Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apollo Strategic Growth Capital IIAPGB · Entity 110737 | Director | June 08, 2022 | June 08, 2022 |
| Dave & Buster's Entertainment, Inc.PLAY · Entity 446 | Director | September 25, 2026 | September 28, 2026 |
| Exela Technologies, Inc.XELA · Entity 76832 | Director | May 31, 2019 | June 04, 2019 |
| United Parks & Resorts Inc.PRKS · Entity 4601 | Director | September 30, 2026 | October 03, 2026 |
| WALKER INNOVATION INC.WLKR · Entity 163734 | Director | September 06, 2018 | September 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apollo Strategic Growth Capital II
Report date June 08, 2022 · Filed June 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary Shares, par value $0.0000625 per shareSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-06-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-06-08 · Sale · Disposed 25,000 · Balance 0 F1: Prior to the consummation of the Issuer's initial public offering, the reporting person purchased 25,000 Class B Ordinary Shares from APSG Sponsor II, L.P. (the "Sponsor") for a total of $54.35, or approximately $0.002 per share. The Class B Ordinary Shares are convertible into the Issuer's Class A Ordinary Shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-251920). The Class B Ordinary Shares have no expiration date. F2: The Sponsor purchased 25,000 Class B Ordinary Shares from the reporting person for a total of $54.35, or approximately $0.002 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Prior to the consummation of the Issuer's initial public offering, the reporting person purchased 25,000 Class B Ordinary Shares from APSG Sponsor II, L.P. (the "Sponsor") for a total of $54.35, or approximately $0.002 per share. The Class B Ordinary Shares are convertible into the Issuer's Class A Ordinary Shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-251920). The Class B Ordinary Shares have no expiration date.
F2: The Sponsor purchased 25,000 Class B Ordinary Shares from the reporting person for a total of $54.35, or approximately $0.002 per share.
Dave & Buster's Entertainment, Inc.
Report date September 25, 2026 · Filed September 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,287 |
Reported balance
After 2026-09-25 transaction · row 1
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 10,572 · Balance 41,287 |
Exela Technologies, Inc.
Report date May 31, 2019 · Filed June 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 101,352 |
Reported balance
After 2019-05-31 transaction · row 1
1 source rowRow 1 · 2019-05-31 · Exercise / conversion · Acquired 31,024 · Balance 101,352 F1: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,242 |
Reported balance
After 2019-05-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-05-31 · Exercise / conversion · Disposed 9,242 · Balance 9,242 F1: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. F2: On April 2, 2018, the reporting person was granted 27,726 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. The remainder of this award will vest prior to the 2020 annual meeting of the stockholders of Exela Technologies, Inc. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-05-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-05-31 · Exercise / conversion · Disposed 21,782 · Balance 0 F1: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. F3: On August 14, 2018, the reporting person was granted 21,782 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award vested in full and such vested restricted stock units settled for shares of Common Stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 46,808 |
Reported balance
After 2019-06-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-06-03 · Grant · Acquired 46,808 · Balance 46,808 F1: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. F4: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in full immediately prior to the 2020 annual meeting of the stockholders of Exela Technologies, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.
F2: On April 2, 2018, the reporting person was granted 27,726 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. The remainder of this award will vest prior to the 2020 annual meeting of the stockholders of Exela Technologies, Inc.
F3: On August 14, 2018, the reporting person was granted 21,782 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award vested in full and such vested restricted stock units settled for shares of Common Stock.
F4: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in full immediately prior to the 2020 annual meeting of the stockholders of Exela Technologies, Inc.
United Parks & Resorts Inc.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,617 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 301 · Balance 20,617 F1: Granted under the Issuer's 2025 Omnibus Incentive Plan and vests 100% immediately. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted under the Issuer's 2025 Omnibus Incentive Plan and vests 100% immediately.
WALKER INNOVATION INC.
Report date September 06, 2018 · Filed September 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.34 · Expires 2027-05-10 | Direct | 70,000 |
Reported balance
After 2018-09-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-09-06 · Grant · Acquired 70,000 · Balance 70,000 F1: Stock option granted on May 10, 2017 pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on September 6, 2018 (the day immediately prior to the filing of the Company's Certificate of Dissolution with the State of Delaware), unvested options under this grant were vested in full and, on a date to be determined by the Company's Board of Directors, will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.34 · Expires 2027-05-10 | Direct | 0 |
Reported balance
After 2018-09-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-09-07 · Disposition to issuer · Disposed 70,000 · Balance 0 F1: Stock option granted on May 10, 2017 pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on September 6, 2018 (the day immediately prior to the filing of the Company's Certificate of Dissolution with the State of Delaware), unvested options under this grant were vested in full and, on a date to be determined by the Company's Board of Directors, will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.43 · Expires 2025-05-15 | Direct | 0 |
Reported balance
After 2018-09-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-09-07 · Disposition to issuer · Disposed 75,000 · Balance 0 F2: Stock option granted pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 25,000 shares exercisable from and after May 15, 2016; 25,000 shares exercisable from and after May 15, 2017; and 25,000 shares exercisable from and after May 15, 2018. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on a date to be determined by the Company's Board of Directors, options under this grant will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.43 · Expires 2023-11-15 | Direct | 0 |
Reported balance
After 2018-09-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-09-07 · Disposition to issuer · Disposed 150,000 · Balance 0 F3: Stock options granted pursuant to Amended and Restated 2006 Long-term Incentive plan in respect of 50,000 shares exercisable from and after November 15, 2014; 50,000 shares exercisable from and after November 15, 2015; and 50,000 shares exercisable from and after November 15, 2016. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on a date to be determined by the Company's Board of Directors, options under this grant will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock option granted on May 10, 2017 pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on September 6, 2018 (the day immediately prior to the filing of the Company's Certificate of Dissolution with the State of Delaware), unvested options under this grant were vested in full and, on a date to be determined by the Company's Board of Directors, will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution.
F2: Stock option granted pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 25,000 shares exercisable from and after May 15, 2016; 25,000 shares exercisable from and after May 15, 2017; and 25,000 shares exercisable from and after May 15, 2018. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on a date to be determined by the Company's Board of Directors, options under this grant will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution.
F3: Stock options granted pursuant to Amended and Restated 2006 Long-term Incentive plan in respect of 50,000 shares exercisable from and after November 15, 2014; 50,000 shares exercisable from and after November 15, 2015; and 50,000 shares exercisable from and after November 15, 2016. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on a date to be determined by the Company's Board of Directors, options under this grant will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 3, 2026 00:12 UTC | United Parks & Resorts Inc. PRKS · Entity 4601 | GrantCommon Stock | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-412785 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,617 F1 · shares: Granted under the Issuer's 2025 Omnibus Incentive Plan and vests 100% immediately. Read SEC document |
| September 25, 2026 Filed Sep 28, 2026 20:55 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | GrantCommon Stock | 10,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-405468 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,287 Read SEC document |
| September 17, 2026 Filed Sep 17, 2026 21:01 UTC Amendment | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | PurchaseCommon Stock | 12,000 | $6.78 | $81,300.00 |
DisclosureSEC source: 0001193125-26-394477 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,715 F1 · security: This amendment is being filed to correct a clerical error resulting in the inadvertent labeling of Title of Security as "Stock Option (Right to Buy)" instead of "Common Stock.". F2 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.77 to $6.78, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| September 17, 2026 Filed Sep 17, 2026 20:13 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | PurchaseStock Option (Right to Buy) | 12,000 | $6.78 | $81,300.00 |
DisclosureSEC source: 0001193125-26-394355 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,715 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.77 to $6.78, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 05, 2026 Filed Aug 6, 2026 22:02 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | GrantCommon Stock | 1,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-338553 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,715 F1 · shares: Represents restricted stock units granted to the reporting person under the Dave & Buster's Entertainment, Inc. 2025 Omnibus Incentive Plan. The restricted stock units will vest in full on August 5, 2027. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 21:03 UTC | United Parks & Resorts Inc. PRKS · Entity 4601 | GrantCommon Stock | 207 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-294899 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,316 F1 · shares: Granted under the Issuer's 2025 Omnibus Incentive Plan and vests 100% immediately. Read SEC document |
| June 16, 2026 Filed Jun 18, 2026 22:44 UTC | United Parks & Resorts Inc. PRKS · Entity 4601 | GrantCommon Stock | 5,404 | $46.25 | $249,935.00 |
DisclosureSEC source: 0001193125-26-276217 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,109 F1 · shares: Granted under the Issuers 2025 Omnibus Incentive Plan and vests 100% on the day before the 2027 Annual Meeting of Stockholders of the Issuer. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:25 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | GrantCommon Stock | 759 | $0.00 | $0.00 |
DisclosureSEC source: 0001413103-26-000002 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,703 F1 · shares: Represents restricted stock units granted to the reporting person under the Dave & Buster's Entertainment, Inc. 2025 Omnibus Incentive Plan (the "Plan"). The restricted stock units will vest on May 6, 2027. The reporting person has elected to defer the receipt of shares upon vesting of the restricted stock units until his service on the Board of Directors is terminated, pursuant to the Dave & Buster's Entertainment, Inc. Amended and Restated 2016 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| April 24, 2026 Filed Apr 29, 2026 00:32 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | GrantCommon Stock | 11,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-188311 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,944 F1 · shares: Represents restricted stock units granted to the reporting person under the Dave & Buster's Entertainment, Inc. 2025 Omnibus Incentive Plan. The restricted stock units will vest in full on April 24, 2027. Read SEC document |
| March 31, 2026 Filed Apr 3, 2026 23:28 UTC | United Parks & Resorts Inc. PRKS · Entity 4601 | GrantCommon Stock | 313 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-142538 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,705 F1 · shares: Granted under the Issuer's 2025 Omnibus Incentive Plan and vests 100% immediately. Read SEC document |
| February 05, 2026 Filed Mar 13, 2026 20:30 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | GrantCommon Stock | 453 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-106249 · ownership.xml · nonDerivative · entry 2 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,666 F2 · shares: Represents restricted stock units granted to the reporting person under the Plan. The restricted stock units will vest on February 5, 2027. The reporting person has elected to defer the receipt of shares upon vesting of the restricted stock units until his service on the Board of Directors is terminated, pursuant to the Dave & Buster's Entertainment, Inc. Amended and Restated 2016 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| January 27, 2026 Filed Mar 13, 2026 20:30 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | GrantCommon Stock | 453 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-106249 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,213 F1 · shares: Represents restricted stock units granted to the reporting person under the Dave & Buster's Entertainment, Inc. 2025 Omnibus Incentive Plan (the "Plan"). The restricted stock units will vest on January 27, 2027. The reporting person has elected to defer the receipt of shares upon vesting of the restricted stock units until his service on the Board of Directors is terminated, pursuant to the Dave & Buster's Entertainment, Inc. Amended and Restated 2016 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2025 Filed Jan 6, 2026 01:02 UTC | United Parks & Resorts Inc. PRKS · Entity 4601 | GrantCommon Stock | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-003074 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,392 F1 · shares: Granted under the Issuer's 2025 Omnibus Incentive Plan and vests 100% immediately. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 23:44 UTC | United Parks & Resorts Inc. PRKS · Entity 4601 | GrantCommon Stock | 326 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-228876 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,126 F1 · shares: Granted under the Issuer's 2025 Omnibus Incentive Plan and vests 100% immediately. Read SEC document |
| August 11, 2025 Filed Aug 14, 2025 00:10 UTC | United Parks & Resorts Inc. PRKS · Entity 4601 | GrantCommon Stock | 617 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-108300 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,800 F1 · shares: Granted under the Issuers 2025 Omnibus Incentive Plan and vests 100% on the day before the 2026 Annual Meeting of Stockholders of the Issuer. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 20:00 UTC | United Parks & Resorts Inc. PRKS · Entity 4601 | GrantCommon Stock | 204 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-092167 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,183 F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan and vests 100% immediately. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 19:06 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | GrantCommon Stock | 4,760 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-092111 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,760 Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 20:00 UTC | United Parks & Resorts Inc. PRKS · Entity 4601 | GrantCommon Stock | 5,358 | $41.06 | $219,999.48 |
DisclosureSEC source: 0000950170-25-087332 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,979 F1 · shares: Granted under the Issuers 2017 Omnibus Incentive Plan and vests 100% on the day before the 2026 Annual Meeting of Stockholders of the Issuer. Read SEC document |
| March 31, 2025 Filed Apr 1, 2025 20:00 UTC | United Parks & Resorts Inc. PRKS · Entity 4601 | GrantCommon Stock | 209 | $46.30 | $9,676.70 |
DisclosureSEC source: 0000950170-25-048461 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,621 F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan and vests 100% immediately. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:00 UTC | United Parks & Resorts Inc. PRKS · Entity 4601 | GrantCommon Stock | 346 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-001087 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,412 F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan and vests 100% immediately. Read SEC document |
| November 11, 2024 Filed Nov 14, 2024 02:18 UTC | United Parks & Resorts Inc. PRKS · Entity 4601 | GrantCommon Stock | 146 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-126673 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,066 F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan and vests 100% immediately. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 21:01 UTC | United Parks & Resorts Inc. PRKS · Entity 4601 | GrantCommon Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-111610 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,920 F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan and vests 100% immediately. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 22:43 UTC | United Parks & Resorts Inc. PRKS · Entity 4601 | GrantCommon Stock | 410 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-101156 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,591 F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan and vests 100% on the day before the 2025 Annual Stockholder's Meeting of the Issuer. Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 20:00 UTC | United Parks & Resorts Inc. PRKS · Entity 4601 | GrantCommon Stock | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-080412 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,181 F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan and vests 100% immediately. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 20:00 UTC | United Parks & Resorts Inc. PRKS · Entity 4601 | GrantCommon Stock | 3,884 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-074220 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,871 F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan and vests 100% on the day before the 2025 Annual Meeting of Stockholders of the Issuer. Read SEC document |
| March 31, 2024 Filed Apr 2, 2024 20:00 UTC | United Parks & Resorts Inc. PRKS · Entity 4601 | GrantCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-040116 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,987 F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan and vests 100% immediately. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:46 UTC | United Parks & Resorts Inc. SEAS · Entity 4601 | GrantCommon Stock | 1,687 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-001994 · ownership.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,687 F1 · shares: Represents deferred stock units granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vest 100% on the day before the 2024 Annual Stockholder's Meeting of the Issuer. The shares subject to these units will be issued to the reporting person three months after such reporting person's "separation from service" as a director pursuant to the terms of the award agreement. Read SEC document |
| June 08, 2022 Filed Jun 8, 2022 20:01 UTC | Apollo Strategic Growth Capital II APGB · Entity 110737 | SaleClass B Ordinary Shares, par value $0.0000625 per share · Derivative | 25,000 | $0.00 | $50.00 |
DisclosureSEC source: 0000950142-22-001857 · es220260112_4-lipman.xml · derivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares, par value $0.00025 per share · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Prior to the consummation of the Issuer's initial public offering, the reporting person purchased 25,000 Class B Ordinary Shares from APSG Sponsor II, L.P. (the "Sponsor") for a total of $54.35, or approximately $0.002 per share. The Class B Ordinary Shares are convertible into the Issuer's Class A Ordinary Shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-251920). The Class B Ordinary Shares have no expiration date. F2 · kind: The Sponsor purchased 25,000 Class B Ordinary Shares from the reporting person for a total of $54.35, or approximately $0.002 per share. F2 · price: The Sponsor purchased 25,000 Class B Ordinary Shares from the reporting person for a total of $54.35, or approximately $0.002 per share. F1 · derivative.exercise_date: Prior to the consummation of the Issuer's initial public offering, the reporting person purchased 25,000 Class B Ordinary Shares from APSG Sponsor II, L.P. (the "Sponsor") for a total of $54.35, or approximately $0.002 per share. The Class B Ordinary Shares are convertible into the Issuer's Class A Ordinary Shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-251920). The Class B Ordinary Shares have no expiration date. F1 · derivative.expiration_date: Prior to the consummation of the Issuer's initial public offering, the reporting person purchased 25,000 Class B Ordinary Shares from APSG Sponsor II, L.P. (the "Sponsor") for a total of $54.35, or approximately $0.002 per share. The Class B Ordinary Shares are convertible into the Issuer's Class A Ordinary Shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-251920). The Class B Ordinary Shares have no expiration date. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 21:00 UTC | Exela Technologies, Inc. XELA · Entity 76832 | GrantRestricted Stock Units · Derivative | 46,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-033837 · a4.xml · derivative · entry 4 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,808 Underlying: Common Stock · 46,808 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. F4 · derivative.exercise_date: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in full immediately prior to the 2020 annual meeting of the stockholders of Exela Technologies, Inc. F4 · derivative.expiration_date: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in full immediately prior to the 2020 annual meeting of the stockholders of Exela Technologies, Inc. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:00 UTC | Exela Technologies, Inc. XELA · Entity 76832 | Exercise / conversionRestricted Stock Units · Derivative | 21,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-033837 · a4.xml · derivative · entry 3 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,782 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. F3 · derivative.exercise_date: On August 14, 2018, the reporting person was granted 21,782 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award vested in full and such vested restricted stock units settled for shares of Common Stock. F3 · derivative.expiration_date: On August 14, 2018, the reporting person was granted 21,782 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award vested in full and such vested restricted stock units settled for shares of Common Stock. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:00 UTC | Exela Technologies, Inc. XELA · Entity 76832 | Exercise / conversionRestricted Stock Units · Derivative | 9,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-033837 · a4.xml · derivative · entry 2 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,242 Underlying: Common Stock · 9,242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. F2 · derivative.exercise_date: On April 2, 2018, the reporting person was granted 27,726 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. The remainder of this award will vest prior to the 2020 annual meeting of the stockholders of Exela Technologies, Inc. F2 · derivative.expiration_date: On April 2, 2018, the reporting person was granted 27,726 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. The remainder of this award will vest prior to the 2020 annual meeting of the stockholders of Exela Technologies, Inc. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:00 UTC | Exela Technologies, Inc. XELA · Entity 76832 | Exercise / conversionCommon Stock | 31,024 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-033837 · a4.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. Read SEC document |
| September 07, 2018 Filed Sep 7, 2018 15:33 UTC | WALKER INNOVATION INC. WLKR · Entity 163734 | Disposition to issuerStock Option (right to buy) · Derivative | 150,000 | Not disclosed Strike: $0.43 | Not disclosed |
DisclosureSEC source: 0001413103-18-000004 · edgar.xml · derivative · entry 4 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2023-11-15 F3 · kind: Stock options granted pursuant to Amended and Restated 2006 Long-term Incentive plan in respect of 50,000 shares exercisable from and after November 15, 2014; 50,000 shares exercisable from and after November 15, 2015; and 50,000 shares exercisable from and after November 15, 2016. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on a date to be determined by the Company's Board of Directors, options under this grant will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. F3 · price: Stock options granted pursuant to Amended and Restated 2006 Long-term Incentive plan in respect of 50,000 shares exercisable from and after November 15, 2014; 50,000 shares exercisable from and after November 15, 2015; and 50,000 shares exercisable from and after November 15, 2016. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on a date to be determined by the Company's Board of Directors, options under this grant will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. F3 · derivative.exercise_date: Stock options granted pursuant to Amended and Restated 2006 Long-term Incentive plan in respect of 50,000 shares exercisable from and after November 15, 2014; 50,000 shares exercisable from and after November 15, 2015; and 50,000 shares exercisable from and after November 15, 2016. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on a date to be determined by the Company's Board of Directors, options under this grant will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. Read SEC document |
| September 07, 2018 Filed Sep 7, 2018 15:33 UTC | WALKER INNOVATION INC. WLKR · Entity 163734 | Disposition to issuerStock Option (right to buy) · Derivative | 75,000 | Not disclosed Strike: $0.43 | Not disclosed |
DisclosureSEC source: 0001413103-18-000004 · edgar.xml · derivative · entry 3 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2025-05-15 F2 · kind: Stock option granted pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 25,000 shares exercisable from and after May 15, 2016; 25,000 shares exercisable from and after May 15, 2017; and 25,000 shares exercisable from and after May 15, 2018. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on a date to be determined by the Company's Board of Directors, options under this grant will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. F2 · price: Stock option granted pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 25,000 shares exercisable from and after May 15, 2016; 25,000 shares exercisable from and after May 15, 2017; and 25,000 shares exercisable from and after May 15, 2018. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on a date to be determined by the Company's Board of Directors, options under this grant will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. F2 · derivative.exercise_date: Stock option granted pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 25,000 shares exercisable from and after May 15, 2016; 25,000 shares exercisable from and after May 15, 2017; and 25,000 shares exercisable from and after May 15, 2018. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on a date to be determined by the Company's Board of Directors, options under this grant will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. Read SEC document |
| September 07, 2018 Filed Sep 7, 2018 15:33 UTC | WALKER INNOVATION INC. WLKR · Entity 163734 | Disposition to issuerStock Option (right to buy) · Derivative | 70,000 | Not disclosed Strike: $0.34 | Not disclosed |
DisclosureSEC source: 0001413103-18-000004 · edgar.xml · derivative · entry 2 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2027-05-10 F1 · kind: Stock option granted on May 10, 2017 pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on September 6, 2018 (the day immediately prior to the filing of the Company's Certificate of Dissolution with the State of Delaware), unvested options under this grant were vested in full and, on a date to be determined by the Company's Board of Directors, will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. F1 · price: Stock option granted on May 10, 2017 pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on September 6, 2018 (the day immediately prior to the filing of the Company's Certificate of Dissolution with the State of Delaware), unvested options under this grant were vested in full and, on a date to be determined by the Company's Board of Directors, will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. F1 · derivative.exercise_date: Stock option granted on May 10, 2017 pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on September 6, 2018 (the day immediately prior to the filing of the Company's Certificate of Dissolution with the State of Delaware), unvested options under this grant were vested in full and, on a date to be determined by the Company's Board of Directors, will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 15:33 UTC | WALKER INNOVATION INC. WLKR · Entity 163734 | GrantStock Option (right to buy) · Derivative | 70,000 | Not disclosed Strike: $0.34 | Not disclosed |
DisclosureSEC source: 0001413103-18-000004 · edgar.xml · derivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2027-05-10 F1 · price: Stock option granted on May 10, 2017 pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on September 6, 2018 (the day immediately prior to the filing of the Company's Certificate of Dissolution with the State of Delaware), unvested options under this grant were vested in full and, on a date to be determined by the Company's Board of Directors, will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. F1 · derivative.exercise_date: Stock option granted on May 10, 2017 pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on September 6, 2018 (the day immediately prior to the filing of the Company's Certificate of Dissolution with the State of Delaware), unvested options under this grant were vested in full and, on a date to be determined by the Company's Board of Directors, will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:21 UTC | Exela Technologies, Inc. XELA · Entity 76832 | GrantRestricted Stock Units · Derivative | 21,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-052462 · a4.xml · derivative · entry 4 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,266 Underlying: Common Stock · 21,782 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. F4 · derivative.exercise_date: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in full immediately prior to the 2019 annual meeting of the stockholders of Exela Technologies, Inc. F4 · derivative.expiration_date: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in full immediately prior to the 2019 annual meeting of the stockholders of Exela Technologies, Inc. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:21 UTC | Exela Technologies, Inc. XELA · Entity 76832 | Exercise / conversionRestricted Stock Units · Derivative | 20,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-052462 · a4.xml · derivative · entry 3 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,484 Underlying: Common Stock · 20,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. F3 · derivative.exercise_date: On April 2, 2018, the reporting person was granted 20,332 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award vested in full and such vested restricted stock units settled for shares of Common Stock. F3 · derivative.expiration_date: On April 2, 2018, the reporting person was granted 20,332 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award vested in full and such vested restricted stock units settled for shares of Common Stock. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:21 UTC | Exela Technologies, Inc. XELA · Entity 76832 | Exercise / conversionRestricted Stock Units · Derivative | 9,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-052462 · a4.xml · derivative · entry 2 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,816 Underlying: Common Stock · 9,242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. F2 · derivative.exercise_date: On April 2, 2018, the reporting person was granted 27,726 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. The remainder of this award will vest in equal installments prior to each of the 2019 and 2020 annual meetings of the stockholders of Exela Technologies, Inc. F2 · derivative.expiration_date: On April 2, 2018, the reporting person was granted 27,726 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. The remainder of this award will vest in equal installments prior to each of the 2019 and 2020 annual meetings of the stockholders of Exela Technologies, Inc. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:21 UTC | Exela Technologies, Inc. XELA · Entity 76832 | Exercise / conversionCommon Stock | 29,574 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-052462 · a4.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. Read SEC document |
| May 17, 2018 Filed May 19, 2018 00:02 UTC | Exela Technologies, Inc. XELA · Entity 76832 | PurchaseCommon Stock | 10,000 | $4.55 | $45,500.00 |
DisclosureSEC source: 0001104659-18-034585 · a4.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,754 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.49 to $4.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 23:21 UTC | Exela Technologies, Inc. XELA · Entity 76832 | GrantRestricted Stock Units · Derivative | 20,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-017214 · doc1.xml · derivative · entry 3 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,058 Underlying: Common Stock · 20,332 shares Expires not disclosed F3 · security: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in full immediately prior to the 2018 annual meetings of the stockholders of Exela Technologies, Inc. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. F3 · derivative.exercise_date: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in full immediately prior to the 2018 annual meetings of the stockholders of Exela Technologies, Inc. F3 · derivative.expiration_date: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in full immediately prior to the 2018 annual meetings of the stockholders of Exela Technologies, Inc. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 23:21 UTC | Exela Technologies, Inc. XELA · Entity 76832 | GrantRestricted Stock Units · Derivative | 27,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-017214 · doc1.xml · derivative · entry 2 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,726 Underlying: Common Stock · 27,726 shares Expires not disclosed F1 · security: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in three equal installments immediately prior to each of the 2018, 2019 and 2020 annual meetings of the stockholders of Exela Technologies, Inc. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. F1 · derivative.exercise_date: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in three equal installments immediately prior to each of the 2018, 2019 and 2020 annual meetings of the stockholders of Exela Technologies, Inc. F1 · derivative.expiration_date: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in three equal installments immediately prior to each of the 2018, 2019 and 2020 annual meetings of the stockholders of Exela Technologies, Inc. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 20:26 UTC | Exela Technologies, Inc. XELA · Entity 76832 | OtherCommon Stock | 30,754 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-023950 · doc4.xml · nonDerivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,754 F1 · kind: On October 6, 2017, Novitex Parent, L.P. ("Parent") distributed 27,678,386 shares of common stock, par value $0.0001, of Exela Technologies, Inc. (the "Issuer") to Apollo Novitex Holdings, L.P., which is a limited partner and unitholder of Parent, and distributed an aggregate of 2,921,614 shares of common stock of the Issuer that it held to certain management personnel, including Nathaniel J. Lipman, and other minority interest holders in Parent. Mr. Lipman, a director of the Issuer, received 30,754 shares of common stock of the Issuer in the distribution. F1 · price: On October 6, 2017, Novitex Parent, L.P. ("Parent") distributed 27,678,386 shares of common stock, par value $0.0001, of Exela Technologies, Inc. (the "Issuer") to Apollo Novitex Holdings, L.P., which is a limited partner and unitholder of Parent, and distributed an aggregate of 2,921,614 shares of common stock of the Issuer that it held to certain management personnel, including Nathaniel J. Lipman, and other minority interest holders in Parent. Mr. Lipman, a director of the Issuer, received 30,754 shares of common stock of the Issuer in the distribution. Read SEC document |
| May 10, 2017 Filed May 12, 2017 15:51 UTC | WALKER INNOVATION INC. WLKR · Entity 163734 | GrantStock Option (right to buy) · Derivative | 70,000 | Not disclosed Strike: $0.34 | Not disclosed |
DisclosureSEC source: 0001413103-17-000009 · edgar.xml · derivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2027-05-10 F1 · price: Stock option grant pursuant to Amended and Restated Long-term Incentive Plan, effective March 2, 2015 in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. F1 · derivative.exercise_date: Stock option grant pursuant to Amended and Restated Long-term Incentive Plan, effective March 2, 2015 in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. Read SEC document |
| March 20, 2017 Filed Mar 20, 2017 21:25 UTC | WALKER INNOVATION INC. WLKR · Entity 163734 | GrantStock Option (Right to Buy) · Derivative | 75,000 | Not disclosed Strike: $0.43 | Not disclosed |
DisclosureSEC source: 0001413103-17-000007 · edgar.xml · derivative · entry 4 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2025-05-15 F3 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that was approved by Walker Innovation Inc. stockholders on January 17, 2017. The stock options were originally granted to the reporting person May 15, 2015. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4. F3 · price: The transaction reported herein reflects a repricing of options (the "Repricing") that was approved by Walker Innovation Inc. stockholders on January 17, 2017. The stock options were originally granted to the reporting person May 15, 2015. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4. F4 · derivative.exercise_date: Stock option grant pursuant to the Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan, effective March 2, 2015 in respect of 25,000 shares exercisable from and after May 15, 2016; 25,000 shares from and after May 15, 2017; and 25,000 shares from and after May 15, 2018. Read SEC document |
| March 20, 2017 Filed Mar 20, 2017 21:25 UTC | WALKER INNOVATION INC. WLKR · Entity 163734 | GrantStock Option (Right to Buy) · Derivative | 150,000 | Not disclosed Strike: $0.43 | Not disclosed |
DisclosureSEC source: 0001413103-17-000007 · edgar.xml · derivative · entry 2 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2023-11-15 F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that was approved by Walker Innovation Inc. stockholders on January 17, 2017. The stock options were originally granted to the reporting person November 15, 2013. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4. F1 · price: The transaction reported herein reflects a repricing of options (the "Repricing") that was approved by Walker Innovation Inc. stockholders on January 17, 2017. The stock options were originally granted to the reporting person November 15, 2013. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4. F2 · derivative.exercise_date: Stock option granted pursuant to Amended and Restated 2006 Long-Term Incentive Plan in respect of 50,000 Shares exercisable from and after November 15, 2014; 50,000 Shares exercisable from and after November 15, 2015; 50,000 Shares exercisable from and after November 15, 2016. Read SEC document |
| May 15, 2015 Filed Mar 20, 2017 21:25 UTC | WALKER INNOVATION INC. WLKR · Entity 163734 | Disposition to issuerStock Option (Right to Buy) · Derivative | 75,000 | Not disclosed Strike: $1.40 | Not disclosed |
DisclosureSEC source: 0001413103-17-000007 · edgar.xml · derivative · entry 3 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2025-05-15 F3 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that was approved by Walker Innovation Inc. stockholders on January 17, 2017. The stock options were originally granted to the reporting person May 15, 2015. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4. F3 · price: The transaction reported herein reflects a repricing of options (the "Repricing") that was approved by Walker Innovation Inc. stockholders on January 17, 2017. The stock options were originally granted to the reporting person May 15, 2015. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4. F4 · derivative.exercise_date: Stock option grant pursuant to the Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan, effective March 2, 2015 in respect of 25,000 shares exercisable from and after May 15, 2016; 25,000 shares from and after May 15, 2017; and 25,000 shares from and after May 15, 2018. Read SEC document |
| November 15, 2013 Filed Mar 20, 2017 21:25 UTC | WALKER INNOVATION INC. WLKR · Entity 163734 | Disposition to issuerStock Option (Right to Buy) · Derivative | 150,000 | Not disclosed Strike: $4.05 | Not disclosed |
DisclosureSEC source: 0001413103-17-000007 · edgar.xml · derivative · entry 1 Lipman Nathaniel · CIK 0001413103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2023-11-15 F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that was approved by Walker Innovation Inc. stockholders on January 17, 2017. The stock options were originally granted to the reporting person November 15, 2013. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4. F1 · price: The transaction reported herein reflects a repricing of options (the "Repricing") that was approved by Walker Innovation Inc. stockholders on January 17, 2017. The stock options were originally granted to the reporting person November 15, 2013. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4. F2 · derivative.exercise_date: Stock option granted pursuant to Amended and Restated 2006 Long-Term Incentive Plan in respect of 50,000 Shares exercisable from and after November 15, 2014; 50,000 Shares exercisable from and after November 15, 2015; 50,000 Shares exercisable from and after November 15, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.