Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RPM INTERNATIONAL INC/DE/RPM · Entity 3418 | Director · Chairman and CEO | August 05, 2026 | August 07, 2026 |
| TIMKEN COTKR · Entity 1862 | Director | May 08, 2026 | May 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RPM INTERNATIONAL INC/DE/
Report date August 05, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 1,213,277 |
Reported balance
After 2026-08-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-05 · Exercise / conversion · Acquired 200,000 · Balance 1,213,277 |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 1,106,748 |
Reported balance
After 2026-08-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-08-05 · Disposition to issuer · Disposed 106,529 · Balance 1,106,748 |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 1,065,995 |
Reported balance
After 2026-08-05 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-08-05 · Tax withholding · Disposed 40,753 · Balance 1,065,995 F1: Includes 23,970 shares of Common Stock, issued as Performance Earned Restricted Stock. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $62.17 · Expires 2029-07-18 | Direct | 1,031,300 |
Reported balance
After 2026-08-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-05 · Exercise / conversion · Disposed 200,000 · Balance 1,031,300 F3: The Stock Appreciation Rights vested on July 18, 2020, 2021, 2022 and 2023. F4: Stock Appreciation Rights granted in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2020 and 2026 and expire 10 years from the date of grant. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy Thomas C. Sullivan Irrevocable Trust FBO Frank C. Sullivan 10/26/12 | 15,600 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 15,600 |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy 401(k) Plan | 5,274 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 5,274 F2: Approximate number of shares of Common Stock held as of August 5, 2026 in the account of the Reporting Person by Fidelity Trust Management Company, as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 23,970 shares of Common Stock, issued as Performance Earned Restricted Stock.
F2: Approximate number of shares of Common Stock held as of August 5, 2026 in the account of the Reporting Person by Fidelity Trust Management Company, as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
F3: The Stock Appreciation Rights vested on July 18, 2020, 2021, 2022 and 2023.
F4: Stock Appreciation Rights granted in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2020 and 2026 and expire 10 years from the date of grant.
TIMKEN CO
Report date May 08, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Share UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-05-08 | Direct | 1,280 |
Reported balance
After 2026-05-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-08 · Grant · Acquired 1,280 · Balance 1,280 F1: Grant of restricted share units that vest 100% one year from date of grant. |
| Common StockSEC Table I · non-derivative | Direct | 69,467 |
Reported balance
Holding disclosure · report date 2026-05-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 69,467 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted share units that vest 100% one year from date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 13, 2022 Filed Oct 14, 2022 20:42 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | SaleCommon Stock, $0.01 par value | 65,000 | $92.60 | $6,019,019.50 |
DisclosureSEC source: 0001209191-22-053671 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,706 F1 · balance_after: Includes an aggregate of 7,382 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan"), 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 97,505 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 39,150 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 20:45 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Exercise / conversionStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $47.14 | $0.00 |
DisclosureSEC source: 0001209191-22-045994 · doc4.xml · derivative · entry 8 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,410,000 Underlying: Common Stock · 200,000 shares Expires 2025-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Stock Appreciation Rights vested on July 20, 2016, 2017, 2018 and 2019. F4 · balance_after: Stock Appreciation Rights granted pursuant to the Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2016 and 2022 and expire ten years from the date of grant. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 20:45 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 44,387 | $94.36 | $4,188,357.32 |
DisclosureSEC source: 0001209191-22-045994 · doc4.xml · nonDerivative · entry 3 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115,706 F1 · balance_after: Includes an aggregate of 7,382 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan"), 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 97,505 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 39,150 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 20:45 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Disposition to issuerCommon Stock, $0.01 par value | 99,916 | $94.36 | $9,428,073.76 |
DisclosureSEC source: 0001209191-22-045994 · doc4.xml · nonDerivative · entry 2 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,160,093 Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 20:45 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Exercise / conversionCommon Stock, $0.01 par value | 200,000 | $47.14 | $9,428,000.00 |
DisclosureSEC source: 0001209191-22-045994 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,260,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2022 Filed Jul 20, 2022 21:13 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $81.01 | $0.00 |
DisclosureSEC source: 0001209191-22-042729 · doc4.xml · derivative · entry 8 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,610,000 Underlying: Common Stock · 200,000 shares Expires 2032-07-18 F5 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 18, 2023. F6 · balance_after: Stock Appreciation Rights granted pursuant to the Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2015 and 2022 and expire 10 years from the date of grant. Read SEC document |
| July 18, 2022 Filed Jul 20, 2022 21:13 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 14,449 | $81.01 | $1,170,513.49 |
DisclosureSEC source: 0001209191-22-042729 · doc4.xml · nonDerivative · entry 3 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060,009 F2 · kind: On July 18, 2022, a portion of the Reporting Person's Performance Stock Units previously granted in 2019 pursuant to the Plan vested. In accordance with the Plan, the Reporting Person disposed of 14,449 shares of Common Stock back to the Issuer to satisfy tax obligations of the Reporting Person. F3 · balance_after: Includes an aggregate of 7,382 shares of Common Stock issued pursuant to the Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 97,505 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 39,150 shares of Common Stock, issued as Performance Earned Restricted Stock pursuant to the Plan. Read SEC document |
| July 18, 2022 Filed Jul 20, 2022 21:13 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 34,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042729 · doc4.xml · nonDerivative · entry 2 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,074,458 F2 · kind: On July 18, 2022, a portion of the Reporting Person's Performance Stock Units previously granted in 2019 pursuant to the Plan vested. In accordance with the Plan, the Reporting Person disposed of 14,449 shares of Common Stock back to the Issuer to satisfy tax obligations of the Reporting Person. Read SEC document |
| July 18, 2022 Filed Jul 20, 2022 21:13 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 8,870 | $81.01 | $718,558.70 |
DisclosureSEC source: 0001209191-22-042729 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,040,198 F1 · kind: On July 18, 2022, 20,000 shares of Common Stock issued to the Reporting Person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the Reporting Person disposed of 8,870 shares of Common Stock back to the Issuer to satisfy tax obligations of the Reporting Person. Read SEC document |
| June 17, 2022 Filed Jul 13, 2023 20:43 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GiftCommon Stock, $0.01 par value | 145 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042215 · doc5.xml · nonDerivative · entry 2 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,039,944 Read SEC document |
| June 06, 2022 Filed Jul 13, 2023 20:43 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GiftCommon Stock, $0.01 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042215 · doc5.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,039,799 Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 21:58 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 1,019 | $88.10 | $89,773.90 |
DisclosureSEC source: 0001209191-22-033680 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,056,618 F1 · kind: On May 31, 2022, 3,469 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 1,019 shares back to the issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes an aggregate of 4,932 shares of Common Stock issued pursuant to the Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 99,955 vested restricted shares of Common Stock held in escrow until the reporting person's retirement, and 59,150 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan. Read SEC document |
| May 07, 2022 Filed May 9, 2022 20:32 UTC | TIMKEN CO TKR · Entity 1862 | GrantCommon Stock | 1,340 | $0.00 | $0.00 |
DisclosureSEC source: 0000098362-22-000063 · wf-form4_165212831539103.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,382 F1 · security: Represents vesting of 100% of the time-based restricted share units granted on May 7, 2021. Read SEC document |
| May 06, 2022 Filed May 9, 2022 20:32 UTC | TIMKEN CO TKR · Entity 1862 | GrantRestricted Share Unit · Derivative | 2,310 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000098362-22-000063 · wf-form4_165212831539103.xml · derivative · entry 2 SULLIVAN FRANK C · CIK 0001224025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,310 Underlying: Common Stock · 2,310 shares Expires 2023-05-06 F2 · derivative.exercise_date: Grant of restricted share units that vest 100% one year from date of grant. Read SEC document |
| December 17, 2021 Filed Jul 14, 2022 21:10 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GiftCommon Stock, $0.01 par value | 7,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042150 · doc5.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,049,068 F1 · balance_after: Includes an aggregate of 4,932 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan"), 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 99,955 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 59,150 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 21:44 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $86.93 | $0.00 |
DisclosureSEC source: 0001209191-21-047997 · doc4.xml · derivative · entry 9 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,410,000 Underlying: Common Stock · 200,000 shares Expires 2031-07-21 F6 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 21, 2022. F7 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2015 and 2021 and expire 10 years from the date of grant. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 21:44 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 11,647 | $86.93 | $1,012,473.71 |
DisclosureSEC source: 0001209191-21-047997 · doc4.xml · nonDerivative · entry 4 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,057,637 F3 · kind: On July 21, 2021, a portion of the reporting person's Performance Stock Units previously granted on October 3, 2018 pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 11,647 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. F4 · balance_after: Includes an aggregate of 8,401 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 97,505 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, and 59,150 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 21:44 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 26,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047997 · doc4.xml · nonDerivative · entry 3 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069,284 F3 · kind: On July 21, 2021, a portion of the reporting person's Performance Stock Units previously granted on October 3, 2018 pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 11,647 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 21:44 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 21,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047997 · doc4.xml · nonDerivative · entry 2 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,043,024 F2 · kind: The reporting person was granted 21,150 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 21:44 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 1,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047997 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,021,874 F1 · kind: The reporting person was granted 1,732 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:44 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 1,863 | $93.53 | $174,246.39 |
DisclosureSEC source: 0001209191-21-037237 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020,142 F1 · kind: On May 28, 2021, 4,200 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 1,863 shares back to the issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes an aggregate of 6,669 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 97,505 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, and 38,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| May 08, 2021 Filed May 11, 2021 20:14 UTC | TIMKEN CO TKR · Entity 1862 | GrantCommon Stock | 3,160 | $0.00 | $0.00 |
DisclosureSEC source: 0000098362-21-000103 · wf-form4_162076406648926.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,042 F1 · security: Represents vesting of 100% of the time-based restricted share units granted on May 8, 2020. Read SEC document |
| May 07, 2021 Filed May 11, 2021 20:14 UTC | TIMKEN CO TKR · Entity 1862 | GrantRestricted Share Unit · Derivative | 1,340 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000098362-21-000103 · wf-form4_162076406648926.xml · derivative · entry 2 SULLIVAN FRANK C · CIK 0001224025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,340 Underlying: Common Stock · 1,340 shares Expires 2022-05-07 F2 · derivative.exercise_date: Grant of restricted share units that vest 100% one year from date of grant. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 20:24 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Exercise / conversionStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $44.60 | $0.00 |
DisclosureSEC source: 0001209191-21-029294 · doc4.xml · derivative · entry 8 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,210,000 Underlying: Common Stock · 200,000 shares Expires 2024-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Stock Appreciation Rights vested on July 21, 2015, 2016, 2017 and 2018. F4 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2015 and 2020 and expire 10 years from the date of grant. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 20:24 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 45,525 | $94.53 | $4,303,478.25 |
DisclosureSEC source: 0001209191-21-029294 · doc4.xml · nonDerivative · entry 3 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022,005 F1 · balance_after: Includes an aggregate of 10,869 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 95,168 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 38,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 20:24 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Disposition to issuerCommon Stock, $0.01 par value | 94,362 | $94.53 | $8,920,039.86 |
DisclosureSEC source: 0001209191-21-029294 · doc4.xml · nonDerivative · entry 2 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,067,530 Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 20:24 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Exercise / conversionCommon Stock, $0.01 par value | 200,000 | $44.60 | $8,920,000.00 |
DisclosureSEC source: 0001209191-21-029294 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,161,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2020 Filed Jul 13, 2021 21:08 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GiftCommon Stock, $0.01 par value | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-046568 · doc5.xml · nonDerivative · entry 2 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,012,542 F1 · balance_after: Includes an aggregate of 6,669 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 97,505 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, and 38,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| October 13, 2020 Filed Oct 14, 2020 21:14 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | SaleCommon Stock, $0.01 par value | 68,614 | $87.89 | $6,030,820.67 |
DisclosureSEC source: 0001209191-20-054799 · doc4.xml · nonDerivative · entry 4 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 961,892 F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $87.35 - $88.35. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes an aggregate of 10,869 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 95,168 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 38,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| October 12, 2020 Filed Oct 14, 2020 21:14 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Exercise / conversionStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $33.80 | $0.00 |
DisclosureSEC source: 0001209191-20-054799 · doc4.xml · derivative · entry 9 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,410,000 Underlying: Common Stock · 200,000 shares Expires 2023-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Stock Appreciation Rights vested on July 18, 2014, 2015, 2016 and 2017. F5 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2014 and 2020 and expire 10 years from the date of grant. Read SEC document |
| October 12, 2020 Filed Oct 14, 2020 21:14 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 54,681 | $88.13 | $4,819,036.53 |
DisclosureSEC source: 0001209191-20-054799 · doc4.xml · nonDerivative · entry 3 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,030,506 Read SEC document |
| October 12, 2020 Filed Oct 14, 2020 21:14 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Disposition to issuerCommon Stock, $0.01 par value | 76,705 | $88.13 | $6,760,011.65 |
DisclosureSEC source: 0001209191-20-054799 · doc4.xml · nonDerivative · entry 2 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085,187 Read SEC document |
| October 12, 2020 Filed Oct 14, 2020 21:14 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Exercise / conversionCommon Stock, $0.01 par value | 200,000 | $33.80 | $6,760,000.00 |
DisclosureSEC source: 0001209191-20-054799 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,161,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 20:29 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | SaleCommon Stock, $0.01 par value | 1,345 | $84.55 | $113,719.75 |
DisclosureSEC source: 0001209191-20-047930 · doc4.xml · nonDerivative · entry 4 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas C. and Sandra S. Sullivan Irrevocable Grandchildren's Trust dated May 8, 2006 Disclosed balance after: 0 Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 20:29 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | SaleCommon Stock, $0.01 par value | 24,874 | $84.55 | $2,103,096.70 |
DisclosureSEC source: 0001209191-20-047930 · doc4.xml · nonDerivative · entry 2 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 961,892 F1 · balance_after: Includes an aggregate of 10,869 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 95,168 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 38,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:29 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | SaleCommon Stock, $0.01 par value | 655 | $84.98 | $55,661.90 |
DisclosureSEC source: 0001209191-20-047930 · doc4.xml · nonDerivative · entry 3 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas C. and Sandra S. Sullivan Irrevocable Grandchildren's Trust dated May 8, 2006 Disclosed balance after: 1,345 Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:29 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | SaleCommon Stock, $0.01 par value | 12,126 | $84.98 | $1,030,467.48 |
DisclosureSEC source: 0001209191-20-047930 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 986,766 Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:42 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Exercise / conversionStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $25.87 | $0.00 |
DisclosureSEC source: 0001209191-20-044708 · doc4.xml · derivative · entry 9 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,610,000 Underlying: Common Stock · 200,000 shares Expires 2022-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Stock Appreciation Rights vested on July 16, 2013, 2014, 2015 and 2016. F5 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2013 and 2020 and expire 10 years from the date of grant. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:42 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 60,575 | $81.59 | $4,942,314.25 |
DisclosureSEC source: 0001209191-20-044708 · doc4.xml · nonDerivative · entry 3 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 998,892 F1 · balance_after: Includes an aggregate of 10,869 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 95,168 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 38,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:42 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Disposition to issuerCommon Stock, $0.01 par value | 63,415 | $81.59 | $5,174,029.85 |
DisclosureSEC source: 0001209191-20-044708 · doc4.xml · nonDerivative · entry 2 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,059,467 Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:42 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Exercise / conversionCommon Stock, $0.01 par value | 200,000 | $25.87 | $5,174,000.00 |
DisclosureSEC source: 0001209191-20-044708 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,122,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 21:50 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043648 · doc4.xml · derivative · entry 8 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,810,000 Underlying: Common Stock · 200,000 shares Expires 2030-07-22 F5 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 22, 2021. F6 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2012 and 2020 and expire 10 years from the date of grant. Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 21:50 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043648 · doc4.xml · nonDerivative · entry 2 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922,882 F2 · kind: The reporting person was granted 18,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. F3 · balance_after: Includes an aggregate of 10,869 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 95,168 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 38,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 21:50 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043648 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904,882 F1 · kind: The reporting person was granted 112 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| June 11, 2020 Filed Jul 13, 2021 21:08 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GiftCommon Stock, $0.01 par value | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-046568 · doc5.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,642 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 21:16 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 3,743 | $74.78 | $279,901.54 |
DisclosureSEC source: 0001209191-20-033637 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 919,070 F1 · kind: On May 29, 2020, 8,438 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 3,743 shares back to the issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes an aggregate of 10,757 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 95,168 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 20,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| May 10, 2020 Filed May 11, 2020 22:37 UTC | TIMKEN CO TKR · Entity 1862 | GrantCommon Stock | 2,425 | $0.00 | $0.00 |
DisclosureSEC source: 0000098362-20-000103 · wf-form4_158923661448015.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,882 F1 · security: Represents vesting of 100% of the time-based restricted share units granted on May 10, 2019. Read SEC document |
| May 08, 2020 Filed May 11, 2020 22:37 UTC | TIMKEN CO TKR · Entity 1862 | GrantRestricted Share Unit · Derivative | 3,160 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000098362-20-000103 · wf-form4_158923661448015.xml · derivative · entry 2 SULLIVAN FRANK C · CIK 0001224025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,160 Underlying: Common Stock · 3,160 shares Expires 2021-05-08 F2 · derivative.exercise_date: Grant of restricted share units that vest 100% one year from date of grant. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 22:59 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | SaleCommon Stock, $0.01 par value | 58,000 | $74.27 | $4,307,660.00 |
DisclosureSEC source: 0001209191-20-004327 · doc4.xml · nonDerivative · entry 4 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922,813 F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $73.9901 - $74.82. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes an aggregate of 19,195 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 90,473 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 20,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 22:59 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Exercise / conversionStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $22.16 | $0.00 |
DisclosureSEC source: 0001209191-20-004327 · doc4.xml · derivative · entry 10 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,610,000 Underlying: Common Stock · 200,000 shares Expires 2021-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Stock Appreciation Rights vested on July 18, 2012, 2013, 2014 and 2015. F5 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2012 and 2019 and expire 10 years from the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.