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Wood Anthony J.

Disclosed activity across 1 company

Tapewire entity
2552
SEC CIK
0001716837

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ROKU, INCROKU · Entity 2524Director · CEO and Chairman BOD · 10% ownerSeptember 14, 2026September 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ROKU, INC

Report date September 14, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2025 Annuity Trust V-B57,336 Reported balance After 2026-09-14 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-14 · Gift · Disposed 24,109 · Balance 57,336

F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B.

Class A Common StockSEC Table I · non-derivativeIndirectWood 2017 Revocable Trust44,290 Reported balance After 2026-09-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-09-14 · Gift · Acquired 24,109 · Balance 44,290

F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B.

Class A Common StockSEC Table I · non-derivativeDirect39,626 Reported balance Holding disclosure · report date 2026-09-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 39,626

Class A Common StockSEC Table I · non-derivativeIndirectWood 2020 Nonexempt Irrevocable Trust92,276 Reported balance Holding disclosure · report date 2026-09-14 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 92,276

Class A Common StockSEC Table I · non-derivativeIndirectWood 2020 Irrevocable Trust42,500 Reported balance Holding disclosure · report date 2026-09-14 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 42,500

Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2025 Annuity Trust V82,034 Reported balance Holding disclosure · report date 2026-09-14 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 82,034

Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2026 Annuity Trust V72,699 Reported balance Holding disclosure · report date 2026-09-14 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 72,699

Class A Common StockSEC Table I · non-derivativeIndirectWood Gifts Trust20,612 Reported balance Holding disclosure · report date 2026-09-14 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 20,612

Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2026 Annuity Trust V-B169,006 Reported balance Holding disclosure · report date 2026-09-14 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 169,006

Filing footnotes · ownership attribution and instrument terms

F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2018 Filed Aug 15, 2018 00:20 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 248,150 $0.16 $39,704.00
Disclosure

SEC source: 0001716837-18-000063 · edgar.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2018 Filed Jul 19, 2018 01:38 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 4,155 $50.96 $211,745.86
Disclosure

SEC source: 0001716837-18-000055 · edgar.xml · nonDerivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,736

F7 · shares: Additional shares sold to cover taxes, pursuant to Mr. Wood's 10b5-1 plan.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.4696 to $51.19 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 17, 2018 Filed Jul 19, 2018 01:38 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 248,149 $0.16 Strike: $0.16 $39,703.84
Disclosure

SEC source: 0001716837-18-000055 · edgar.xml · derivative · entry 11

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,740

Underlying: Class A Common Stock · 248,149 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
July 17, 2018 Filed Jul 19, 2018 01:38 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 248,149 $0.16 Strike: $0.16 $39,703.84
Disclosure

SEC source: 0001716837-18-000055 · edgar.xml · derivative · entry 10

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,889

Underlying: Class A Common Stock · 248,149 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · shares: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
July 17, 2018 Filed Jul 19, 2018 01:38 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 248,149 $0.16 Strike: $0.16 $39,703.84
Disclosure

SEC source: 0001716837-18-000055 · edgar.xml · derivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992,598

Underlying: Class B Common Stock · 248,149 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted September 19, 2008. 25% of initial grant vested on September 19, 2009 and the remaining 3/4 vested in equal monthly increments thereafter. The grant was fully vested on September 19, 2012.

Read SEC document
July 17, 2018 Filed Jul 19, 2018 01:38 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 122,000 $50.54 $6,166,477.80
Disclosure

SEC source: 0001716837-18-000055 · edgar.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,891

F4 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.30 to $51.42 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 17, 2018 Filed Jul 19, 2018 01:38 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 248,149 $0.16 $39,703.84
Disclosure

SEC source: 0001716837-18-000055 · edgar.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2018 Filed Jul 19, 2018 01:38 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 248,150 $0.16 Strike: $0.16 $39,704.00
Disclosure

SEC source: 0001716837-18-000055 · edgar.xml · derivative · entry 8

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,740

Underlying: Class A Common Stock · 248,150 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
July 16, 2018 Filed Jul 19, 2018 01:38 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 248,150 $0.16 Strike: $0.16 $39,704.00
Disclosure

SEC source: 0001716837-18-000055 · edgar.xml · derivative · entry 7

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,890

Underlying: Class A Common Stock · 248,150 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · shares: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
July 16, 2018 Filed Jul 19, 2018 01:38 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 248,150 $0.16 Strike: $0.16 $39,704.00
Disclosure

SEC source: 0001716837-18-000055 · edgar.xml · derivative · entry 6

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240,747

Underlying: Class B Common Stock · 248,150 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted September 19, 2008. 25% of initial grant vested on September 19, 2009 and the remaining 3/4 vested in equal monthly increments thereafter. The grant was fully vested on September 19, 2012.

Read SEC document
July 16, 2018 Filed Jul 19, 2018 01:38 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 122,000 $48.11 $5,869,468.80
Disclosure

SEC source: 0001716837-18-000055 · edgar.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,742

F4 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.37 to $48.71 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 16, 2018 Filed Jul 19, 2018 01:38 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 248,150 $0.16 $39,704.00
Disclosure

SEC source: 0001716837-18-000055 · edgar.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2018 Filed Feb 14, 2019 23:55 UTC ROKU, INC ROKU · Entity 2524 GiftClass B Common Stock · Derivative 247,740 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-19-000018 · edgar.xml · derivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 20,474,838

Underlying: Class A Common Stock · 247,740 shares

Expires not disclosed

F1 · kind: Represents shares of Class B Common Stock that the Reporting Person donated as a gift to the Wood Revocable Trust, of which Mr. Wood is a trustee.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F3 · balance_after: Shares held of record by Anthony J. Wood, Trustee of the Wood Revocable Trust.

Read SEC document
June 29, 2018 Filed Feb 14, 2019 23:55 UTC ROKU, INC ROKU · Entity 2524 GiftClass B Common Stock · Derivative 247,740 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-19-000018 · edgar.xml · derivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 247,740 shares

Expires not disclosed

F1 · kind: Represents shares of Class B Common Stock that the Reporting Person donated as a gift to the Wood Revocable Trust, of which Mr. Wood is a trustee.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 22:06 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 1,404 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-18-000044 · edgar.xml · derivative · entry 13

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,740

Underlying: Class A Common Stock · 1,404 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 22:06 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 1,404 $43.97 $61,735.56
Disclosure

SEC source: 0001716837-18-000044 · edgar.xml · nonDerivative · entry 6

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,592

F8 · shares: Additional shares sold to cover taxes.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.9201 to $44.3289 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 22:06 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 1,404 $0.00 $0.00
Disclosure

SEC source: 0001716837-18-000044 · edgar.xml · nonDerivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2018 Filed Jun 16, 2018 01:57 UTC Amendment ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 123,568 $44.45 $5,493,153.66
Disclosure

SEC source: 0001716837-18-000046 · edgar.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,592

F1 · shares: The number of shares disposed of on 6/14/2018 was 123,568 not the 123,587 as noted previously on the Form 4 filed 6/15/2018.

Read SEC document
June 14, 2018 Filed Jun 15, 2018 22:06 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 123,568 $0.16 Strike: $0.16 $19,770.88
Disclosure

SEC source: 0001716837-18-000044 · edgar.xml · derivative · entry 12

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,144

Underlying: Class A Common Stock · 123,568 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
June 14, 2018 Filed Jun 15, 2018 22:06 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 248,149 $0.16 Strike: $0.16 $39,703.84
Disclosure

SEC source: 0001716837-18-000044 · edgar.xml · derivative · entry 11

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,172

Underlying: Class A Common Stock · 248,149 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · shares: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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June 14, 2018 Filed Jun 15, 2018 22:06 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 248,149 $0.16 Strike: $0.16 $39,703.84
Disclosure

SEC source: 0001716837-18-000044 · edgar.xml · derivative · entry 10

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488,897

Underlying: Class B Common Stock · 248,149 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted September 19, 2008. 25% of initial grant vested on September 19, 2009 and the remaining 3/4 vested in equal monthly increments thereafter. The grant was fully vested on September 19, 2012..

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June 14, 2018 Filed Jun 15, 2018 22:06 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 123,587 $44.45 $5,493,998.29
Disclosure

SEC source: 0001716837-18-000044 · edgar.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,592

F4 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.79 to $45.7663 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 14, 2018 Filed Jun 15, 2018 22:06 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 123,568 $0.16 $19,770.88
Disclosure

SEC source: 0001716837-18-000044 · edgar.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 13, 2018 Filed Jun 15, 2018 22:06 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 123,587 $0.16 Strike: $0.16 $19,773.92
Disclosure

SEC source: 0001716837-18-000044 · edgar.xml · derivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,563

Underlying: Class A Common Stock · 123,587 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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June 13, 2018 Filed Jun 15, 2018 22:06 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 248,150 $0.16 Strike: $0.16 $39,704.00
Disclosure

SEC source: 0001716837-18-000044 · edgar.xml · derivative · entry 8

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,150

Underlying: Class A Common Stock · 248,150 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · shares: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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June 13, 2018 Filed Jun 15, 2018 22:06 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 248,150 $0.16 Strike: $0.16 $39,704.00
Disclosure

SEC source: 0001716837-18-000044 · edgar.xml · derivative · entry 7

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,737,046

Underlying: Class B Common Stock · 248,150 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted September 19, 2008. 25% of initial grant vested on September 19, 2009 and the remaining 3/4 vested in equal monthly increments thereafter. The grant was fully vested on September 19, 2012..

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June 13, 2018 Filed Jun 15, 2018 22:06 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 123,587 $43.00 $5,313,808.45
Disclosure

SEC source: 0001716837-18-000044 · edgar.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,592

F4 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.92 to $43.86 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 13, 2018 Filed Jun 15, 2018 22:06 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 123,587 $0.16 $19,773.92
Disclosure

SEC source: 0001716837-18-000044 · edgar.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 01:12 UTC ROKU, INC ROKU · Entity 2524 OtherClass A Common Stock 1,592 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-037136 · doc4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · President, CEO, Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,592

F1 · kind: Represents a pro rata in-kind distribution of shares of Class A Common Stock by Luminari Capital LP, without consideration, to its limited partners and general partners.

F1 · price: Represents a pro rata in-kind distribution of shares of Class A Common Stock by Luminari Capital LP, without consideration, to its limited partners and general partners.

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May 16, 2018 Filed Feb 14, 2019 23:55 UTC ROKU, INC ROKU · Entity 2524 GiftClass B Common Stock · Derivative 20,428,391 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-19-000018 · edgar.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 20,474,838

Underlying: Class A Common Stock · 20,428,391 shares

Expires not disclosed

F1 · kind: Represents shares of Class B Common Stock that the Reporting Person donated as a gift to the Wood Revocable Trust, of which Mr. Wood is a trustee.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F3 · balance_after: Shares held of record by Anthony J. Wood, Trustee of the Wood Revocable Trust.

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May 16, 2018 Filed Feb 14, 2019 23:55 UTC ROKU, INC ROKU · Entity 2524 GiftClass B Common Stock · Derivative 20,428,391 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-19-000018 · edgar.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,428,391 shares

Expires not disclosed

F1 · kind: Represents shares of Class B Common Stock that the Reporting Person donated as a gift to the Wood Revocable Trust, of which Mr. Wood is a trustee.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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October 02, 2017 Filed Oct 2, 2017 23:16 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 19,824,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-054759 · doc4.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · President, CEO, Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,428,391

Underlying: Class A Common Stock · 19,824,172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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October 02, 2017 Filed Oct 2, 2017 23:16 UTC ROKU, INC ROKU · Entity 2524 ConversionSeries A Preferred Stock · Derivative 19,824,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-054759 · doc4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · President, CEO, Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 19,824,172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.