 shares of common stock and Series I warrants to purchase 879,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering.

Filing footnotes · ownership attribution and instrument terms

F1: On August 3, 2026, the reporting person acquired 293,333 shares of common stock and Series I warrants to purchase 879,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering.

Soliton, Inc.

Report date December 16, 2021 · Filed December 17, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.75 · Expires 2028-06-19Direct0 Reported balance After 2021-12-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-12-16 · Disposition to issuer · Disposed 30,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 8, 2021 (the "Merger Agreement"), by and among Soliton, Inc. (the "Company"), AbbVie Inc. ("AbbVie") and Scout Merger Sub, Inc., a wholly owned subsidiary of AbbVie ("Merger Sub"), immediately prior to the effective time of the merger of Merger Sub with and into the Company (the "Merger"), each outstanding and unexercised option, whether vested or unvested, was converted into the right to receive a cash payment, without interest and subject to deduction for any required withholding under applicable law, in an amount equal to $22.60 (the "Merger Consideration") minus the exercise price that would be due in cash upon exercise of such option.

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.62 · Expires 2029-06-27Direct0 Reported balance After 2021-12-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-12-16 · Disposition to issuer · Disposed 15,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 8, 2021 (the "Merger Agreement"), by and among Soliton, Inc. (the "Company"), AbbVie Inc. ("AbbVie") and Scout Merger Sub, Inc., a wholly owned subsidiary of AbbVie ("Merger Sub"), immediately prior to the effective time of the merger of Merger Sub with and into the Company (the "Merger"), each outstanding and unexercised option, whether vested or unvested, was converted into the right to receive a cash payment, without interest and subject to deduction for any required withholding under applicable law, in an amount equal to $22.60 (the "Merger Consideration") minus the exercise price that would be due in cash upon exercise of such option.

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.94 · Expires 2030-06-19Direct0 Reported balance After 2021-12-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-12-16 · Disposition to issuer · Disposed 15,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 8, 2021 (the "Merger Agreement"), by and among Soliton, Inc. (the "Company"), AbbVie Inc. ("AbbVie") and Scout Merger Sub, Inc., a wholly owned subsidiary of AbbVie ("Merger Sub"), immediately prior to the effective time of the merger of Merger Sub with and into the Company (the "Merger"), each outstanding and unexercised option, whether vested or unvested, was converted into the right to receive a cash payment, without interest and subject to deduction for any required withholding under applicable law, in an amount equal to $22.60 (the "Merger Consideration") minus the exercise price that would be due in cash upon exercise of such option.

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.75 · Expires 2023-10-19Direct0 Reported balance After 2021-12-16 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-12-16 · Disposition to issuer · Disposed 12,500 · Balance 0

F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised warrant, whether vested or unvested, was converted into the right to receive a cash payment, without interest and subject to deduction for any required withholding under applicable law, in an amount equal to the excess of (i) the number of shares of common stock subject to the warrant, multiplied by the Merger Consideration over (ii) the number of shares of common stock subject to the warrant, multiplied by the per share exercise price of such warrant.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 8, 2021 (the "Merger Agreement"), by and among Soliton, Inc. (the "Company"), AbbVie Inc. ("AbbVie") and Scout Merger Sub, Inc., a wholly owned subsidiary of AbbVie ("Merger Sub"), immediately prior to the effective time of the merger of Merger Sub with and into the Company (the "Merger"), each outstanding and unexercised option, whether vested or unvested, was converted into the right to receive a cash payment, without interest and subject to deduction for any required withholding under applicable law, in an amount equal to $22.60 (the "Merger Consideration") minus the exercise price that would be due in cash upon exercise of such option.

F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised warrant, whether vested or unvested, was converted into the right to receive a cash payment, without interest and subject to deduction for any required withholding under applicable law, in an amount equal to the excess of (i) the number of shares of common stock subject to the warrant, multiplied by the Merger Consideration over (ii) the number of shares of common stock subject to the warrant, multiplied by the per share exercise price of such warrant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2026 Filed Aug 5, 2026 20:16 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 PurchaseSeries I Warrants · Derivative 879,999 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-025929 · rdgdoc.xml · derivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,027,717

Underlying: Common Stock · 879,999 shares

Expires 2031-08-03

F1 · derivative.exercise_price: On August 3, 2026, the reporting person acquired 293,333 shares of common stock and Series I warrants to purchase 879,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering.

F1 · price: On August 3, 2026, the reporting person acquired 293,333 shares of common stock and Series I warrants to purchase 879,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering.

Read SEC document
August 03, 2026 Filed Aug 5, 2026 20:16 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 PurchaseCommon Stock 293,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-025929 · rdgdoc.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,673

F1 · price: On August 3, 2026, the reporting person acquired 293,333 shares of common stock and Series I warrants to purchase 879,999 shares of common stock at a combined purchase price of $0.75 per one share of common stock and three accompanying warrants in a public offering.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 01:00 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionRestricted Stock Units · Derivative 174 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-021610 · rdgdoc.xml · derivative · entry 6

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,718

Underlying: Common Stock · 174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 22, 2023, the reporting person was granted 693 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On June 22, 2023, the reporting person was granted 693 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Includes 100,003 shares of common stock underlying Series E warrants to purchase common stock.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 01:00 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Tax withholdingCommon Stock 41 $3.12 $127.92
Disclosure

SEC source: 0001437749-26-021610 · rdgdoc.xml · nonDerivative · entry 4

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,340

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 01:00 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionCommon Stock 174 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-021610 · rdgdoc.xml · nonDerivative · entry 3

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 20, 2026 Filed Jun 25, 2026 01:00 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionRestricted Stock Units · Derivative 109 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-021610 · rdgdoc.xml · derivative · entry 5

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,892

Underlying: Common Stock · 109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 434 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 434 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Includes 100,003 shares of common stock underlying Series E warrants to purchase common stock.

Read SEC document
June 20, 2026 Filed Jun 25, 2026 01:00 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Tax withholdingCommon Stock 31 $2.88 $89.28
Disclosure

SEC source: 0001437749-26-021610 · rdgdoc.xml · nonDerivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,207

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

Read SEC document
June 20, 2026 Filed Jun 25, 2026 01:00 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionCommon Stock 109 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-021610 · rdgdoc.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 21:03 UTC Empery Digital Inc. EMPD · Entity 21 OtherStock Option (Right to buy) · Derivative 1 $0.00 Strike: $1,440,000.00 $0.00
Disclosure

SEC source: 0001683168-26-001214 · ownership.xml · derivative · entry 3

Foster Jonathan P. · CIK 0001545414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1 shares

Expires 2031-05-19

F1 · kind: Represents the voluntary forfeiture for no value received by the reporting person of options to purchase shares of common stock.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 21:03 UTC Empery Digital Inc. EMPD · Entity 21 OtherStock Option (Right to buy) · Derivative 1 $0.00 Strike: $2,232,000.00 $0.00
Disclosure

SEC source: 0001683168-26-001214 · ownership.xml · derivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1 shares

Expires 2033-07-26

F1 · kind: Represents the voluntary forfeiture for no value received by the reporting person of options to purchase shares of common stock.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 21:03 UTC Empery Digital Inc. EMPD · Entity 21 OtherStock Option (Right to buy) · Derivative 2 $0.00 Strike: $993,600.00 $0.00
Disclosure

SEC source: 0001683168-26-001214 · ownership.xml · derivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1 shares

Expires 2034-07-12

F1 · kind: Represents the voluntary forfeiture for no value received by the reporting person of options to purchase shares of common stock.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 21:08 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 GrantPerformance Based Restricted Stock Units · Derivative 400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-035184 · rdgdoc.xml · derivative · entry 2

Foster Jonathan P. · CIK 0001545414 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,017,695

Underlying: Common Stock · 400,000 shares

Expires 2035-11-12

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock.

F2 · price: Issued in connection with the reporting person's employment with the Company.

F4 · derivative.exercise_date: On November 12, 2025, the Board approved this performance based restricted stock unit. The performance based restricted stock units set forth in this table will vest in 20% installments upon the achievement of certain clinical milestones; provided that upon a change of control (as defined in the 2024 Stock Plan) 100% shall vest.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 21:08 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 GrantStock option (right to buy) · Derivative 600,000 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001437749-25-035184 · rdgdoc.xml · derivative · entry 1

Foster Jonathan P. · CIK 0001545414 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,617,695

Underlying: Common Stock · 600,000 shares

Expires 2035-11-12

F2 · price: Issued in connection with the reporting person's employment with the Company.

F1 · derivative.exercise_date: The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

Read SEC document
November 04, 2025 Filed Nov 7, 2025 01:24 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionRestricted Stock Units · Derivative 20,625 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-033682 · rdgdoc.xml · derivative · entry 3

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,017,695

Underlying: Common Stock · 20,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On November 4, 2024, the reporting person was granted 82,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On November 4, 2024, the reporting person was granted 82,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 04, 2025 Filed Nov 7, 2025 01:24 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionCommon Stock 5,023 $0.50 $2,496.43
Disclosure

SEC source: 0001437749-25-033682 · rdgdoc.xml · nonDerivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

Read SEC document
November 04, 2025 Filed Nov 7, 2025 01:24 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionCommon Stock 20,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-033682 · rdgdoc.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 21, 2025 Filed Jul 22, 2025 01:47 UTC Empery Digital Inc. VLCN · Entity 21 GrantCommon Stock 20,000 $10.00 $200,000.00
Disclosure

SEC source: 0001683168-25-005261 · ownership.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: The shares of common stock were purchased by the Reporting Person in the Issuer's recently announced private placement with certain accredited and institutional investors, which closed on July 21, 2025.

Read SEC document
July 17, 2025 Filed Jul 22, 2025 01:47 UTC Empery Digital Inc. VLCN · Entity 21 GrantStock options (right to buy) · Derivative 10,000 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001683168-25-005261 · ownership.xml · derivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2035-07-17

F2 · price: The stock options were issued by the Issuer in connection with the Reporting Person's service as a director of the Issuer and vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. All vesting is subject to the approval by the Issuer's stockholder of a new stock option plan.

F2 · derivative.exercise_date: The stock options were issued by the Issuer in connection with the Reporting Person's service as a director of the Issuer and vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. All vesting is subject to the approval by the Issuer's stockholder of a new stock option plan.

Read SEC document
June 23, 2025 Filed Jun 23, 2025 20:35 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 PurchaseSeries E Warrants · Derivative 810,810 Not disclosed Strike: $0.37 Not disclosed
Disclosure

SEC source: 0001437749-25-021051 · rdgdoc.xml · derivative · entry 8

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,038,320

Underlying: Common Stock · 810,810 shares

Expires not disclosed

F5 · price: On June 23, 2025, the reporting person acquired 270,270 shares of common stock and Series E warrants to purchase 810,810 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval.

F5 · derivative.exercise_date: On June 23, 2025, the reporting person acquired 270,270 shares of common stock and Series E warrants to purchase 810,810 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval.

F5 · derivative.expiration_date: On June 23, 2025, the reporting person acquired 270,270 shares of common stock and Series E warrants to purchase 810,810 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval.

Read SEC document
June 23, 2025 Filed Jun 23, 2025 20:35 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 PurchaseCommon Stock 270,270 $0.37 $99,999.90
Disclosure

SEC source: 0001437749-25-021051 · rdgdoc.xml · nonDerivative · entry 5

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,587

F5 · price: On June 23, 2025, the reporting person acquired 270,270 shares of common stock and Series E warrants to purchase 810,810 shares of common stock at a purchase price of $0.37 per share and accompanying warrants in a public offering. The Series E warrants will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Series E warrants and will expire five years from the date of such approval.

Read SEC document
June 22, 2025 Filed Jun 23, 2025 20:35 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionRestricted Stock Units · Derivative 4,328 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-021051 · rdgdoc.xml · derivative · entry 7

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,510

Underlying: Common Stock · 4,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 22, 2023, the reporting person was granted 17,313 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On June 22, 2023, the reporting person was granted 17,313 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 22, 2025 Filed Jun 23, 2025 20:35 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Tax withholdingCommon Stock 1,054 $0.27 $281.42
Disclosure

SEC source: 0001437749-25-021051 · rdgdoc.xml · nonDerivative · entry 4

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,317

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

Read SEC document
June 22, 2025 Filed Jun 23, 2025 20:35 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionCommon Stock 4,328 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-021051 · rdgdoc.xml · nonDerivative · entry 3

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 20, 2025 Filed Jun 23, 2025 20:35 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionRestricted Stock Units · Derivative 2,711 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-021051 · rdgdoc.xml · derivative · entry 6

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,838

Underlying: Common Stock · 2,711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 10,846 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 10,846 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 20, 2025 Filed Jun 23, 2025 20:35 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Tax withholdingCommon Stock 661 $0.27 $176.49
Disclosure

SEC source: 0001437749-25-021051 · rdgdoc.xml · nonDerivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,043

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

Read SEC document
June 20, 2025 Filed Jun 23, 2025 20:35 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionCommon Stock 2,711 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-021051 · rdgdoc.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 16, 2025 Filed Jun 19, 2025 01:01 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionRestricted Stock Units · Derivative 833 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-020803 · rdgdoc.xml · derivative · entry 3

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,684

Underlying: Common Stock · 833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 16, 2021, the reporting person was granted 3,334 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 16, 2021, the reporting person was granted 3,334 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 16, 2025 Filed Jun 19, 2025 01:01 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Tax withholdingCommon Stock 203 $0.69 $139.10
Disclosure

SEC source: 0001437749-25-020803 · rdgdoc.xml · nonDerivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,993

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

Read SEC document
June 16, 2025 Filed Jun 19, 2025 01:01 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionCommon Stock 833 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-020803 · rdgdoc.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 04, 2024 Filed Nov 7, 2024 01:00 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 GrantRestricted Stock Units · Derivative 82,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-033704 · rdgdoc.xml · derivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,337

Underlying: Common Stock · 82,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock.

F2 · price: Issued in connection with the reporting person's employment with the Company.

F4 · derivative.exercise_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

F4 · derivative.expiration_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

Read SEC document
November 04, 2024 Filed Nov 7, 2024 01:00 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 GrantStock option (right to buy) · Derivative 65,000 Not disclosed Strike: $2.45 Not disclosed
Disclosure

SEC source: 0001437749-24-033704 · rdgdoc.xml · derivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,837

Underlying: Common Stock · 65,000 shares

Expires 2034-11-04

F2 · price: Issued in connection with the reporting person's employment with the Company.

F1 · derivative.exercise_date: The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

Read SEC document
October 25, 2024 Filed Nov 7, 2024 01:00 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 GrantPerformance Based Restricted Stock Units · Derivative 19,180 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-033704 · rdgdoc.xml · derivative · entry 3

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,517

Underlying: Common Stock · 19,180 shares

Expires 2033-12-29

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock.

F2 · price: Issued in connection with the reporting person's employment with the Company.

F5 · derivative.exercise_date: On December 29, 2023, the Board approved this performance based restricted stock unit, subject to shareholder approval of the stock plan. The performance based restricted stock units set forth in this table will vest only upon both (A) the approval of the Plan Amendment by the Company stockholders; and (B) the first of the following to occur: (a) a licensing transaction with a valuation, at the time, in excess of $150 million, which valuation shall be determined by the Board; (b) the filing of a new drug application; or (c) upon a Change in Control (as defined in the Plan), in each case subject to the respective executive officer's continued service with the Company at each such vesting date.

Read SEC document
June 22, 2024 Filed Jun 25, 2024 22:01 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionRestricted Stock Units · Derivative 4,329 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-021198 · rdgdoc.xml · derivative · entry 3

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,837

Underlying: Common Stock · 4,329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 22, 2023, the reporting person was granted 17,313 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 22, 2023, the reporting person was granted 17,313 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 22, 2024 Filed Jun 25, 2024 22:01 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Tax withholdingCommon Stock 1,053 $3.74 $3,938.22
Disclosure

SEC source: 0001437749-24-021198 · rdgdoc.xml · nonDerivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,363

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

Read SEC document
June 22, 2024 Filed Jun 25, 2024 22:01 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionCommon Stock 4,329 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-021198 · rdgdoc.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 21:01 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionRestricted Stock Units · Derivative 2,712 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-020996 · rdgdoc.xml · derivative · entry 3

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,166

Underlying: Common Stock · 2,712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 10,846 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 10,846 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 21:01 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Tax withholdingCommon Stock 636 $3.78 $2,404.08
Disclosure

SEC source: 0001437749-24-020996 · rdgdoc.xml · nonDerivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,087

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 21:01 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionCommon Stock 2,712 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-020996 · rdgdoc.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 16, 2024 Filed Jun 18, 2024 21:01 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionRestricted Stock Units · Derivative 834 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-020664 · rdgdoc.xml · derivative · entry 3

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,878

Underlying: Common Stock · 834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 16, 2021, the reporting person was granted 3,334 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 16, 2021, the reporting person was granted 3,334 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 16, 2024 Filed Jun 18, 2024 21:01 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Tax withholdingCommon Stock 196 $4.14 $811.44
Disclosure

SEC source: 0001437749-24-020664 · rdgdoc.xml · nonDerivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,011

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

Read SEC document
June 16, 2024 Filed Jun 18, 2024 21:01 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionCommon Stock 834 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-020664 · rdgdoc.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 26, 2023 Filed Dec 27, 2023 12:32 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 PurchaseCommon Stock 28,986 $0.69 $20,000.34
Disclosure

SEC source: 0001437749-23-035342 · rdgdoc.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,556

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:03 UTC Empery Digital Inc. VLCN · Entity 21 GrantStock Option · Derivative 200,000 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001683168-23-004920 · ownership.xml · derivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,250

Underlying: Common Stock · 200,000 shares

Expires 2033-07-12

Read SEC document
June 22, 2023 Filed Jun 26, 2023 22:21 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 GrantRestricted Stock Units · Derivative 259,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-018530 · rdgdoc.xml · derivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,090,626

Underlying: Common Stock · 259,688 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Company common stock.

F2 · price: Issued in connection with the reporting person's employment with the Company.

F4 · derivative.exercise_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

F4 · derivative.expiration_date: The restricted stock units set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 22:21 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 GrantStock option (right to buy) · Derivative 150,000 Not disclosed Strike: $0.60 Not disclosed
Disclosure

SEC source: 0001437749-23-018530 · rdgdoc.xml · derivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 830,938

Underlying: Common Stock · 150,000 shares

Expires 2033-06-22

F2 · price: Issued in connection with the reporting person's employment with the Company.

F1 · derivative.exercise_date: The stock option set forth in this table vests in four equal annual installments beginning on the first anniversary of the Transaction Date, subject to the grantee's continued service to the Company on each vesting date.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 23:02 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionRestricted Stock Units · Derivative 40,667 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-018141 · rdgdoc.xml · derivative · entry 3

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 680,938

Underlying: Common Stock · 40,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 20, 2022, the reporting person was granted 162,667 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 20, 2022, the reporting person was granted 162,667 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 23:02 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Tax withholdingCommon Stock 9,676 $0.57 $5,515.32
Disclosure

SEC source: 0001437749-23-018141 · rdgdoc.xml · nonDerivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,570

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 23:02 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionCommon Stock 40,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-018141 · rdgdoc.xml · nonDerivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 22:00 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017885 · rdgdoc.xml · derivative · entry 3

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 721,605

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 16, 2021, the reporting person was granted 50,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 16, 2021, the reporting person was granted 50,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 22:00 UTC Moleculin Biotech, Inc. MBRX · Entity 7886 Tax withholdingCommon Stock 3,044 $0.57 $1,735.08
Disclosure

SEC source: 0001437749-23-017885 · rdgdoc.xml · nonDerivative · entry 2

Foster Jonathan P. · CIK 0001545414 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,579

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.