Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| M&T BANK CORPMTB · Entity 3122 | Director | August 05, 2026 | August 07, 2026 |
| PEOPLE'S UNITED FINANCIAL, INC.PBCT · Entity 105268 | Director · Sr Executive Vice President | April 01, 2022 | April 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
M&T BANK CORP
Report date August 05, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 0 |
Reported balance
After 2026-08-05 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-08-05 · Sale · Disposed 9.3659 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 6,640 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,640 |
PEOPLE'S UNITED FINANCIAL, INC.
Report date April 01, 2022 · Filed April 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-04-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-04-01 · Disposition to issuer · Disposed 74,904 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F2: Includes 28,343 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. F3: Includes 9,308 shares owned indirectly through the People's United Bank 401(k) Plan (including 80 shares acquired through dividend reinvestment) and 4,015 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 34 shares acquired through dividend reinvestment). Information is based on 3/31/22 Plan statements. Row 2 · 2022-04-01 · Grant · Acquired 47,161 · Balance 47,161 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). Row 3 · 2022-04-01 · Disposition to issuer · Disposed 47,161 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). |
| Common StockSEC Table I · non-derivative | IndirectBy Lacey & Sadie, LLC | 0 |
Reported balance
After 2022-04-01 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2022-04-01 · Disposition to issuer · Disposed 44,867 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). |
| Common StockSEC Table I · non-derivative | IndirectGus & Bonnie, LLC | 0 |
Reported balance
After 2022-04-01 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2022-04-01 · Disposition to issuer · Disposed 263,542 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). |
| Series A Nonconvertible Perpetual Preferred StockSEC Table I · non-derivative | IndirectGus & Bonnie, LLC | 0 |
Reported balance
After 2022-04-01 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2022-04-01 · Disposition to issuer · Disposed 40,000 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, of People's United, was converted into the right to receive a share of M&T's Perpetual Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series H. |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $12.94 · Expires 2023-02-21 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-04-01 · Disposition to issuer · Disposed 165,637 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F7: These options vest in annual increments on 3/1/14 (33 1/3%); 3/1/15 (33 1/3%); and 3/1/16 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $13.90 · Expires 2014-02-20 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-04-01 · Disposition to issuer · Disposed 245,799 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F8: These options vest in annual increments on 3/1/15 (33 1/3%); 3/1/16 (33 1/3%); and 3/1/17 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $14.85 · Expires 2025-02-19 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-04-01 · Disposition to issuer · Disposed 154,110 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F9: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $14.57 · Expires 2026-02-18 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-04-01 · Disposition to issuer · Disposed 90,354 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F10: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.71 · Expires 2028-02-15 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2022-04-01 · Disposition to issuer · Disposed 59,075 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F12: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $17.63 · Expires 2029-02-21 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2022-04-01 · Disposition to issuer · Disposed 65,830 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F13: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $16.22 · Expires 2030-02-20 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2022-04-01 · Disposition to issuer · Disposed 79,264 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F14: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.29 · Expires 2031-02-18 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2022-04-01 · Disposition to issuer · Disposed 49,767 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F15: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2032-02-17 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2022-04-01 · Disposition to issuer · Disposed 27,453 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F16: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%). |
| Employee Option To BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.17 · Expires 2027-02-16 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2022-04-01 · Disposition to issuer · Disposed 60,332 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F11: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). |
Filing footnotes · ownership attribution and instrument terms
F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").
F10: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%).
F11: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%).
F12: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%).
F13: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%).
F14: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%).
F15: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%).
F16: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).
F2: Includes 28,343 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.
F3: Includes 9,308 shares owned indirectly through the People's United Bank 401(k) Plan (including 80 shares acquired through dividend reinvestment) and 4,015 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 34 shares acquired through dividend reinvestment). Information is based on 3/31/22 Plan statements.
F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).
F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, of People's United, was converted into the right to receive a share of M&T's Perpetual Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series H.
F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.
F7: These options vest in annual increments on 3/1/14 (33 1/3%); 3/1/15 (33 1/3%); and 3/1/16 (33 1/3%).
F8: These options vest in annual increments on 3/1/15 (33 1/3%); 3/1/16 (33 1/3%); and 3/1/17 (33 1/3%).
F9: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2021 Filed Jan 19, 2021 21:42 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 25,000 | $14.43 | $360,750.00 |
DisclosureSEC source: 0001562180-21-000362 · primarydocument.xml · nonDerivative · entry 2 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,525 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $14.32 to $14.49. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 8,852 shares owned indirectly through the People's United Bank 401(k) Plan (including 119 shares acquired through dividend reinvestment) and 3,377 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 45 shares acquired through dividend reinvestment). Information is based on 12/31/20 Plan statements. Read SEC document |
| January 19, 2021 Filed Jan 19, 2021 21:42 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 25,000 | $12.30 | $307,500.00 |
DisclosureSEC source: 0001562180-21-000362 · primarydocument.xml · nonDerivative · entry 1 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 16:37 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 25,000 | $0.00 Strike: $12.30 | $0.00 |
DisclosureSEC source: 0001562180-21-000259 · primarydocument.xml · derivative · entry 6 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2021-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Exercisable in annual increments on 3/1/13 (33 1/3%); 3/1/14 (33 1/3%); and 3/1/15 (33 1/3%). Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 16:37 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 25,000 | $14.32 | $358,000.00 |
DisclosureSEC source: 0001562180-21-000259 · primarydocument.xml · nonDerivative · entry 2 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,525 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $14.30 to $14.38. The reported price reflects the weighted average sale price plus $0.03. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 8,852 shares owned indirectly through the People's United Bank 401(k) Plan (including 119 shares acquired through dividend reinvestment) and 3,377 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 45 shares acquired through dividend reinvestment). Information is based on 12/31/20 Plan statements. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 16:37 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 25,000 | $12.30 | $307,500.00 |
DisclosureSEC source: 0001562180-21-000259 · primarydocument.xml · nonDerivative · entry 1 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:59 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 7,784 | $13.99 | $108,898.16 |
DisclosureSEC source: 0001562180-20-001981 · primarydocument.xml · nonDerivative · entry 2 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Lacey & Sadie, LLC Disclosed balance after: 28,841 F4 · shares: Represents performance shares granted on February 16, 2017 which vested at 119% of target, less 7,052 shares withheld in payment of taxes due. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F5 · balance_after: Includes 3,650 shares of restricted stock which vested on March 1, 2020. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:59 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 3,147 | $13.99 | $44,026.53 |
DisclosureSEC source: 0001562180-20-001981 · primarydocument.xml · nonDerivative · entry 1 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,612 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F3 · balance_after: Includes 8,365 shares owned indirectly through the People's United Bank 401(k) Plan (including 89 shares acquired through dividend reinvestment) and 2,952 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 31 shares acquired through dividend reinvestment). Information is based on 12/31/19 Plan statements. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:13 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 79,264 | $0.00 Strike: $16.22 | $0.00 |
DisclosureSEC source: 0001562180-20-001460 · primarydocument.xml · derivative · entry 5 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,264 Underlying: Common Stock · 79,264 shares Expires 2030-02-20 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:13 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 8,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001460 · primarydocument.xml · nonDerivative · entry 1 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,409 F1 · shares: These are restricted shares that vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). F2 · balance_after: Includes 8,365 shares owned indirectly through the People's United Bank 401(k) Plan (including 89 shares acquired through dividend reinvestment) and 2,952 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 31 shares acquired through dividend reinvestment). Information is based on 12/31/19 Plan statements. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:01 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GiftCommon Stock | 12,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001630 · primarydocument.xml · nonDerivative · entry 4 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Lacey & Sadie, LLC Disclosed balance after: 12,270 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:01 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GiftCommon Stock | 12,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001630 · primarydocument.xml · nonDerivative · entry 3 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,581 F4 · balance_after: Includes 8,008 shares owned indirectly through the People's United Bank 401(k) Plan (including 88 shares acquired through dividend reinvestment) and 2,567 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 28 shares acquired through dividend reinvestment). Information is based on 12/31/18 Plan statements. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:01 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 8,516 | $17.82 | $151,712.54 |
DisclosureSEC source: 0001562180-19-001630 · primarydocument.xml · nonDerivative · entry 2 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,851 F3 · shares: Represents performance shares granted on February 18, 2016 which vested at 100% of target, less 7,592 shares withheld in payment of taxes due. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:01 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 3,238 | $17.82 | $57,684.97 |
DisclosureSEC source: 0001562180-19-001630 · primarydocument.xml · nonDerivative · entry 1 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,335 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 16:56 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 65,830 | $0.00 Strike: $17.63 | $0.00 |
DisclosureSEC source: 0001562180-19-001294 · primarydocument.xml · derivative · entry 5 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,830 Underlying: Common Stock · 65,830 shares Expires 2029-02-21 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 16:56 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 7,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001294 · primarydocument.xml · nonDerivative · entry 1 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,573 F1 · shares: These are restricted shares that vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). F2 · balance_after: Includes 8,008 shares owned indirectly through the People's United Bank 401(k) Plan (including 88 shares acquired through dividend reinvestment) and 2,567 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 28 shares acquired through dividend reinvestment). Information is based on 12/31/18 Plan statements. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:01 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GiftCommon Stock | 5,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001376 · primarydocument.xml · nonDerivative · entry 3 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Gus & Bonnie, LLC Disclosed balance after: 156,908 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:01 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GiftCommon Stock | 5,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001376 · primarydocument.xml · nonDerivative · entry 2 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,706 F3 · balance_after: Includes 7,708 shares owned indirectly through the People's United Bank 401(k) Plan (including 72 shares acquired through dividend reinvestment) and 2,471 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 20 shares acquired through dividend reinvestment). Information is based on 12/31/17 Plan statements. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:01 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 4,645 | $19.17 | $89,021.43 |
DisclosureSEC source: 0001562180-18-001376 · primarydocument.xml · nonDerivative · entry 1 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,843 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 20:13 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 59,075 | $0.00 Strike: $19.71 | $0.00 |
DisclosureSEC source: 0001562180-18-001035 · primarydocument.xml · derivative · entry 5 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,075 Underlying: Common Stock · 59,075 shares Expires 2028-02-15 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 20:13 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 6,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001035 · primarydocument.xml · nonDerivative · entry 1 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,488 F1 · shares: These are restricted shares that vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). F2 · balance_after: Includes 7,708 shares owned indirectly through the People's United Bank 401(k) Plan (including 72 shares acquired through dividend reinvestment) and 2,471 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 20 shares acquired through dividend reinvestment). Information is based on 12/31/17 Plan statements. Read SEC document |
| March 31, 2017 Filed Apr 17, 2017 20:01 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GiftCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001509 · primarydocument.xml · nonDerivative · entry 2 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Gus & Bonnie, LLC Disclosed balance after: 303,542 F2 · shares: The reporting person's spouse gifted her 50% ownership in Gus & Bonnie, LLC in equal percentages to the Kirk W. Walters, Trustee of the JAW Irrevocable Trust dated March 18, 2017, and the Kirk W. Walters, Trustee of the JWW Irrevocable Trust dated March 18, 2017 (the "Trusts"). The Trusts have no voting power and no investment power with respect to the issuer's shares held by Gus & Bonnie, LLC, and the reporting person is sole trustee of the Trusts. F2 · balance_after: The reporting person's spouse gifted her 50% ownership in Gus & Bonnie, LLC in equal percentages to the Kirk W. Walters, Trustee of the JAW Irrevocable Trust dated March 18, 2017, and the Kirk W. Walters, Trustee of the JWW Irrevocable Trust dated March 18, 2017 (the "Trusts"). The Trusts have no voting power and no investment power with respect to the issuer's shares held by Gus & Bonnie, LLC, and the reporting person is sole trustee of the Trusts. Read SEC document |
| March 17, 2017 Filed Mar 17, 2017 17:53 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GiftCommon Stock | 8,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001286 · primarydocument.xml · nonDerivative · entry 2 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Gus & Bonnie, LLC Disclosed balance after: 303,542 Read SEC document |
| March 17, 2017 Filed Mar 17, 2017 17:53 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GiftCommon Stock | 8,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001286 · primarydocument.xml · nonDerivative · entry 1 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,146 F1 · balance_after: Includes 7,420 shares owned indirectly through the People's United Bank 401(k) Plan (including 68 shares acquired through dividend reinvestment) and 2,103 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 16 shares acquired through dividend reinvestment). Information is based on 12/31/16 Plan statements. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 20:02 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 8,381 | $19.63 | $164,477.13 |
DisclosureSEC source: 0001562180-17-001060 · primarydocument.xml · nonDerivative · entry 1 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,680 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F3 · balance_after: Includes 7,420 shares owned indirectly through the People's United Bank 401(k) Plan (including 68 shares acquired through dividend reinvestment) and 2,103 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 16 shares acquired through dividend reinvestment). Information is based on 12/31/16 Plan statements. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:56 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option To Buy · Derivative | 60,332 | $0.00 Strike: $19.17 | $0.00 |
DisclosureSEC source: 0001562180-17-000797 · primarydocument.xml · derivative · entry 3 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,332 Underlying: Common Stock · 60,332 shares Expires 2027-02-16 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:56 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 6,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000797 · primarydocument.xml · nonDerivative · entry 1 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,061 F1 · shares: These are restricted shares that vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). F2 · balance_after: Includes 7,420 shares owned indirectly through the People's United Bank 401(k) Plan (including 68 shares acquired through dividend reinvestment) and 2,103 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 16 shares acquired through dividend reinvestment). Information is based on 12/31/16 Plan statements. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 17:15 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-003424 · primarydocument.xml · nonDerivative · entry 1 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Gus & Bonnie, LLC Disclosed balance after: 255,008 F1 · kind: These shares were transferred to The Walters Family Foundation, a 501(c)(3) organization. The reporting person is the settlor and a co-trustee of a trust owning a 50% membership interest in Gus & Bonnie, LLC (GBLLC). The remaining 50% membership interest in GBLLC is owned by a second trust of which the reporting person's spouse is the settlor and reporting person is a co-trustee. Read SEC document |
| October 24, 2016 Filed Oct 24, 2016 20:32 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | PurchaseSeries A Nonconvertible Perpetual Preferred Stock | 40,000 | $25.00 | $1,000,000.00 |
DisclosureSEC source: 0001562180-16-003270 · primarydocument.xml · nonDerivative · entry 1 WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Gus & Bonnie, LLC Disclosed balance after: 40,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.