TapewireFind a company

person · Reporting owner

Agrawal Ajay

Disclosed activity across 3 companies

Tapewire entity
26070
SEC CIK
0001808151

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AirJoule Technologies Corp.AIRJ · Entity 9063DirectorMay 28, 2026June 01, 2026
CARRIER GLOBAL CorpCARR · Entity 3043SVP, Services & Chief BD OfcrFebruary 01, 2026February 04, 2026
FLOWSERVE CORPFLS · Entity 3541DirectorAugust 05, 2026August 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AirJoule Technologies Corp.

Report date May 28, 2026 · Filed June 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect33,437 Reported balance After 2026-05-28 transaction · row 1
1 source row

Row 1 · 2026-05-28 · Exercise / conversion · Acquired 28,037 · Balance 33,437

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-28 · Exercise / conversion · Disposed 28,037 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: The restricted stock units vested on May 28, 2026

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect30,227 Reported balance After 2026-05-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-28 · Grant · Acquired 30,227 · Balance 30,227

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3: The restricted stock units vest on the earlier of May 28, 2027 and the date of the next annual shareholders' meeting of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: The restricted stock units vested on May 28, 2026

F3: The restricted stock units vest on the earlier of May 28, 2027 and the date of the next annual shareholders' meeting of the Issuer.

CARRIER GLOBAL Corp

Report date February 01, 2026 · Filed February 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect115,657 Ending reported balance After 2026-02-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-02-01 · Grant · Acquired 5,705 · Balance 117,159

F1: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.

Row 2 · 2026-02-01 · Tax withholding · Disposed 1,502 · Balance 115,657

Filing footnotes · ownership attribution and instrument terms

F1: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.

FLOWSERVE CORP

Report date August 05, 2026 · Filed August 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2026-08-05 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2026 Filed Jun 1, 2026 23:34 UTC AirJoule Technologies Corp. AIRJ · Entity 9063 GrantRestricted Stock Units · Derivative 30,227 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-252025 · ownership.xml · derivative · entry 3

Agrawal Ajay · CIK 0001808151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,227

Underlying: Class A Common Stock · 30,227 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest on the earlier of May 28, 2027 and the date of the next annual shareholders' meeting of the Issuer.

F3 · derivative.expiration_date: The restricted stock units vest on the earlier of May 28, 2027 and the date of the next annual shareholders' meeting of the Issuer.

Read SEC document
May 28, 2026 Filed Jun 1, 2026 23:34 UTC AirJoule Technologies Corp. AIRJ · Entity 9063 Exercise / conversionRestricted Stock Units · Derivative 28,037 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-252025 · ownership.xml · derivative · entry 2

Agrawal Ajay · CIK 0001808151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 28,037 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 28, 2026

F2 · derivative.expiration_date: The restricted stock units vested on May 28, 2026

Read SEC document
May 28, 2026 Filed Jun 1, 2026 23:34 UTC AirJoule Technologies Corp. AIRJ · Entity 9063 Exercise / conversionClass A Common Stock 28,037 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-252025 · ownership.xml · nonDerivative · entry 1

Agrawal Ajay · CIK 0001808151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 00:20 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 1,502 $59.58 $89,489.16
Disclosure

SEC source: 0001225208-26-001262 · doc4.xml · nonDerivative · entry 2

Agrawal Ajay · CIK 0001808151 · SVP, Services & Chief BD Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,657

Read SEC document
February 01, 2026 Filed Feb 4, 2026 00:20 UTC CARRIER GLOBAL Corp CARR · Entity 3043 GrantCommon Stock 5,705 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-001262 · doc4.xml · nonDerivative · entry 1

Agrawal Ajay · CIK 0001808151 · SVP, Services & Chief BD Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,159

F1 · date: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.

Read SEC document
January 28, 2026 Filed Jan 30, 2026 22:47 UTC CARRIER GLOBAL Corp CARR · Entity 3043 GrantStock Appreciation Right · Derivative 39,560 $0.00 Strike: $57.91 $0.00
Disclosure

SEC source: 0001225208-26-001081 · doc4.xml · derivative · entry 1

Agrawal Ajay · CIK 0001808151 · SVP, Services & Chief BD Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,560

Underlying: Common Stock · 39,560 shares

Expires 2036-01-27

F1 · balance_after: The reporting person was also awarded 10,965 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.

Read SEC document
May 29, 2025 Filed Jun 3, 2025 00:31 UTC AirJoule Technologies Corp. AIRJ · Entity 9063 GrantRestricted Stock Units · Derivative 28,037 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080513 · ownership.xml · derivative · entry 3

Agrawal Ajay · CIK 0001808151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,037

Underlying: Class A Common Stock · 28,037 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest on the earlier of May 29, 2026 and the date of the next annual shareholders' meeting of the Issuer.

F3 · derivative.expiration_date: The restricted stock units vest on the earlier of May 29, 2026 and the date of the next annual shareholders' meeting of the Issuer.

Read SEC document
May 29, 2025 Filed Jun 3, 2025 00:31 UTC AirJoule Technologies Corp. AIRJ · Entity 9063 Exercise / conversionRestricted Stock Units · Derivative 5,400 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080513 · ownership.xml · derivative · entry 2

Agrawal Ajay · CIK 0001808151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 29, 2025.

F2 · derivative.expiration_date: The restricted stock units vested on May 29, 2025.

Read SEC document
May 29, 2025 Filed Jun 3, 2025 00:31 UTC AirJoule Technologies Corp. AIRJ · Entity 9063 Exercise / conversionClass A Common Stock 5,400 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080513 · ownership.xml · nonDerivative · entry 1

Agrawal Ajay · CIK 0001808151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:55 UTC CARRIER GLOBAL Corp CARR · Entity 3043 GrantStock Appreciation Right · Derivative 28,355 $0.00 Strike: $65.21 $0.00
Disclosure

SEC source: 0001225208-25-001505 · doc4.xml · derivative · entry 1

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,355

Underlying: Common Stock · 28,355 shares

Expires 2035-02-05

F1 · balance_after: The reporting person was also awarded 7,765 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 23:23 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 2,838 $63.15 $179,219.70
Disclosure

SEC source: 0001225208-25-001302 · doc4.xml · nonDerivative · entry 2

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,454

Read SEC document
February 03, 2025 Filed Feb 5, 2025 23:23 UTC CARRIER GLOBAL Corp CARR · Entity 3043 GrantCommon Stock 11,226 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-001302 · doc4.xml · nonDerivative · entry 1

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,292

F1 · date: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 2, 2022 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 21:44 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionStock Appreciation Right · Derivative 93,320 $0.00 Strike: $21.43 $0.00
Disclosure

SEC source: 0001225208-24-007962 · doc4.xml · derivative · entry 4

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 93,320 shares

Expires 2028-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 21:44 UTC CARRIER GLOBAL Corp CARR · Entity 3043 SaleCommon Stock 62,382 $64.55 $4,026,758.10
Disclosure

SEC source: 0001225208-24-007962 · doc4.xml · nonDerivative · entry 3

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,066

F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $64.30 to $64.705 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 21:44 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 30,938 $64.64 $1,999,832.32
Disclosure

SEC source: 0001225208-24-007962 · doc4.xml · nonDerivative · entry 2

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,448

Read SEC document
August 08, 2024 Filed Aug 9, 2024 21:44 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionCommon Stock 93,320 $21.43 $1,999,847.60
Disclosure

SEC source: 0001225208-24-007962 · doc4.xml · nonDerivative · entry 1

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:37 UTC AirJoule Technologies Corp. AIRJ · Entity 9063 GrantStock Options · Derivative 14,220 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001213900-24-051475 · ownership.xml · derivative · entry 2

Agrawal Ajay · CIK 0001808151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,220

Underlying: Class A Common Stock · 14,220 shares

Expires 2034-06-06

F2 · derivative.exercise_date: The stock options vest on the earlier of June 6, 2025 and the date of the next annual shareholders' meeting of the Issuer.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:37 UTC AirJoule Technologies Corp. AIRJ · Entity 9063 GrantRestricted Stock Units · Derivative 5,400 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-051475 · ownership.xml · derivative · entry 1

Agrawal Ajay · CIK 0001808151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Class A Common Stock · 5,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units vest on the earlier of June 6, 2025 and the date of the next annual shareholders' meeting of the Issuer.

F1 · derivative.exercise_date: The restricted stock units vest on the earlier of June 6, 2025 and the date of the next annual shareholders' meeting of the Issuer.

F1 · derivative.expiration_date: The restricted stock units vest on the earlier of June 6, 2025 and the date of the next annual shareholders' meeting of the Issuer.

Read SEC document
February 04, 2024 Filed Feb 6, 2024 21:37 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 4,569 $56.78 $259,427.82
Disclosure

SEC source: 0001225208-24-001642 · doc4.xml · nonDerivative · entry 2

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,066

Read SEC document
February 04, 2024 Filed Feb 6, 2024 21:37 UTC CARRIER GLOBAL Corp CARR · Entity 3043 GrantCommon Stock 17,715 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-001642 · doc4.xml · nonDerivative · entry 1

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,635

F1 · date: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 4, 2021 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 185.5% level.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 21:34 UTC CARRIER GLOBAL Corp CARR · Entity 3043 GrantStock Appreciation Right · Derivative 105,245 $0.00 Strike: $56.33 $0.00
Disclosure

SEC source: 0001225208-24-001378 · doc4.xml · derivative · entry 1

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,245

Underlying: Common Stock · 105,245 shares

Expires 2034-01-29

F1 · balance_after: The reporting person was also awarded 27,215 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.

Read SEC document
December 15, 2023 Filed Dec 15, 2023 21:41 UTC CARRIER GLOBAL Corp CARR · Entity 3043 SaleCommon Stock 16,500 $57.99 $956,764.05
Disclosure

SEC source: 0001225208-23-011150 · doc4.xml · nonDerivative · entry 1

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,920

F1 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $57.9707 to $58.10 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 16, 2023 Filed May 17, 2023 20:16 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 24,264 $42.15 $1,022,727.60
Disclosure

SEC source: 0001225208-23-006005 · doc4.xml · nonDerivative · entry 2

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,420

Read SEC document
May 16, 2023 Filed May 17, 2023 20:16 UTC CARRIER GLOBAL Corp CARR · Entity 3043 GrantCommon Stock 61,660 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006005 · doc4.xml · nonDerivative · entry 1

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,684

F1 · date: The acquisition of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on May 14, 2020 as part of a founder's grant awarded to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested solely upon achievement of the pre-established performance target for Carrier's total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. The performance criteria was satisfied at the 200% level.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:09 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionRestricted Stock Unit RSU · Derivative 56 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001881 · doc4.xml · derivative · entry 3

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

F2 · derivative.exercise_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023.

F2 · derivative.expiration_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:09 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 13 $44.83 $582.79
Disclosure

SEC source: 0001225208-23-001881 · doc4.xml · nonDerivative · entry 2

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,024

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:09 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionCommon Stock 56 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001881 · doc4.xml · nonDerivative · entry 1

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

Read SEC document
February 04, 2023 Filed Feb 7, 2023 21:11 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionRestricted Stock Unit RSU · Derivative 13,662 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001416 · doc4.xml · derivative · entry 3

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

F2 · derivative.exercise_date: The reporting person was originally granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent company of the Issuer. These RSUs were converted into RSUs of the Issuer in connection with the spin-off of the Issuer by UTC.

F2 · derivative.expiration_date: The reporting person was originally granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent company of the Issuer. These RSUs were converted into RSUs of the Issuer in connection with the spin-off of the Issuer by UTC.

Read SEC document
February 04, 2023 Filed Feb 7, 2023 21:11 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 3,006 $46.89 $140,951.34
Disclosure

SEC source: 0001225208-23-001416 · doc4.xml · nonDerivative · entry 2

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,981

Read SEC document
February 04, 2023 Filed Feb 7, 2023 21:11 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionCommon Stock 13,662 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001416 · doc4.xml · nonDerivative · entry 1

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 23:23 UTC CARRIER GLOBAL Corp CARR · Entity 3043 GrantStock Appreciation Right · Derivative 31,790 $0.00 Strike: $46.14 $0.00
Disclosure

SEC source: 0001225208-23-001311 · doc4.xml · derivative · entry 1

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,790

Underlying: Common Stock · 31,790 shares

Expires 2033-01-31

F1 · balance_after: The reporting person was also awarded 8,025 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:31 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionRestricted Stock Unit RSU · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002044 · doc4.xml · derivative · entry 3

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

F2 · derivative.exercise_date: The reporting person was granted RSUs on February 5, 2019 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 8, 2022, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2022.

F2 · derivative.expiration_date: The reporting person was granted RSUs on February 5, 2019 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 8, 2022, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2022.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:31 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 10 $47.15 $471.50
Disclosure

SEC source: 0001225208-22-002044 · doc4.xml · nonDerivative · entry 2

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,325

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:31 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionCommon Stock 25 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002044 · doc4.xml · nonDerivative · entry 1

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 23:31 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionRSU P · Derivative 14,194 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001644 · doc4.xml · derivative · entry 6

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

F3 · derivative.exercise_date: The reporting person was originally granted Performance Stock Units (PSUs) on February 5, 2019, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. The reporting person's prior filing for a transaction on December 21, 2020, reported a reduction in these RSUs otherwise deliverable to satisfy federal tax obligations and identified this security as "Restricted Stock Unit RSU," but for recordkeeping purposes the title of the security has been changed to "RSU P" to reflect that these RSUs were related to the earlier grant of PSUs.

F3 · derivative.expiration_date: The reporting person was originally granted Performance Stock Units (PSUs) on February 5, 2019, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. The reporting person's prior filing for a transaction on December 21, 2020, reported a reduction in these RSUs otherwise deliverable to satisfy federal tax obligations and identified this security as "Restricted Stock Unit RSU," but for recordkeeping purposes the title of the security has been changed to "RSU P" to reflect that these RSUs were related to the earlier grant of PSUs.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 23:31 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionRestricted Stock Unit RSU · Derivative 8,056 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001644 · doc4.xml · derivative · entry 5

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

F2 · derivative.exercise_date: The reporting person was granted these RSUs on February 5, 2019, by United Technologies Corporation (UTC), the former parent company of the issuer.

F2 · derivative.expiration_date: The reporting person was granted these RSUs on February 5, 2019, by United Technologies Corporation (UTC), the former parent company of the issuer.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 23:31 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 3,123 $45.84 $143,158.32
Disclosure

SEC source: 0001225208-22-001644 · doc4.xml · nonDerivative · entry 4

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,310

Read SEC document
February 05, 2022 Filed Feb 8, 2022 23:31 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 2,056 $45.84 $94,247.04
Disclosure

SEC source: 0001225208-22-001644 · doc4.xml · nonDerivative · entry 3

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,433

Read SEC document
February 05, 2022 Filed Feb 8, 2022 23:31 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionCommon Stock 8,056 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001644 · doc4.xml · nonDerivative · entry 2

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 23:31 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionCommon Stock 14,194 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001644 · doc4.xml · nonDerivative · entry 1

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 23:04 UTC CARRIER GLOBAL Corp CARR · Entity 3043 GrantStock Appreciation Right · Derivative 31,060 $0.00 Strike: $47.51 $0.00
Disclosure

SEC source: 0001225208-22-001516 · doc4.xml · derivative · entry 1

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,060

Underlying: Common Stock · 31,060 shares

Expires 2032-02-01

F1 · balance_after: The reporting person was also awarded 7,030 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 21:18 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionRestricted Stock Unit RSU · Derivative 522 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014455 · doc4.xml · derivative · entry 3

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,471

Underlying: Common Stock · 522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock.

F2 · derivative.exercise_date: The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation (UTC), the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs.

F2 · derivative.expiration_date: The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation (UTC), the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 21:18 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 522 $53.60 $27,979.20
Disclosure

SEC source: 0001225208-21-014455 · doc4.xml · nonDerivative · entry 2

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,239

Read SEC document
December 01, 2021 Filed Dec 3, 2021 21:18 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionCommon Stock 522 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014455 · doc4.xml · nonDerivative · entry 1

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 21:19 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionStock Appreciation Right · Derivative 7,916 $0.00 Strike: $15.98 $0.00
Disclosure

SEC source: 0001225208-21-011614 · doc4.xml · derivative · entry 20

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,916 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 21:19 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionStock Appreciation Right · Derivative 4,171 $0.00 Strike: $18.53 $0.00
Disclosure

SEC source: 0001225208-21-011614 · doc4.xml · derivative · entry 19

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,171 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 21:19 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionStock Appreciation Right · Derivative 4,852 $0.00 Strike: $19.24 $0.00
Disclosure

SEC source: 0001225208-21-011614 · doc4.xml · derivative · entry 18

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,852 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 21:19 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionStock Appreciation Right · Derivative 4,426 $0.00 Strike: $18.81 $0.00
Disclosure

SEC source: 0001225208-21-011614 · doc4.xml · derivative · entry 17

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,426 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 21:19 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionStock Appreciation Right · Derivative 6,044 $0.00 Strike: $14.05 $0.00
Disclosure

SEC source: 0001225208-21-011614 · doc4.xml · derivative · entry 16

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,044 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 21:19 UTC CARRIER GLOBAL Corp CARR · Entity 3043 SaleCommon Stock 5,621 $55.13 $309,904.84
Disclosure

SEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 15

Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,239

F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $55.11 to $55.185 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.