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person · Reporting owner

Teffner Carrie W.

Disclosed activity across 6 companies

Tapewire entity
25855
SEC CIK
0001473684

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Amer Sports, Inc.AS · Entity 1124DirectorMay 14, 2026May 15, 2026
Ascena Retail Group, Inc.ASNA · Entity 144408Director · Interim Executive ChairOctober 22, 2019October 24, 2019
Avaya Holdings Corp.AVYA · Entity 117306DirectorFebruary 01, 2023February 03, 2023
Crocs, Inc.CROX · Entity 3843EVPMarch 17, 2019March 19, 2019
DXC Technology CoDXC · Entity 4594DirectorAugust 04, 2026August 06, 2026
GameStop Corp.GME · Entity 3621DirectorJune 12, 2020June 16, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Amer Sports, Inc.

Report date May 14, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,250 Reported balance After 2026-05-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 5,250 · Balance 5,250

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share of Amer Sports, Inc.

F2: Reflects RSUs granted under the Amer Sports, Inc. 2024 Omnibus Incentive Plan (the "2024 Omnibus Plan") on May 14, 2026, which are scheduled to vest in full on the earlier of (a) the one-year anniversary of the grant date and (b) the date immediately preceding the date of the Issuer's next Annual Shareholder Meeting, subject to the terms of the 2024 Omnibus Plan and the applicable award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share of Amer Sports, Inc.

F2: Reflects RSUs granted under the Amer Sports, Inc. 2024 Omnibus Incentive Plan (the "2024 Omnibus Plan") on May 14, 2026, which are scheduled to vest in full on the earlier of (a) the one-year anniversary of the grant date and (b) the date immediately preceding the date of the Issuer's next Annual Shareholder Meeting, subject to the terms of the 2024 Omnibus Plan and the applicable award agreement.

Ascena Retail Group, Inc.

Report date October 22, 2019 · Filed October 24, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CommonSEC Table I · non-derivativeDirect16,570 Reported balance After 2019-10-22 transaction · row 1
1 source row

Row 1 · 2019-10-22 · Tax withholding · Disposed 7,568 · Balance 16,570

Avaya Holdings Corp.

Report date February 01, 2023 · Filed February 03, 2023

This filing explicitly reported no securities owned.

Crocs, Inc.

Report date March 17, 2019 · Filed March 19, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect375,418 Reported balance After 2019-03-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-03-17 · Tax withholding · Disposed 19,270 · Balance 375,418

F1: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award

F2: Adjusted to reflect 2,846 restricted stock units that were cancelled as certain performance metrics relating to the vesting of such awards were not achieved.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award

F2: Adjusted to reflect 2,846 restricted stock units that were cancelled as certain performance metrics relating to the vesting of such awards were not achieved.

DXC Technology Co

Report date August 04, 2026 · Filed August 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect72,700 Reported balance After 2026-08-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-04 · Grant · Acquired 21,800 · Balance 72,700

F1: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the 2027 annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2: Amount reported includes unvested RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the 2027 annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2: Amount reported includes unvested RSUs.

GameStop Corp.

Report date June 12, 2020 · Filed June 16, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect84,758 Reported balance After 2020-06-12 transaction · row 1
1 source row

Row 1 · 2020-06-12 · Grant · Acquired 29,289 · Balance 84,758

F1: Grant of restricted shares vesting on the date of the next Annual Meeting of Stockholders of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted shares vesting on the date of the next Annual Meeting of Stockholders of the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2026 Filed Aug 6, 2026 20:44 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 21,800 $0.00 $0.00
Disclosure

SEC source: 0001688568-26-000072 · wk-form4_1786049070.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,700

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the 2027 annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:47 UTC Amer Sports, Inc. AS · Entity 1124 GrantRestricted Stock Units · Derivative 5,250 $0.00 $0.00
Disclosure

SEC source: 0001988894-26-000068 · wk-form4_1778878057.xml · derivative · entry 1

Teffner Carrie W. · CIK 0001473684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Ordinary Shares · 5,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share of Amer Sports, Inc.

F2 · derivative.exercise_date: Reflects RSUs granted under the Amer Sports, Inc. 2024 Omnibus Incentive Plan (the "2024 Omnibus Plan") on May 14, 2026, which are scheduled to vest in full on the earlier of (a) the one-year anniversary of the grant date and (b) the date immediately preceding the date of the Issuer's next Annual Shareholder Meeting, subject to the terms of the 2024 Omnibus Plan and the applicable award agreement.

F2 · derivative.expiration_date: Reflects RSUs granted under the Amer Sports, Inc. 2024 Omnibus Incentive Plan (the "2024 Omnibus Plan") on May 14, 2026, which are scheduled to vest in full on the earlier of (a) the one-year anniversary of the grant date and (b) the date immediately preceding the date of the Issuer's next Annual Shareholder Meeting, subject to the terms of the 2024 Omnibus Plan and the applicable award agreement.

Read SEC document
May 08, 2026 Filed May 14, 2026 22:01 UTC Amer Sports, Inc. AS · Entity 1124 Exercise / conversionRestricted Stock Units · Derivative 7,265 $0.00 $0.00
Disclosure

SEC source: 0001988894-26-000066 · wk-form4_1778796069.xml · derivative · entry 2

Teffner Carrie W. · CIK 0001473684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share of Amer Sports, Inc.

F2 · derivative.exercise_date: The RSUs were granted on May 8, 2025 and vested in full on May 8, 2026. The Form 3 filed on March 18, 2026 inadvertently reported that the RSUs were scheduled to vest on May 7, 2026.

F2 · derivative.expiration_date: The RSUs were granted on May 8, 2025 and vested in full on May 8, 2026. The Form 3 filed on March 18, 2026 inadvertently reported that the RSUs were scheduled to vest on May 7, 2026.

Read SEC document
May 08, 2026 Filed May 14, 2026 22:01 UTC Amer Sports, Inc. AS · Entity 1124 Exercise / conversionOrdinary Shares 7,265 Not disclosed Not disclosed
Disclosure

SEC source: 0001988894-26-000066 · wk-form4_1778796069.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share of Amer Sports, Inc.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 22:00 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 18,100 $0.00 $0.00
Disclosure

SEC source: 0001688568-25-000079 · wk-form4_1754604028.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,900

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the 2026 annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 22:19 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 12,300 $0.00 $0.00
Disclosure

SEC source: 0001688568-24-000077 · wk-form4_1723760352.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,800

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the next annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 23:59 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 12,400 $0.00 $0.00
Disclosure

SEC source: 0001688568-23-000093 · wk-form4_1691625442.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,500

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the next annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 22:53 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 6,300 $0.00 $0.00
Disclosure

SEC source: 0001688568-22-000048 · wf-form4_165948078766872.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the next annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:31 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 1,800 $0.00 $0.00
Disclosure

SEC source: 0001688568-22-000019 · wf-form4_165290583540550.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the next annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:13 UTC GameStop Corp. GME · Entity 3621 GrantClass A Common Stock 29,289 $0.00 $0.00
Disclosure

SEC source: 0001326380-20-000079 · wf-form4_159233840195030.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,758

F1 · shares: Grant of restricted shares vesting on the date of the next Annual Meeting of Stockholders of the Issuer.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 08:27 UTC Ascena Retail Group, Inc. ASNA · Entity 144408 Exercise / conversionRestricted Stock Units · Derivative 24,138 $0.00 $0.00
Disclosure

SEC source: 0001498301-19-000101 · edgar.xml · derivative · entry 2

Teffner Carrie W. · CIK 0001473684 · Director · Interim Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 24,138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2016 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date.

F3 · derivative.expiration_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 08:27 UTC Ascena Retail Group, Inc. ASNA · Entity 144408 GrantCommon 24,138 Not disclosed Not disclosed
Disclosure

SEC source: 0001498301-19-000101 · edgar.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · Director · Interim Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,138

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 22, 2019 Filed Oct 24, 2019 19:12 UTC Ascena Retail Group, Inc. ASNA · Entity 144408 Tax withholdingCommon 7,568 $0.48 $3,632.64
Disclosure

SEC source: 0001498301-19-000104 · edgar.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · Director · Interim Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,570

Read SEC document
September 20, 2019 Filed Sep 23, 2019 20:03 UTC GameStop Corp. GME · Entity 3621 PurchaseClass A Common Stock 21,118 $4.73 $99,888.14
Disclosure

SEC source: 0001326380-19-000149 · wf-form4_156926899863242.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,469

F1 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.71 to $4.76 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 20:15 UTC GameStop Corp. GME · Entity 3621 GrantClass A Common Stock 25,271 $0.00 $0.00
Disclosure

SEC source: 0001326380-19-000135 · wf-form4_156166653566249.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,351

F1 · shares: Grant of restricted shares vesting on the date of the next Annual Meeting of Stockholders of the Issuer.

Read SEC document
May 01, 2019 Filed May 3, 2019 08:55 UTC Ascena Retail Group, Inc. ASNA · Entity 144408 GrantOptions to Buy · Derivative 750,000 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001498301-19-000033 · edgar.xml · derivative · entry 3

Teffner Carrie W. · CIK 0001473684 · Director · Interim Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common · 750,000 shares

Expires not disclosed

F1 · security: Granted under the Company's 2016 Omnibus Incentive Plan.

F3 · derivative.exercise_date: Subject to the grantee's continued employment or service as a member of the Board from the grant date through the applicable vesting date: 25% of each of the Restrcted Stock Units ("RSUs") and Non-Qualified Stock Options ("NQSOs") will be eligible to vest if the closing price of the Company's common stock equals or exceeds $3.00 per share for a 20-consecutive trading day period on or prior to the third anniversay of the grant date (the "$3 Hurdle"); an additional 25% of each of the RSUs and NQSOs will be eligible to vest if the closing price of the Company's common stock equals or exceeds $5 per share for a 20-consecutive trading day period on or prior to the third anniversary of the grant date (the "$5 Hurdle"); and the remaining 50% of each of the RSUs and NQSOs will be eligible to vest if the closing price of the Company's common stock equals or exceeds $7 per share for a 20-consecutive trading day period on or prior to the third annivesary of the grant date (the "$7 Hurdle" and

F4 · derivative.exercise_date: together with the $3 Hurdle and $5 Hurdle, the "Hurdles"); provided, however, if a Hurdle is actually achieved prior the the second anniverary of the grant date, the portion of the RSUs and NQSOs related to the Hurdle that was actually achieved prior to the second anniverary of the grant date will vest on the second anniversary of the the grant date, subject to the grantee's continued employment or service as a member of the Board from the grant date through the second anniversary of the grant date. Any portion of the RSUs and NQSOs for which the applicable Hurdle is not actually achieved by the third anniversary of the grant date will be forfeited for no consideration.

F3 · derivative.expiration_date: Subject to the grantee's continued employment or service as a member of the Board from the grant date through the applicable vesting date: 25% of each of the Restrcted Stock Units ("RSUs") and Non-Qualified Stock Options ("NQSOs") will be eligible to vest if the closing price of the Company's common stock equals or exceeds $3.00 per share for a 20-consecutive trading day period on or prior to the third anniversay of the grant date (the "$3 Hurdle"); an additional 25% of each of the RSUs and NQSOs will be eligible to vest if the closing price of the Company's common stock equals or exceeds $5 per share for a 20-consecutive trading day period on or prior to the third anniversary of the grant date (the "$5 Hurdle"); and the remaining 50% of each of the RSUs and NQSOs will be eligible to vest if the closing price of the Company's common stock equals or exceeds $7 per share for a 20-consecutive trading day period on or prior to the third annivesary of the grant date (the "$7 Hurdle" and

F4 · derivative.expiration_date: together with the $3 Hurdle and $5 Hurdle, the "Hurdles"); provided, however, if a Hurdle is actually achieved prior the the second anniverary of the grant date, the portion of the RSUs and NQSOs related to the Hurdle that was actually achieved prior to the second anniverary of the grant date will vest on the second anniversary of the the grant date, subject to the grantee's continued employment or service as a member of the Board from the grant date through the second anniversary of the grant date. Any portion of the RSUs and NQSOs for which the applicable Hurdle is not actually achieved by the third anniversary of the grant date will be forfeited for no consideration.

Read SEC document
May 01, 2019 Filed May 3, 2019 08:55 UTC Ascena Retail Group, Inc. ASNA · Entity 144408 GrantRestricted Stock Units · Derivative 533,898 $0.00 $0.00
Disclosure

SEC source: 0001498301-19-000033 · edgar.xml · derivative · entry 2

Teffner Carrie W. · CIK 0001473684 · Director · Interim Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,898

Underlying: Common · 533,898 shares

Expires not disclosed

F1 · security: Granted under the Company's 2016 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Subject to the grantee's continued employment or service as a member of the Board from the grant date through the applicable vesting date: 25% of each of the Restrcted Stock Units ("RSUs") and Non-Qualified Stock Options ("NQSOs") will be eligible to vest if the closing price of the Company's common stock equals or exceeds $3.00 per share for a 20-consecutive trading day period on or prior to the third anniversay of the grant date (the "$3 Hurdle"); an additional 25% of each of the RSUs and NQSOs will be eligible to vest if the closing price of the Company's common stock equals or exceeds $5 per share for a 20-consecutive trading day period on or prior to the third anniversary of the grant date (the "$5 Hurdle"); and the remaining 50% of each of the RSUs and NQSOs will be eligible to vest if the closing price of the Company's common stock equals or exceeds $7 per share for a 20-consecutive trading day period on or prior to the third annivesary of the grant date (the "$7 Hurdle" and

F4 · derivative.exercise_date: together with the $3 Hurdle and $5 Hurdle, the "Hurdles"); provided, however, if a Hurdle is actually achieved prior the the second anniverary of the grant date, the portion of the RSUs and NQSOs related to the Hurdle that was actually achieved prior to the second anniverary of the grant date will vest on the second anniversary of the the grant date, subject to the grantee's continued employment or service as a member of the Board from the grant date through the second anniversary of the grant date. Any portion of the RSUs and NQSOs for which the applicable Hurdle is not actually achieved by the third anniversary of the grant date will be forfeited for no consideration.

F3 · derivative.expiration_date: Subject to the grantee's continued employment or service as a member of the Board from the grant date through the applicable vesting date: 25% of each of the Restrcted Stock Units ("RSUs") and Non-Qualified Stock Options ("NQSOs") will be eligible to vest if the closing price of the Company's common stock equals or exceeds $3.00 per share for a 20-consecutive trading day period on or prior to the third anniversay of the grant date (the "$3 Hurdle"); an additional 25% of each of the RSUs and NQSOs will be eligible to vest if the closing price of the Company's common stock equals or exceeds $5 per share for a 20-consecutive trading day period on or prior to the third anniversary of the grant date (the "$5 Hurdle"); and the remaining 50% of each of the RSUs and NQSOs will be eligible to vest if the closing price of the Company's common stock equals or exceeds $7 per share for a 20-consecutive trading day period on or prior to the third annivesary of the grant date (the "$7 Hurdle" and

F4 · derivative.expiration_date: together with the $3 Hurdle and $5 Hurdle, the "Hurdles"); provided, however, if a Hurdle is actually achieved prior the the second anniverary of the grant date, the portion of the RSUs and NQSOs related to the Hurdle that was actually achieved prior to the second anniverary of the grant date will vest on the second anniversary of the the grant date, subject to the grantee's continued employment or service as a member of the Board from the grant date through the second anniversary of the grant date. Any portion of the RSUs and NQSOs for which the applicable Hurdle is not actually achieved by the third anniversary of the grant date will be forfeited for no consideration.

Read SEC document
March 17, 2019 Filed Mar 19, 2019 21:37 UTC Crocs, Inc. CROX · Entity 3843 Tax withholdingCommon Stock 19,270 $24.92 $480,208.40
Disclosure

SEC source: 0001209191-19-020410 · doc4.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,418

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award

F2 · balance_after: Adjusted to reflect 2,846 restricted stock units that were cancelled as certain performance metrics relating to the vesting of such awards were not achieved.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 21:20 UTC Crocs, Inc. CROX · Entity 3843 Tax withholdingCommon Stock 9,048 $25.18 $227,828.64
Disclosure

SEC source: 0001209191-19-018528 · doc4.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,534

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award.

F2 · balance_after: Adjusted to reflect 10,961 restricted stock units that were cancelled as certain performance metrics relating to the vesting of such awards were not achieved.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:19 UTC Crocs, Inc. CROX · Entity 3843 Tax withholdingCommon Stock 6,217 $25.12 $156,171.04
Disclosure

SEC source: 0001209191-19-015582 · doc4.xml · nonDerivative · entry 2

Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,543

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:19 UTC Crocs, Inc. CROX · Entity 3843 Tax withholdingCommon Stock 3,333 $25.12 $83,724.96
Disclosure

SEC source: 0001209191-19-015582 · doc4.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,760

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award.

Read SEC document
December 16, 2018 Filed Dec 18, 2018 21:24 UTC Crocs, Inc. CROX · Entity 3843 Tax withholdingCommon Stock 11,749 $25.39 $298,307.11
Disclosure

SEC source: 0001209191-18-063174 · doc4.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,093

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award.

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October 22, 2018 Filed Oct 23, 2018 15:54 UTC Ascena Retail Group, Inc. ASNA · Entity 144408 GrantRestricted Stock Units · Derivative 24,138 $0.00 $0.00
Disclosure

SEC source: 0001498301-18-000104 · edgar.xml · derivative · entry 2

Teffner Carrie W. · CIK 0001473684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,138

Underlying: Common · 24,138 shares

Expires not disclosed

F1 · security: Granted under the Company's 2016 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date.

F3 · derivative.expiration_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date.

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August 16, 2018 Filed Aug 20, 2018 23:18 UTC GameStop Corp. GME · Entity 3621 GrantClass A Common Stock 9,080 $0.00 $0.00
Disclosure

SEC source: 0001326380-18-000099 · wf-form4_153480710318723.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,080

F1 · shares: Grant of restricted shares vesting on the date of the next Annual Meeting of Stockholders of the Issuer.

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March 17, 2018 Filed Mar 19, 2018 20:44 UTC Crocs, Inc. CROX · Entity 3843 Tax withholdingCommon Stock 12,697 $14.87 $188,804.39
Disclosure

SEC source: 0001209191-18-020600 · doc4.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,842

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award.

F2 · balance_after: Adjusted to reflect 102,338 restricted stock units that were cancelled as certain performance metrics relating to the vesting of such awards were not achieved.

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March 08, 2018 Filed Mar 12, 2018 23:26 UTC Crocs, Inc. CROX · Entity 3843 GrantCommon Stock 115,759 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018978 · doc4.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,877

F1 · shares: Represents 115,759 restricted stock units granted to the reporting person under the issuer's 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. The restricted stock units vest as follows: (i) 23,149 of the restricted stock units vest in three equal annual installments on March 8, 2019, March 8, 2020 and March 8, 2021, provided that the reporting person remains employed by the issuer as of each vesting date, and (ii) up to 92,610 of the restricted stock units vest in three equal annual installments beginning on the date in 2019 that the issuer's compensation committee certifies that certain performance metrics are achieved, provided that the reporting person remains employed by the issuer as of each vesting date.

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March 01, 2018 Filed Mar 3, 2018 00:41 UTC Crocs, Inc. CROX · Entity 3843 Tax withholdingCommon Stock 5,582 $12.92 $72,119.44
Disclosure

SEC source: 0001209191-18-016046 · doc4.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,118

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award.

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December 16, 2017 Filed Dec 18, 2017 22:54 UTC Crocs, Inc. CROX · Entity 3843 Tax withholdingCommon Stock 8,543 $12.55 $107,214.65
Disclosure

SEC source: 0001209191-17-066197 · doc4.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,700

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award.

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March 17, 2017 Filed Mar 24, 2017 21:14 UTC Crocs, Inc. CROX · Entity 3843 GrantCommon Stock 233,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022814 · doc4.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,243

F1 · shares: Represents 233,800 restricted stock units granted to the reporting person under the issuer's 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. The restricted stock units vest as follows: (i) 46,200 of the restricted stock units vest in three equal annual installments on March 17, 2018, March 17, 2019 and March 17, 2020, provided that the reporting person remains employed by the issuer as of each vesting date, and (ii) up to 187,600 of the restricted stock units vest in three equal annual installments beginning on the date in 2018 that the issuer's compensation committee certifies that certain performance metrics are achieved, provided that the reporting person remains employed by the issuer as of each vesting date.

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March 01, 2017 Filed Mar 4, 2017 01:22 UTC Crocs, Inc. CROX · Entity 3843 Tax withholdingCommon Stock 6,036 $6.90 $41,648.40
Disclosure

SEC source: 0001209191-17-018081 · doc4.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,443

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award.

F2 · balance_after: Adjusted to reflect 116,166 restricted stock units that were cancelled as certain performance metrics relating to the vesting of such awards were not achieved.

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December 16, 2016 Filed Dec 19, 2016 23:41 UTC Crocs, Inc. CROX · Entity 3843 Tax withholdingCommon Stock 8,543 $7.09 $60,569.87
Disclosure

SEC source: 0001209191-16-156005 · doc4.xml · nonDerivative · entry 1

Teffner Carrie W. · CIK 0001473684 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,645

F1 · shares: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock unit award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.