Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Douglas Elliman Inc.DOUG · Entity 6469 | Director | May 06, 2024 | May 09, 2024 |
| Franklin BSP Capital CorpNONE · Entity 9878 | Director | November 23, 2020 | November 23, 2020 |
| Franklin BSP Lending CorpNONE · Entity 94873 | Director | November 01, 2016 | November 03, 2016 |
| Franklin BSP Private Credit FundFBPAX · Entity 26120 | Director | October 03, 2022 | October 04, 2022 |
| GRIFFON CORPGFF · Entity 3998 | Director · Chairman of the Board and CEO | August 05, 2026 | August 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Douglas Elliman Inc.
Report date May 06, 2024 · Filed May 09, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 175,060 |
Reported balance
After 2024-05-06 transaction · row 1
1 source rowRow 1 · 2024-05-06 · Grant · Acquired 81,560 · Balance 175,060 F1: On May 6, 2024 the Issuer granted the Reporting Person a restricted stock award of 81,560 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments on each of May 6, 2025 and May 6, 2026, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 6, 2024 the Issuer granted the Reporting Person a restricted stock award of 81,560 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments on each of May 6, 2025 and May 6, 2026, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.
Franklin BSP Capital Corp
Report date November 23, 2020 · Filed November 23, 2020
This filing explicitly reported no securities owned.
Franklin BSP Lending Corp
Report date November 01, 2016 · Filed November 03, 2016
This filing explicitly reported no securities owned.
Franklin BSP Private Credit Fund
Report date October 03, 2022 · Filed October 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-10-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Filing footnotes · ownership attribution and instrument terms
F1: Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
GRIFFON CORP
Report date August 05, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,684,297 |
Ending reported balance
After 2026-08-05 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-08-05 · Sale · Disposed 12,916 · Balance 1,771,381 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.99, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the ranges set forth in footnotes (1), (2), (3), (4) and (5) to this Form 4. Row 2 · 2026-08-05 · Sale · Disposed 17,322 · Balance 1,754,059 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.995 to $101.99, inclusive. Row 3 · 2026-08-05 · Sale · Disposed 45,240 · Balance 1,708,819 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.01 to $102.99, inclusive. Row 4 · 2026-08-05 · Sale · Disposed 16,402 · Balance 1,692,417 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.99, inclusive. Row 5 · 2026-08-05 · Sale · Disposed 8,120 · Balance 1,684,297 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.995 to $104.60, inclusive. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 5,240 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 5,240 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 40,298 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 40,298 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.99, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the ranges set forth in footnotes (1), (2), (3), (4) and (5) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.995 to $101.99, inclusive.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.01 to $102.99, inclusive.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.99, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.995 to $104.60, inclusive.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 09, 2022 Filed Aug 11, 2022 13:00 UTC | Douglas Elliman Inc. DOUG · Entity 6469 | PurchaseCommon Stock | 10,000 | $5.33 | $53,307.00 |
DisclosureSEC source: 0000899243-22-028335 · doc4.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.31 to $5.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 28, 2022 Filed Sep 28, 2022 20:32 UTC | GRIFFON CORP GFF · Entity 3998 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-22-000064 · wf-form4_166439715811681.xml · nonDerivative · entry 2 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,592,629 Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 02:00 UTC | Douglas Elliman Inc. DOUG · Entity 6469 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-000227 · doc4.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · shares: On December 31, 2021, the Issuer granted the Reporting Person a restricted stock award of 30,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments commencing on December 15, 2022, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control. Read SEC document |
| December 30, 2021 Filed Sep 28, 2022 20:32 UTC | GRIFFON CORP GFF · Entity 3998 | GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-22-000064 · wf-form4_166439715811681.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,594,629 Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:35 UTC | GRIFFON CORP GFF · Entity 3998 | Tax withholdingCommon Stock | 187,076 | $24.87 | $4,652,580.12 |
DisclosureSEC source: 0000050725-21-000085 · wf-form4_164020888804407.xml · nonDerivative · entry 2 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,602,629 F2 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:35 UTC | GRIFFON CORP GFF · Entity 3998 | GrantCommon Stock | 85,781 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-21-000085 · wf-form4_164020888804407.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,789,705 F1 · shares: Represents a portion of the restricted shares granted to the reporting person on December 20, 2017 under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Such restricted shares were subject to both service period vesting (time-based) and the attainment of specified performance criteria (performance-based vesting) related to the Company's stock price and the total shareholder return of the Company's stock relative to a market index. It was previously certified that the performance criteria was achieved to a certain extent and the shares related to such certification were reported on a Form 4 filed on July 29, 2021. Following the end of the performance period, it was determined that the performance criteria was achieved with respect to an additional 85,781 shares. Read SEC document |
| July 28, 2021 Filed Jul 29, 2021 21:00 UTC | GRIFFON CORP GFF · Entity 3998 | GrantCommon Stock | 288,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-21-000054 · wf-form4_162759230132280.xml · nonDerivative · entry 3 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,703,924 F2 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified performance criteria related to the company's stock price; on July 28, 2021, it was certified that such performance criteria was satisfied to a certain extent. Subject to the reporting person's continued employment, the restricted shares will vest on January 27, 2025. Read SEC document |
| July 28, 2021 Filed Jul 29, 2021 21:00 UTC | GRIFFON CORP GFF · Entity 3998 | GrantCommon Stock | 288,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-21-000054 · wf-form4_162759230132280.xml · nonDerivative · entry 2 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,415,924 F1 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified performance criteria related to the company's stock price; on July 28, 2021, it was certified that such performance criteria was satisfied to a certain extent. Subject to the reporting person's continued employment, the restricted shares will vest on December 20, 2021. Read SEC document |
| June 28, 2021 Filed Jul 29, 2021 21:00 UTC | GRIFFON CORP GFF · Entity 3998 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-21-000054 · wf-form4_162759230132280.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,127,924 Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:28 UTC | GRIFFON CORP GFF · Entity 3998 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-20-000087 · wf-form4_160858610687921.xml · nonDerivative · entry 2 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,129,924 Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:28 UTC | GRIFFON CORP GFF · Entity 3998 | GrantCommon Stock | 182,203 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-20-000087 · wf-form4_160858610687921.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,144,924 F1 · shares: Restricted stock grant under the Company's 2016 Equity Incentive Plan. The stock will vest in one installment on December 17, 2023. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 20:03 UTC | GRIFFON CORP GFF · Entity 3998 | SaleCommon Stock | 500,000 | $21.50 | $10,750,000.00 |
DisclosureSEC source: 0000050725-20-000059 · wf-form4_159838579790221.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,962,721 F1 · price: Shares were sold in an underwritten public offering; this is the price at which shares were sold to the public. The net price per share to the registrant, after taking into account the underwriters' discount, is $20.47875. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 21:46 UTC | GRIFFON CORP GFF · Entity 3998 | Tax withholdingCommon Stock | 189,905 | $21.90 | $4,158,919.50 |
DisclosureSEC source: 0000050725-20-000032 · wf-form4_158050715678084.xml · nonDerivative · entry 4 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,462,721 F2 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 21:46 UTC | GRIFFON CORP GFF · Entity 3998 | GrantCommon Stock | 89,693 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-20-000032 · wf-form4_158050715678084.xml · nonDerivative · entry 3 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,652,626 F1 · shares: Represents a portion of the restricted shares granted to the reporting person on January 29, 2016 under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Such restricted shares were subject to both service period vesting (time-based) and the attainment of specified performance criteria (performance-based vesting) related to the Company's stock price and the total shareholder return of the Company's stock relative to a market index. It was previously certified that the performance criteria was achieved to a certain extent and the shares related to such certification were reported on a Form 4 filed on February 1, 2017. Following the end of the performance period, it was determined that the performance criteria was achieved with respect to an additional 89,693 shares. Read SEC document |
| December 18, 2019 Filed Jan 31, 2020 21:46 UTC | GRIFFON CORP GFF · Entity 3998 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-20-000032 · wf-form4_158050715678084.xml · nonDerivative · entry 2 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,562,933 Read SEC document |
| December 06, 2019 Filed Jan 31, 2020 21:46 UTC | GRIFFON CORP GFF · Entity 3998 | GiftCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-20-000032 · wf-form4_158050715678084.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,565,933 Read SEC document |
| May 01, 2019 Filed May 2, 2019 21:00 UTC | GRIFFON CORP GFF · Entity 3998 | GrantCommon Stock | 288,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-19-000036 · wf-form4_155683081037997.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,608,933 F1 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified performance criteria related to the company's stock price; on May 1, 2019, it was certified that such performance criteria was satisfied to a certain extent. Subject to the reporting person's continued employment, the restricted shares will vest on December 20, 2022. Read SEC document |
| December 06, 2018 Filed Nov 14, 2019 21:01 UTC | GRIFFON CORP GFF · Entity 3998 | GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-19-000070 · wf-form5_157376526038580.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,583,933 Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 16:13 UTC | GRIFFON CORP GFF · Entity 3998 | PurchaseCommon Stock | 5,000 | $12.24 | $61,200.00 |
DisclosureSEC source: 0000050725-18-000088 · wf-form4_154359441061073.xml · nonDerivative · entry 2 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,320,933 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.10 to $12.47, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 16:13 UTC | GRIFFON CORP GFF · Entity 3998 | PurchaseCommon Stock | 5,000 | $12.41 | $62,050.00 |
DisclosureSEC source: 0000050725-18-000088 · wf-form4_154359441061073.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,315,933 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.90 to $12.58, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. Read SEC document |
| November 27, 2018 Filed Nov 28, 2018 15:18 UTC | GRIFFON CORP GFF · Entity 3998 | PurchaseCommon Stock | 5,000 | $11.96 | $59,800.00 |
DisclosureSEC source: 0000050725-18-000086 · wf-form4_154341832309983.xml · nonDerivative · entry 2 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,310,933 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.83 to $12.03, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 15:18 UTC | GRIFFON CORP GFF · Entity 3998 | PurchaseCommon Stock | 5,000 | $12.12 | $60,600.00 |
DisclosureSEC source: 0000050725-18-000086 · wf-form4_154341832309983.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,305,933 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.00 to $12.22, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. Read SEC document |
| November 23, 2018 Filed Nov 26, 2018 14:59 UTC | GRIFFON CORP GFF · Entity 3998 | PurchaseCommon Stock | 5,000 | $11.86 | $59,300.00 |
DisclosureSEC source: 0000050725-18-000082 · wf-form4_154324437085095.xml · nonDerivative · entry 2 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,300,933 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.72 to $11.92, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 14:59 UTC | GRIFFON CORP GFF · Entity 3998 | PurchaseCommon Stock | 5,000 | $12.72 | $63,600.00 |
DisclosureSEC source: 0000050725-18-000082 · wf-form4_154324437085095.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,295,933 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.59 to $12.84, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 00:43 UTC | GRIFFON CORP GFF · Entity 3998 | PurchaseCommon Stock | 10,000 | $11.97 | $119,700.00 |
DisclosureSEC source: 0000050725-18-000080 · wf-form4_154267457072061.xml · nonDerivative · entry 2 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,290,933 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.69 to $12.52, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 00:43 UTC | GRIFFON CORP GFF · Entity 3998 | PurchaseCommon Stock | 19,997 | $12.20 | $243,963.40 |
DisclosureSEC source: 0000050725-18-000080 · wf-form4_154267457072061.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,280,933 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.97 to $12.43, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. Read SEC document |
| December 12, 2017 Filed Nov 20, 2018 00:19 UTC Amendment | GRIFFON CORP GFF · Entity 3998 | GiftCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-18-000078 · wf-form5a_154267313183579.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,260,936 Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:11 UTC | GRIFFON CORP GFF · Entity 3998 | GrantCommon Stock | 298,667 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000029 · wf-form4_148598350160238.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,284,936 F1 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified performance criteria related to the company's stock price; on January 30, 2017, it was certified that such performance criteria was satisfied to a certain extent. Subject to the reporting person's continued employment, the restricted shares will vest on January 29, 2020. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:07 UTC | GRIFFON CORP GFF · Entity 3998 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-16-000172 · wf-form4_148071283435159.xml · nonDerivative · entry 2 KRAMER RONALD J · CIK 0001195908 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,986,269 Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:07 UTC | GRIFFON CORP GFF · Entity 3998 | Tax withholdingCommon Stock | 271,438 | $23.90 | $6,487,368.20 |
DisclosureSEC source: 0000050725-16-000172 · wf-form4_148071283435159.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,006,269 F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:20 UTC | GRIFFON CORP GFF · Entity 3998 | GrantCommon Stock | 494,334 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-16-000164 · wf-form4_147941759712429.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,277,707 F1 · shares: Restricted shares granted under the Company's 2011 Equity Incentive Plan in two transactions exempt under Rule 16b. Vesting of all restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 15, 2016, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.