Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Eos Energy Enterprises, Inc.EOSE · Entity 4901 | Chief Commercial Officer | July 21, 2026 | August 06, 2026 |
| Via Renewables, Inc.SPKE · Entity 89821 | Director · President & CEO | December 16, 2019 | December 18, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Eos Energy Enterprises, Inc.
Report date July 21, 2026 · Filed August 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 904,471 |
Reported balance
After 2026-07-21 transaction · row 1
1 source rowRow 1 · 2026-07-21 · Exercise / conversion · Acquired 16,944 · Balance 904,471 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.48 · Expires 2026-07-21 | Direct | 0 |
Reported balance
After 2026-07-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-07-21 · Exercise / conversion · Disposed 16,944 · Balance 0 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.48 | Direct | 7,435 |
Reported balance
After 2026-07-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-21 · Exercise / conversion · Acquired 7,435 · Balance 7,435 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F2: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share.
F2: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value.
Via Renewables, Inc.
Report date December 16, 2019 · Filed December 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 184,003 |
Reported balance
After 2019-12-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-12-16 · Grant · Acquired 2,975 · Balance 184,003 F1: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F2: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F4: The price is based on the closing price on Monday, December 2, 2019. F3: These RSUs vest ratably over four years in May of each year starting in the year following the grant. F5: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 258,254 |
Reported balance
After 2019-12-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-12-16 · Grant · Acquired 4,175 · Balance 258,254 F1: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F2: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F4: The price is based on the closing price on Monday, December 2, 2019. F6: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018. F5: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU.
F2: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.
F3: These RSUs vest ratably over four years in May of each year starting in the year following the grant.
F4: The price is based on the closing price on Monday, December 2, 2019.
F5: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs.
F6: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 03, 2023 Filed Jul 6, 2023 22:59 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 160,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-024495 · wk-form4_1688684386.xml · derivative · entry 1 Kroeker Nathan · CIK 0001613718 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,829 Underlying: Common Stock · 160,829 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of the first three anniversaries of the grant date, or if earlier, upon a Change in Control (as defined in the 2020 Incentive Plan), subject to continued service through each vesting date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| January 23, 2023 Filed Jan 24, 2023 23:33 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-001496 · wf-form4_167460318337179.xml · derivative · entry 1 Kroeker Nathan · CIK 0001613718 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of the first three anniversaries of the grant date, or if earlier, upon a Change in Control (as defined in the 2020 Incentive Plan), subject to continued service through each vesting date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 14:29 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 4,175 | $11.03 | $46,050.25 |
DisclosureSEC source: 0001606268-19-000142 · wf-form4_157667937610672.xml · derivative · entry 2 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,254 Underlying: Class A Common Stock · 4,175 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F2 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F4 · price: The price is based on the closing price on Monday, December 2, 2019. F6 · derivative.exercise_date: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018. F6 · derivative.expiration_date: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018. F5 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 14:29 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 2,975 | $11.03 | $32,814.25 |
DisclosureSEC source: 0001606268-19-000142 · wf-form4_157667937610672.xml · derivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,003 Underlying: Class A Common Stock · 2,975 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F2 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F4 · price: The price is based on the closing price on Monday, December 2, 2019. F3 · derivative.exercise_date: These RSUs vest ratably over four years in May of each year starting in the year following the grant. F3 · derivative.expiration_date: These RSUs vest ratably over four years in May of each year starting in the year following the grant. F5 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 19:10 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 4,777 | $9.46 | $45,190.42 |
DisclosureSEC source: 0001606268-19-000106 · wf-form4_156874743788947.xml · derivative · entry 2 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,079 Underlying: Class A Common Stock · 4,777 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F2 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F4 · price: The price is based on the closing price on Friday, August 30, 2019. F6 · derivative.exercise_date: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018. F6 · derivative.expiration_date: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018. F5 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 19:10 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 3,403 | $9.46 | $32,192.38 |
DisclosureSEC source: 0001606268-19-000106 · wf-form4_156874743788947.xml · derivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,028 Underlying: Class A Common Stock · 3,403 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F2 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F4 · price: The price is based on the closing price on Friday, August 30, 2019. F3 · derivative.exercise_date: These RSUs vest ratably over four years in May of each year starting in the year following the grant. F3 · derivative.expiration_date: These RSUs vest ratably over four years in May of each year starting in the year following the grant. F5 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 19:29 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 4,527 | $9.80 | $44,364.60 |
DisclosureSEC source: 0001606268-19-000080 · wf-form4_156088613996493.xml · derivative · entry 2 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,302 Underlying: Class A Common Stock · 4,527 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F2 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F5 · derivative.exercise_date: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018. F5 · derivative.expiration_date: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018. F4 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. F6 · balance_after: On the Form 4 filed on May 19, 2019, a grant of 160,000 RSUs was incorrectly reported as 180,000 RSUs. This Form 4 reports the correct holdings. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 19:29 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 3,225 | $9.80 | $31,605.00 |
DisclosureSEC source: 0001606268-19-000080 · wf-form4_156088613996493.xml · derivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,625 Underlying: Class A Common Stock · 3,225 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F2 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F3 · derivative.exercise_date: These RSUs vest ratably over four years in May of each year starting in the year following the grant. F3 · derivative.expiration_date: These RSUs vest ratably over four years in May of each year starting in the year following the grant. F4 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| May 18, 2019 Filed May 22, 2019 00:10 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-19-000055 · wf-form4_155848381416882.xml · derivative · entry 6 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,775 Underlying: Class A Common Stock · 180,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share, of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates. F6 · derivative.exercise_date: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018. F6 · derivative.expiration_date: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018. Read SEC document |
| May 18, 2019 Filed May 22, 2019 00:10 UTC | Via Renewables, Inc. SPKE · Entity 89821 | Exercise / conversionRestricted Stock Unit · Derivative | 64,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-19-000055 · wf-form4_155848381416882.xml · derivative · entry 5 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,400 Underlying: Class A Common Stock · 64,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share, of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates. F5 · derivative.exercise_date: These RSUs vest ratably over four years in May of each year. F5 · derivative.expiration_date: These RSUs vest ratably over four years in May of each year. Read SEC document |
| May 18, 2019 Filed May 22, 2019 00:10 UTC | Via Renewables, Inc. SPKE · Entity 89821 | Exercise / conversionRestricted Stock Unit · Derivative | 31,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-19-000055 · wf-form4_155848381416882.xml · derivative · entry 4 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 31,756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share, of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates. F4 · derivative.exercise_date: These RSU's vest in full on May 18, 2019. F4 · derivative.expiration_date: These RSU's vest in full on May 18, 2019. Read SEC document |
| May 18, 2019 Filed May 22, 2019 00:10 UTC | Via Renewables, Inc. SPKE · Entity 89821 | Tax withholdingClass A Common Stock | 37,905 | $10.25 | $388,526.25 |
DisclosureSEC source: 0001606268-19-000055 · wf-form4_155848381416882.xml · nonDerivative · entry 3 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,845 F1 · shares: Payment of tax liability by delivery of Class A Common Stock (the "Common Stock") incident to vesting on May 18, 2019. F2 · price: Vesting price is based on the closing price of Common Stock on May 17, 2019, pursuant to the Spark Energy, Inc. Amended and Restated Long Term Incentive Plan. Read SEC document |
| May 18, 2019 Filed May 22, 2019 00:10 UTC | Via Renewables, Inc. SPKE · Entity 89821 | Exercise / conversionClass A Common Stock | 64,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-19-000055 · wf-form4_155848381416882.xml · nonDerivative · entry 2 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2019 Filed May 22, 2019 00:10 UTC | Via Renewables, Inc. SPKE · Entity 89821 | Exercise / conversionClass A Common Stock | 31,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-19-000055 · wf-form4_155848381416882.xml · nonDerivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:35 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-19-000020 · wf-form4_155371889585196.xml · derivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,945 Underlying: Class A Common Stock · 60,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F2 · derivative.exercise_date: These RSUs vest ratably over four years in May of each year following the grant year. F2 · derivative.expiration_date: These RSUs vest ratably over four years in May of each year following the grant year. F3 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:16 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 1,480 | $10.20 | $15,096.00 |
DisclosureSEC source: 0001606268-19-000014 · wf-form4_155302654300783.xml · derivative · entry 3 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,775 Underlying: Class A Common Stock · 1,480 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F2 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F6 · derivative.exercise_date: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018. F6 · derivative.expiration_date: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018. F4 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:16 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 3,146 | $10.20 | $32,089.20 |
DisclosureSEC source: 0001606268-19-000014 · wf-form4_155302654300783.xml · derivative · entry 2 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,945 Underlying: Class A Common Stock · 3,146 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F2 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F5 · derivative.exercise_date: These RSUs vest ratably over four years in May of each year. F5 · derivative.expiration_date: These RSUs vest ratably over four years in May of each year. F4 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:16 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 533 | $10.20 | $5,436.60 |
DisclosureSEC source: 0001606268-19-000014 · wf-form4_155302654300783.xml · derivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,756 Underlying: Class A Common Stock · 533 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F2 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F3 · derivative.exercise_date: These RSUs will vest in full on May 18, 2019. F3 · derivative.expiration_date: These RSUs will vest in full on May 18, 2019. F4 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 21:36 UTC | Via Renewables, Inc. SPKE · Entity 89821 | SaleClass A Common Stock | 5,000 | $9.90 | $49,500.00 |
DisclosureSEC source: 0001606268-19-000003 · wf-form4_155113058932733.xml · nonDerivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,449 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2018. Read SEC document |
| December 20, 2018 Filed Dec 20, 2018 23:32 UTC | Via Renewables, Inc. SPKE · Entity 89821 | PurchaseSeries A Preferred Stock | 1,000 | $17.98 | $17,982.00 |
DisclosureSEC source: 0001606268-18-000134 · wf-form4_154534874253608.xml · nonDerivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,775 F1 · security: The full name of the Series A Preferred Stock is "8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock." F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.71 to $18.00, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 18, 2018 Filed Dec 18, 2018 23:14 UTC | Via Renewables, Inc. SPKE · Entity 89821 | PurchaseSeries A Preferred Stock | 1,000 | $18.54 | $18,536.40 |
DisclosureSEC source: 0001606268-18-000133 · wf-form4_154517483728893.xml · nonDerivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,775 F1 · security: The full name of the Series A Preferred Stock is "8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock". Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 23:14 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 1,628 | $9.09 | $14,798.52 |
DisclosureSEC source: 0001606268-18-000133 · wf-form4_154517483728893.xml · derivative · entry 4 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,295 Underlying: Class A Common Stock · 1,628 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F3 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F7 · derivative.exercise_date: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018. F7 · derivative.expiration_date: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018. F5 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 23:14 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 3,450 | $9.09 | $31,360.50 |
DisclosureSEC source: 0001606268-18-000133 · wf-form4_154517483728893.xml · derivative · entry 3 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,799 Underlying: Class A Common Stock · 3,450 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F3 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F6 · derivative.exercise_date: These RSUs vest ratably over four years in May of each year. F6 · derivative.expiration_date: These RSUs vest ratably over four years in May of each year. F5 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 23:14 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 598 | $9.09 | $5,435.82 |
DisclosureSEC source: 0001606268-18-000133 · wf-form4_154517483728893.xml · derivative · entry 2 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,223 Underlying: Class A Common Stock · 598 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F3 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F4 · derivative.exercise_date: These RSUs will vest in full on May 18, 2019. F4 · derivative.expiration_date: These RSUs will vest in full on May 18, 2019. F5 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 19:40 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantClass A Common Stock · Derivative | 5,809 | $8.70 | $50,538.30 |
DisclosureSEC source: 0001606268-18-000091 · wf-form4_153721320775736.xml · derivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,641 Underlying: Class A Common Stock · 5,809 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 2. F2 · derivative.exercise_price: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F3 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F2 · derivative.exercise_date: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F2 · derivative.expiration_date: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F4 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| September 13, 2018 Filed Dec 18, 2018 23:12 UTC Amendment | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 1,667 | $8.70 | $14,502.90 |
DisclosureSEC source: 0001606268-18-000132 · wf-form4a_154517475388843.xml · derivative · entry 3 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,667 Underlying: Class A Common Stock · 1,667 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F2 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F6 · derivative.exercise_date: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018. F6 · derivative.expiration_date: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018. F4 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| September 13, 2018 Filed Dec 18, 2018 23:12 UTC Amendment | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 3,517 | $8.70 | $30,597.90 |
DisclosureSEC source: 0001606268-18-000132 · wf-form4a_154517475388843.xml · derivative · entry 2 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,349 Underlying: Class A Common Stock · 3,517 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F2 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F5 · derivative.exercise_date: These RSUs vest ratably over four years in May of each year. F5 · derivative.expiration_date: These RSUs vest ratably over four years in May of each year. F4 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| September 13, 2018 Filed Dec 18, 2018 23:12 UTC Amendment | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 625 | $8.70 | $5,437.50 |
DisclosureSEC source: 0001606268-18-000132 · wf-form4a_154517475388843.xml · derivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,625 Underlying: Class A Common Stock · 625 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F2 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F3 · derivative.exercise_date: These RSUs will vest in full on May 18, 2019. F3 · derivative.expiration_date: These RSUs will vest in full on May 18, 2019. F4 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| August 01, 2018 Filed Aug 22, 2018 22:35 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-18-000080 · wf-form4_153497730214413.xml · derivative · entry 3 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Class A Common Stock · 80,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Spark Energy, Inc., cash or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F4 · derivative.exercise_date: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for the quarter ended June 30, 2018. F4 · derivative.expiration_date: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for the quarter ended June 30, 2018. Read SEC document |
| August 01, 2018 Filed Aug 22, 2018 22:35 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-18-000080 · wf-form4_153497730214413.xml · derivative · entry 2 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,832 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Spark Energy, Inc., cash or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F3 · derivative.exercise_date: These RSUs will vest ratably over 4 years commencing May 18, 2019. F3 · derivative.expiration_date: These RSUs will vest ratably over 4 years commencing May 18, 2019. Read SEC document |
| August 01, 2018 Filed Aug 22, 2018 22:35 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-18-000080 · wf-form4_153497730214413.xml · derivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Spark Energy, Inc., cash or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. F2 · derivative.exercise_date: These RSUs will vest in full on May 18, 2019. F2 · derivative.expiration_date: These RSUs will vest in full on May 18, 2019. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 21:30 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 1,670 | $10.00 | $16,700.00 |
DisclosureSEC source: 0001606268-18-000055 · wf-form4_152944381889264.xml · derivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,832 Underlying: Class A Common Stock · 1,670 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 2. F2 · derivative.exercise_price: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F3 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F2 · derivative.exercise_date: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F2 · derivative.expiration_date: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F4 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| May 18, 2018 Filed Jun 8, 2018 20:29 UTC | Via Renewables, Inc. SPKE · Entity 89821 | Exercise / conversionRestricted Stock Unit · Derivative | 41,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-18-000051 · wf-form4_152848973975728.xml · derivative · entry 3 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,162 Underlying: Class A Common Stock · 41,371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") reported represent shares issued as a result of vesting of 41,371 Restricted Stock Units ("RSU") on May 18, 2018. F1 · derivative.exercise_date: The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") reported represent shares issued as a result of vesting of 41,371 Restricted Stock Units ("RSU") on May 18, 2018. F1 · derivative.expiration_date: The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") reported represent shares issued as a result of vesting of 41,371 Restricted Stock Units ("RSU") on May 18, 2018. Read SEC document |
| May 18, 2018 Filed Jun 8, 2018 20:29 UTC | Via Renewables, Inc. SPKE · Entity 89821 | Tax withholdingClass A Common Stock | 16,298 | $10.10 | $164,609.80 |
DisclosureSEC source: 0001606268-18-000051 · wf-form4_152848973975728.xml · nonDerivative · entry 2 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,449 F2 · shares: Payment for tax liability through the withholding of shares of Spark Energy, Inc. Class A Common Stock vesting on May 18, 2018 in an amount equal to the requisite withholding obligation. F3 · price: Vesting price is based on the closing price of Class A Common Stock on May 18, 2018, pursuant to the Spark Energy, Inc. Amended and Restated Long Term Incentive Plan. Read SEC document |
| May 18, 2018 Filed Jun 8, 2018 20:29 UTC | Via Renewables, Inc. SPKE · Entity 89821 | Exercise / conversionClass A Common Stock | 41,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-18-000051 · wf-form4_152848973975728.xml · nonDerivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") reported represent shares issued as a result of vesting of 41,371 Restricted Stock Units ("RSU") on May 18, 2018. Read SEC document |
| May 04, 2018 Filed May 8, 2018 20:52 UTC | Via Renewables, Inc. SPKE · Entity 89821 | Exercise / conversionRestricted Stock Unit · Derivative | 31,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-18-000036 · wf-form4_152581270714899.xml · derivative · entry 3 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,533 Underlying: Class A Common Stock · 31,454 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share, of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates. F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share, of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates. F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share, of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates. Read SEC document |
| May 04, 2018 Filed May 8, 2018 20:52 UTC | Via Renewables, Inc. SPKE · Entity 89821 | Tax withholdingClass A Common Stock | 12,344 | $11.95 | $147,510.80 |
DisclosureSEC source: 0001606268-18-000036 · wf-form4_152581270714899.xml · nonDerivative · entry 2 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,376 F1 · shares: Payment of tax liability by delivery of Class A Common Stock (the "Common Stock") incident to vesting on May 4, 2018. F2 · price: Vesting price is based on the closing price of Common Stock on May 4, 2018, pursuant to the Spark Energy, Inc. Long Term Incentive Plan, as amended. Read SEC document |
| May 04, 2018 Filed May 8, 2018 20:52 UTC | Via Renewables, Inc. SPKE · Entity 89821 | Exercise / conversionClass A Common Stock | 31,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-18-000036 · wf-form4_152581270714899.xml · nonDerivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 20:56 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 3,239 | $9.05 | $29,312.95 |
DisclosureSEC source: 0001606268-18-000025 · wf-form4_152149295180326.xml · derivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,987 Underlying: Class A Common Stock · 3,239 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 2. F2 · derivative.exercise_price: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F3 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F2 · derivative.exercise_date: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F2 · derivative.expiration_date: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F4 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 16:59 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 2,239 | $12.90 | $28,883.10 |
DisclosureSEC source: 0001606268-17-000139 · wf-form4_151335713944786.xml · derivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,748 Underlying: Class A Common Stock · 2,239 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 2. F2 · derivative.exercise_price: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F3 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F2 · derivative.exercise_date: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F2 · derivative.expiration_date: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F4 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 20:41 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 1,759 | $16.25 | $28,583.75 |
DisclosureSEC source: 0001606268-17-000109 · wf-form4_150576726767291.xml · derivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,509 Underlying: Class A Common Stock · 1,759 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 2. F2 · derivative.exercise_price: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F3 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F2 · derivative.exercise_date: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F2 · derivative.expiration_date: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F4 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| August 11, 2017 Filed Aug 11, 2017 20:50 UTC | Via Renewables, Inc. SPKE · Entity 89821 | PurchaseSeries A Preferred Stock | 1,775 | $26.30 | $46,683.92 |
DisclosureSEC source: 0001606268-17-000099 · wf-form4_150248462272318.xml · nonDerivative · entry 3 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,775 F1 · security: The full name of the Series A Preferred Stock is "8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock." F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.17 to $26.40, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 20:50 UTC | Via Renewables, Inc. SPKE · Entity 89821 | PurchaseSeries A Preferred Stock | 1,000 | $26.30 | $26,303.80 |
DisclosureSEC source: 0001606268-17-000099 · wf-form4_150248462272318.xml · nonDerivative · entry 2 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · security: The full name of the Series A Preferred Stock is "8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock." F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.18 to $26.44, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 09, 2017 Filed Aug 11, 2017 20:50 UTC | Via Renewables, Inc. SPKE · Entity 89821 | PurchaseSeries A Preferred Stock | 1,000 | $26.41 | $26,410.00 |
DisclosureSEC source: 0001606268-17-000099 · wf-form4_150248462272318.xml · nonDerivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · security: The full name of the Series A Preferred Stock is "8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock." F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.38 to $26.44, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 20:25 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 642 | $44.20 | $28,376.40 |
DisclosureSEC source: 0001606268-17-000077 · wf-form4_149755830593127.xml · derivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,950 Underlying: Class A Common Stock · 642 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 2. F2 · derivative.exercise_price: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F3 · shares: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. F2 · derivative.exercise_date: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F2 · derivative.expiration_date: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. F4 · balance_after: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:17 UTC | Via Renewables, Inc. SPKE · Entity 89821 | SaleClass A Common Stock | 21,244 | $43.13 | $916,257.97 |
DisclosureSEC source: 0001606268-17-000069 · wf-form4_149582981148285.xml · nonDerivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,135 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.95, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:23 UTC | Via Renewables, Inc. SPKE · Entity 89821 | GrantRestricted Stock Unit · Derivative | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-17-000061 · wf-form4_149548819261270.xml · derivative · entry 4 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,308 Underlying: Class A Common Stock · 35,000 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a right to receive, upon vesting, one share of Class A Common Stock of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in footnote 5. F5 · derivative.exercise_date: The RSUs will vest ratably over four years commencing May 18, 2018. F5 · derivative.expiration_date: The RSUs will vest ratably over four years commencing May 18, 2018. F4 · derivative.underlying_shares: Each RSU represents a right to receive, upon vesting, one share of Class A Common Stock of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in footnote 5. Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:23 UTC | Via Renewables, Inc. SPKE · Entity 89821 | Exercise / conversionRestricted Stock Unit · Derivative | 10,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-17-000061 · wf-form4_149548819261270.xml · derivative · entry 3 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,308 Underlying: Class A Common Stock · 10,868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") reported represent shares issued as a result of vesting of 10,868 Restricted Stock Units ("RSU") on May 18, 2017. F1 · derivative.exercise_date: The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") reported represent shares issued as a result of vesting of 10,868 Restricted Stock Units ("RSU") on May 18, 2017. F1 · derivative.expiration_date: The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") reported represent shares issued as a result of vesting of 10,868 Restricted Stock Units ("RSU") on May 18, 2017. Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:23 UTC | Via Renewables, Inc. SPKE · Entity 89821 | Tax withholdingClass A Common Stock | 4,609 | $38.05 | $175,372.45 |
DisclosureSEC source: 0001606268-17-000061 · wf-form4_149548819261270.xml · nonDerivative · entry 2 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,379 F2 · shares: Payment for tax liability through the withholding of shares of Spark Energy, Inc. Class A Common Stock vesting on May 18, 2017 in an amount equal to the requisite withholding obligation. F3 · price: Vesting price is based on the closing price of Class A Common Stock on May 18, 2017, pursuant to the Spark Energy, Inc. Amended and Restated Long Term Incentive Plan. Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:23 UTC | Via Renewables, Inc. SPKE · Entity 89821 | Exercise / conversionClass A Common Stock | 10,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001606268-17-000061 · wf-form4_149548819261270.xml · nonDerivative · entry 1 Kroeker Nathan · CIK 0001613718 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") reported represent shares issued as a result of vesting of 10,868 Restricted Stock Units ("RSU") on May 18, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.