Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RPM INTERNATIONAL INC/DE/RPM · Entity 3418 | Director · Chairman and CEO | August 05, 2026 | August 07, 2026 |
| TIMKEN COTKR · Entity 1862 | Director | May 08, 2026 | May 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RPM INTERNATIONAL INC/DE/
Report date August 05, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 1,213,277 |
Reported balance
After 2026-08-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-05 · Exercise / conversion · Acquired 200,000 · Balance 1,213,277 |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 1,106,748 |
Reported balance
After 2026-08-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-08-05 · Disposition to issuer · Disposed 106,529 · Balance 1,106,748 |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 1,065,995 |
Reported balance
After 2026-08-05 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-08-05 · Tax withholding · Disposed 40,753 · Balance 1,065,995 F1: Includes 23,970 shares of Common Stock, issued as Performance Earned Restricted Stock. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $62.17 · Expires 2029-07-18 | Direct | 1,031,300 |
Reported balance
After 2026-08-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-05 · Exercise / conversion · Disposed 200,000 · Balance 1,031,300 F3: The Stock Appreciation Rights vested on July 18, 2020, 2021, 2022 and 2023. F4: Stock Appreciation Rights granted in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2020 and 2026 and expire 10 years from the date of grant. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy Thomas C. Sullivan Irrevocable Trust FBO Frank C. Sullivan 10/26/12 | 15,600 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 15,600 |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy 401(k) Plan | 5,274 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 5,274 F2: Approximate number of shares of Common Stock held as of August 5, 2026 in the account of the Reporting Person by Fidelity Trust Management Company, as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 23,970 shares of Common Stock, issued as Performance Earned Restricted Stock.
F2: Approximate number of shares of Common Stock held as of August 5, 2026 in the account of the Reporting Person by Fidelity Trust Management Company, as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
F3: The Stock Appreciation Rights vested on July 18, 2020, 2021, 2022 and 2023.
F4: Stock Appreciation Rights granted in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2020 and 2026 and expire 10 years from the date of grant.
TIMKEN CO
Report date May 08, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Share UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-05-08 | Direct | 1,280 |
Reported balance
After 2026-05-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-08 · Grant · Acquired 1,280 · Balance 1,280 F1: Grant of restricted share units that vest 100% one year from date of grant. |
| Common StockSEC Table I · non-derivative | Direct | 69,467 |
Reported balance
Holding disclosure · report date 2026-05-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 69,467 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted share units that vest 100% one year from date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 16, 2020 Filed Jan 21, 2020 22:59 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 60,480 | $74.69 | $4,517,251.20 |
DisclosureSEC source: 0001209191-20-004327 · doc4.xml · nonDerivative · entry 3 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 980,813 Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 22:59 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Disposition to issuerCommon Stock, $0.01 par value | 59,339 | $74.69 | $4,432,029.91 |
DisclosureSEC source: 0001209191-20-004327 · doc4.xml · nonDerivative · entry 2 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,041,293 Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 22:59 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Exercise / conversionCommon Stock, $0.01 par value | 200,000 | $22.16 | $4,432,000.00 |
DisclosureSEC source: 0001209191-20-004327 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2019 Filed Jul 14, 2020 20:29 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GiftCommon Stock, $0.01 par value | 14,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042362 · doc5.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904,770 F1 · balance_after: Includes an aggregate of 10,757 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 95,168 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 20,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 25, 2019 Filed Jul 26, 2019 21:34 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 21,439 | $66.45 | $1,424,621.55 |
DisclosureSEC source: 0001209191-19-043408 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,632 F1 · kind: On July 25, 2019, 50,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 21,439 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes an aggregate of 19,195 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 90,473 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 20,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 21:30 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042891 · doc4.xml · derivative · entry 7 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,810,000 Underlying: Common Stock · 200,000 shares Expires 2029-07-18 F4 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 18, 2020. F5 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2011 and 2019 and expire 10 years from the date of grant. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 21:30 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042891 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922,071 F1 · kind: The reporting person was granted 20,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. F2 · balance_after: Includes an aggregate of 19,195 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 90,473 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 70,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 20:38 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 2,486 | $53.52 | $133,050.72 |
DisclosureSEC source: 0001209191-19-034307 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 905,871 F1 · kind: On May 31, 2019, 8,470 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 2,486 shares back to the issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes an aggregate of 19,195 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 90,473 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 50,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| May 10, 2019 Filed May 10, 2019 17:45 UTC | TIMKEN CO TKR · Entity 1862 | GrantRestricted Share Unit · Derivative | 2,425 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000098362-19-000072 · wf-form4_155751033416214.xml · derivative · entry 2 SULLIVAN FRANK C · CIK 0001224025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,425 Underlying: Common Stock · 2,425 shares Expires 2020-05-10 F2 · derivative.exercise_date: Grant of restricted share units that vest 100% one year from date of grant. Read SEC document |
| May 08, 2019 Filed May 10, 2019 17:45 UTC | TIMKEN CO TKR · Entity 1862 | GrantCommon Stock | 2,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000098362-19-000072 · wf-form4_155751033416214.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,457 F1 · security: Represents vesting of 100% of the time-based restricted share units granted on May 8, 2018. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 21:48 UTC | TIMKEN CO TKR · Entity 1862 | PurchaseCommon Stock | 5,000 | $41.05 | $205,250.00 |
DisclosureSEC source: 0000098362-18-000110 · wf-form4_154154089946116.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,932 Read SEC document |
| August 27, 2018 Filed Jul 15, 2019 20:29 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GiftCommon Stock, $0.01 par value | 3,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042080 · doc5.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,071 F1 · balance_after: Includes an aggregate of 19,195 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 90,473 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 50,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 20, 2018 Filed Jul 24, 2018 21:02 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 33,263 | $61.65 | $2,050,663.95 |
DisclosureSEC source: 0001209191-18-043758 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,357 F1 · kind: On July 20, 2018, 75,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 33,263 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes an aggregate of 27,665 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 84,489 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 50,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 21:06 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Disposition to issuerCommon Stock, $0.01 par value | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043107 · doc4.xml · nonDerivative · entry 2 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 941,620 F2 · kind: On July 16, 2018, 80,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, were cancelled by the Compensation Committee of the Issuer and disposed of back to the Issuer. F3 · balance_after: Includes an aggregate of 27,665 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 84,489 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 125,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 21:06 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 3,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043107 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,021,620 F1 · kind: The reporting person was granted 3,088 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 01, 2018 Filed Jul 18, 2018 21:06 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantStock Appreciation Rights · Derivative | 210,000 | $0.00 Strike: $60.01 | $0.00 |
DisclosureSEC source: 0001209191-18-043107 · doc4.xml · derivative · entry 8 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,610,000 Underlying: Common Stock · 210,000 shares Expires 2028-07-16 F5 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 16, 2019. F6 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2011 and 2018 and expire 10 years from the date of grant. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:47 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 5,060 | $49.50 | $250,470.00 |
DisclosureSEC source: 0001209191-18-035169 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,532 F1 · kind: On May 31, 2018, 11,408 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 5,060 shares back to the issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes an aggregate of 24,577 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 84,489 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 125,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 80,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| May 08, 2018 Filed May 8, 2018 21:03 UTC | TIMKEN CO TKR · Entity 1862 | GrantCommon Stock (Restricted) · Derivative | 2,525 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000098362-18-000062 · wf-form4_152581338013815.xml · derivative · entry 2 SULLIVAN FRANK C · CIK 0001224025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,525 Underlying: Common Stock · 2,525 shares Expires 2019-05-08 F1 · derivative.exercise_date: Grant of restricted stock units that vest 100% one year from date of grant. Read SEC document |
| May 03, 2018 Filed May 7, 2018 22:34 UTC | TIMKEN CO TKR · Entity 1862 | PurchaseCommon Stock | 2,000 | $44.85 | $89,700.00 |
DisclosureSEC source: 0000098362-18-000049 · wf-form4_152573244395122.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,932 Read SEC document |
| January 17, 2018 Filed Jan 18, 2018 22:05 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | SaleCommon Stock, $0.01 par value | 35,000 | $52.38 | $1,833,153.00 |
DisclosureSEC source: 0001209191-18-004304 · doc4.xml · nonDerivative · entry 4 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,023,592 F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $52.185 - $52.4. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes an aggregate of 35,985 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 78,141 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 125,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 80,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:05 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Exercise / conversionStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $20.73 | $0.00 |
DisclosureSEC source: 0001209191-18-004304 · doc4.xml · derivative · entry 10 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,000 Underlying: Common Stock · 200,000 shares Expires 2020-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on October 7, 2011. F5 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2011 and 2017 and expire 10 years from the date of grant. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:05 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 50,985 | $52.54 | $2,678,751.90 |
DisclosureSEC source: 0001209191-18-004304 · doc4.xml · nonDerivative · entry 3 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,058,592 Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:05 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Disposition to issuerCommon Stock, $0.01 par value | 78,912 | $52.54 | $4,146,036.48 |
DisclosureSEC source: 0001209191-18-004304 · doc4.xml · nonDerivative · entry 2 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,109,577 Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:05 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Exercise / conversionCommon Stock, $0.01 par value | 200,000 | $20.73 | $4,146,000.00 |
DisclosureSEC source: 0001209191-18-004304 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,188,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2017 Filed Jul 16, 2018 20:28 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GiftCommon Stock, $0.01 par value | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042635 · doc5.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas C. and Sandra S. Sullivan Irrevocable Grandchildren's Trust dated May 8, 2006 Disclosed balance after: 3,350 Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 22:00 UTC Amendment | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 25,353 | $54.67 | $1,386,048.51 |
DisclosureSEC source: 0001209191-17-046230 · doc4a.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 988,489 F1 · security: This amendment is being filed solely to correct a typographical error in Footnote 1 of the reporting person's Form 4 filed July 25, 2017, which incorrectly stated that 654,000 shares of Performance Earned Restricted Stock vested on July 21, 2017. The correct number of shares of Performance Earned Restricted Stock that vested on July 21, 2017 was 54,000 shares. F2 · kind: On July 21, 2017, 54,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 25,353 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 20:36 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 25,353 | $54.67 | $1,386,048.51 |
DisclosureSEC source: 0001209191-17-046175 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 988,489 F1 · kind: On July 21, 2017, 654,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 25,353 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes an aggregate of 35,985 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 78,141 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 125,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 80,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:55 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $55.19 | $0.00 |
DisclosureSEC source: 0001209191-17-045720 · doc4.xml · derivative · entry 7 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,000 Underlying: Common Stock · 200,000 shares Expires 2027-07-17 F4 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 17, 2018. F5 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2010 and 2017 and expire 10 years from the date of grant. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:55 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 3,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045720 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,842 F1 · kind: The reporting person was granted 3,469 shares of Common Stock, issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan. F2 · balance_after: Includes an aggregate of 35,985 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 78,141 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 179,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans, and 80,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:17 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 4,486 | $54.23 | $243,275.78 |
DisclosureSEC source: 0001209191-17-037226 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,873 F1 · kind: On May 31, 2017, 13,866 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 4,486 shares back to the issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes an aggregate of 32,516 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 78,141 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 179,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans, and 80,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| May 09, 2017 Filed May 9, 2017 18:53 UTC | TIMKEN CO TKR · Entity 1862 | GrantCommon Stock | 2,510 | $0.00 | $0.00 |
DisclosureSEC source: 0000098362-17-000057 · wf-form4_149435600397801.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,932 F1 · shares: Grant of restricted shares that vest 100% one year from the date of grant. Read SEC document |
| February 16, 2017 Filed Jul 13, 2017 20:50 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GiftCommon Stock, $0.01 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045049 · doc5.xml · nonDerivative · entry 2 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,010,373 F1 · balance_after: Includes an aggregate of 32,516 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 78,141 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 179,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans, and 80,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| November 30, 2016 Filed Jul 13, 2017 20:50 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GiftCommon Stock, $0.01 par value | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045049 · doc5.xml · nonDerivative · entry 3 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas C. and Sandra S. Sullivan Irrevocable Grandchildren's Trust dated May 8, 2006 Disclosed balance after: 12,405 Read SEC document |
| September 01, 2016 Filed Jul 13, 2017 20:50 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GiftCommon Stock, $0.01 par value | 9,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045049 · doc5.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020,373 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.