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TCRT

Alaunos Therapeutics, Inc.

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8339
SEC CIK
0001107421
Parsed reports
229

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2026 Filed Oct 8, 2026 20:30 UTC GrantCommon Stock 23,564 $0.74 $17,541.04
Disclosure

SEC source: 0001193125-26-417970 · ownership.xml · nonDerivative · entry 1

Weis Holger · CIK 0001846984 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,047

F1 · shares: Represents shares of common stock issued in lieu of net salary.

Read SEC document
October 06, 2026 Filed Oct 8, 2026 20:30 UTC GrantCommon Stock 21,829 $0.74 $16,249.51
Disclosure

SEC source: 0001193125-26-417969 · ownership.xml · nonDerivative · entry 1

Postma Robert W · CIK 0001827847 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,438

F1 · shares: Represents shares of common stock issued in lieu of board fees.

Read SEC document
October 06, 2026 Filed Oct 8, 2026 20:30 UTC
Vieser JaimeDirector
GrantCommon Stock 22,669 $0.74 $16,874.80
Disclosure

SEC source: 0001193125-26-417971 · ownership.xml · nonDerivative · entry 1

Vieser Jaime · CIK 0001846045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,311

F1 · shares: Represents shares of common stock issued in lieu of board fees.

Read SEC document
October 06, 2026 Filed Oct 8, 2026 20:30 UTC GrantCommon Stock 20,990 $0.74 $15,624.96
Disclosure

SEC source: 0001193125-26-417974 · ownership.xml · nonDerivative · entry 1

Jerman Michael Allen · CIK 0001979732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,749

F1 · shares: Represents shares of common stock issued in lieu of board fees.

Read SEC document
August 06, 2026 Filed Aug 11, 2026 20:15 UTC GrantCommon Stock 4,363 $2.01 $8,769.63
Disclosure

SEC source: 0001193125-26-344682 · ownership.xml · nonDerivative · entry 1

Weis Holger · CIK 0001846984 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,483

F1 · shares: Represents shares of common stock issued in lieu of net salary.

Read SEC document
July 23, 2026 Filed Jul 27, 2026 20:15 UTC GrantCommon Stock 8,138 $1.92 $15,624.96
Disclosure

SEC source: 0001193125-26-318114 · ownership.xml · nonDerivative · entry 1

Jerman Michael Allen · CIK 0001979732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,759

F1 · shares: Represents shares of common stock issued in lieu of board fees.

Read SEC document
July 23, 2026 Filed Jul 27, 2026 20:15 UTC GrantCommon Stock 4,568 $1.92 $8,770.56
Disclosure

SEC source: 0001193125-26-318105 · ownership.xml · nonDerivative · entry 1

Weis Holger · CIK 0001846984 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,120

F1 · shares: Represents shares of common stock issued in lieu of net salary.

Read SEC document
July 23, 2026 Filed Jul 27, 2026 20:15 UTC GrantCommon Stock 8,463 $1.92 $16,248.96
Disclosure

SEC source: 0001193125-26-318103 · ownership.xml · nonDerivative · entry 1

Postma Robert W · CIK 0001827847 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,609

F1 · shares: Represents shares of common stock issued in lieu of board fees.

Read SEC document
July 23, 2026 Filed Jul 27, 2026 20:15 UTC
Vieser JaimeDirector
GrantCommon Stock 8,789 $1.92 $16,874.88
Disclosure

SEC source: 0001193125-26-318100 · ownership.xml · nonDerivative · entry 1

Vieser Jaime · CIK 0001846045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,642

F1 · shares: Represents shares of common stock issued in lieu of board fees.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 21:33 UTC
Weis HolgerChief Executive Officer
GrantCommon Stock 3,880 $2.26 $8,768.80
Disclosure

SEC source: 0001193125-26-295004 · ownership.xml · nonDerivative · entry 1

Weis Holger · CIK 0001846984 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,552

F1 · shares: Represents shares of common stock issued in lieu of net salary.

Read SEC document
June 12, 2026 Filed Jun 17, 2026 20:47 UTC
Weis HolgerChief Executive Officer
GrantCommon Stock 7,761 $2.26 $17,539.86
Disclosure

SEC source: 0001193125-26-274305 · ownership.xml · nonDerivative · entry 1

Weis Holger · CIK 0001846984 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,672

F1 · shares: Represents shares of common stock issued in lieu of net salary.

Read SEC document
May 22, 2026 Filed May 27, 2026 20:33 UTC
Weis HolgerChief Executive Officer
GrantCommon Stock 3,700 $2.37 $8,769.00
Disclosure

SEC source: 0001193125-26-241999 · ownership.xml · nonDerivative · entry 1

Weis Holger · CIK 0001846984 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,911

F1 · shares: Represents shares of common stock issued in lieu of net salary.

Read SEC document
April 29, 2026 Filed May 1, 2026 20:18 UTC GrantCommon Stock 6,274 $2.59 $16,249.66
Disclosure

SEC source: 0001193125-26-201489 · ownership.xml · nonDerivative · entry 1

Postma Robert W · CIK 0001827847 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,146

F1 · shares: Represents shares of common stock issued in lieu of board fees.

Read SEC document
April 29, 2026 Filed May 1, 2026 20:30 UTC
Vieser JaimeDirector
GrantCommon Stock 6,515 $2.59 $16,873.85
Disclosure

SEC source: 0001193125-26-201557 · ownership.xml · nonDerivative · entry 1

Vieser Jaime · CIK 0001846045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,853

Read SEC document
April 29, 2026 Filed May 1, 2026 20:15 UTC GrantCommon Stock 6,032 $2.59 $15,622.88
Disclosure

SEC source: 0001193125-26-201474 · ownership.xml · nonDerivative · entry 1

Jerman Michael Allen · CIK 0001979732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,621

F1 · shares: Represents shares of common stock issued in lieu of board fees.

Read SEC document
January 12, 2026 Filed Jan 15, 2026 21:15 UTC GrantCommon Stock 5,406 $2.89 $15,623.34
Disclosure

SEC source: 0001193125-26-014117 · ownership.xml · nonDerivative · entry 1

Jerman Michael Allen · CIK 0001979732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,589

F1 · shares: Represents shares of common stock issued in lieu of board fees.

Read SEC document
January 12, 2026 Filed Jan 15, 2026 21:15 UTC GrantCommon Stock 5,622 $2.89 $16,247.58
Disclosure

SEC source: 0001193125-26-014116 · ownership.xml · nonDerivative · entry 1

Postma Robert W · CIK 0001827847 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,872

F1 · shares: Represents shares of common stock issued in lieu of board fees.

Read SEC document
January 12, 2026 Filed Jan 15, 2026 21:15 UTC
Vieser JaimeDirector
GrantCommon Stock 5,839 $2.89 $16,874.71
Disclosure

SEC source: 0001193125-26-014115 · ownership.xml · nonDerivative · entry 1

Vieser Jaime · CIK 0001846045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,338

Read SEC document
November 21, 2025 Filed Nov 27, 2025 02:32 UTC
Vieser JaimeDirector
GrantCommon Stock 5,340 $3.16 $16,874.40
Disclosure

SEC source: 0001193125-25-301033 · ownership.xml · nonDerivative · entry 1

Vieser Jaime · CIK 0001846045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,499

F1 · shares: Represents shares of common stock issued in lieu of board fees.

Read SEC document
November 21, 2025 Filed Nov 27, 2025 02:26 UTC GrantCommon Stock 5,142 $3.16 $16,248.72
Disclosure

SEC source: 0001193125-25-301026 · ownership.xml · nonDerivative · entry 1

Postma Robert W · CIK 0001827847 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,250

F1 · shares: Represents shares of common stock issued in lieu of board fees.

Read SEC document
November 21, 2025 Filed Nov 27, 2025 02:26 UTC GrantCommon Stock 4,183 $3.16 $13,218.28
Disclosure

SEC source: 0001193125-25-301025 · ownership.xml · nonDerivative · entry 1

Jerman Michael Allen · CIK 0001979732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,183

F1 · price: Represents shares of common stock issued in lieu of board fees.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 23:54 UTC
Groenewald FerdinandVice President of Finance
GrantEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0000950170-25-110531 · ownership.xml · derivative · entry 2

Groenewald Ferdinand · CIK 0001734018 · Vice President of Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2035-08-17

F1 · derivative.exercise_date: One-sixteenth of the shares underlying the option vest in equal quarterly installments measured from August 18, 2025, with the first vesting occurring on November 18, 2025 subject to the Reporting Person's continued service through each vesting date.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 23:54 UTC
Groenewald FerdinandVice President of Finance
GrantCommon Stock 10,775 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-110531 · ownership.xml · nonDerivative · entry 1

Groenewald Ferdinand · CIK 0001734018 · Vice President of Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,775

Read SEC document
August 18, 2025 Filed Aug 20, 2025 23:53 UTC
Weis HolgerDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 13,676 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0000950170-25-110530 · ownership.xml · derivative · entry 1

Weis Holger · CIK 0001846984 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,676

Underlying: Common Stock · 13,676 shares

Expires 2035-08-17

F1 · derivative.exercise_date: These options are fully vested as of August 18, 2025.

Read SEC document
July 15, 2025 Filed Jul 17, 2025 21:35 UTC GrantEmployee Stock Option (right to buy) · Derivative 3,200 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0000950170-25-096674 · ownership.xml · derivative · entry 2

Jerman Michael Allen · CIK 0001979732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires 2035-07-14

F2 · derivative.exercise_date: One-twelfth of the Option vests each month on the monthly anniversary of July 15, 2025, with any amount that remains unvested on the date immediately preceding the Company's 2026 annual general meeting of stockholders vesting thereon. Vesting shall accelerate in full upon Optionholder's death or Disability or a Change of Control.

Read SEC document
July 15, 2025 Filed Jul 17, 2025 21:35 UTC GrantEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0000950170-25-096674 · ownership.xml · derivative · entry 1

Jerman Michael Allen · CIK 0001979732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2035-07-14

F1 · derivative.exercise_date: One-thirty sixth of the shares underlying the option vest in equal monthly installments measured from December 29, 2023, with the first vesting occurring on January 29, 2024, subject to the Reporting Person's continued service through each such date.

Read SEC document
July 03, 2025 Filed Jul 7, 2025 23:11 UTC GrantEmployee Stock Option (right to buy) · Derivative 6,400 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0000950170-25-094387 · ownership.xml · derivative · entry 4

Postma Robert W · CIK 0001827847 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,400

Underlying: Common Stock · 6,400 shares

Expires 2035-07-03

F3 · derivative.exercise_date: One-twelfth of the Option vests each month on the monthly anniversary of July 3, 2025, with any amount that remains unvested on the date immediately preceding the Company's 2026 annual general meeting of stockholders vesting thereon.

Read SEC document
July 03, 2025 Filed Jul 7, 2025 23:11 UTC GrantCommon Stock 4,050 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-094387 · ownership.xml · nonDerivative · entry 1

Postma Robert W · CIK 0001827847 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,133

F1 · balance_after: Represents a grant of restricted stock units (RSUs) which immediately vested upon grant. After the reported acquisition of the RSUs, the reporting person owned in aggregate 33,133 shares of common stock (29,083 previously owned shares, plus the instant grant of 4,034 RSUs).

Read SEC document
July 03, 2025 Filed Jul 7, 2025 23:11 UTC
Vieser JaimeDirector
GrantEmployee Stock Option (right to buy) · Derivative 6,400 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0000950170-25-094386 · ownership.xml · derivative · entry 4

Vieser Jaime · CIK 0001846045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,400

Underlying: Common Stock · 6,400 shares

Expires 2035-07-03

F3 · derivative.exercise_date: One-twelfth of the Option vests each month on the monthly anniversary of July 3, 2025, with any amount that remains unvested on the date immediately preceding the Company's 2026 annual general meeting of stockholders vesting thereon.

Read SEC document
July 03, 2025 Filed Jul 7, 2025 23:11 UTC
Vieser JaimeDirector
GrantCommon Stock 3,400 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-094386 · ownership.xml · nonDerivative · entry 1

Vieser Jaime · CIK 0001846045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,159

F1 · shares: Represents a grant of restricted stock units (RSUs) which immediately vested upon grant. After the reported acquisition of the RSUs, the reporting person owned in aggregate 21,159 shares of common stock (17,759 previously owned shares, plus the instant grant of 3,400 RSUs).

Read SEC document
July 02, 2025 Filed Jul 7, 2025 23:08 UTC
Weis HolgerDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 130,000 $0.00 Strike: $5.02 $0.00
Disclosure

SEC source: 0000950170-25-094383 · ownership.xml · derivative · entry 1

Weis Holger · CIK 0001846984 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2035-07-01

F1 · derivative.exercise_date: 25% of this grant will vest and become exercisable immediately upon grant and the remaining balance shall vest in substantially equal quarterly installments over a three year period commencing on the Start Date with the first vesting date being October 2, 2025, subject to holder's continuous employment through each vesting date. This option grant shall be subject to the terms and conditions of the Company's 2020 Equity Incentive Plan and a Stock Option Agreement.

Read SEC document
June 24, 2025 Filed Jun 27, 2025 01:22 UTC
Vieser JaimeDirector
PurchaseSeries A-2 Convertible Preferred Stock · Derivative 250 $4.49 Strike: $4.49 $1,122.50
Disclosure

SEC source: 0000950170-25-090589 · ownership.xml · derivative · entry 1

Vieser Jaime · CIK 0001846045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 55,679.29 shares

Expires not disclosed

F1 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date.

Read SEC document
June 24, 2025 Filed Jun 27, 2025 01:19 UTC PurchaseSeries A-2 Convertible Preferred Stock · Derivative 600 $4.49 Strike: $4.49 $2,694.00
Disclosure

SEC source: 0000950170-25-090587 · ownership.xml · derivative · entry 5

Postma Robert W · CIK 0001827847 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Watermill Asset Management Corp

Disclosed balance after: 600

Underlying: Common Stock · 133,630.29 shares

Expires not disclosed

F2 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date.

F1 · ownership.nature: The shares are directly held by WaterMill Asset Management Corp. ("WaterMill"). The Reporting Person serves as the principal of WaterMill.

Read SEC document
April 13, 2025 Filed Apr 16, 2025 00:42 UTC GrantCommon Stock 20,804 $2.92 $60,747.68
Disclosure

SEC source: 0000950170-25-054436 · ownership.xml · nonDerivative · entry 1

Postma Robert W · CIK 0001827847 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,083

Read SEC document
April 13, 2025 Filed Apr 16, 2025 00:26 UTC
Vieser JaimeDirector
GrantCommon Stock 17,465 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-054429 · ownership.xml · nonDerivative · entry 1

Vieser Jaime · CIK 0001846045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,359

F1 · shares: Represents a grant of restricted stock units which immediately vested upon grant.

Read SEC document
April 13, 2025 Filed Apr 16, 2025 00:33 UTC
Weis HolgerDirector
GrantEmployee Stock Option (right to buy) · Derivative 10,904 $0.00 Strike: $2.92 $0.00
Disclosure

SEC source: 0000950170-25-054432 · ownership.xml · derivative · entry 1

Weis Holger · CIK 0001846984 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,904

Underlying: Common Stock · 10,904 shares

Expires 2035-04-12

F1 · derivative.exercise_date: These options are fully vested as of April 13, 2025.

Read SEC document
April 13, 2025 Filed Jun 27, 2025 01:19 UTC GrantCommon Stock 20,804 $2.92 $60,747.68
Disclosure

SEC source: 0000950170-25-090587 · ownership.xml · nonDerivative · entry 1

Postma Robert W · CIK 0001827847 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,083

Read SEC document
April 11, 2025 Filed Apr 16, 2025 00:42 UTC PurchaseSeries A-1 Convertible Preferred Stock · Derivative 500 $2.76 Strike: $2.76 $1,380.00
Disclosure

SEC source: 0000950170-25-054436 · ownership.xml · derivative · entry 4

Postma Robert W · CIK 0001827847 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By WaterMill Asset Management Corp.

Disclosed balance after: 500

Underlying: Common Stock · 181,159 shares

Expires not disclosed

F2 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date.

F3 · derivative.underlying_shares: The reporting person disclaims beneficial ownership of these equity securities to the extent that after giving effect of the conversion of the preferred stock and the underlying common stock issuance, the reporting person would beneficially own in the aggregate in excess of 4.99% of the outstanding shares immediately after giving effect to such conversion or issuance.

F1 · ownership.nature: The shares are directly held by WaterMill Asset Management Corp. ("WaterMill"). The Reporting Person serves as the principal of WaterMill.

Read SEC document
April 11, 2025 Filed Jun 27, 2025 01:19 UTC PurchaseSeries A-1 Convertible Preferred Stock · Derivative 500 $2.76 Strike: $2.76 $1,380.00
Disclosure

SEC source: 0000950170-25-090587 · ownership.xml · derivative · entry 4

Postma Robert W · CIK 0001827847 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By WaterMill Asset Management Corp.

Disclosed balance after: 500

Underlying: Common Stock · 181,159 shares

Expires not disclosed

F2 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date.

F3 · derivative.underlying_shares: The reporting person disclaims beneficial ownership of these equity securities to the extent that after giving effect of the conversion of the preferred stock and the underlying common stock issuance, the reporting person would beneficially own in the aggregate in excess of 4.99% of the outstanding shares immediately after giving effect to such conversion or issuance.

F1 · ownership.nature: The shares are directly held by WaterMill Asset Management Corp. ("WaterMill"). The Reporting Person serves as the principal of WaterMill.

Read SEC document
March 29, 2025 Filed Apr 1, 2025 20:21 UTC
Hogue Dale Curtis Jr.Director · See Remarks
GrantEmployee Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $1.46 $0.00
Disclosure

SEC source: 0000950170-25-048554 · ownership.xml · derivative · entry 1

Hogue Dale Curtis Jr. · CIK 0002006649 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2035-03-28

F1 · derivative.exercise_date: One-sixth of the shares underlying the option vest in equal monthly installments measured from March 29, 2025, with the first vesting occurring on April 29, 2025 subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 29, 2025 Filed Apr 1, 2025 20:05 UTC
Lackey MelindaLegal & Administration
GrantEmployee Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $1.46 $0.00
Disclosure

SEC source: 0000950170-25-048492 · ownership.xml · derivative · entry 1

Lackey Melinda · CIK 0001898184 · Legal & Administration

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2035-03-28

F1 · derivative.exercise_date: One-sixteenth of the shares underlying the option vest in equal quarterly installments measured from March 29, 2025, with the first vesting occurring on June 29, 2025 subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 29, 2025 Filed Apr 1, 2025 20:05 UTC GrantEmployee Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $1.46 $0.00
Disclosure

SEC source: 0000950170-25-048491 · ownership.xml · derivative · entry 1

Groenewald Ferdinand · CIK 0001734018 · VP, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2035-03-28

F1 · derivative.exercise_date: One-sixteenth of the shares underlying the option vest in equal quarterly installments measured from March 29, 2025, with the first vesting occurring on June 29, 2025 subject to the Reporting Person's continued service through each vesting date.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:34 UTC
Vieser JaimeDirector
SaleCommon Stock 818 $2.00 $1,636.00
Disclosure

SEC source: 0000950170-25-001257 · ownership.xml · nonDerivative · entry 2

Vieser Jaime · CIK 0001846045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,894

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:34 UTC
Vieser JaimeDirector
SaleCommon Stock 2,182 $2.01 $4,385.82
Disclosure

SEC source: 0000950170-25-001257 · ownership.xml · nonDerivative · entry 1

Vieser Jaime · CIK 0001846045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,712

Read SEC document
August 14, 2024 Filed Aug 16, 2024 20:35 UTC GrantEmployee Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0000950170-24-098103 · ownership.xml · derivative · entry 1

Groenewald Ferdinand · CIK 0001734018 · VP, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2034-08-13

F1 · derivative.exercise_date: One-sixteenth of the shares underlying the option vest in equal quarterly installments measured from August 14, 2024, with the first vesting occurring on November 14, 2024 subject to the Reporting Person's continued service through each vesting date.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 20:05 UTC
Lackey MelindaLegal & Administration
GrantEmployee Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0000950170-24-098045 · ownership.xml · derivative · entry 1

Lackey Melinda · CIK 0001898184 · Legal & Administration

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2034-08-13

F1 · derivative.exercise_date: One-sixteenth of the shares underlying the option vest in equal quarterly installments measured from August 14, 2024, with the first vesting occurring on November 14, 2024 subject to the Reporting Person's continued service through each vesting date.

Read SEC document
June 06, 2024 Filed Jun 10, 2024 21:00 UTC
Weis HolgerDirector
GrantEmployee Stock Option (right to buy) · Derivative 4,524 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0000950170-24-071401 · ownership.xml · derivative · entry 2

Weis Holger · CIK 0001846984 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,524

Underlying: Common Stock · 4,524 shares

Expires 2034-06-05

F2 · derivative.exercise_date: These options are fully vested as of June 6, 2024.

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June 06, 2024 Filed Jun 10, 2024 21:00 UTC
Weis HolgerDirector
GrantEmployee Stock Option (right to buy) · Derivative 19,200 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0000950170-24-071401 · ownership.xml · derivative · entry 1

Weis Holger · CIK 0001846984 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,200

Underlying: Common Stock · 19,200 shares

Expires 2034-06-05

F1 · derivative.exercise_date: One-twelfth of the Option vests each month on the monthly anniversary of June 6, 2024, with any amount that remains unvested on the date immediately preceding the Company's 2025 annual general meeting of stockholders vesting thereon.

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June 06, 2024 Filed Jun 10, 2024 21:00 UTC
Vieser JaimeDirector
GrantEmployee Stock Option (right to buy) · Derivative 12,800 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0000950170-24-071400 · ownership.xml · derivative · entry 1

Vieser Jaime · CIK 0001846045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,800

Underlying: Common Stock · 12,800 shares

Expires 2034-06-05

F1 · derivative.exercise_date: One-twelfth of the Option vests each month on the monthly anniversary of June 6, 2024, with any amount that remains unvested on the date immediately preceding the Company's 2025 annual general meeting of stockholders vesting thereon.

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June 06, 2024 Filed Jun 10, 2024 21:00 UTC GrantEmployee Stock Option (right to buy) · Derivative 12,800 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0000950170-24-071399 · ownership.xml · derivative · entry 1

Postma Robert W · CIK 0001827847 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,800

Underlying: Common Stock · 12,800 shares

Expires 2034-06-05

F1 · derivative.exercise_date: One-twelfth of the Option vests each month on the monthly anniversary of June 6, 2024, with any amount that remains unvested on the date immediately preceding the Company's 2025 annual general meeting of stockholders vesting thereon.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.