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person · Reporting owner

Hagen Heidi

Disclosed activity across 3 companies

Tapewire entity
26155
SEC CIK
0001585084

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Alaunos Therapeutics, Inc.ZIOP · Entity 8339DirectorSeptember 02, 2021September 03, 2021
Obsidian Therapeutics, Inc.OBX · Entity 4898DirectorAugust 03, 2026August 05, 2026
Vericel CorpVCEL · Entity 4481DirectorApril 29, 2026May 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alaunos Therapeutics, Inc.

Report date September 02, 2021 · Filed September 03, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect145,889 Reported balance After 2021-09-02 transaction · row 1
1 source row

Row 1 · 2021-09-02 · Purchase · Acquired 23,770 · Balance 145,889

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.74 to $1.78 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.74 to $1.78 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Obsidian Therapeutics, Inc.

Report date August 03, 2026 · Filed August 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2036-08-02Direct37,653 Reported balance After 2026-08-03 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-03 · Grant · Acquired 37,653 · Balance 37,653

F1: The shares underlying this option shall vest and become exercisable upon the earlier of (i) the one-year anniversary of the grant date or (ii) the date of the Issuer's annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service with the Issuer on such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares underlying this option shall vest and become exercisable upon the earlier of (i) the one-year anniversary of the grant date or (ii) the date of the Issuer's annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service with the Issuer on such vesting date.

Vericel Corp

Report date April 29, 2026 · Filed May 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect35,050 Reported balance After 2026-04-29 transaction · row 1
1 source row

Row 1 · 2026-04-29 · Exercise / conversion · Acquired 3,200 · Balance 35,050

F1: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on April 30, 2025.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-29 · Exercise / conversion · Acquired 3,200 · Balance 0

F2: Each RSU represents a contingent right to receive one share of common stock of Vericel Corporation.

F3: These RSUs vest 100% on the earlier of April 30, 2026, or the date of the first Annual Meeting of Stockholders following April 30, 2025.

F4: No expiration date for this type of award.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect3,200 Reported balance After 2026-04-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-04-29 · Grant · Acquired 3,200 · Balance 3,200

F2: Each RSU represents a contingent right to receive one share of common stock of Vericel Corporation.

F6: These RSUs vest 100% on the earlier of April 29, 2027, or the date of the first Annual Meeting of Stockholders following April 29, 2026.

F4: No expiration date for this type of award.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.43 · Expires 2036-04-29Direct8,000 Reported balance After 2026-04-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-29 · Grant · Acquired 8,000 · Balance 8,000

F5: The option vests over a 1-year period, in equal monthly increments, contingent upon continued service to the Company.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on April 30, 2025.

F2: Each RSU represents a contingent right to receive one share of common stock of Vericel Corporation.

F3: These RSUs vest 100% on the earlier of April 30, 2026, or the date of the first Annual Meeting of Stockholders following April 30, 2025.

F4: No expiration date for this type of award.

F5: The option vests over a 1-year period, in equal monthly increments, contingent upon continued service to the Company.

F6: These RSUs vest 100% on the earlier of April 29, 2027, or the date of the first Annual Meeting of Stockholders following April 29, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2026 Filed Aug 5, 2026 20:06 UTC Obsidian Therapeutics, Inc. OBX · Entity 4898 GrantStock Option (Right to Buy) · Derivative 37,653 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001193125-26-335055 · ownership.xml · derivative · entry 1

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,653

Underlying: Common Stock · 37,653 shares

Expires 2036-08-02

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable upon the earlier of (i) the one-year anniversary of the grant date or (ii) the date of the Issuer's annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service with the Issuer on such vesting date.

Read SEC document
April 29, 2026 Filed May 1, 2026 20:06 UTC Vericel Corp VCEL · Entity 4481 GrantRestricted Stock Unit · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-018543 · form4.xml · derivative · entry 4

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of Vericel Corporation.

F6 · derivative.exercise_date: These RSUs vest 100% on the earlier of April 29, 2027, or the date of the first Annual Meeting of Stockholders following April 29, 2026.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
April 29, 2026 Filed May 1, 2026 20:06 UTC Vericel Corp VCEL · Entity 4481 GrantStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $33.43 $0.00
Disclosure

SEC source: 0001140361-26-018543 · form4.xml · derivative · entry 3

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2036-04-29

F5 · derivative.exercise_date: The option vests over a 1-year period, in equal monthly increments, contingent upon continued service to the Company.

Read SEC document
April 29, 2026 Filed May 1, 2026 20:06 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionRestricted Stock Unit · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-018543 · form4.xml · derivative · entry 2

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of Vericel Corporation.

F3 · derivative.exercise_date: These RSUs vest 100% on the earlier of April 30, 2026, or the date of the first Annual Meeting of Stockholders following April 30, 2025.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
April 29, 2026 Filed May 1, 2026 20:06 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionCommon Stock 3,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-26-018543 · form4.xml · nonDerivative · entry 1

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on April 30, 2025.

Read SEC document
March 23, 2026 Filed Mar 25, 2026 20:05 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0001140361-26-011091 · form4.xml · derivative · entry 3

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, representing the right to purchase 15,000 shares, were originally granted on May 4, 2016, and became exercisable in equal monthly installments over the course of one year, contingent upon continued service to the Company.

F3 · derivative.expiration_date: These options, which were awarded on May 4, 2016, would otherwise expire and become forfeitable on May 4, 2026.

Read SEC document
March 23, 2026 Filed Mar 25, 2026 20:05 UTC Vericel Corp VCEL · Entity 4481 SaleCommon Stock 15,000 $32.41 $486,150.00
Disclosure

SEC source: 0001140361-26-011091 · form4.xml · nonDerivative · entry 2

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,850

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2024.

Read SEC document
March 23, 2026 Filed Mar 25, 2026 20:05 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionCommon Stock 15,000 $2.76 $41,400.00
Disclosure

SEC source: 0001140361-26-011091 · form4.xml · nonDerivative · entry 1

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2025 Filed May 2, 2025 20:07 UTC Vericel Corp VCEL · Entity 4481 GrantRestricted Stock Unit · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-017118 · form4.xml · derivative · entry 4

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of Vericel Corporation.

F6 · derivative.exercise_date: These RSUs vest 100% on the earlier of April 30, 2026, or the date of the first Annual Meeting of Stockholders following April 30, 2025.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
April 30, 2025 Filed May 2, 2025 20:07 UTC Vericel Corp VCEL · Entity 4481 GrantStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $38.02 $0.00
Disclosure

SEC source: 0001140361-25-017118 · form4.xml · derivative · entry 3

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2035-04-30

F5 · derivative.exercise_date: The option vests over a 1-year period, in equal monthly increments, contingent upon continued service to the Company.

Read SEC document
April 30, 2025 Filed May 2, 2025 20:07 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionRestricted Stock Unit · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-017118 · form4.xml · derivative · entry 2

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of Vericel Corporation.

F3 · derivative.exercise_date: These RSUs vest 100% on the earlier of May 1, 2025, or the date of the first Annual Meeting of Stockholders following May 1, 2024.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
April 30, 2025 Filed May 2, 2025 20:07 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionCommon Stock 3,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-25-017118 · form4.xml · nonDerivative · entry 1

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on May 1, 2024.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:05 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionStock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $3.74 $0.00
Disclosure

SEC source: 0001140361-25-007181 · form4.xml · derivative · entry 3

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, representing the right to purchase 15,000 shares, were originally granted on March 20, 2015, with 624 shares becoming exercisable on the grant date, 312 shares becoming exercisable on March 31, 2015, and the remainder becoming exercisable in equal monthly installments, contingent upon continued service to the Company, from April 30, 2015 through December 31, 2017.

F3 · derivative.expiration_date: These options, which were awarded on March 20, 2015, would otherwise expire and become forfeitable on March 20, 2025.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:05 UTC Vericel Corp VCEL · Entity 4481 SaleCommon Stock 9,000 $49.53 $445,770.00
Disclosure

SEC source: 0001140361-25-007181 · form4.xml · nonDerivative · entry 2

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,650

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2024.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:05 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionCommon Stock 9,000 $3.74 $33,660.00
Disclosure

SEC source: 0001140361-25-007181 · form4.xml · nonDerivative · entry 1

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2024 Filed Oct 21, 2024 20:05 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $3.74 $0.00
Disclosure

SEC source: 0001140361-24-043798 · form4.xml · derivative · entry 4

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options, representing the right to purchase 15,000 shares, were originally granted on March 20, 2015, with 624 shares becoming exercisable on the grant date, 312 shares becoming exercisable on March 31, 2015, and the remainder becoming exercisable in equal monthly installments, contingent upon continued service to the Company, from April 30, 2015 through December 31, 2017.

F3 · derivative.expiration_date: These options, which were awarded on March 20, 2015, would otherwise expire and become forfeitable on March 20, 2025.

Read SEC document
October 17, 2024 Filed Oct 21, 2024 20:05 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $3.74 $0.00
Disclosure

SEC source: 0001140361-24-043798 · form4.xml · derivative · entry 3

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, representing the right to purchase 4,000 shares, became exercisable in three installments, contingent upon continued service to the Company, with the first vesting date on March 20, 2015, which was the date on which the option was granted, and the final vesting date on May 1, 2015.

F3 · derivative.expiration_date: These options, which were awarded on March 20, 2015, would otherwise expire and become forfeitable on March 20, 2025.

Read SEC document
October 17, 2024 Filed Oct 21, 2024 20:05 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionCommon Stock 6,000 $3.74 $22,440.00
Disclosure

SEC source: 0001140361-24-043798 · form4.xml · nonDerivative · entry 2

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold these shares at this time.

Read SEC document
October 17, 2024 Filed Oct 21, 2024 20:05 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionCommon Stock 4,000 $3.74 $14,960.00
Disclosure

SEC source: 0001140361-24-043798 · form4.xml · nonDerivative · entry 1

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold these shares at this time.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:06 UTC Vericel Corp VCEL · Entity 4481 GrantRestricted Stock Unit · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-024331 · form4.xml · derivative · entry 4

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of Vericel Corporation.

F6 · derivative.exercise_date: These RSUs vest 100% on the earlier of May 1, 2025, or the date of the first Annual Meeting of Stockholders following May 1, 2024.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:06 UTC Vericel Corp VCEL · Entity 4481 GrantStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $47.08 $0.00
Disclosure

SEC source: 0001140361-24-024331 · form4.xml · derivative · entry 3

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2034-05-01

F5 · derivative.exercise_date: The option vests over a 1-year period, in equal monthly increments, contingent upon continued service to the Company.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:06 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionRestricted Stock Unit · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-024331 · form4.xml · derivative · entry 2

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of Vericel Corporation.

F3 · derivative.exercise_date: These RSUs vest 100% on the earlier of May 3, 2024, or the date of the first Annual Meeting of Stockholders following May 3, 2023.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:06 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionCommon Stock 3,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-024331 · form4.xml · nonDerivative · entry 1

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on May 3, 2023.

Read SEC document
May 03, 2023 Filed May 5, 2023 20:05 UTC Vericel Corp VCEL · Entity 4481 GrantRestricted Stock Unit · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-023196 · form4.xml · derivative · entry 2

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of Vericel Corporation.

F3 · derivative.exercise_date: These RSUs vest 100% on the earlier of May 3, 2024 or the date of the first Annual Meeting of Stockholders following May 3, 2023.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
May 03, 2023 Filed May 5, 2023 20:05 UTC Vericel Corp VCEL · Entity 4481 GrantStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $32.12 $0.00
Disclosure

SEC source: 0001140361-23-023196 · form4.xml · derivative · entry 1

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2033-05-03

F1 · derivative.exercise_date: The option vests over a 1-year period, in equal monthly increments, contingent upon continued service to the Company.

Read SEC document
April 27, 2023 Filed Apr 28, 2023 20:04 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionRestricted Stock Unit · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-021498 · form4.xml · derivative · entry 2

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of Vericel Corporation.

F3 · derivative.exercise_date: These RSUs vest 100% on the earlier of April 27, 2023 or the date of the first Annual Meeting of Stockholders following April 27, 2022.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
April 27, 2023 Filed Apr 28, 2023 20:04 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionCommon Stock 2,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-021498 · form4.xml · nonDerivative · entry 1

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on April 27, 2022.

Read SEC document
April 27, 2022 Filed Apr 29, 2022 20:03 UTC Vericel Corp VCEL · Entity 4481 GrantStock Option (right to buy) · Derivative 6,500 $0.00 Strike: $31.99 $0.00
Disclosure

SEC source: 0001593968-22-000888 · primary_01.xml · derivative · entry 4

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2032-04-27

F6 · derivative.exercise_date: The option vests over a 1-year period, in equal monthly increments, contingent upon continued service to the Company.

Read SEC document
April 27, 2022 Filed Apr 29, 2022 20:03 UTC Vericel Corp VCEL · Entity 4481 GrantRestricted Stock Unit · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-000888 · primary_01.xml · derivative · entry 3

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Underlying: Common Stock · 2,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of Vericel Corporation.

F5 · derivative.exercise_date: These RSUs vest 100% on the earlier of April 27, 2023 or the date of the first Annual Meeting of Stockholders following April 27, 2022.

F4 · derivative.expiration_date: No expiration date for this type of award.

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April 27, 2022 Filed Apr 29, 2022 20:03 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionRestricted Stock Unit · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-000888 · primary_01.xml · derivative · entry 2

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of Vericel Corporation.

F3 · derivative.exercise_date: These RSUs vest 100% on the earlier of April 28, 2022 or the date of the first Annual Meeting of Stockholders following April 28, 2021. The first Annual Meeting of Stockholders occurred on April 27, 2022.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
April 27, 2022 Filed Apr 29, 2022 20:03 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionCommon Stock 2,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-22-000888 · primary_01.xml · nonDerivative · entry 1

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on April 28, 2021.

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September 02, 2021 Filed Sep 3, 2021 21:25 UTC Alaunos Therapeutics, Inc. ZIOP · Entity 8339 PurchaseCommon Stock 23,770 $1.76 $41,835.20
Disclosure

SEC source: 0001209191-21-054829 · doc4.xml · nonDerivative · entry 1

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,889

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.74 to $1.78 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 19, 2021 Filed May 20, 2021 20:10 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001593968-21-001389 · primary_01.xml · derivative · entry 6

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2024-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options, representing the right to purchase a total of 3,000 shares, became exercisable in equal monthly installments over one year, beginning on May 7, 2014, contingent upon continued service to the Company.

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May 19, 2021 Filed May 20, 2021 20:10 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionStock Option (right to buy) · Derivative 2,250 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001593968-21-001389 · primary_01.xml · derivative · entry 5

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,250 shares

Expires 2023-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options, representing the right to purchase a total of 2,250 shares, became exercisable in equal monthly installments over nine months, beginning on August 23, 2013, contingent upon continued service to the Company.

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May 19, 2021 Filed May 20, 2021 20:10 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionStock Option (right to buy) · Derivative 1,500 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001593968-21-001389 · primary_01.xml · derivative · entry 4

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2023-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, representing the right to purchase a total of 1,500 shares, became exercisable in equal monthly installments over one year, beginning on August 23, 2013, contingent upon continued service to the Company.

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May 19, 2021 Filed May 20, 2021 20:10 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionCommon Stock 2,250 $6.00 $13,500.00
Disclosure

SEC source: 0001593968-21-001389 · primary_01.xml · nonDerivative · entry 3

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold these shares at this time.

Read SEC document
May 19, 2021 Filed May 20, 2021 20:10 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionCommon Stock 3,000 $4.12 $12,360.00
Disclosure

SEC source: 0001593968-21-001389 · primary_01.xml · nonDerivative · entry 2

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold these shares at this time.

Read SEC document
May 19, 2021 Filed May 20, 2021 20:10 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionCommon Stock 1,500 $6.00 $9,000.00
Disclosure

SEC source: 0001593968-21-001389 · primary_01.xml · nonDerivative · entry 1

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold these shares at this time.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:07 UTC Vericel Corp VCEL · Entity 4481 GrantRestricted Stock Unit · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001209 · primary_01.xml · derivative · entry 4

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Underlying: Common Stock · 2,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of Vericel Corporation.

F6 · derivative.exercise_date: These RSUs vest 100% on the earlier of April 28, 2022 or the date of the first Annual Meeting of Stockholders following April 28, 2021.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:07 UTC Vericel Corp VCEL · Entity 4481 GrantStock Option (right to buy) · Derivative 6,500 $0.00 Strike: $63.22 $0.00
Disclosure

SEC source: 0001593968-21-001209 · primary_01.xml · derivative · entry 3

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2031-04-28

F5 · derivative.exercise_date: The option vests over a 1-year period, in equal monthly increments, contingent upon continued service to the Company.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:07 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionRestricted Stock Unit · Derivative 1,750 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001209 · primary_01.xml · derivative · entry 2

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of Vericel Corporation.

F3 · derivative.exercise_date: These RSUs vest 100% on the earlier of April 29, 2021 or the date of the first Annual Meeting of Stockholders following April 29, 2020. The first Annual Meeting of Stockholders occurred on April 28, 2021.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:07 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionCommon Stock 1,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-21-001209 · primary_01.xml · nonDerivative · entry 1

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units granted to the Reporting Person on April 29, 2020.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:28 UTC Alaunos Therapeutics, Inc. ZIOP · Entity 8339 GrantEmployee Stock Option (right to buy) · Derivative 675,000 $0.00 Strike: $4.31 $0.00
Disclosure

SEC source: 0001209191-21-018629 · doc4.xml · derivative · entry 2

Hagen Heidi · CIK 0001585084 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,000

Underlying: Common Stock · 675,000 shares

Expires 2031-03-04

F2 · derivative.exercise_date: 1/12th of the shares underlying this option will vest in equal monthly installments commencing one month after 3/4/2021.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:28 UTC Alaunos Therapeutics, Inc. ZIOP · Entity 8339 GrantCommon Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018629 · doc4.xml · nonDerivative · entry 1

Hagen Heidi · CIK 0001585084 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,119

F1 · shares: The shares will fully vest on 3/4/2022.

Read SEC document
April 29, 2020 Filed May 1, 2020 20:14 UTC Vericel Corp VCEL · Entity 4481 GrantStock Option (right to buy) · Derivative 13,125 $0.00 Strike: $14.56 $0.00
Disclosure

SEC source: 0001593968-20-001088 · primary_01.xml · derivative · entry 4

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 13,125 shares

Expires 2030-04-29

F6 · derivative.exercise_date: The option vests over a 1-year period, in equal monthly increments, contingent upon continued service to the Company.

Read SEC document
April 29, 2020 Filed May 1, 2020 20:14 UTC Vericel Corp VCEL · Entity 4481 GrantRestricted Stock Unit · Derivative 1,750 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001088 · primary_01.xml · derivative · entry 3

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 1,750 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of Vericel Corporation.

F5 · derivative.exercise_date: These RSUs vest 100% on the earlier of April 29, 2021 or the date of the first Annual Meeting of Stockholders following April 29, 2020.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
April 29, 2020 Filed May 1, 2020 20:14 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionRestricted Stock Unit · Derivative 1,750 $14.56 $25,480.00
Disclosure

SEC source: 0001593968-20-001088 · primary_01.xml · derivative · entry 2

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of Vericel Corporation.

F3 · derivative.exercise_date: These RSUs vest 100% on the earlier of May 1, 2020 or the date of the first Annual Meeting of Stockholders following May 1, 2019. The first Annual Meeting of Stockholders occurred on April 29, 2020.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
April 29, 2020 Filed May 1, 2020 20:14 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001088 · primary_01.xml · nonDerivative · entry 1

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units granted to the Reporting Person on May 1, 2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:08 UTC Alaunos Therapeutics, Inc. ZIOP · Entity 8339 GrantCommon Stock 31,780 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001175 · doc4.xml · nonDerivative · entry 1

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,119

F1 · shares: 31,780 shares vest on 12/31/2020.

Read SEC document
June 13, 2019 Filed Jun 17, 2019 20:36 UTC Alaunos Therapeutics, Inc. ZIOP · Entity 8339 GrantStock Option (right to buy) · Derivative 93,922 $0.00 Strike: $5.22 $0.00
Disclosure

SEC source: 0001209191-19-037401 · doc4.xml · derivative · entry 1

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,922

Underlying: Common Stock · 93,922 shares

Expires 2029-06-12

F1 · derivative.exercise_date: 93,922 shares vest on 6/13/2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.