Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Moelis & CoMC · Entity 3898 | General Counsel, Secretary | September 17, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Moelis & Co
Report date September 17, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2021 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,166.12 |
Reported balance
After 2026-09-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-17 · Grant · Acquired 23.4 · Balance 2,166.12 F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2022 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,130.35 |
Reported balance
After 2026-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-17 · Grant · Acquired 44.61 · Balance 4,130.35 F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2023 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,905.6 |
Reported balance
After 2026-09-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-17 · Grant · Acquired 52.99 · Balance 4,905.6 F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2024 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,429.54 |
Reported balance
After 2026-09-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-17 · Grant · Acquired 58.64 · Balance 5,429.54 F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2025 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,166.06 |
Reported balance
After 2026-09-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-17 · Grant · Acquired 66.6 · Balance 6,166.06 F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 12, 2026 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2025 Special Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,433.34 |
Reported balance
After 2026-09-17 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-17 · Grant · Acquired 15.48 · Balance 1,433.34 F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7: Special Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 12, 2026 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F6: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 12, 2026 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F7: Special Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 12, 2026 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2021 Filed Nov 24, 2021 02:41 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 672.72 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066686 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,273.03 Underlying: Class A Common Stock · 672.72 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:41 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 411.41 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066686 · doc4.xml · derivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,340.44 Underlying: Class A Common Stock · 411.41 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:41 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 267.39 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066686 · doc4.xml · derivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,070.72 Underlying: Class A Common Stock · 267.39 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:41 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 166.19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066686 · doc4.xml · derivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,772.96 Underlying: Class A Common Stock · 166.19 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 17, 2021 Filed Sep 22, 2021 00:26 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 84.79 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057163 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,832.35 Underlying: Class A Common Stock · 84.79 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 17, 2021 Filed Sep 22, 2021 00:26 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 140.16 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057163 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,600.3 Underlying: Class A Common Stock · 140.16 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 17, 2021 Filed Sep 22, 2021 00:26 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 85.72 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057163 · doc4.xml · derivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,929.02 Underlying: Class A Common Stock · 85.72 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 17, 2021 Filed Sep 22, 2021 00:26 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 55.71 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057163 · doc4.xml · derivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,803.32 Underlying: Class A Common Stock · 55.71 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 17, 2021 Filed Sep 22, 2021 00:26 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 34.63 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057163 · doc4.xml · derivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,606.77 Underlying: Class A Common Stock · 34.63 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 18, 2021 Filed Jun 23, 2021 01:20 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 402.35 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042641 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,747.56 Underlying: Class A Common Stock · 402.35 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 18, 2021 Filed Jun 23, 2021 01:20 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 665.1 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042641 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,460.14 Underlying: Class A Common Stock · 665.1 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 18, 2021 Filed Jun 23, 2021 01:20 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 406.75 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042641 · doc4.xml · derivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,843.3 Underlying: Class A Common Stock · 406.75 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 18, 2021 Filed Jun 23, 2021 01:20 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 264.37 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042641 · doc4.xml · derivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,747.61 Underlying: Class A Common Stock · 264.37 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 18, 2021 Filed Jun 23, 2021 01:20 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 164.3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042641 · doc4.xml · derivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,572.15 Underlying: Class A Common Stock · 164.3 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:58 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 81.21 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023692 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,345.21 Underlying: Class A Common Stock · 81.21 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:58 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 134.24 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023692 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,795.03 Underlying: Class A Common Stock · 134.24 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:58 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 82.1 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023692 · doc4.xml · derivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,436.55 Underlying: Class A Common Stock · 82.1 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:58 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 53.36 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023692 · doc4.xml · derivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,483.25 Underlying: Class A Common Stock · 53.36 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:58 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 33.16 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023692 · doc4.xml · derivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,407.85 Underlying: Class A Common Stock · 33.16 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 01:50 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 17,020 | $53.08 | $903,421.60 |
DisclosureSEC source: 0001209191-21-014541 · doc4.xml · nonDerivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131 Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:50 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 3,415.2 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014541 · doc4.xml · derivative · entry 8 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,660.79 Underlying: Class A Common Stock · 3,415.2 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:50 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 2,784.41 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014541 · doc4.xml · derivative · entry 7 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,354.46 Underlying: Class A Common Stock · 2,784.41 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:50 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 2,714.95 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014541 · doc4.xml · derivative · entry 6 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,429.89 Underlying: Class A Common Stock · 2,714.95 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:50 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 3,374.68 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014541 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,374.68 Underlying: Class A Common Stock · 3,374.68 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:50 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2015 Incentive Restricted Stock Units · Derivative | 4,922.75 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014541 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,922.75 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:50 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 191.99 | $54.29 | $10,423.14 |
DisclosureSEC source: 0001209191-21-014541 · doc4.xml · nonDerivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,151 Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:50 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 17,211.99 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014541 · doc4.xml · nonDerivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,342.99 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:12 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 8,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013581 · doc4.xml · derivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,264 Underlying: Class A Common Stock · 8,264 shares Expires not disclosed F1 · security: Each 2020 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2020 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2020 Incentive Restricted Stock Units vest in equal installments on February 23, 2022, February 23, 2023, February 23, 2024, February 23, 2025 and February 23, 2026. F2 · derivative.expiration_date: The 2020 Incentive Restricted Stock Units vest in equal installments on February 23, 2022, February 23, 2023, February 23, 2024, February 23, 2025 and February 23, 2026. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:28 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 709.58 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065726 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,075.99 Underlying: Class A Common Stock · 709.58 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:28 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 462.87 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065726 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,138.87 Underlying: Class A Common Stock · 462.87 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:28 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 338.45 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065726 · doc4.xml · derivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,144.84 Underlying: Class A Common Stock · 338.45 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:28 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 280.46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065726 · doc4.xml · derivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,749.37 Underlying: Class A Common Stock · 280.46 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:28 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 204.56 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065726 · doc4.xml · derivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,922.75 Underlying: Class A Common Stock · 204.56 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:52 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 157.99 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062840 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,366.41 Underlying: Class A Common Stock · 157.99 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:52 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 103.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062840 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,676.01 Underlying: Class A Common Stock · 103.06 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:52 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 75.36 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062840 · doc4.xml · derivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,806.38 Underlying: Class A Common Stock · 75.36 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:52 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 62.45 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062840 · doc4.xml · derivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,468.9 Underlying: Class A Common Stock · 62.45 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:52 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 45.55 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062840 · doc4.xml · derivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,718.19 Underlying: Class A Common Stock · 45.55 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:49 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 116.77 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053361 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,208.42 Underlying: Class A Common Stock · 116.77 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:49 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 76.17 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053361 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,572.94 Underlying: Class A Common Stock · 76.17 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:49 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 55.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053361 · doc4.xml · derivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,731.02 Underlying: Class A Common Stock · 55.7 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:49 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 46.15 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053361 · doc4.xml · derivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,406.46 Underlying: Class A Common Stock · 46.15 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:49 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 33.66 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053361 · doc4.xml · derivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,672.64 Underlying: Class A Common Stock · 33.66 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 30, 2020 Filed Jul 3, 2020 01:12 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 130.62 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040828 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,091.65 Underlying: Class A Common Stock · 130.62 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 30, 2020 Filed Jul 3, 2020 01:12 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 85.2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040828 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,496.77 Underlying: Class A Common Stock · 85.2 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 30, 2020 Filed Jul 3, 2020 01:12 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 62.3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040828 · doc4.xml · derivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,675.33 Underlying: Class A Common Stock · 62.3 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 30, 2020 Filed Jul 3, 2020 01:12 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 51.63 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040828 · doc4.xml · derivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,360.3 Underlying: Class A Common Stock · 51.63 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 30, 2020 Filed Jul 3, 2020 01:12 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 37.66 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040828 · doc4.xml · derivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,638.98 Underlying: Class A Common Stock · 37.66 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| April 30, 2020 Filed May 1, 2020 23:57 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 8,472 | $30.12 | $255,176.64 |
DisclosureSEC source: 0001209191-20-026639 · doc4.xml · nonDerivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131 Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:51 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 646.03 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021962 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,961.03 Underlying: Class A Common Stock · 646.03 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.