Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHWESTERN CORPNWE · Entity 112257 | Director | March 06, 2023 | March 07, 2023 |
| NorthWestern Energy Group, Inc.NWE · Entity 4012 | Director | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHWESTERN CORP
Report date March 06, 2023 · Filed March 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,375 |
Reported balance
After 2023-03-06 transaction · row 1
1 source rowRow 1 · 2023-03-06 · Sale · Disposed 2,800 · Balance 4,375 |
NorthWestern Energy Group, Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,261 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 548 · Balance 12,261 F1: Fourth quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2: Includes underlying deferred share units that are issuable subsequent to the reporting person's termination of service from the company. F3: Includes shares acquired from dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Fourth quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors.
F2: Includes underlying deferred share units that are issuable subsequent to the reporting person's termination of service from the company.
F3: Includes shares acquired from dividend reinvestment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 21:24 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 548 | $68.38 | $37,472.24 |
DisclosureSEC source: 0001244563-26-000008 · wk-form4_1791235460.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,261 F1 · shares: Fourth quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · shares: Includes underlying deferred share units that are issuable subsequent to the reporting person's termination of service from the company. F3 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| August 06, 2026 Filed Aug 6, 2026 18:21 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 524 | $71.62 | $37,528.88 |
DisclosureSEC source: 0001244563-26-000006 · wk-form4_1786040496.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,670 F1 · shares: Third quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · shares: Includes underlying deferred share units that are issuable subsequent to the reporting person's termination of service from the company. F3 · price: Grant price as of June 30, 2026. Shares issued as deferred share units on August 06, 2026. F4 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| May 11, 2026 Filed May 12, 2026 14:12 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 569 | $65.94 | $37,519.86 |
DisclosureSEC source: 0001244563-26-000004 · wk-form4_1778595169.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,109 F1 · shares: Second quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · shares: Includes underlying deferred share units that are issuable subsequent to the reporting person's termination of service from the company. F3 · price: Grant price as of March 31, 2026. Shares issued as deferred share units on May 11, 2026. F4 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 03, 2026 Filed Feb 4, 2026 15:05 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 581 | $64.54 | $37,497.74 |
DisclosureSEC source: 0001244563-26-000002 · wk-form4_1770217526.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,505 F1 · shares: First quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · shares: Includes underlying deferred share units that are issuable subsequent to the reporting person's termination of service from the company. F3 · price: Grant price as of December 31, 2025. Shares issued as deferred share units on February 2, 2026. F4 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| November 04, 2025 Filed Nov 5, 2025 14:55 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 640 | $58.61 | $37,510.40 |
DisclosureSEC source: 0001244563-25-000004 · wk-form4_1762354526.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,896 F1 · shares: Fourth quarter stock grant for 2025 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · shares: Represents underlying deferred share units that are issuable subsequent to the reporting person's termination of service from the company. F3 · price: Grant price as of September 30, 2025. Shares issued as deferred share units on November 3, 2025. F4 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 15:08 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 731 | $51.30 | $37,500.30 |
DisclosureSEC source: 0001993004-25-000126 · wk-form4_1754320135.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,232 F1 · shares: Third quarter stock grant for 2025 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · shares: Represents underlying deferred share units that are issuable subsequent to the reporting person's termination of service from the company. F3 · price: Grant price as of June 30, 2025. Shares issued as deferred share units on August 1, 2025. F4 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| May 02, 2025 Filed May 5, 2025 19:20 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 648 | $57.87 | $37,499.76 |
DisclosureSEC source: 0001993004-25-000092 · wk-form4_1746472835.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,483 F1 · shares: Second quarter stock grant for 2025 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · shares: Represents underlying deferred share units that are issuable subsequent to the reporting person's termination of service from the company. F3 · price: Grant price as of March 31, 2025. Shares issued as deferred share units on May 2, 2025. F4 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 05, 2025 Filed Feb 6, 2025 17:06 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 702 | $53.46 | $37,528.92 |
DisclosureSEC source: 0001993004-25-000016 · wk-form4_1738861589.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,827 F1 · shares: First quarter stock grant for 2025 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · shares: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F3 · price: Grant price as of December 31, 2024. Shares issued as deferred share units on February 5, 2025 Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 21:37 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 688 | $57.22 | $39,367.36 |
DisclosureSEC source: 0001993004-24-000093 · wk-form4_1727905051.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,125 F1 · shares: Fourth quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. Read SEC document |
| July 02, 2024 Filed Jul 2, 2024 20:45 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 688 | $50.08 | $34,455.04 |
DisclosureSEC source: 0001993004-24-000064 · wk-form4_1719953097.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,437 F1 · shares: Third quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. Read SEC document |
| April 02, 2024 Filed Apr 2, 2024 20:06 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 687 | $50.93 | $34,988.91 |
DisclosureSEC source: 0000073088-24-000073 · wk-form4_1712088344.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,749 F1 · shares: Second quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. Read SEC document |
| January 08, 2024 Filed Jan 8, 2024 18:19 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 687 | $50.89 | $34,961.43 |
DisclosureSEC source: 0000073088-24-000014 · wk-form4_1704737983.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,062 F1 · security: On October 2, 2023, NorthWestern Corporation ("NW Corp") implemented a holding company reorganization pursuant to which (a) NorthWestern Energy Group, Inc. ("NWE"), became the successor issuer to NW Corp pursuant to 12g-3(a) of the Securities Exchange Act of 1934, and (b) all shares of outstanding NW Corp common stock automatically converted to shares of NWE common stock. F2 · shares: First quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 13:26 UTC | NORTHWESTERN CORP NWE · Entity 112257 | SaleCommon Stock | 2,800 | $57.26 | $160,328.00 |
DisclosureSEC source: 0000073088-23-000040 · wf-form4_167821355573422.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,375 Read SEC document |
| January 06, 2023 Filed Jan 6, 2023 16:37 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $59.34 | $163,185.00 |
DisclosureSEC source: 0000073088-23-000010 · wf-form4_167304104423356.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,175 F1 · shares: Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors. Read SEC document |
| February 23, 2022 Filed Feb 23, 2022 17:12 UTC | NORTHWESTERN CORP NWE · Entity 112257 | SaleCommon Stock | 2,430 | $58.48 | $142,106.40 |
DisclosureSEC source: 0000073088-22-000031 · wf-form4_164565432798692.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,425 Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 12:26 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $56.83 | $156,282.50 |
DisclosureSEC source: 0000073088-22-000005 · wf-form4_164140359090725.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,855 Read SEC document |
| May 14, 2021 Filed May 14, 2021 13:06 UTC | NORTHWESTERN CORP NWE · Entity 112257 | SaleCommon Stock | 2,200 | $65.15 | $143,330.00 |
DisclosureSEC source: 0000073088-21-000098 · wf-form4_162101197937005.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,105 F1 · price: This transaction was executed in multiple trades at prices ranging from $65.08 to $65.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 17:47 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $57.16 | $157,190.00 |
DisclosureSEC source: 0000073088-21-000006 · wf-form4_160988683120001.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,305 F1 · shares: Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 15:45 UTC | NORTHWESTERN CORP NWE · Entity 112257 | SaleCommon Stock | 3,100 | $79.67 | $246,977.00 |
DisclosureSEC source: 0000073088-20-000036 · wf-form4_158214511470363.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,555 F1 · price: This transaction was executed in multiple trades at prices ranging from $79.60 to $79.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:00 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $70.46 | $193,765.00 |
DisclosureSEC source: 0000073088-20-000006 · wf-form4_157809241914961.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,655 F1 · shares: Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors. Read SEC document |
| February 25, 2019 Filed Feb 25, 2019 13:04 UTC | NORTHWESTERN CORP NWE · Entity 112257 | SaleCommon Stock | 2,300 | $67.34 | $154,882.00 |
DisclosureSEC source: 0000073088-19-000033 · wf-form4_155111788195554.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,905 Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 15:44 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $58.03 | $159,582.50 |
DisclosureSEC source: 0000073088-19-000006 · wf-form4_154654823290453.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,005 F1 · shares: Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 09:47 UTC | NORTHWESTERN CORP NWE · Entity 112257 | SaleCommon Stock | 900 | $60.95 | $54,855.00 |
DisclosureSEC source: 0000073088-18-000163 · wf-form4_154212041372968.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,255 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 11:38 UTC | NORTHWESTERN CORP NWE · Entity 112257 | SaleCommon Stock | 1,800 | $57.38 | $103,284.00 |
DisclosureSEC source: 0000073088-18-000066 · wf-form4_151992230250062.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,155 Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 14:20 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $57.81 | $158,977.50 |
DisclosureSEC source: 0000073088-18-000004 · wf-form4_151509363438923.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,955 F1 · shares: Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 16:31 UTC | NORTHWESTERN CORP NWE · Entity 112257 | SaleCommon Stock | 245 | $60.49 | $14,820.05 |
DisclosureSEC source: 0000073088-17-000126 · wf-form4_150369308232426.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,205 Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 10:19 UTC | NORTHWESTERN CORP NWE · Entity 112257 | SaleCommon Stock | 1,500 | $58.42 | $87,630.00 |
DisclosureSEC source: 0000073088-17-000060 · wf-form4_148881357023022.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,450 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:39 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 0 | $57.00 | $0.00 |
DisclosureSEC source: 0000073088-17-000007 · wf-form4_148365595415946.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,950 F1 · shares: Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors. Read SEC document |
| January 03, 2017 Filed Jan 10, 2017 17:00 UTC Amendment | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $57.00 | $156,750.00 |
DisclosureSEC source: 0000073088-17-000013 · wf-form4a_148408559612429.xml · nonDerivative · entry 1 HORSFALL JAN ROBERT · CIK 0001244563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,950 F1 · shares: Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors. F2 · shares: The original Form 4, filed on January 5, 2017 was filed in a timely manner and correctly indicated the amount of securities beneficially owned following the reported transaction. However, the number of shares acquired were inadvertently incorrectly reported on the initial Form 4 filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.