Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bank of New York Mellon CorpBNY · Entity 2899 | SEVP & General Counsel | August 05, 2026 | August 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bank of New York Mellon Corp
Report date August 05, 2026 · Filed August 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,988.607 |
Reported balance
After 2026-08-05 transaction · row 1
1 source rowRow 1 · 2026-08-05 · Gift · Disposed 249 · Balance 49,988.607 F1: Represents shares of common stock gifted by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock gifted by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2026 Filed Aug 6, 2026 20:27 UTC | Bank of New York Mellon Corp BNY · Entity 2899 | GiftCommon Stock | 249 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-338187 · ownership.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,988.607 F1 · kind: Represents shares of common stock gifted by the reporting person. Read SEC document |
| April 17, 2026 Filed Apr 21, 2026 20:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 30,000 | $136.50 | $4,094,919.00 |
DisclosureSEC source: 0001193125-26-167033 · ownership.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,237.607 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $135.98 to $136.7989. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 22:03 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 29,034 | $115.54 | $3,354,588.36 |
DisclosureSEC source: 0001193125-26-072023 · ownership.xml · nonDerivative · entry 2 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,237.607 F2 · shares: Shares withheld in payment of tax liability. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 22:03 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 52,501 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-072023 · ownership.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,271.607 F1 · shares: Represents Performance Share Units granted in February 2023 for which performance goals have been achieved, as certified on February 23, 2026. Each unit represents the right to one share of the issuer's common stock. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 21:39 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 3,530 | $117.74 | $415,622.20 |
DisclosureSEC source: 0001193125-26-057212 · ownership.xml · nonDerivative · entry 3 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,770.607 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 21:39 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 5,202 | $117.74 | $612,483.48 |
DisclosureSEC source: 0001193125-26-057212 · ownership.xml · nonDerivative · entry 2 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,300.607 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 21:39 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 5,413 | $117.74 | $637,326.62 |
DisclosureSEC source: 0001193125-26-057212 · ownership.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,502.607 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 21:43 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 16,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-037741 · ownership.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,915.607 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units are scheduled to vest in annual increments of one-third beginning on February 15, 2027. Vested units will be settled in Common Stock. F2 · balance_after: Due to an administrative error, the total shares beneficially owned in Mr. McCarthy's Form 4 filed February 5, 2025 was calculated incorrectly. Previous transaction was correct as reported. The total in column 5 reflects the updated amount. Read SEC document |
| July 22, 2025 Filed Jul 24, 2025 20:39 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 20,000 | $98.45 | $1,969,000.00 |
DisclosureSEC source: 0000950170-25-098380 · ownership.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,114.607 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $98.40 to $98.48. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 29, 2025 Filed May 1, 2025 21:13 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 30,000 | $79.03 | $2,370,900.00 |
DisclosureSEC source: 0000950170-25-062002 · ownership.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,114.607 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $79.00 to $79.10. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 22:36 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 21,322 | $86.34 | $1,840,941.48 |
DisclosureSEC source: 0000950170-25-030182 · ownership.xml · nonDerivative · entry 2 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,114.607 F2 · shares: Shares withheld in payment of tax liability. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 22:36 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 43,781.797 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-030182 · ownership.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,436.607 F1 · shares: Represents Performance Share Units granted February 2022 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 26, 2025. Each unit represents the right to one share of the issuer's common stock. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 21:09 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 4,802 | $87.84 | $421,807.68 |
DisclosureSEC source: 0000950170-25-023164 · ownership.xml · nonDerivative · entry 3 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,654.81 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 21:09 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 4,997 | $87.84 | $438,936.48 |
DisclosureSEC source: 0000950170-25-023164 · ownership.xml · nonDerivative · entry 2 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,456.81 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 21:09 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 3,308 | $87.84 | $290,574.72 |
DisclosureSEC source: 0000950170-25-023164 · ownership.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,453.81 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:25 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 19,149 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014533 · ownership.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,764.81 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units are scheduled to vest in annual increments of one-third beginning on February 15, 2026. Vested units will be settled in Common Stock. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 20:58 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 25,000 | $76.31 | $1,907,872.50 |
DisclosureSEC source: 0000950170-24-115356 · ownership.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,403.81 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $76.280 to $76.405. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 19, 2024 Filed Apr 23, 2024 20:38 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 40,000 | $56.15 | $2,245,868.00 |
DisclosureSEC source: 0001209191-24-005363 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,403.81 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $56.1400 to $56.1900. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:49 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 27,548 | $55.64 | $1,532,770.72 |
DisclosureSEC source: 0001209191-24-003999 · doc4.xml · nonDerivative · entry 2 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,403.81 F2 · shares: Shares withheld in payment of tax liability. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:49 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 53,960.796 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-003999 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,951.81 F1 · shares: Represents Performance Share Units granted in February 2021 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 23, 2024. Each unit represents the right to one share of the issuer's common stock. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:32 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 4,998 | $55.29 | $276,339.42 |
DisclosureSEC source: 0001209191-24-003527 · doc4.xml · nonDerivative · entry 2 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,991.014 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:32 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 3,308 | $55.29 | $182,899.32 |
DisclosureSEC source: 0001209191-24-003527 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,989.014 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 21:34 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 4,022 | $55.11 | $221,652.42 |
DisclosureSEC source: 0001209191-24-003099 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,297.014 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:36 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 28,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002651 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,319.014 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on February 15, 2025. Vested units will be settled in Common Stock. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 20:03 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 35,000 | $46.33 | $1,621,410.00 |
DisclosureSEC source: 0001209191-23-043041 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,102.014 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from 46.3201 to 46.3501. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:21 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 12,686 | $50.46 | $640,135.56 |
DisclosureSEC source: 0001209191-23-013656 · doc4.xml · nonDerivative · entry 2 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,102.014 F2 · shares: Shares withheld in payment of tax liability. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:21 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 24,848.447 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-013656 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,788.014 F1 · shares: Represents Performance Share Units granted in February 2020 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 24, 2023. Each unit represents the right to one share of the issuer's common stock. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:11 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 3,309 | $51.77 | $171,306.93 |
DisclosureSEC source: 0001209191-23-010537 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,939.567 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:27 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 29,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009740 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,248.567 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on February 15, 2024. Vested units will be settled in Common Stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:17 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 9,251 | $51.40 | $475,501.40 |
DisclosureSEC source: 0001209191-23-009112 · doc4.xml · nonDerivative · entry 2 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,883.567 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:17 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 1,600 | $51.40 | $82,240.00 |
DisclosureSEC source: 0001209191-23-009112 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,134.567 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:26 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 2,951 | $51.78 | $152,802.78 |
DisclosureSEC source: 0001209191-23-008379 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,734.567 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| October 19, 2022 Filed Oct 21, 2022 20:32 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 20,000 | $39.37 | $787,314.00 |
DisclosureSEC source: 0001209191-22-054278 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,685.567 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $39.3601 to $39.385. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 21:45 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 13,571.431 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012272 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,685.567 F1 · shares: Represents Performance Share Units granted in February 2019 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 18, 2022. Each unit represents the right to one share of the issuer's common stock. F2 · balance_after: Total reflects an adjustment for updated withholding amount on previously disclosed RSU vesting. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:21 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 2,125 | $62.33 | $132,451.25 |
DisclosureSEC source: 0001209191-22-009780 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,010.136 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:28 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 1,600 | $63.47 | $101,552.00 |
DisclosureSEC source: 0001209191-22-009270 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,135.136 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 21:23 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 2,917 | $63.62 | $185,579.54 |
DisclosureSEC source: 0001209191-22-008445 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,735.136 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 22:09 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 19,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008084 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,652.136 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on February 15, 2023. Vested units will be settled in Common Stock. Read SEC document |
| May 06, 2021 Filed May 7, 2021 20:31 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 12,500 | $51.65 | $645,657.50 |
DisclosureSEC source: 0001209191-21-030923 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,214.136 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $51.65 to $51.6601. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:37 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 35,000 | $46.79 | $1,637,650.00 |
DisclosureSEC source: 0001209191-21-027798 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,714.136 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $46.782 to $46.815. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 2,255 | $42.16 | $95,070.80 |
DisclosureSEC source: 0001209191-21-016091 · doc4.xml · nonDerivative · entry 2 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,714.136 F2 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 11,667.963 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016091 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,969.136 F1 · shares: Represents Performance Shares Units granted in February 2018 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 19, 2021. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 26, 2021. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 21:20 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 1,693 | $42.13 | $71,326.09 |
DisclosureSEC source: 0001209191-21-010726 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,301.173 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:19 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversion2/23/2012 Stock Options · Derivative | 16,290 | Not disclosed Strike: $22.03 | Not disclosed |
DisclosureSEC source: 0001209191-21-010134 · doc4.xml · derivative · entry 7 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,290 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Not Applicable F6 · derivative.exercise_date: Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2012, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2022. Grant vested in 1/4 increments annually beginning on the date indicated. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:19 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversion2/24/2011 Stock Options · Derivative | 14,188 | Not disclosed Strike: $30.13 | Not disclosed |
DisclosureSEC source: 0001209191-21-010134 · doc4.xml · derivative · entry 6 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,188 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Not Applicable F4 · derivative.exercise_date: Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2011, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2021. Grant vested in 1/4 increments annually beginning on the date indicated. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:19 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 1,507 | $41.74 | $62,902.18 |
DisclosureSEC source: 0001209191-21-010134 · doc4.xml · nonDerivative · entry 5 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,994.173 F3 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:19 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 16,290 | $42.15 | $686,542.05 |
DisclosureSEC source: 0001209191-21-010134 · doc4.xml · nonDerivative · entry 4 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,501.173 F2 · price: Represents the weighted average price of shares sold with actual prices ranging from $42.120 to $42.185. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:19 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversionCommon Stock | 16,290 | $22.03 | $358,868.70 |
DisclosureSEC source: 0001209191-21-010134 · doc4.xml · nonDerivative · entry 3 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,791.173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:19 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 14,188 | $42.16 | $598,095.14 |
DisclosureSEC source: 0001209191-21-010134 · doc4.xml · nonDerivative · entry 2 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,501.173 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $42.150 to $42.175. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:19 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversionCommon Stock | 14,188 | $30.13 | $427,484.44 |
DisclosureSEC source: 0001209191-21-010134 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,689.173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.