Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Eos Energy Enterprises, Inc.EOSE · Entity 4901 | Chief Commercial Officer | July 21, 2026 | August 06, 2026 |
| Via Renewables, Inc.SPKE · Entity 89821 | Director · President & CEO | December 16, 2019 | December 18, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Eos Energy Enterprises, Inc.
Report date July 21, 2026 · Filed August 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 904,471 |
Reported balance
After 2026-07-21 transaction · row 1
1 source rowRow 1 · 2026-07-21 · Exercise / conversion · Acquired 16,944 · Balance 904,471 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.48 · Expires 2026-07-21 | Direct | 0 |
Reported balance
After 2026-07-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-07-21 · Exercise / conversion · Disposed 16,944 · Balance 0 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.48 | Direct | 7,435 |
Reported balance
After 2026-07-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-21 · Exercise / conversion · Acquired 7,435 · Balance 7,435 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F2: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share.
F2: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value.
Via Renewables, Inc.
Report date December 16, 2019 · Filed December 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 184,003 |
Reported balance
After 2019-12-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-12-16 · Grant · Acquired 2,975 · Balance 184,003 F1: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F2: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F4: The price is based on the closing price on Monday, December 2, 2019. F3: These RSUs vest ratably over four years in May of each year starting in the year following the grant. F5: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 258,254 |
Reported balance
After 2019-12-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-12-16 · Grant · Acquired 4,175 · Balance 258,254 F1: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F2: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F4: The price is based on the closing price on Monday, December 2, 2019. F6: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018. F5: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU.
F2: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.
F3: These RSUs vest ratably over four years in May of each year starting in the year following the grant.
F4: The price is based on the closing price on Monday, December 2, 2019.
F5: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs.
F6: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2017 Filed May 8, 2017 15:06 UTC | Via Renewables, Inc. SPKE · Entity 89821 | Exercise / conversionRestricted Stock Unit · Derivative | 14,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-17-000047 · wf-form4_149425596103627.xml · derivative · entry 3 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,176 Underlying: Class A Common Stock · 14,910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share, of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates. F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share, of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates. F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share, of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates. Read SEC document |
| May 04, 2017 Filed May 8, 2017 15:06 UTC | Via Renewables, Inc. SPKE · Entity 89821 | Tax withholdingClass A Common Stock | 6,321 | $32.85 | $207,644.85 |
DisclosureSEC source: 0001606268-17-000047 · wf-form4_149425596103627.xml · nonDerivative · entry 2 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,120 F1 · shares: Payment for tax liability by delivery of Class A Common Stock (the "Common Stock") incident to the vesting on May 4, 2017. F2 · price: Vesting price is based on the closing price of Common Stock on May 4, 2017, pursuant to the Spark Energy, Inc. Long Term Incentive Plan, as amended. Read SEC document |
| May 04, 2017 Filed May 8, 2017 15:06 UTC | Via Renewables, Inc. SPKE · Entity 89821 | Exercise / conversionClass A Common Stock | 14,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-17-000047 · wf-form4_149425596103627.xml · nonDerivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 18:46 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 872 | $28.30 | $24,677.60 |
DisclosureSEC source: 0001606268-17-000032 · wf-form4_149003558558470.xml · derivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,086 Underlying: Class A Common Stock · 872 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 2. F2 · derivative.exercise_price: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F3 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F2 · derivative.exercise_date: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F2 · derivative.expiration_date: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F4 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 17:23 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 972 | $25.05 | $24,348.60 |
DisclosureSEC source: 0001606268-16-000390 · wf-form4_148182259362730.xml · derivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,214 Underlying: Class A Common Stock · 972 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 2. F2 · derivative.exercise_price: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates. F3 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F2 · derivative.exercise_date: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates. F2 · derivative.expiration_date: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates. F4 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 22:12 UTC | Via Renewables, Inc. SPKE · Entity 89821 | PurchaseClass A Common Stock | 100 | $26.00 | $2,600.00 |
DisclosureSEC source: 0001606268-16-000378 · wf-form4_148037114450892.xml · nonDerivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,531 Read SEC document |
| November 15, 2016 Filed Nov 15, 2016 23:35 UTC | Via Renewables, Inc. SPKE · Entity 89821 | PurchaseClass A Common Stock | 50 | $27.00 | $1,350.00 |
DisclosureSEC source: 0001606268-16-000370 · wf-form4_147925293132937.xml · nonDerivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,431 Read SEC document |
| November 14, 2016 Filed Nov 14, 2016 23:38 UTC | Via Renewables, Inc. SPKE · Entity 89821 | PurchaseClass A Common Stock | 100 | $26.34 | $2,634.00 |
DisclosureSEC source: 0001606268-16-000364 · wf-form4_147916669272587.xml · nonDerivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,381 Read SEC document |
| September 13, 2016 Filed Sep 14, 2016 19:31 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 825 | $29.20 | $24,090.00 |
DisclosureSEC source: 0001606268-16-000339 · wf-form4_147388146578821.xml · derivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,242 Underlying: Class A Common Stock · 825 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 2. F2 · derivative.exercise_price: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates. F3 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F2 · derivative.exercise_date: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates. F2 · derivative.expiration_date: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates. F4 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| May 18, 2016 Filed Aug 9, 2017 21:34 UTC Amendment | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-17-000098 · wf-form4a_150231444727103.xml · derivative · entry 4 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,555 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed F5 · derivative.exercise_price: Each RSU represents a right to receive, upon vesting, one share of Class A Common Stock of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in footnote 5. F6 · derivative.exercise_date: The RSUs will vest ratably over four years commencing May 18, 2017. F6 · derivative.expiration_date: The RSUs will vest ratably over four years commencing May 18, 2017. F5 · derivative.underlying_shares: Each RSU represents a right to receive, upon vesting, one share of Class A Common Stock of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in footnote 5. F1 · balance_after: On the Form 4 filed on May 18, 2016, the holdings in Table I were inadvertently misstated as 31,324 shares of Class A Common Stock, par value $0.01 per share (Class A Common Stock"). In Table II the total number of Restricted Stock Units ("RSU") was inadvertently overstated by 4,073 RSUs. Read SEC document |
| May 18, 2016 Filed Aug 9, 2017 21:34 UTC Amendment | Via Renewables, Inc. SPKE · Entity 89821 | Exercise / conversionRestricted Stock Unit · Derivative | 4,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-17-000098 · wf-form4a_150231444727103.xml · derivative · entry 3 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,555 Underlying: Class A Common Stock · 4,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The shares of Class A Common Stock reported represent shares issued as a result of vesting of 4,073 RSUs on May 18, 2016. F2 · derivative.exercise_date: The shares of Class A Common Stock reported represent shares issued as a result of vesting of 4,073 RSUs on May 18, 2016. F2 · derivative.expiration_date: The shares of Class A Common Stock reported represent shares issued as a result of vesting of 4,073 RSUs on May 18, 2016. Read SEC document |
| May 18, 2016 Filed Aug 9, 2017 21:34 UTC Amendment | Via Renewables, Inc. SPKE · Entity 89821 | Tax withholdingClass A Common Stock | 1,116 | $29.92 | $33,385.14 |
DisclosureSEC source: 0001606268-17-000098 · wf-form4a_150231444727103.xml · nonDerivative · entry 2 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,279 F3 · shares: Payment for tax liability through the withholding of shares of Class A Common Stock vesting on May 18, 2016 in an amount equal to the requisite withholding obligation. F4 · price: Vesting price is based on the closing price of Class A Common Stock on May 18, 2016, pursuant to the Spark Energy, Inc. Long Term Incentive Plan. Read SEC document |
| May 18, 2016 Filed Aug 9, 2017 21:34 UTC Amendment | Via Renewables, Inc. SPKE · Entity 89821 | Exercise / conversionClass A Common Stock | 4,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-17-000098 · wf-form4a_150231444727103.xml · nonDerivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On the Form 4 filed on May 18, 2016, the holdings in Table I were inadvertently misstated as 31,324 shares of Class A Common Stock, par value $0.01 per share (Class A Common Stock"). In Table II the total number of Restricted Stock Units ("RSU") was inadvertently overstated by 4,073 RSUs. F2 · kind: The shares of Class A Common Stock reported represent shares issued as a result of vesting of 4,073 RSUs on May 18, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.