Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AirJoule Technologies Corp.AIRJ · Entity 9063 | Director | May 28, 2026 | June 01, 2026 |
| CARRIER GLOBAL CorpCARR · Entity 3043 | SVP, Services & Chief BD Ofcr | February 01, 2026 | February 04, 2026 |
| FLOWSERVE CORPFLS · Entity 3541 | Director | August 05, 2026 | August 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AirJoule Technologies Corp.
Report date May 28, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 33,437 |
Reported balance
After 2026-05-28 transaction · row 1
1 source rowRow 1 · 2026-05-28 · Exercise / conversion · Acquired 28,037 · Balance 33,437 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-28 · Exercise / conversion · Disposed 28,037 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2: The restricted stock units vested on May 28, 2026 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 30,227 |
Reported balance
After 2026-05-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-28 · Grant · Acquired 30,227 · Balance 30,227 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3: The restricted stock units vest on the earlier of May 28, 2027 and the date of the next annual shareholders' meeting of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: The restricted stock units vested on May 28, 2026
F3: The restricted stock units vest on the earlier of May 28, 2027 and the date of the next annual shareholders' meeting of the Issuer.
CARRIER GLOBAL Corp
Report date February 01, 2026 · Filed February 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 115,657 |
Ending reported balance
After 2026-02-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-01 · Grant · Acquired 5,705 · Balance 117,159 F1: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Row 2 · 2026-02-01 · Tax withholding · Disposed 1,502 · Balance 115,657 |
Filing footnotes · ownership attribution and instrument terms
F1: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.
FLOWSERVE CORP
Report date August 05, 2026 · Filed August 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 4,504 | $55.13 | $248,320.83 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 14 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,860 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $55.11 to $55.185 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 3,159 | $55.13 | $174,166.41 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 13 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,364 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $55.11 to $55.185 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 2,916 | $55.13 | $160,768.99 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 12 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,523 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $55.11 to $55.185 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 2,769 | $55.13 | $152,664.38 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 11 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,439 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $55.11 to $55.185 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 2,295 | $55.11 | $126,477.45 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 10 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,208 Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 1,693 | $55.11 | $93,301.23 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 9 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,503 Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 1,540 | $55.11 | $84,869.40 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 8 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,196 Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 1,510 | $55.11 | $83,216.10 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 7 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,736 Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 1,402 | $55.11 | $77,264.22 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 6 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,246 Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 4,171 | $18.53 | $77,288.63 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 5 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 4,426 | $18.81 | $83,253.06 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 4 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 4,852 | $19.24 | $93,352.48 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 3 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 6,044 | $14.05 | $84,918.20 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 2 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 7,916 | $15.98 | $126,497.68 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 1 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 39,779 | $43.58 | $1,733,568.82 |
DisclosureSEC source: 0001225208-21-007476 · doc4.xml · derivative · entry 3 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. F2 · shares: The reporting person was granted these RSUs on May 1, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. F2 · derivative.expiration_date: The reporting person was granted these RSUs on May 1, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 15,654 | $43.58 | $682,201.32 |
DisclosureSEC source: 0001225208-21-007476 · doc4.xml · nonDerivative · entry 2 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,239 Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 39,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007476 · doc4.xml · nonDerivative · entry 1 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 02:06 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002271 · doc4.xml · derivative · entry 4 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. F2 · derivative.exercise_date: The reporting person was granted RSUs on January 2, 2018 by United Technologies Corporation, the former parent company of the issuer. And on January 5, 2021, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2021. F2 · derivative.expiration_date: The reporting person was granted RSUs on January 2, 2018 by United Technologies Corporation, the former parent company of the issuer. And on January 5, 2021, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2021. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 02:06 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantRestricted Stock Unit RSU · Derivative | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002271 · doc4.xml · derivative · entry 3 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. F2 · derivative.exercise_date: The reporting person was granted RSUs on January 2, 2018 by United Technologies Corporation, the former parent company of the issuer. And on January 5, 2021, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2021. F2 · derivative.expiration_date: The reporting person was granted RSUs on January 2, 2018 by United Technologies Corporation, the former parent company of the issuer. And on January 5, 2021, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2021. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 02:06 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 6 | $37.19 | $223.14 |
DisclosureSEC source: 0001225208-21-002271 · doc4.xml · nonDerivative · entry 2 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,114 Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 02:06 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002271 · doc4.xml · nonDerivative · entry 1 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 21:44 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 36,990 | $38.33 Strike: $38.33 | $1,417,826.70 |
DisclosureSEC source: 0001225208-21-001855 · doc4.xml · derivative · entry 2 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,990 Underlying: Common Stock · 36,990 shares Expires 2031-02-03 F1 · balance_after: The reporting person was also awarded 9,550 Performance Share Units (PSUs) under the Carrier Global Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier common stock and will only vest if Carrier achieves pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:45 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRSU P · Derivative | 11,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000370 · doc4.xml · derivative · entry 6 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,649 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F3 · derivative.expiration_date: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. The reporting person's prior filing on December 23, 2020, reporting a reduction in these RSUs otherwise deliverable to satisfy federal tax obligations identified this security as "Restricted Stock Unit RSU," but for recordkeeping purposes the title of the security has been changed to "RSU P" to reflect that these RSUs were related to the earlier grant of PSUs. F3 · derivative.underlying_shares: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. The reporting person's prior filing on December 23, 2020, reporting a reduction in these RSUs otherwise deliverable to satisfy federal tax obligations identified this security as "Restricted Stock Unit RSU," but for recordkeeping purposes the title of the security has been changed to "RSU P" to reflect that these RSUs were related to the earlier grant of PSUs. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:45 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 7,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000370 · doc4.xml · derivative · entry 5 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,111 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F2 · derivative.expiration_date: The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. F2 · derivative.underlying_shares: The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:45 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 2,563 | $37.03 | $94,907.89 |
DisclosureSEC source: 0001225208-21-000370 · doc4.xml · nonDerivative · entry 4 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,097 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:45 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 1,565 | $37.03 | $57,951.95 |
DisclosureSEC source: 0001225208-21-000370 · doc4.xml · nonDerivative · entry 3 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,660 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:45 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 7,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000370 · doc4.xml · nonDerivative · entry 2 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:45 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 11,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000370 · doc4.xml · nonDerivative · entry 1 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:27 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-029422 · form4.xml · derivative · entry 9 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,974 Underlying: Common · 41 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F4 · derivative.exercise_date: The reporting person was originally granted RSUs on February 5, 2019, by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F4 · derivative.expiration_date: The reporting person was originally granted RSUs on February 5, 2019, by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F4 · derivative.underlying_shares: The reporting person was originally granted RSUs on February 5, 2019, by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:27 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 551 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-029422 · form4.xml · derivative · entry 8 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,194 Underlying: Common · 551 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F3 · derivative.exercise_date: The reporting person was originally granted PSUs on February 5, 2019, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F3 · derivative.expiration_date: The reporting person was originally granted PSUs on February 5, 2019, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F3 · derivative.underlying_shares: The reporting person was originally granted PSUs on February 5, 2019, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:27 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 452 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-029422 · form4.xml · derivative · entry 7 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,649 Underlying: Common · 452 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F2 · derivative.exercise_date: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F2 · derivative.expiration_date: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F2 · derivative.underlying_shares: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:27 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 310 | $38.52 | $11,941.20 |
DisclosureSEC source: 0001140361-20-029422 · form4.xml · nonDerivative · entry 6 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,465 Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:27 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-029422 · form4.xml · nonDerivative · entry 5 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:27 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 551 | $38.52 | $21,224.52 |
DisclosureSEC source: 0001140361-20-029422 · form4.xml · nonDerivative · entry 4 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,465 Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:27 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 551 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-029422 · form4.xml · nonDerivative · entry 3 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:27 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 452 | $38.52 | $17,411.04 |
DisclosureSEC source: 0001140361-20-029422 · form4.xml · nonDerivative · entry 2 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,465 Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:27 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 452 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-029422 · form4.xml · nonDerivative · entry 1 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| May 14, 2020 Filed May 18, 2020 22:02 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 110,200 | $16.55 Strike: $16.55 | $1,823,810.00 |
DisclosureSEC source: 0001225208-20-007969 · doc4.xml · derivative · entry 1 Agrawal Ajay · CIK 0001808151 · VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,200 Underlying: Common Stock · 110,200 shares Expires 2030-05-13 F1 · balance_after: The reporting person was also awarded 30,830 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. This award, like the award of the Stock Appreciation Rights, was part of a founder's grant awarded to the reporting person and to certain other executive officers and certain other employees. Each PSU has a value equal to one share of Carrier common stock and will only vest if Carrier achieves pre-established performance targets for Carrier's total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.