Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Moelis & CoMC · Entity 3898 | General Counsel, Secretary | September 17, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Moelis & Co
Report date September 17, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2021 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,166.12 |
Reported balance
After 2026-09-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-17 · Grant · Acquired 23.4 · Balance 2,166.12 F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2022 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,130.35 |
Reported balance
After 2026-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-17 · Grant · Acquired 44.61 · Balance 4,130.35 F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2023 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,905.6 |
Reported balance
After 2026-09-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-17 · Grant · Acquired 52.99 · Balance 4,905.6 F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2024 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,429.54 |
Reported balance
After 2026-09-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-17 · Grant · Acquired 58.64 · Balance 5,429.54 F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2025 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,166.06 |
Reported balance
After 2026-09-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-17 · Grant · Acquired 66.6 · Balance 6,166.06 F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 12, 2026 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2025 Special Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,433.34 |
Reported balance
After 2026-09-17 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-17 · Grant · Acquired 15.48 · Balance 1,433.34 F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7: Special Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 12, 2026 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F6: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 12, 2026 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F7: Special Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 12, 2026 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 27, 2020 Filed Apr 1, 2020 00:51 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 421.41 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021962 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,411.57 Underlying: Class A Common Stock · 421.41 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:51 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 308.14 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021962 · doc4.xml · derivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,613.03 Underlying: Class A Common Stock · 308.14 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:51 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 255.35 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021962 · doc4.xml · derivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,308.67 Underlying: Class A Common Stock · 255.35 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:51 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 186.24 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021962 · doc4.xml · derivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,601.32 Underlying: Class A Common Stock · 186.24 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| February 20, 2020 Filed Feb 22, 2020 02:20 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive RSUs · Derivative | 2,497.26 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011852 · doc4.xml · derivative · entry 9 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,990.16 Underlying: Class A Common Stock · 2,497.26 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 20, 2020. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 20, 2020. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 20, 2020. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 20, 2020. F2 · derivative.underlying: The RSUs were settled for Class A common stock on February 20, 2020. Read SEC document |
| February 20, 2020 Filed Feb 22, 2020 02:20 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive RSUs · Derivative | 2,433.77 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011852 · doc4.xml · derivative · entry 8 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,304.88 Underlying: Class A Common Stock · 2,433.77 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 20, 2020. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 20, 2020. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 20, 2020. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 20, 2020. Read SEC document |
| February 20, 2020 Filed Feb 22, 2020 02:20 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive RSUs · Derivative | 3,026.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011852 · doc4.xml · derivative · entry 7 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,053.33 Underlying: Class A Common Stock · 3,026.66 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 20, 2020. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 20, 2020. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 20, 2020. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 20, 2020. Read SEC document |
| February 20, 2020 Filed Feb 22, 2020 02:20 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2015 Incentive RSUs · Derivative | 4,413.72 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011852 · doc4.xml · derivative · entry 6 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,415.08 Underlying: Class A Common Stock · 4,413.72 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 20, 2020. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 20, 2020. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 20, 2020. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 20, 2020. Read SEC document |
| February 20, 2020 Filed Feb 22, 2020 02:20 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 4,961.27 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011852 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,961.27 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 20, 2020. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 20, 2020. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 20, 2020. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 20, 2020. Read SEC document |
| February 20, 2020 Filed Feb 22, 2020 02:20 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 8,667 | $36.72 | $318,252.24 |
DisclosureSEC source: 0001209191-20-011852 · doc4.xml · nonDerivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,603 Read SEC document |
| February 20, 2020 Filed Feb 22, 2020 02:20 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 193.68 | $36.72 | $7,111.93 |
DisclosureSEC source: 0001209191-20-011852 · doc4.xml · nonDerivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,270 Read SEC document |
| February 20, 2020 Filed Feb 22, 2020 02:20 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 17,332.68 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-011852 · doc4.xml · nonDerivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,463.68 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 19, 2020 Filed Feb 22, 2020 02:20 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 16,969 | $37.54 | $637,016.26 |
DisclosureSEC source: 0001209191-20-011852 · doc4.xml · nonDerivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131 Read SEC document |
| February 13, 2020 Filed Feb 19, 2020 01:01 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 15,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010406 · doc4.xml · derivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,315 Underlying: Class A Common Stock · 15,315 shares Expires not disclosed F1 · security: Each 2019 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2019 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2019 Incentive Restricted Stock Units vest in equal installments on February 23, 2021, February 23, 2022, February 23, 2023, February 23, 2024 and February 23, 2025. F2 · derivative.expiration_date: The 2019 Incentive Restricted Stock Units vest in equal installments on February 23, 2021, February 23, 2022, February 23, 2023, February 23, 2024 and February 23, 2025. Read SEC document |
| February 07, 2020 Filed Feb 12, 2020 00:39 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionIPO Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $16.70 | $0.00 |
DisclosureSEC source: 0001209191-20-008526 · doc4.xml · derivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Grant of Stock Options pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_price: The IPO Options were originally issued at $25.00. Moelis & Company (the "Company") paid special dividends of $8.30, in aggregate, through February 7, 2020. As required under Section 5 of the Company's 2014 Omnibus Incentive Plan, the Compensation Committee of the Company's Board of Directors equitably reduced the exercise price of the Company's outstanding options to purchase common stock by $8.30 from $25.00 per share to $16.70 per share. Such options are held by certain current and former employees of the Company, including officers and directors. F3 · derivative.exercise_date: The IPO Options vested in full on April 22, 2019. The IPO Options expire on April 22, 2020. F3 · derivative.expiration_date: The IPO Options vested in full on April 22, 2019. The IPO Options expire on April 22, 2020. Read SEC document |
| February 07, 2020 Filed Feb 12, 2020 00:39 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 10,000 | $38.80 | $388,000.00 |
DisclosureSEC source: 0001209191-20-008526 · doc4.xml · nonDerivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,100 Read SEC document |
| February 07, 2020 Filed Feb 12, 2020 00:39 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 10,000 | $16.70 | $167,000.00 |
DisclosureSEC source: 0001209191-20-008526 · doc4.xml · nonDerivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:16 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 197.02 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061037 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,487.42 Underlying: Class A Common Stock · 197.02 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:16 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 153.65 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061037 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,738.65 Underlying: Class A Common Stock · 153.65 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:16 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 143.26 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061037 · doc4.xml · derivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,079.99 Underlying: Class A Common Stock · 143.26 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:16 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 139.3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061037 · doc4.xml · derivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,828.8 Underlying: Class A Common Stock · 139.3 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:16 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 78.28 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061037 · doc4.xml · derivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,961.27 Underlying: Class A Common Stock · 78.28 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 02:00 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionIPO Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $16.70 | $0.00 |
DisclosureSEC source: 0001209191-19-055387 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Grant of Stock Options pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_price: The Top Up and IPO Options were originally issued at $25.00. Moelis & Company (the "Company") paid special dividends of $8.30, in aggregate, through August 29, 2019. As required under Section 5 of the Company's 2014 Omnibus Incentive Plan, the Compensation Committee of the Company's Board of Directors equitably reduced the exercise price of the Company's outstanding options to purchase common stock by $8.30 from $25.00 per share to $16.70 per share. Such options are held by certain current and former employees of the Company, including officers and directors. F4 · derivative.exercise_date: The IPO Options vested in full on April 22, 2019. The IPO Options expire on April 22, 2020. F4 · derivative.expiration_date: The IPO Options vested in full on April 22, 2019. The IPO Options expire on April 22, 2020. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 02:00 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionTop Up Options (Right to Buy) · Derivative | 5,776 | $0.00 Strike: $16.70 | $0.00 |
DisclosureSEC source: 0001209191-19-055387 · doc4.xml · derivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,776 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Grant of Stock Options pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_price: The Top Up and IPO Options were originally issued at $25.00. Moelis & Company (the "Company") paid special dividends of $8.30, in aggregate, through August 29, 2019. As required under Section 5 of the Company's 2014 Omnibus Incentive Plan, the Compensation Committee of the Company's Board of Directors equitably reduced the exercise price of the Company's outstanding options to purchase common stock by $8.30 from $25.00 per share to $16.70 per share. Such options are held by certain current and former employees of the Company, including officers and directors. F3 · derivative.exercise_date: The Top Up Options vested 25% on April 22, 2017, 25% on April 22, 2018 and 50% on April 22, 2019. The Top Up Options expire on April 22, 2020. F3 · derivative.expiration_date: The Top Up Options vested 25% on April 22, 2017, 25% on April 22, 2018 and 50% on April 22, 2019. The Top Up Options expire on April 22, 2020. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 02:00 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 15,776 | $35.33 | $557,366.08 |
DisclosureSEC source: 0001209191-19-055387 · doc4.xml · nonDerivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,100 Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 02:00 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 15,776 | $16.70 | $263,459.20 |
DisclosureSEC source: 0001209191-19-055387 · doc4.xml · nonDerivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:58 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 185.88 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051403 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,290.39 Underlying: Class A Common Stock · 185.88 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:58 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 144.96 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051403 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,584.99 Underlying: Class A Common Stock · 144.96 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:58 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 135.16 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051403 · doc4.xml · derivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,936.73 Underlying: Class A Common Stock · 135.16 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:58 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 131.42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051403 · doc4.xml · derivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,689.5 Underlying: Class A Common Stock · 131.42 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:58 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 73.85 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051403 · doc4.xml · derivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,882.99 Underlying: Class A Common Stock · 73.85 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:54 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 177.1213 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039410 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,104.51 Underlying: Class A Common Stock · 177.1213 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:54 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 138.1334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039410 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,440.03 Underlying: Class A Common Stock · 138.1334 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:54 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 128.7906 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039410 · doc4.xml · derivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,801.57 Underlying: Class A Common Stock · 128.7906 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:54 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 125.2281 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039410 · doc4.xml · derivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,558.08 Underlying: Class A Common Stock · 125.2281 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:54 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 70.3707 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039410 · doc4.xml · derivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,809.14 Underlying: Class A Common Stock · 70.3707 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:21 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive RSUs · Derivative | 2,324.618 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027593 · doc4.xml · derivative · entry 9 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,301.897 Underlying: Class A Common Stock · 2,324.618 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:21 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive RSUs · Derivative | 2,890.926 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027593 · doc4.xml · derivative · entry 8 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,672.777 Underlying: Class A Common Stock · 2,890.926 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:21 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2015 Incentive RSUs · Derivative | 4,215.773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027593 · doc4.xml · derivative · entry 7 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,432.851 Underlying: Class A Common Stock · 4,215.773 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:21 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 4,737.37 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027593 · doc4.xml · derivative · entry 6 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,738.768 Underlying: Class A Common Stock · 4,737.37 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:21 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Incentive Restricted Stock Units · Derivative | 5,092.087 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027593 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,092.087 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:21 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 LTI Incentive Restricted Stock Units · Derivative | 14,683.068 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027593 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 14,683.068 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:21 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 16,972 | $37.50 | $636,450.00 |
DisclosureSEC source: 0001209191-19-027593 · doc4.xml · nonDerivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,100 Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:21 UTC | Moelis & Co MC · Entity 3898 | Disposition to issuerClass A Common Stock | 2.841 | $106.54 | $302.68 |
DisclosureSEC source: 0001209191-19-027593 · doc4.xml · nonDerivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,072 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $37.50. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:21 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 33,943.841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-027593 · doc4.xml · nonDerivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,074.841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 00:37 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 481.39 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022851 · doc4.xml · derivative · entry 7 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,927.39 Underlying: Class A Common Stock · 481.39 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F8 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F8 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 00:37 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 469.25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022851 · doc4.xml · derivative · entry 6 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,626.52 Underlying: Class A Common Stock · 469.25 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F7 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 00:37 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 466.72 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022851 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,563.71 Underlying: Class A Common Stock · 466.72 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 00:37 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 510.5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022851 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,648.63 Underlying: Class A Common Stock · 510.5 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 00:37 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 382.46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022851 · doc4.xml · derivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,476.14 Underlying: Class A Common Stock · 382.46 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.