TapewireFind a company

person · Reporting owner

Wood Anthony J.

Disclosed activity across 1 company

Tapewire entity
2552
SEC CIK
0001716837

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ROKU, INCROKU · Entity 2524Director · CEO and Chairman BOD · 10% ownerSeptember 14, 2026September 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ROKU, INC

Report date September 14, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2025 Annuity Trust V-B57,336 Reported balance After 2026-09-14 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-14 · Gift · Disposed 24,109 · Balance 57,336

F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B.

Class A Common StockSEC Table I · non-derivativeIndirectWood 2017 Revocable Trust44,290 Reported balance After 2026-09-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-09-14 · Gift · Acquired 24,109 · Balance 44,290

F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B.

Class A Common StockSEC Table I · non-derivativeDirect39,626 Reported balance Holding disclosure · report date 2026-09-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 39,626

Class A Common StockSEC Table I · non-derivativeIndirectWood 2020 Nonexempt Irrevocable Trust92,276 Reported balance Holding disclosure · report date 2026-09-14 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 92,276

Class A Common StockSEC Table I · non-derivativeIndirectWood 2020 Irrevocable Trust42,500 Reported balance Holding disclosure · report date 2026-09-14 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 42,500

Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2025 Annuity Trust V82,034 Reported balance Holding disclosure · report date 2026-09-14 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 82,034

Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2026 Annuity Trust V72,699 Reported balance Holding disclosure · report date 2026-09-14 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 72,699

Class A Common StockSEC Table I · non-derivativeIndirectWood Gifts Trust20,612 Reported balance Holding disclosure · report date 2026-09-14 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 20,612

Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2026 Annuity Trust V-B169,006 Reported balance Holding disclosure · report date 2026-09-14 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 169,006

Filing footnotes · ownership attribution and instrument terms

F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2019 Filed Jan 4, 2019 23:47 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 12,305 $32.16 $395,769.41
Disclosure

SEC source: 0001716837-19-000006 · edgar.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,697

F2 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.39 to $32.38 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:47 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 9,490 $31.01 $294,241.25
Disclosure

SEC source: 0001716837-19-000006 · edgar.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,002

F2 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.34 to $31.32 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:47 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 8,100 $29.89 $242,082.27
Disclosure

SEC source: 0001716837-19-000006 · edgar.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,492

F2 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.34 to $30.33 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:47 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 70,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001716837-19-000006 · edgar.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
January 02, 2019 Filed Feb 6, 2019 00:00 UTC Amendment ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 5,105 $32.52 $165,996.22
Disclosure

SEC source: 0001716837-19-000014 · edgar.xml · nonDerivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 36,592

F3 · shares: Shares sold pursuant to a 10b5-1 Sales Plan.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.39 to $32.68 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This Amendment is filed to correct the characterization of the Ownership Form and Nature of Indirect Beneficial Ownership of the shares as reported previously on the Form 4 filed on January 4, 2019 (the "Original Filing"). The Original Filing erroneously reported that the 35,000 shares sold and the remaining 36,592 shares were held directly by Mr. Wood rather than indirectly through the Wood Revocable Trust.

Read SEC document
January 02, 2019 Filed Feb 6, 2019 00:00 UTC Amendment ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 12,305 $32.16 $395,769.41
Disclosure

SEC source: 0001716837-19-000014 · edgar.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 41,697

F3 · shares: Shares sold pursuant to a 10b5-1 Sales Plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.39 to $32.38 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This Amendment is filed to correct the characterization of the Ownership Form and Nature of Indirect Beneficial Ownership of the shares as reported previously on the Form 4 filed on January 4, 2019 (the "Original Filing"). The Original Filing erroneously reported that the 35,000 shares sold and the remaining 36,592 shares were held directly by Mr. Wood rather than indirectly through the Wood Revocable Trust.

Read SEC document
January 02, 2019 Filed Feb 6, 2019 00:00 UTC Amendment ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 9,490 $31.01 $294,241.25
Disclosure

SEC source: 0001716837-19-000014 · edgar.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 54,002

F3 · shares: Shares sold pursuant to a 10b5-1 Sales Plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.34 to $31.32 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This Amendment is filed to correct the characterization of the Ownership Form and Nature of Indirect Beneficial Ownership of the shares as reported previously on the Form 4 filed on January 4, 2019 (the "Original Filing"). The Original Filing erroneously reported that the 35,000 shares sold and the remaining 36,592 shares were held directly by Mr. Wood rather than indirectly through the Wood Revocable Trust.

Read SEC document
January 02, 2019 Filed Feb 6, 2019 00:00 UTC Amendment ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 8,100 $29.89 $242,082.27
Disclosure

SEC source: 0001716837-19-000014 · edgar.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 63,492

F3 · shares: Shares sold pursuant to a 10b5-1 Sales Plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.34 to $30.33 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This Amendment is filed to correct the characterization of the Ownership Form and Nature of Indirect Beneficial Ownership of the shares as reported previously on the Form 4 filed on January 4, 2019 (the "Original Filing"). The Original Filing erroneously reported that the 35,000 shares sold and the remaining 36,592 shares were held directly by Mr. Wood rather than indirectly through the Wood Revocable Trust.

Read SEC document
January 02, 2019 Filed Feb 6, 2019 00:00 UTC Amendment ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 70,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001716837-19-000014 · edgar.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 71,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · ownership.nature: This Amendment is filed to correct the characterization of the Ownership Form and Nature of Indirect Beneficial Ownership of the shares as reported previously on the Form 4 filed on January 4, 2019 (the "Original Filing"). The Original Filing erroneously reported that the 35,000 shares sold and the remaining 36,592 shares were held directly by Mr. Wood rather than indirectly through the Wood Revocable Trust.

Read SEC document
October 16, 2018 Filed Oct 19, 2018 01:26 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 125,000 $62.21 $7,776,800.00
Disclosure

SEC source: 0001716837-18-000082 · edgar.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.26 to $63.91 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 19, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 202,299 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · derivative · entry 22

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 202,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · shares: Reflects transfer of 202,299 shares of Class B common stock held by Anthony Wood to the Wood Revocable Trust.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.expiration_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
September 19, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 100,000 $0.16 Strike: $0.16 $16,000.00
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · derivative · entry 21

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,299

Underlying: Class A Common Stock · 100,000 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
September 19, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 100,000 $0.16 Strike: $0.16 $16,000.00
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · derivative · entry 20

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,299

Underlying: Class A Common Stock · 100,000 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · shares: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
September 19, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $0.16 Strike: $0.16 $16,000.00
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · derivative · entry 19

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 100,000 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted September 19, 2008. 25% of initial grant vested on September 19, 2009 and the remaining 3/4 vested in equal monthly increments thereafter. The grant was fully vested on September 19, 2012.

Read SEC document
September 19, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 42,500 $70.21 $2,983,925.00
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · nonDerivative · entry 10

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,043

F4 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan.

F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.52 to $72.37 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 19, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 100,000 $70.21 $7,021,480.00
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · nonDerivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,543

F4 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan.

F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.52 to $72.37 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 19, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 100,000 $0.16 $16,000.00
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · nonDerivative · entry 8

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 2,549 $72.16 $183,933.04
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · nonDerivative · entry 7

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,543

F7 · shares: Additional shares sold to cover taxes, pursuant to Mr. Wood's 10b5-1 plan.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.1589 to $72.37 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 19, 2018 Filed Oct 11, 2018 00:11 UTC Amendment ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 2,549 $0.16 Strike: $0.16 $407.84
Disclosure

SEC source: 0001716837-18-000081 · edgar.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 20,474,838

Underlying: Class A Common Stock · 2,549 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Amendment is filed to correct the characterization of certain transactions, including the additional conversion of 2,549 shares of Class B common stock held directly by the reporting person into Class A common stock, which shares were sold as reported in the reporting person's original Form 4 filed on 9/19/2018 (the "Original Filing"). In addition, 1,592 shares of Class A common stock previously reported as being transferred to the Wood Revocable Trust were erroneously included in the shares of Class A common stock directly held by the reporting person. As a result of such additional conversion, the correction described above and following the transactions reported in the Original Filing, the reporting person directly holds 125,000 shares of Class A common stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.expiration_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F4 · balance_after: As a result of the conversion of the 2,549 shares as described above, the number of shares of Class B common stock held directly by the reporting person was corrected to 199,750. This Amendment also corrects footnote 14 of the Original Filing, as the number of shares of Class B common stock transferred to the Wood Revocable Trust consisted of these 199,750 shares. The total number of Class B common stock held indirectly by the reporting person through the Wood Revocable Trust following these transactions reported in the Original Filing was corrected to 20,474,838.

Read SEC document
September 19, 2018 Filed Oct 11, 2018 00:11 UTC Amendment ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 2,549 $0.16 $407.84
Disclosure

SEC source: 0001716837-18-000081 · edgar.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Amendment is filed to correct the characterization of certain transactions, including the additional conversion of 2,549 shares of Class B common stock held directly by the reporting person into Class A common stock, which shares were sold as reported in the reporting person's original Form 4 filed on 9/19/2018 (the "Original Filing"). In addition, 1,592 shares of Class A common stock previously reported as being transferred to the Wood Revocable Trust were erroneously included in the shares of Class A common stock directly held by the reporting person. As a result of such additional conversion, the correction described above and following the transactions reported in the Original Filing, the reporting person directly holds 125,000 shares of Class A common stock.

Read SEC document
September 19, 2018 Filed Feb 14, 2019 23:55 UTC ROKU, INC ROKU · Entity 2524 GiftClass B Common Stock · Derivative 199,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-19-000018 · edgar.xml · derivative · entry 6

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 20,474,838

Underlying: Class A Common Stock · 199,750 shares

Expires not disclosed

F1 · kind: Represents shares of Class B Common Stock that the Reporting Person donated as a gift to the Wood Revocable Trust, of which Mr. Wood is a trustee.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F3 · balance_after: Shares held of record by Anthony J. Wood, Trustee of the Wood Revocable Trust.

Read SEC document
September 19, 2018 Filed Feb 14, 2019 23:55 UTC ROKU, INC ROKU · Entity 2524 GiftClass B Common Stock · Derivative 199,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-19-000018 · edgar.xml · derivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 199,750 shares

Expires not disclosed

F1 · kind: Represents shares of Class B Common Stock that the Reporting Person donated as a gift to the Wood Revocable Trust, of which Mr. Wood is a trustee.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
September 18, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 72,000 $0.16 Strike: $0.16 $11,520.00
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · derivative · entry 18

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,299

Underlying: Class A Common Stock · 148,149 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
September 18, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 148,149 $0.16 Strike: $0.16 $23,703.84
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · derivative · entry 17

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,299

Underlying: Class A Common Stock · 148,149 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · shares: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
September 18, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 148,149 $0.16 Strike: $0.16 $23,703.84
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · derivative · entry 16

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class B Common Stock · 148,149 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted September 19, 2008. 25% of initial grant vested on September 19, 2009 and the remaining 3/4 vested in equal monthly increments thereafter. The grant was fully vested on September 19, 2012.

Read SEC document
September 18, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 65,000 $72.45 $4,709,399.50
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · nonDerivative · entry 6

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,092

F4 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.62 to $74.11 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 18, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 72,000 $72.43 $5,214,974.40
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · nonDerivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,092

F4 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.63 to $74.12 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 18, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 72,000 $0.16 $11,520.00
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 122,000 $0.16 Strike: $0.16 $19,520.00
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · derivative · entry 15

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,150

Underlying: Class A Common Stock · 248,150 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 248,150 $0.16 Strike: $0.16 $39,704.00
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · derivative · entry 14

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,150

Underlying: Class A Common Stock · 248,150 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · shares: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 248,150 $0.16 Strike: $0.16 $39,704.00
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · derivative · entry 13

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,149

Underlying: Class B Common Stock · 248,150 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted September 19, 2008. 25% of initial grant vested on September 19, 2009 and the remaining 3/4 vested in equal monthly increments thereafter. The grant was fully vested on September 19, 2012.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 17,500 $70.05 $1,225,955.50
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,092

F4 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.41 to $70.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 122,000 $70.04 $8,544,782.40
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,592

F4 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.35 to $71.11 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 122,000 $0.16 $19,520.00
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 525,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · derivative · entry 23

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 20,477,387

Underlying: Class A Common Stock · 525,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.expiration_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F13 · balance_after: Includes 202,299 shares of Class B common stock subsequently transferred on 9/19/18 as disclosed below.

Read SEC document
September 14, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 525,000 $0.00 $0.00
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · nonDerivative · entry 12

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 1,592

F12 · shares: The transaction reported involved a gift by the reporting person of 525,000 shares of Class A common stock to a charitable donor advised fund.

Read SEC document
September 14, 2018 Filed Sep 19, 2018 23:21 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 525,000 $0.00 $0.00
Disclosure

SEC source: 0001716837-18-000076 · edgar.xml · nonDerivative · entry 11

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 526,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2018 Filed Aug 22, 2018 00:18 UTC ROKU, INC ROKU · Entity 2524 GrantStock Option (right to buy) · Derivative 272,553 $56.07 Strike: $56.07 $15,282,046.71
Disclosure

SEC source: 0001716837-18-000069 · edgar.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,553

Underlying: Class A Common Stock · 272,553 shares

Expires not disclosed

F1 · derivative.exercise_date: Option vests monthly over one year from vest commencement date 8/13/2021. First vesting occurs on 9/13/2021.

F2 · derivative.expiration_date: Option expires on 8/18/2028.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 00:20 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 125,000 $56.56 $7,070,125.00
Disclosure

SEC source: 0001716837-18-000063 · edgar.xml · nonDerivative · entry 6

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,592

F4 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.49 to $58.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 00:20 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 1,486 $55.88 $83,043.48
Disclosure

SEC source: 0001716837-18-000063 · edgar.xml · nonDerivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,592

F7 · shares: Additional shares sold to cover taxes, pursuant to Mr. Wood's 10b5-1 plan.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.79 to $56.7899 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 00:20 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 123,957 $0.16 Strike: $0.00 $19,833.12
Disclosure

SEC source: 0001716837-18-000063 · edgar.xml · derivative · entry 13

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 20,800,088

Underlying: Class A Common Stock · 123,957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.expiration_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F9 · balance_after: 247,740 shares transferred from direct ownership to Wood Revocable Trust on June 29, 2018.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 00:20 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 248,149 $0.16 Strike: $0.16 $39,703.84
Disclosure

SEC source: 0001716837-18-000063 · edgar.xml · derivative · entry 12

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 248,149 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 00:20 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 248,149 $0.16 Strike: $0.16 $39,703.84
Disclosure

SEC source: 0001716837-18-000063 · edgar.xml · derivative · entry 11

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,149

Underlying: Class A Common Stock · 248,149 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · shares: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 00:20 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 248,149 $0.16 Strike: $0.16 $39,703.84
Disclosure

SEC source: 0001716837-18-000063 · edgar.xml · derivative · entry 10

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,299

Underlying: Class B Common Stock · 248,149 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted September 19, 2008. 25% of initial grant vested on September 19, 2009 and the remaining 3/4 vested in equal monthly increments thereafter. The grant was fully vested on September 19, 2012.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 00:20 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 122,000 $55.95 $6,825,436.40
Disclosure

SEC source: 0001716837-18-000063 · edgar.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,078

F4 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.51 to $58.5299 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 00:20 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 124,192 $0.16 $19,870.72
Disclosure

SEC source: 0001716837-18-000063 · edgar.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:20 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 248,150 $0.16 Strike: $0.16 $39,704.00
Disclosure

SEC source: 0001716837-18-000063 · edgar.xml · derivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 248,150 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:20 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 248,150 $0.16 Strike: $0.16 $39,704.00
Disclosure

SEC source: 0001716837-18-000063 · edgar.xml · derivative · entry 8

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,150

Underlying: Class A Common Stock · 248,150 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · shares: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F9 · balance_after: 247,740 shares transferred from direct ownership to Wood Revocable Trust on June 29, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:20 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 248,150 $0.16 Strike: $0.16 $39,704.00
Disclosure

SEC source: 0001716837-18-000063 · edgar.xml · derivative · entry 7

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,448

Underlying: Class B Common Stock · 248,150 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted September 19, 2008. 25% of initial grant vested on September 19, 2009 and the remaining 3/4 vested in equal monthly increments thereafter. The grant was fully vested on September 19, 2012.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:20 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 122,000 $58.81 $7,175,027.40
Disclosure

SEC source: 0001716837-18-000063 · edgar.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,886

F4 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.29 to $60.64 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.