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person · Reporting owner

WALTERS KIRK W

Disclosed activity across 2 companies

Tapewire entity
25681
SEC CIK
0001250515

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
M&T BANK CORPMTB · Entity 3122DirectorAugust 05, 2026August 07, 2026
PEOPLE'S UNITED FINANCIAL, INC.PBCT · Entity 105268Director · Sr Executive Vice PresidentApril 01, 2022April 04, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

M&T BANK CORP

Report date August 05, 2026 · Filed August 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan0 Reported balance After 2026-08-05 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-08-05 · Sale · Disposed 9.3659 · Balance 0

Common StockSEC Table I · non-derivativeDirect6,640 Reported balance Holding disclosure · report date 2026-08-05 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 6,640

PEOPLE'S UNITED FINANCIAL, INC.

Report date April 01, 2022 · Filed April 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2022-04-01 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-04-01 · Disposition to issuer · Disposed 74,904 · Balance 0

F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F2: Includes 28,343 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.

F3: Includes 9,308 shares owned indirectly through the People's United Bank 401(k) Plan (including 80 shares acquired through dividend reinvestment) and 4,015 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 34 shares acquired through dividend reinvestment). Information is based on 3/31/22 Plan statements.

Row 2 · 2022-04-01 · Grant · Acquired 47,161 · Balance 47,161

F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).

Row 3 · 2022-04-01 · Disposition to issuer · Disposed 47,161 · Balance 0

F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).

Common StockSEC Table I · non-derivativeIndirectBy Lacey & Sadie, LLC0 Reported balance After 2022-04-01 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2022-04-01 · Disposition to issuer · Disposed 44,867 · Balance 0

F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

Common StockSEC Table I · non-derivativeIndirectGus & Bonnie, LLC0 Reported balance After 2022-04-01 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2022-04-01 · Disposition to issuer · Disposed 263,542 · Balance 0

F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

Series A Nonconvertible Perpetual Preferred StockSEC Table I · non-derivativeIndirectGus & Bonnie, LLC0 Reported balance After 2022-04-01 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2022-04-01 · Disposition to issuer · Disposed 40,000 · Balance 0

F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, of People's United, was converted into the right to receive a share of M&T's Perpetual Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series H.

Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $12.94 · Expires 2023-02-21Direct0 Reported balance After 2022-04-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-04-01 · Disposition to issuer · Disposed 165,637 · Balance 0

F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F7: These options vest in annual increments on 3/1/14 (33 1/3%); 3/1/15 (33 1/3%); and 3/1/16 (33 1/3%).

Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $13.90 · Expires 2014-02-20Direct0 Reported balance After 2022-04-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-04-01 · Disposition to issuer · Disposed 245,799 · Balance 0

F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F8: These options vest in annual increments on 3/1/15 (33 1/3%); 3/1/16 (33 1/3%); and 3/1/17 (33 1/3%).

Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $14.85 · Expires 2025-02-19Direct0 Reported balance After 2022-04-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-04-01 · Disposition to issuer · Disposed 154,110 · Balance 0

F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F9: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%).

Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $14.57 · Expires 2026-02-18Direct0 Reported balance After 2022-04-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-04-01 · Disposition to issuer · Disposed 90,354 · Balance 0

F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F10: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%).

Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.71 · Expires 2028-02-15Direct0 Reported balance After 2022-04-01 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2022-04-01 · Disposition to issuer · Disposed 59,075 · Balance 0

F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F12: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%).

Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $17.63 · Expires 2029-02-21Direct0 Reported balance After 2022-04-01 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2022-04-01 · Disposition to issuer · Disposed 65,830 · Balance 0

F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F13: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%).

Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $16.22 · Expires 2030-02-20Direct0 Reported balance After 2022-04-01 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2022-04-01 · Disposition to issuer · Disposed 79,264 · Balance 0

F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F14: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%).

Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.29 · Expires 2031-02-18Direct0 Reported balance After 2022-04-01 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2022-04-01 · Disposition to issuer · Disposed 49,767 · Balance 0

F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F15: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%).

Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2032-02-17Direct0 Reported balance After 2022-04-01 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2022-04-01 · Disposition to issuer · Disposed 27,453 · Balance 0

F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F16: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).

Employee Option To BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.17 · Expires 2027-02-16Direct0 Reported balance After 2022-04-01 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-04-01 · Disposition to issuer · Disposed 60,332 · Balance 0

F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F11: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%).

Filing footnotes · ownership attribution and instrument terms

F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F10: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%).

F11: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%).

F12: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%).

F13: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%).

F14: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%).

F15: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%).

F16: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).

F2: Includes 28,343 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.

F3: Includes 9,308 shares owned indirectly through the People's United Bank 401(k) Plan (including 80 shares acquired through dividend reinvestment) and 4,015 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 34 shares acquired through dividend reinvestment). Information is based on 3/31/22 Plan statements.

F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).

F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, of People's United, was converted into the right to receive a share of M&T's Perpetual Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series H.

F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F7: These options vest in annual increments on 3/1/14 (33 1/3%); 3/1/15 (33 1/3%); and 3/1/16 (33 1/3%).

F8: These options vest in annual increments on 3/1/15 (33 1/3%); 3/1/16 (33 1/3%); and 3/1/17 (33 1/3%).

F9: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2022 Filed Aug 11, 2022 19:57 UTC M&T BANK CORP MTB · Entity 3122 SaleCommon Stock 606 $180.00 $109,080.00
Disclosure

SEC source: 0001209191-22-045404 · doc4.xml · nonDerivative · entry 6

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lacey & Sadie, LLC

Disclosed balance after: 4,688

Read SEC document
August 09, 2022 Filed Aug 11, 2022 19:57 UTC M&T BANK CORP MTB · Entity 3122 SaleCommon Stock 1,571 $180.00 $282,780.00
Disclosure

SEC source: 0001209191-22-045404 · doc4.xml · nonDerivative · entry 3

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,134

Read SEC document
August 09, 2022 Filed Aug 11, 2022 19:57 UTC M&T BANK CORP MTB · Entity 3122 SaleCommon Stock 19,545 $180.00 $3,518,100.00
Disclosure

SEC source: 0001209191-22-045404 · doc4.xml · nonDerivative · entry 2

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,705

Read SEC document
August 09, 2022 Filed Aug 11, 2022 19:57 UTC M&T BANK CORP MTB · Entity 3122 Exercise / conversionCommon Stock 19,545 $109.67 $2,143,500.15
Disclosure

SEC source: 0001209191-22-045404 · doc4.xml · nonDerivative · entry 1

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,098 shares previously owned indirectly through People's United Bank 401(k) Plan and 473 shares previously owned indirectly through People's United Financial Inc. ("People's United") Employee Stock Ownership Plan ("ESOP").

Read SEC document
April 29, 2022 Filed May 3, 2022 21:51 UTC M&T BANK CORP MTB · Entity 3122 GrantCommon Stock 721 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026838 · doc4.xml · nonDerivative · entry 1

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,134

F1 · kind: The reporting person was granted an award of restricted stock units under the M&T Bank Corporation 2019 Equity Incentive Compensation Plan for service on the M&T Bank Corporation Board of Directors. Each restricted stock unit vests on the first anniversary of the grant and represents a contingent right to receive one share of M&T Bank Corporation common stock upon vesting.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option to Buy · Derivative 27,453 Not disclosed Strike: $20.93 Not disclosed
Disclosure

SEC source: 0001562180-22-003114 · primarydocument.xml · derivative · entry 16

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,453 shares

Expires 2032-02-17

F6 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F6 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F16 · derivative.exercise_date: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option to Buy · Derivative 49,767 Not disclosed Strike: $15.29 Not disclosed
Disclosure

SEC source: 0001562180-22-003114 · primarydocument.xml · derivative · entry 15

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,767 shares

Expires 2031-02-18

F6 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F6 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F15 · derivative.exercise_date: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option to Buy · Derivative 79,264 Not disclosed Strike: $16.22 Not disclosed
Disclosure

SEC source: 0001562180-22-003114 · primarydocument.xml · derivative · entry 14

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 79,264 shares

Expires 2030-02-20

F6 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F6 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F14 · derivative.exercise_date: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option to Buy · Derivative 65,830 Not disclosed Strike: $17.63 Not disclosed
Disclosure

SEC source: 0001562180-22-003114 · primarydocument.xml · derivative · entry 13

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,830 shares

Expires 2029-02-21

F6 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F6 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F13 · derivative.exercise_date: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option to Buy · Derivative 59,075 Not disclosed Strike: $19.71 Not disclosed
Disclosure

SEC source: 0001562180-22-003114 · primarydocument.xml · derivative · entry 12

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,075 shares

Expires 2028-02-15

F6 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F6 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F12 · derivative.exercise_date: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option To Buy · Derivative 60,332 Not disclosed Strike: $19.17 Not disclosed
Disclosure

SEC source: 0001562180-22-003114 · primarydocument.xml · derivative · entry 11

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,332 shares

Expires 2027-02-16

F6 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F6 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F11 · derivative.exercise_date: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option to Buy · Derivative 90,354 Not disclosed Strike: $14.57 Not disclosed
Disclosure

SEC source: 0001562180-22-003114 · primarydocument.xml · derivative · entry 10

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,534 shares

Expires 2026-02-18

F6 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F6 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F10 · derivative.exercise_date: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option to Buy · Derivative 154,110 Not disclosed Strike: $14.85 Not disclosed
Disclosure

SEC source: 0001562180-22-003114 · primarydocument.xml · derivative · entry 9

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 154,110 shares

Expires 2025-02-19

F6 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F6 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F9 · derivative.exercise_date: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option to Buy · Derivative 245,799 Not disclosed Strike: $13.90 Not disclosed
Disclosure

SEC source: 0001562180-22-003114 · primarydocument.xml · derivative · entry 8

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 245,799 shares

Expires 2014-02-20

F6 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F6 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F8 · derivative.exercise_date: These options vest in annual increments on 3/1/15 (33 1/3%); 3/1/16 (33 1/3%); and 3/1/17 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option to Buy · Derivative 165,637 Not disclosed Strike: $12.94 Not disclosed
Disclosure

SEC source: 0001562180-22-003114 · primarydocument.xml · derivative · entry 7

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 165,637 shares

Expires 2023-02-21

F6 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F6 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F7 · derivative.exercise_date: These options vest in annual increments on 3/1/14 (33 1/3%); 3/1/15 (33 1/3%); and 3/1/16 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerSeries A Nonconvertible Perpetual Preferred Stock 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-003114 · primarydocument.xml · nonDerivative · entry 6

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Gus & Bonnie, LLC

Disclosed balance after: 0

F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F5 · kind: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, of People's United, was converted into the right to receive a share of M&T's Perpetual Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series H.

F1 · price: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F5 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, of People's United, was converted into the right to receive a share of M&T's Perpetual Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series H.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerCommon Stock 263,542 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-003114 · primarydocument.xml · nonDerivative · entry 5

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Gus & Bonnie, LLC

Disclosed balance after: 0

F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F1 · shares: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F1 · price: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerCommon Stock 44,867 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-003114 · primarydocument.xml · nonDerivative · entry 4

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lacey & Sadie, LLC

Disclosed balance after: 0

F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F1 · shares: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F1 · price: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerCommon Stock 47,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-003114 · primarydocument.xml · nonDerivative · entry 3

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F4 · kind: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).

F4 · shares: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).

F1 · price: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F4 · price: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).

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April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 GrantCommon Stock 47,161 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003114 · primarydocument.xml · nonDerivative · entry 2

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,161

F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F4 · kind: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).

F4 · shares: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).

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April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerCommon Stock 74,904 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-003114 · primarydocument.xml · nonDerivative · entry 1

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F2 · kind: Includes 28,343 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.

F2 · shares: Includes 28,343 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.

F3 · shares: Includes 9,308 shares owned indirectly through the People's United Bank 401(k) Plan (including 80 shares acquired through dividend reinvestment) and 4,015 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 34 shares acquired through dividend reinvestment). Information is based on 3/31/22 Plan statements.

F1 · price: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F2 · price: Includes 28,343 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.

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April 01, 2022 Filed Apr 6, 2022 01:37 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 10,661 Not disclosed Strike: $123.44 Not disclosed
Disclosure

SEC source: 0001209191-22-023384 · doc4.xml · derivative · entry 17

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,661

Underlying: Common Stock · 10,661 shares

Expires 2024-07-01

F7 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F6 · derivative.exercise_date: Currently exercisable.

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April 01, 2022 Filed Apr 6, 2022 01:37 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 3,239 Not disclosed Strike: $177.40 Not disclosed
Disclosure

SEC source: 0001209191-22-023384 · doc4.xml · derivative · entry 16

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,239

Underlying: Common Stock · 3,239 shares

Expires 2024-07-01

F7 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F6 · derivative.exercise_date: Currently exercisable.

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April 01, 2022 Filed Apr 6, 2022 01:37 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 5,872 Not disclosed Strike: $129.54 Not disclosed
Disclosure

SEC source: 0001209191-22-023384 · doc4.xml · derivative · entry 15

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,872

Underlying: Common Stock · 5,872 shares

Expires 2024-07-01

F7 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F6 · derivative.exercise_date: Currently exercisable.

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April 01, 2022 Filed Apr 6, 2022 01:37 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 9,353 Not disclosed Strike: $137.42 Not disclosed
Disclosure

SEC source: 0001209191-22-023384 · doc4.xml · derivative · entry 14

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,353

Underlying: Common Stock · 9,353 shares

Expires 2024-07-01

F7 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F6 · derivative.exercise_date: Currently exercisable.

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April 01, 2022 Filed Apr 6, 2022 01:37 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 18,184 Not disclosed Strike: $125.85 Not disclosed
Disclosure

SEC source: 0001209191-22-023384 · doc4.xml · derivative · entry 13

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,184

Underlying: Common Stock · 18,184 shares

Expires 2024-07-01

F7 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F6 · derivative.exercise_date: Currently exercisable.

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April 01, 2022 Filed Apr 6, 2022 01:37 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 7,767 Not disclosed Strike: $149.39 Not disclosed
Disclosure

SEC source: 0001209191-22-023384 · doc4.xml · derivative · entry 12

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,767

Underlying: Common Stock · 7,767 shares

Expires 2024-07-01

F7 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F6 · derivative.exercise_date: Currently exercisable.

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April 01, 2022 Filed Apr 6, 2022 01:37 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 6,970 Not disclosed Strike: $167.01 Not disclosed
Disclosure

SEC source: 0001209191-22-023384 · doc4.xml · derivative · entry 11

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,970

Underlying: Common Stock · 6,970 shares

Expires 2024-07-01

F7 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F6 · derivative.exercise_date: Currently exercisable.

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April 01, 2022 Filed Apr 6, 2022 01:37 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 29,004 Not disclosed Strike: $117.82 Not disclosed
Disclosure

SEC source: 0001209191-22-023384 · doc4.xml · derivative · entry 10

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,004

Underlying: Common Stock · 29,004 shares

Expires 2024-02-20

F7 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F6 · derivative.exercise_date: Currently exercisable.

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April 01, 2022 Filed Apr 6, 2022 01:37 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 7,119 Not disclosed Strike: $162.42 Not disclosed
Disclosure

SEC source: 0001209191-22-023384 · doc4.xml · derivative · entry 9

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,119

Underlying: Common Stock · 7,119 shares

Expires 2024-07-01

F7 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F6 · derivative.exercise_date: Currently exercisable.

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April 01, 2022 Filed Apr 6, 2022 01:37 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 19,545 Not disclosed Strike: $109.67 Not disclosed
Disclosure

SEC source: 0001209191-22-023384 · doc4.xml · derivative · entry 8

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,545

Underlying: Common Stock · 19,545 shares

Expires 2023-02-21

F7 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F6 · derivative.exercise_date: Currently exercisable.

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April 01, 2022 Filed Apr 6, 2022 01:37 UTC M&T BANK CORP MTB · Entity 3122 GrantSeries H Perpetual Non-Cumulative Preferred Stock 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-023384 · doc4.xml · nonDerivative · entry 7

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gus & Bonnie, LLC

Disclosed balance after: 40,000

F5 · kind: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, of People's United, was converted into the right to receive a share of M&T's Perpetual Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series H.

F5 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, of People's United, was converted into the right to receive a share of M&T's Perpetual Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series H.

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April 01, 2022 Filed Apr 6, 2022 01:37 UTC M&T BANK CORP MTB · Entity 3122 GrantCommon Stock 31,097 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-023384 · doc4.xml · nonDerivative · entry 6

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gus & Bonnie, LLC

Disclosed balance after: 31,097

F1 · kind: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio").

F1 · price: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio").

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:37 UTC M&T BANK CORP MTB · Entity 3122 GrantCommon Stock 5,294 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-023384 · doc4.xml · nonDerivative · entry 5

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lacey & Sadie, LLC

Disclosed balance after: 5,294

F1 · kind: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio").

F1 · price: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio").

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:37 UTC M&T BANK CORP MTB · Entity 3122 GrantCommon Stock 473 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-023384 · doc4.xml · nonDerivative · entry 4

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 473

F1 · kind: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio").

F1 · price: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio").

F4 · ownership.nature: Shares allocated for the benefit of the reporting person under the People's United Employee Stock Ownership Plan ("ESOP").

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April 01, 2022 Filed Apr 6, 2022 01:37 UTC M&T BANK CORP MTB · Entity 3122 GrantCommon Stock 1,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-023384 · doc4.xml · nonDerivative · entry 3

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 1,098

F1 · kind: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio").

F1 · price: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio").

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:37 UTC M&T BANK CORP MTB · Entity 3122 Tax withholdingCommon Stock 4,640 $19.87 $92,173.60
Disclosure

SEC source: 0001209191-22-023384 · doc4.xml · nonDerivative · entry 2

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,571

F2 · kind: Estimated number of shares withheld for taxes upon the vesting of restricted share units the reporting person received for previously granted People's United performance share units and the vesting of shares the reporting person received for previously granted People's United restricted stock, pursuant to the Merger Agreement. Due to the timing of the availability of tax withholding information, the final number of shares withheld for taxes cannot be determined at the time of this filing. An amendment will be filed to disclose the final number of shares withheld for taxes.

F3 · price: High/Low average of People's United common stock on April 1, 2022.

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April 01, 2022 Filed Apr 6, 2022 01:37 UTC M&T BANK CORP MTB · Entity 3122 GrantCommon Stock 9,211 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-023384 · doc4.xml · nonDerivative · entry 1

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,211

F1 · kind: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio").

F1 · price: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio").

Read SEC document
April 01, 2022 Filed Apr 28, 2022 23:11 UTC Amendment M&T BANK CORP MTB · Entity 3122 Tax withholdingCommon Stock 3,795 $168.45 $639,267.75
Disclosure

SEC source: 0001209191-22-026070 · doc4a.xml · nonDerivative · entry 1

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,413

F1 · kind: As indicated in the Form 4 filed on April 5, 2022 that reported shares received by the reporting person in connection with the Merger (as defined in such Form 4), the number of shares withheld for taxes upon the vesting of certain restricted share units and restricted stock in connection with the Merger was estimated in such filing because final tax withholding information was not available at the time. This amendment is being filed to report the final number of shares that were withheld for taxes upon the vesting of such restricted share units and restricted stock. The total owned after the withheld shares also reflects three fewer shares that the reporting person received in the Merger than what was previously reported due to a clerical error.

F2 · price: High/Low average of M&T's common stock on April 1, 2022.

F1 · balance_after: As indicated in the Form 4 filed on April 5, 2022 that reported shares received by the reporting person in connection with the Merger (as defined in such Form 4), the number of shares withheld for taxes upon the vesting of certain restricted share units and restricted stock in connection with the Merger was estimated in such filing because final tax withholding information was not available at the time. This amendment is being filed to report the final number of shares that were withheld for taxes upon the vesting of such restricted share units and restricted stock. The total owned after the withheld shares also reflects three fewer shares that the reporting person received in the Merger than what was previously reported due to a clerical error.

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April 01, 2022 Filed Feb 6, 2026 02:13 UTC Amendment M&T BANK CORP MTB · Entity 3122 GrantCommon Stock 13,130 Not disclosed Not disclosed
Disclosure

SEC source: 0001250515-26-000005 · wk-form4a_1770344020.xml · nonDerivative · entry 1

WALTERS KIRK W · CIK 0001250515 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,130

F1 · kind: This amendment is being filed to report the correct number of shares of M&T Bank Corporation common stock the reporting person received in exchange for the shares of People's United Financial, Inc. they owned on April 1, 2022. The initial number of shares was understated due to a clerical error.

F2 · price: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio").

F1 · acquired: This amendment is being filed to report the correct number of shares of M&T Bank Corporation common stock the reporting person received in exchange for the shares of People's United Financial, Inc. they owned on April 1, 2022. The initial number of shares was understated due to a clerical error.

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March 01, 2022 Filed Mar 3, 2022 17:04 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 GrantCommon Stock 9,861 $20.08 $197,984.23
Disclosure

SEC source: 0001562180-22-002178 · primarydocument.xml · nonDerivative · entry 1

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,559

F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares.

F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date.

F3 · balance_after: Includes 8,159 shares of restricted stock, which vested on March 1, 2022.

F4 · balance_after: Includes 9,228 shares owned indirectly through the People's United Bank 401(k) Plan (including 89 shares acquired through dividend reinvestment) and 3,749 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 36 shares acquired through dividend reinvestment). Information is based on 12/31/21 Plan statements.

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February 17, 2022 Filed Feb 18, 2022 16:40 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 GrantEmployee Option to Buy · Derivative 27,453 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001562180-22-001618 · primarydocument.xml · derivative · entry 5

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,453

Underlying: Common Stock · 27,453 shares

Expires 2032-02-17

F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).

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February 17, 2022 Filed Feb 18, 2022 16:40 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 GrantCommon Stock 19,697 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001618 · primarydocument.xml · nonDerivative · entry 1

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,698

F1 · shares: These are restricted shares that vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).

F2 · balance_after: Includes 9,228 shares owned indirectly through the People's United Bank 401(k) Plan (including 89 shares acquired through dividend reinvestment) and 3,749 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 36 shares acquired through dividend reinvestment). Information is based on 12/31/21 Plan statements.

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November 23, 2021 Filed Nov 26, 2021 17:32 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Exercise / conversionEmployee Option to Buy · Derivative 86,433 $0.00 Strike: $12.65 $0.00
Disclosure

SEC source: 0001562180-21-007294 · primarydocument.xml · derivative · entry 6

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 86,433 shares

Expires 2022-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable in annual increments on 3/1/14 (50%); 3/1/15 (25%); and 3/1/16 (25%).

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November 23, 2021 Filed Nov 26, 2021 17:32 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Tax withholdingCommon Stock 71,215 $18.83 $1,340,800.41
Disclosure

SEC source: 0001562180-21-007294 · primarydocument.xml · nonDerivative · entry 2

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,876

F1 · balance_after: Includes 9,140 shares owned indirectly through the People's United Bank 401(k) Plan (including 101 shares acquired through dividend reinvestment) and 3,713 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 41 shares acquired through dividend reinvestment). Information is based on 9/30/21 Plan statements.

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November 23, 2021 Filed Nov 26, 2021 17:32 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Exercise / conversionCommon Stock 86,433 $12.65 $1,093,377.45
Disclosure

SEC source: 0001562180-21-007294 · primarydocument.xml · nonDerivative · entry 1

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2021 Filed Mar 3, 2021 19:51 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 GrantCommon Stock 8,612 $18.24 $157,104.41
Disclosure

SEC source: 0001562180-21-001873 · primarydocument.xml · nonDerivative · entry 2

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Lacey & Sadie, LLC

Disclosed balance after: 44,867

F2 · shares: Represents performance shares granted on February 15, 2018 which vested at 120% of target, less 7,436 shares withheld in payment of taxes due.

F3 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date.

F4 · balance_after: Includes 7,414 shares of restricted stock which vested on March 1, 2021.

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February 18, 2021 Filed Feb 19, 2021 20:58 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 GrantEmployee Option to Buy · Derivative 49,767 $0.00 Strike: $15.29 $0.00
Disclosure

SEC source: 0001562180-21-001317 · primarydocument.xml · derivative · entry 5

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,767

Underlying: Common Stock · 49,767 shares

Expires 2031-02-18

F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%).

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February 18, 2021 Filed Feb 19, 2021 20:58 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 GrantCommon Stock 8,924 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001317 · primarydocument.xml · nonDerivative · entry 1

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,449

F1 · shares: These are restricted shares that vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%).

F2 · balance_after: (2) Includes 8,852 shares owned indirectly through the People's United Bank 401(k) Plan (including 118 shares acquired through dividend reinvestment) and 3,377 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 45 shares acquired through dividend reinvestment). Information is based on 12/31/20 Plan statements.

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January 19, 2021 Filed Jan 19, 2021 21:42 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Exercise / conversionEmployee Option to Buy · Derivative 25,000 $0.00 Strike: $12.30 $0.00
Disclosure

SEC source: 0001562180-21-000362 · primarydocument.xml · derivative · entry 6

WALTERS KIRK W · CIK 0001250515 · Director · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2021-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Exercisable in annual increments on 3/1/13 (33 1/3%); 3/1/14 (33 1/3%); and 3/1/15 (33 1/3%).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.