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BARNES DAVID A

Disclosed activity across 3 companies

Tapewire entity
25856
SEC CIK
0001313943

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DXC Technology CoDXC · Entity 4594DirectorAugust 04, 2026August 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DXC Technology Co

Report date August 04, 2026 · Filed August 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect86,800 Reported balance After 2026-08-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-04 · Grant · Acquired 21,800 · Balance 86,800

F1: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the 2027 annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2: Amount reported includes unvested RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the 2027 annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2: Amount reported includes unvested RSUs.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HERTZ GLOBAL HOLDINGS, INC

Report date June 15, 2021 · Filed July 02, 2021

Section 16 reporting ended · disclosed 2021-07-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2021-06-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-06-15 · Sale · Disposed 7,624 · Balance 22,105

F1: The price reported is the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.83 to $7.91. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.

Row 2 · 2021-06-30 · Disposition to issuer · Disposed 22,105 · Balance 0

F2: On May 22, 2020, Hertz Global Holdings, Inc. (the "Issuer") and certain of its U.S. subsidiaries, (collectively, with the Issuer, the "Debtors"), filed voluntary petitions in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On June 10, 2021, the Bankruptcy Court entered an order confirming the Debtors' Second Modified Third Amended Joint Chapter 11 Plan of Reorganization (as amended, modified or supplemented from time to time, the "Plan"), and on June 30, 2021 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy.

F3: On the Effective Date, all of the Company's previously outstanding shares of common stock ("Old Common Stock"), including options, warrants, rights, restricted stock units or other securities or agreements to acquire such common stock, were cancelled and extinguished pursuant to the Plan.

New Common StockSEC Table I · non-derivativeDirect2,187 Ending reported balance After 2021-06-30 transaction · row 4
2 source rows · reconciled sequence

Row 3 · 2021-06-30 · Grant · Acquired 1,999 · Balance 1,999

F4: Pursuant to the terms of the Plan, on the Effective Date all holders of the Old Common Stock received, in the aggregate, (i) $1.53 per share; and (ii) their pro rata share of common stock ("New Common Stock") representing 3% of the shares of the reorganized Company (subject to dilution for warrants and a new management incentive plan).

Row 4 · 2021-06-30 · Grant · Acquired 188 · Balance 2,187

F5: Pursuant to the terms of the Plan, on the Effective Date, certain holders, including the Reporting Person, received the opportunity to subscribe for shares of New Common Stock in a rights offering for approximately 35% of the shares of New Common Stock (subject to dilution by the issuance of shares pursuant to warrants and a new management incentive plan).

Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2021-06-30Direct188 Reported balance After 2021-06-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-06-30 · Grant · Acquired 188 · Balance 188

F5: Pursuant to the terms of the Plan, on the Effective Date, certain holders, including the Reporting Person, received the opportunity to subscribe for shares of New Common Stock in a rights offering for approximately 35% of the shares of New Common Stock (subject to dilution by the issuance of shares pursuant to warrants and a new management incentive plan).

Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2021-06-30Direct0 Reported balance After 2021-06-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-06-30 · Exercise / conversion · Disposed 188 · Balance 0

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.80 · Expires 2050-06-30Direct14,147 Reported balance After 2021-06-30 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-06-30 · Grant · Acquired 14,147 · Balance 14,147

F6: The 30-year warrants expire on June 30, 2051. For technical reasons, this Form 4 displays a date of June 30, 2050, which should be read as June 30, 2051.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.83 to $7.91. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.

F2: On May 22, 2020, Hertz Global Holdings, Inc. (the "Issuer") and certain of its U.S. subsidiaries, (collectively, with the Issuer, the "Debtors"), filed voluntary petitions in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On June 10, 2021, the Bankruptcy Court entered an order confirming the Debtors' Second Modified Third Amended Joint Chapter 11 Plan of Reorganization (as amended, modified or supplemented from time to time, the "Plan"), and on June 30, 2021 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy.

F3: On the Effective Date, all of the Company's previously outstanding shares of common stock ("Old Common Stock"), including options, warrants, rights, restricted stock units or other securities or agreements to acquire such common stock, were cancelled and extinguished pursuant to the Plan.

F4: Pursuant to the terms of the Plan, on the Effective Date all holders of the Old Common Stock received, in the aggregate, (i) $1.53 per share; and (ii) their pro rata share of common stock ("New Common Stock") representing 3% of the shares of the reorganized Company (subject to dilution for warrants and a new management incentive plan).

F5: Pursuant to the terms of the Plan, on the Effective Date, certain holders, including the Reporting Person, received the opportunity to subscribe for shares of New Common Stock in a rights offering for approximately 35% of the shares of New Common Stock (subject to dilution by the issuance of shares pursuant to warrants and a new management incentive plan).

F6: The 30-year warrants expire on June 30, 2051. For technical reasons, this Form 4 displays a date of June 30, 2050, which should be read as June 30, 2051.

INGRAM MICRO INC

Report date December 05, 2016 · Filed December 06, 2016

Section 16 reporting ended · disclosed 2016-12-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-12-05 transaction · row 1
1 source row

Row 1 · 2016-12-05 · Disposition to issuer · Disposed 13,495 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated February 17, 2016 (the "Merger Agreement") among Ingram Micro Inc. (the "Company"), Tianjin Tianhai Investment Company, Ltd., and GCL Acquisition, Inc., (x) each outstanding share of common stock of the Company was cancelled and converted into the right to receive $38.90 (the "Merger Consideration") in cash; (y) each vested stock option and RSU was cancelled and converted into the right to receive a cash payment per share equal to difference between the Merger Consideration and the exercise price, if any; and (z) each unvested stock option and RSU was cancelled, and the holders thereof will become eligible to receive an amount for each such cancelled award equal to the Merger Consideration (less the exercise price, in the case of holders of stock options) pursuant to a vesting schedule set forth in the Merger Agreement.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.86Direct0 Reported balance After 2016-12-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-12-05 · Disposition to issuer · Disposed 3,699 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated February 17, 2016 (the "Merger Agreement") among Ingram Micro Inc. (the "Company"), Tianjin Tianhai Investment Company, Ltd., and GCL Acquisition, Inc., (x) each outstanding share of common stock of the Company was cancelled and converted into the right to receive $38.90 (the "Merger Consideration") in cash; (y) each vested stock option and RSU was cancelled and converted into the right to receive a cash payment per share equal to difference between the Merger Consideration and the exercise price, if any; and (z) each unvested stock option and RSU was cancelled, and the holders thereof will become eligible to receive an amount for each such cancelled award equal to the Merger Consideration (less the exercise price, in the case of holders of stock options) pursuant to a vesting schedule set forth in the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated February 17, 2016 (the "Merger Agreement") among Ingram Micro Inc. (the "Company"), Tianjin Tianhai Investment Company, Ltd., and GCL Acquisition, Inc., (x) each outstanding share of common stock of the Company was cancelled and converted into the right to receive $38.90 (the "Merger Consideration") in cash; (y) each vested stock option and RSU was cancelled and converted into the right to receive a cash payment per share equal to difference between the Merger Consideration and the exercise price, if any; and (z) each unvested stock option and RSU was cancelled, and the holders thereof will become eligible to receive an amount for each such cancelled award equal to the Merger Consideration (less the exercise price, in the case of holders of stock options) pursuant to a vesting schedule set forth in the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2026 Filed Aug 6, 2026 20:44 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 21,800 $0.00 $0.00
Disclosure

SEC source: 0001688568-26-000075 · wk-form4_1786049087.xml · nonDerivative · entry 1

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,800

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the 2027 annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 22:00 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 18,100 $0.00 $0.00
Disclosure

SEC source: 0001688568-25-000076 · wk-form4_1754604008.xml · nonDerivative · entry 1

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the 2026 annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 22:20 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 12,300 $0.00 $0.00
Disclosure

SEC source: 0001688568-24-000084 · wk-form4_1723760428.xml · nonDerivative · entry 1

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,900

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the next annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
August 07, 2023 Filed Aug 10, 2023 00:42 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 12,400 $0.00 $0.00
Disclosure

SEC source: 0001688568-23-000100 · wk-form4_1691628161.xml · nonDerivative · entry 1

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,600

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the next annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 22:54 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 6,300 $0.00 $0.00
Disclosure

SEC source: 0001688568-22-000051 · wf-form4_165948084722012.xml · nonDerivative · entry 1

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,200

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the next annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 21:32 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 5,600 $0.00 $0.00
Disclosure

SEC source: 0001688568-21-000071 · wf-form4_162984073610730.xml · nonDerivative · entry 1

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,900

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the next annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:16 UTC HERTZ GLOBAL HOLDINGS, INC HTZGQ · Entity 5147 GrantWarrant (right to buy) · Derivative 14,147 $0.00 Strike: $13.80 $0.00
Disclosure

SEC source: 0001657853-21-000049 · wf-form4_162525694036883.xml · derivative · entry 7

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,147

Underlying: New Common Stock · 14,147 shares

Expires 2050-06-30

F6 · derivative.expiration_date: The 30-year warrants expire on June 30, 2051. For technical reasons, this Form 4 displays a date of June 30, 2050, which should be read as June 30, 2051.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:16 UTC HERTZ GLOBAL HOLDINGS, INC HTZGQ · Entity 5147 Exercise / conversionSubscription Rights (right to buy) · Derivative 188 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001657853-21-000049 · wf-form4_162525694036883.xml · derivative · entry 6

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: New Common Stock · 188 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:16 UTC HERTZ GLOBAL HOLDINGS, INC HTZGQ · Entity 5147 GrantSubscription Rights (right to buy) · Derivative 188 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001657853-21-000049 · wf-form4_162525694036883.xml · derivative · entry 5

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188

Underlying: New Common Stock · 188 shares

Expires 2021-06-30

F5 · security: Pursuant to the terms of the Plan, on the Effective Date, certain holders, including the Reporting Person, received the opportunity to subscribe for shares of New Common Stock in a rights offering for approximately 35% of the shares of New Common Stock (subject to dilution by the issuance of shares pursuant to warrants and a new management incentive plan).

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:16 UTC HERTZ GLOBAL HOLDINGS, INC HTZGQ · Entity 5147 GrantNew Common Stock 188 $10.00 $1,880.00
Disclosure

SEC source: 0001657853-21-000049 · wf-form4_162525694036883.xml · nonDerivative · entry 4

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,187

F5 · kind: Pursuant to the terms of the Plan, on the Effective Date, certain holders, including the Reporting Person, received the opportunity to subscribe for shares of New Common Stock in a rights offering for approximately 35% of the shares of New Common Stock (subject to dilution by the issuance of shares pursuant to warrants and a new management incentive plan).

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:16 UTC HERTZ GLOBAL HOLDINGS, INC HTZGQ · Entity 5147 GrantNew Common Stock 1,999 $0.00 $0.00
Disclosure

SEC source: 0001657853-21-000049 · wf-form4_162525694036883.xml · nonDerivative · entry 3

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,999

F4 · kind: Pursuant to the terms of the Plan, on the Effective Date all holders of the Old Common Stock received, in the aggregate, (i) $1.53 per share; and (ii) their pro rata share of common stock ("New Common Stock") representing 3% of the shares of the reorganized Company (subject to dilution for warrants and a new management incentive plan).

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:16 UTC HERTZ GLOBAL HOLDINGS, INC HTZGQ · Entity 5147 Disposition to issuerCommon Stock 22,105 $0.00 $0.00
Disclosure

SEC source: 0001657853-21-000049 · wf-form4_162525694036883.xml · nonDerivative · entry 2

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: On May 22, 2020, Hertz Global Holdings, Inc. (the "Issuer") and certain of its U.S. subsidiaries, (collectively, with the Issuer, the "Debtors"), filed voluntary petitions in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On June 10, 2021, the Bankruptcy Court entered an order confirming the Debtors' Second Modified Third Amended Joint Chapter 11 Plan of Reorganization (as amended, modified or supplemented from time to time, the "Plan"), and on June 30, 2021 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy.

F3 · shares: On the Effective Date, all of the Company's previously outstanding shares of common stock ("Old Common Stock"), including options, warrants, rights, restricted stock units or other securities or agreements to acquire such common stock, were cancelled and extinguished pursuant to the Plan.

Read SEC document
June 15, 2021 Filed Jul 2, 2021 20:16 UTC HERTZ GLOBAL HOLDINGS, INC HTZGQ · Entity 5147 SaleCommon Stock 7,624 $7.89 $60,153.36
Disclosure

SEC source: 0001657853-21-000049 · wf-form4_162525694036883.xml · nonDerivative · entry 1

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,105

F1 · price: The price reported is the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.83 to $7.91. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 22:22 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 10,300 $0.00 $0.00
Disclosure

SEC source: 0001688568-20-000066 · wf-form4_159796214762928.xml · nonDerivative · entry 1

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,300

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the next annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 20:20 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 SaleCommon Stock 11,811 $5.50 $65,011.29
Disclosure

SEC source: 0001657853-20-000066 · wf-form4_159182042018015.xml · nonDerivative · entry 1

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,729

F1 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $5.3800 to $5.8100, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.

Read SEC document
July 12, 2019 Filed Jul 15, 2019 20:28 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 OtherSubscription Rights (right to buy) · Derivative 24,605 $0.00 Strike: $12.95 $0.00
Disclosure

SEC source: 0001657853-19-000111 · wf-form4_156322248518138.xml · derivative · entry 2

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,935 shares

Expires 2019-07-12

F1 · shares: Represents the exercise by the Reporting Person of 24,605 of his transferable basic subscription rights (each subscription right entitling its holder to purchase 0.688285 shares of HTZ Common Stock at a subscription price equal to $12.95 per whole share), which were distributed to all holders of HTZ Common Stock on a pro rata basis on the June 24, 2019 record date for the rights offering. The Reporting Person will acquire the shares of Common Stock received from the exercise when issued by the Issuer at the expiration of the rights offering on July 12, 2019.

Read SEC document
July 12, 2019 Filed Jul 15, 2019 20:28 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 OtherCommon Stock 16,935 $12.95 $219,308.25
Disclosure

SEC source: 0001657853-19-000111 · wf-form4_156322248518138.xml · nonDerivative · entry 1

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,175

F1 · shares: Represents the exercise by the Reporting Person of 24,605 of his transferable basic subscription rights (each subscription right entitling its holder to purchase 0.688285 shares of HTZ Common Stock at a subscription price equal to $12.95 per whole share), which were distributed to all holders of HTZ Common Stock on a pro rata basis on the June 24, 2019 record date for the rights offering. The Reporting Person will acquire the shares of Common Stock received from the exercise when issued by the Issuer at the expiration of the rights offering on July 12, 2019.

F2 · balance_after: Reflects the number of shares of Common Stock following anti-dilutive adjustments to the Reporting Person's outstanding equity awards, pursuant to the terms of such awards, in connection with the Issuer's pro rata distribution of transferable basic subscription rights discussed in footnote 1.

F3 · balance_after: Includes 8,635 Restricted Stock Units, each of which represents a contingent right to receive one share of HTZ Common Stock, that will vest on the earliest to occur of (1) the business day immediately preceding the Issuer's 2020 annual meeting, (2) the date that the Reporting Person ceases to be a director or (3) a Change in Control (as defined in Exhibit 99.1 of the Issuer's Registration Statement on Form S-8 filed as of June 24, 2016).

Read SEC document
May 24, 2019 Filed May 29, 2019 20:40 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantCommon Stock 8,033 $0.00 $0.00
Disclosure

SEC source: 0001657853-19-000064 · wf-form4_155916243034394.xml · nonDerivative · entry 1

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,638

F1 · shares: Includes 8,033 Restricted Stock Units, each of which represents a contingent right to receive one share of HTZ Common Stock, that will vest on the earliest to occur of (1) the business day immediately preceding the Issuer's 2020 annual meeting, (2) the date that the Reporting Person ceases to be a director or (3) a Change in Control (as defined in Exhibit 99.1 of the Issuer's Registration Statement on Form S-8 filed as of June 24, 2016).

F1 · balance_after: Includes 8,033 Restricted Stock Units, each of which represents a contingent right to receive one share of HTZ Common Stock, that will vest on the earliest to occur of (1) the business day immediately preceding the Issuer's 2020 annual meeting, (2) the date that the Reporting Person ceases to be a director or (3) a Change in Control (as defined in Exhibit 99.1 of the Issuer's Registration Statement on Form S-8 filed as of June 24, 2016).

Read SEC document
May 22, 2018 Filed May 23, 2018 21:39 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantCommon Stock 7,567 $0.00 $0.00
Disclosure

SEC source: 0001657853-18-000052 · wf-form4_152711152006215.xml · nonDerivative · entry 1

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,605

F1 · shares: Includes 7,567 Restricted Stock Units, each of which represents a contingent right to receive one share of HTZ Common Stock, which will vest on the business day immediately preceding the Issuer's 2019 annual meeting, subject to the Reporting Person's continued membership on the Board of Directors.

F1 · balance_after: Includes 7,567 Restricted Stock Units, each of which represents a contingent right to receive one share of HTZ Common Stock, which will vest on the business day immediately preceding the Issuer's 2019 annual meeting, subject to the Reporting Person's continued membership on the Board of Directors.

Read SEC document
May 22, 2018 Filed Aug 30, 2018 20:42 UTC Amendment HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantCommon Stock 7,567 $0.00 $0.00
Disclosure

SEC source: 0001657853-18-000082 · wf-form4a_153566172743175.xml · nonDerivative · entry 1

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,605

F1 · security: The original filing inadvertently described the Issuer's previous policy with respect to the vesting of Restricted Stock Units ("RSUs") granted to directors.

F2 · shares: Includes 7,567 RSUs, each of which represents a contingent right to receive one share of HTZ Common Stock, that will vest on the earliest to occur of (1) the business day immediately preceding the Issuer's 2019 annual meeting, (2) the date that the Reporting Person ceases to be a director or (3) a Change in Control (as defined in Exhibit 99.1 of the Issuer's Registration Statement on Form S-8 filed as of June 24, 2016). Notwithstanding the foregoing, RSUs will be forfeited in the event the Reporting Person is terminated for Cause (as defined in Exhibit 99.1 of the Issuer's Registration Statement on Form S-8 filed as of June 24, 2016).

F2 · balance_after: Includes 7,567 RSUs, each of which represents a contingent right to receive one share of HTZ Common Stock, that will vest on the earliest to occur of (1) the business day immediately preceding the Issuer's 2019 annual meeting, (2) the date that the Reporting Person ceases to be a director or (3) a Change in Control (as defined in Exhibit 99.1 of the Issuer's Registration Statement on Form S-8 filed as of June 24, 2016). Notwithstanding the foregoing, RSUs will be forfeited in the event the Reporting Person is terminated for Cause (as defined in Exhibit 99.1 of the Issuer's Registration Statement on Form S-8 filed as of June 24, 2016).

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May 31, 2017 Filed Jun 2, 2017 20:18 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantCommon Stock 13,270 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023555 · doc1.xml · nonDerivative · entry 1

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,038

F1 · shares: Includes 13,270 restricted stock units, each representing a contingent right to receive one share of HTZ Common Stock, which will vest on the business day immediately preceding the Issuer's 2018 annual meeting, subject to the Reporting Person's continued membership on the Board of Directors.

F1 · balance_after: Includes 13,270 restricted stock units, each representing a contingent right to receive one share of HTZ Common Stock, which will vest on the business day immediately preceding the Issuer's 2018 annual meeting, subject to the Reporting Person's continued membership on the Board of Directors.

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December 05, 2016 Filed Dec 6, 2016 11:27 UTC INGRAM MICRO INC IM · Entity 180580 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 3,699 Not disclosed Strike: $29.86 Not disclosed
Disclosure

SEC source: 0000950103-16-018515 · dp70272_4-barnes.xml · derivative · entry 2

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,699 shares

Expires not disclosed

F1 · price: Pursuant to the Agreement and Plan of Merger dated February 17, 2016 (the "Merger Agreement") among Ingram Micro Inc. (the "Company"), Tianjin Tianhai Investment Company, Ltd., and GCL Acquisition, Inc., (x) each outstanding share of common stock of the Company was cancelled and converted into the right to receive $38.90 (the "Merger Consideration") in cash; (y) each vested stock option and RSU was cancelled and converted into the right to receive a cash payment per share equal to difference between the Merger Consideration and the exercise price, if any; and (z) each unvested stock option and RSU was cancelled, and the holders thereof will become eligible to receive an amount for each such cancelled award equal to the Merger Consideration (less the exercise price, in the case of holders of stock options) pursuant to a vesting schedule set forth in the Merger Agreement.

F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger dated February 17, 2016 (the "Merger Agreement") among Ingram Micro Inc. (the "Company"), Tianjin Tianhai Investment Company, Ltd., and GCL Acquisition, Inc., (x) each outstanding share of common stock of the Company was cancelled and converted into the right to receive $38.90 (the "Merger Consideration") in cash; (y) each vested stock option and RSU was cancelled and converted into the right to receive a cash payment per share equal to difference between the Merger Consideration and the exercise price, if any; and (z) each unvested stock option and RSU was cancelled, and the holders thereof will become eligible to receive an amount for each such cancelled award equal to the Merger Consideration (less the exercise price, in the case of holders of stock options) pursuant to a vesting schedule set forth in the Merger Agreement.

F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger dated February 17, 2016 (the "Merger Agreement") among Ingram Micro Inc. (the "Company"), Tianjin Tianhai Investment Company, Ltd., and GCL Acquisition, Inc., (x) each outstanding share of common stock of the Company was cancelled and converted into the right to receive $38.90 (the "Merger Consideration") in cash; (y) each vested stock option and RSU was cancelled and converted into the right to receive a cash payment per share equal to difference between the Merger Consideration and the exercise price, if any; and (z) each unvested stock option and RSU was cancelled, and the holders thereof will become eligible to receive an amount for each such cancelled award equal to the Merger Consideration (less the exercise price, in the case of holders of stock options) pursuant to a vesting schedule set forth in the Merger Agreement.

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December 05, 2016 Filed Dec 6, 2016 11:27 UTC INGRAM MICRO INC IM · Entity 180580 Disposition to issuerClass A Common Stock 13,495 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-16-018515 · dp70272_4-barnes.xml · nonDerivative · entry 1

BARNES DAVID A · CIK 0001313943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger dated February 17, 2016 (the "Merger Agreement") among Ingram Micro Inc. (the "Company"), Tianjin Tianhai Investment Company, Ltd., and GCL Acquisition, Inc., (x) each outstanding share of common stock of the Company was cancelled and converted into the right to receive $38.90 (the "Merger Consideration") in cash; (y) each vested stock option and RSU was cancelled and converted into the right to receive a cash payment per share equal to difference between the Merger Consideration and the exercise price, if any; and (z) each unvested stock option and RSU was cancelled, and the holders thereof will become eligible to receive an amount for each such cancelled award equal to the Merger Consideration (less the exercise price, in the case of holders of stock options) pursuant to a vesting schedule set forth in the Merger Agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.