Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UWM Holdings CorpUWMC · Entity 261 | Director · President and CEO · 10% owner | August 05, 2026 | August 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UWM Holdings Corp
Report date August 05, 2026 · Filed August 07, 2026
Jointly reported with SFS HOLDING CORP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.00 · Expires 2036-08-05 | IndirectSee Footnote | 15,000,000 |
Reported balance
After 2026-08-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-05 · Grant · Acquired 15,000,000 · Balance 15,000,000 F3: Pursuant to a Securities Purchase Agreement dated as of August 5, 2026, by and among the Issuer, certain funds or investment vehicles advised, managed by, or otherwise affiliated with Oaktree Capital Management, L.P.,, Mat Ishbia, SFS Holding Corp. and SFS Group Capital, LLC ("SFS Capital"), SFS Capital purchased 150,000 shares of Series A-1 Preferred Stock of the Issuer with an issue price of $1,000 per share, together with Class A Warrants and Class B Warrants, each to purchase 15,000,000 shares of the Company's Class A Common Stock, for an aggregate purchase price of $1,500,000. F2: The Class A Warrants and the Class B Warrants are not exercisable until the Issuer obtains stockholder approval of the exercise of such Warrants pursuant to the rules of the New York Stock Exchange F4: These securities are held directly by SFS Capital, and indirectly by Mat Ishbia. Mat Ishbia is the manager and beneficially owns 75% of the equity interests in SFS Capital. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Capital may be deemed to be a director by deputization. |
| Class B Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.00 · Expires 2036-08-05 | IndirectSee Footnote | 15,000,000 |
Reported balance
After 2026-08-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-05 · Grant · Acquired 15,000,000 · Balance 15,000,000 F3: Pursuant to a Securities Purchase Agreement dated as of August 5, 2026, by and among the Issuer, certain funds or investment vehicles advised, managed by, or otherwise affiliated with Oaktree Capital Management, L.P.,, Mat Ishbia, SFS Holding Corp. and SFS Group Capital, LLC ("SFS Capital"), SFS Capital purchased 150,000 shares of Series A-1 Preferred Stock of the Issuer with an issue price of $1,000 per share, together with Class A Warrants and Class B Warrants, each to purchase 15,000,000 shares of the Company's Class A Common Stock, for an aggregate purchase price of $1,500,000. F2: The Class A Warrants and the Class B Warrants are not exercisable until the Issuer obtains stockholder approval of the exercise of such Warrants pursuant to the rules of the New York Stock Exchange F4: These securities are held directly by SFS Capital, and indirectly by Mat Ishbia. Mat Ishbia is the manager and beneficially owns 75% of the equity interests in SFS Capital. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Capital may be deemed to be a director by deputization. |
| Class A Common StockSEC Table I · non-derivative | Direct | 408,131 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 408,131 F1: These shares are held directly by Mat Ishbia and SFS Corp. has no interests in these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held directly by Mat Ishbia and SFS Corp. has no interests in these shares.
F2: The Class A Warrants and the Class B Warrants are not exercisable until the Issuer obtains stockholder approval of the exercise of such Warrants pursuant to the rules of the New York Stock Exchange
F3: Pursuant to a Securities Purchase Agreement dated as of August 5, 2026, by and among the Issuer, certain funds or investment vehicles advised, managed by, or otherwise affiliated with Oaktree Capital Management, L.P.,, Mat Ishbia, SFS Holding Corp. and SFS Group Capital, LLC ("SFS Capital"), SFS Capital purchased 150,000 shares of Series A-1 Preferred Stock of the Issuer with an issue price of $1,000 per share, together with Class A Warrants and Class B Warrants, each to purchase 15,000,000 shares of the Company's Class A Common Stock, for an aggregate purchase price of $1,500,000.
F4: These securities are held directly by SFS Capital, and indirectly by Mat Ishbia. Mat Ishbia is the manager and beneficially owns 75% of the equity interests in SFS Capital. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Capital may be deemed to be a director by deputization.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2026 Filed Aug 7, 2026 22:02 UTC | UWM Holdings Corp UWMC · Entity 261 | GrantClass B Warrants (right to buy) · Derivative | 15,000,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001841794-26-000075 · wk-form4_1786140137.xml · derivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 15,000,000 Underlying: Class A Common Stock · 15,000,000 shares Expires 2036-08-05 F3 · price: Pursuant to a Securities Purchase Agreement dated as of August 5, 2026, by and among the Issuer, certain funds or investment vehicles advised, managed by, or otherwise affiliated with Oaktree Capital Management, L.P.,, Mat Ishbia, SFS Holding Corp. and SFS Group Capital, LLC ("SFS Capital"), SFS Capital purchased 150,000 shares of Series A-1 Preferred Stock of the Issuer with an issue price of $1,000 per share, together with Class A Warrants and Class B Warrants, each to purchase 15,000,000 shares of the Company's Class A Common Stock, for an aggregate purchase price of $1,500,000. F2 · derivative.exercise_date: The Class A Warrants and the Class B Warrants are not exercisable until the Issuer obtains stockholder approval of the exercise of such Warrants pursuant to the rules of the New York Stock Exchange F4 · ownership.nature: These securities are held directly by SFS Capital, and indirectly by Mat Ishbia. Mat Ishbia is the manager and beneficially owns 75% of the equity interests in SFS Capital. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Capital may be deemed to be a director by deputization. Read SEC document |
| August 05, 2026 Filed Aug 7, 2026 22:02 UTC | UWM Holdings Corp UWMC · Entity 261 | GrantClass A Warrants (right to buy) · Derivative | 15,000,000 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001841794-26-000075 · wk-form4_1786140137.xml · derivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 15,000,000 Underlying: Class A Common Stock · 15,000,000 shares Expires 2036-08-05 F3 · price: Pursuant to a Securities Purchase Agreement dated as of August 5, 2026, by and among the Issuer, certain funds or investment vehicles advised, managed by, or otherwise affiliated with Oaktree Capital Management, L.P.,, Mat Ishbia, SFS Holding Corp. and SFS Group Capital, LLC ("SFS Capital"), SFS Capital purchased 150,000 shares of Series A-1 Preferred Stock of the Issuer with an issue price of $1,000 per share, together with Class A Warrants and Class B Warrants, each to purchase 15,000,000 shares of the Company's Class A Common Stock, for an aggregate purchase price of $1,500,000. F2 · derivative.exercise_date: The Class A Warrants and the Class B Warrants are not exercisable until the Issuer obtains stockholder approval of the exercise of such Warrants pursuant to the rules of the New York Stock Exchange F4 · ownership.nature: These securities are held directly by SFS Capital, and indirectly by Mat Ishbia. Mat Ishbia is the manager and beneficially owns 75% of the equity interests in SFS Capital. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Capital may be deemed to be a director by deputization. Read SEC document |
| May 08, 2026 Filed May 8, 2026 20:49 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionUWM Paired Interests · Derivative | 14,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001841794-26-000073 · wk-form4_1778273368.xml · derivative · entry 5 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,261,862,603 Underlying: Class A Common Stock · 14,245 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F7 · derivative.expiration_date: The conversion rights related to the UWM Paired Interests do not expire. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| May 08, 2026 Filed May 8, 2026 20:49 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,003,333 | $3.39 | $3,401,298.87 |
DisclosureSEC source: 0001841794-26-000073 · wk-form4_1778273368.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.33 to $3.45 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| May 07, 2026 Filed May 8, 2026 20:49 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,003,333 | $3.39 | $3,401,298.87 |
DisclosureSEC source: 0001841794-26-000073 · wk-form4_1778273368.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,003,333 F3 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.28 to $3.52 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| May 07, 2026 Filed May 8, 2026 20:49 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionClass A Common Stock | 14,245 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001841794-26-000073 · wk-form4_1778273368.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 2,006,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| May 06, 2026 Filed May 6, 2026 21:05 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,003,333 | $3.66 | $3,672,198.78 |
DisclosureSEC source: 0001841794-26-000071 · wk-form4_1778101503.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,992,421 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.43 to $4.00 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| May 05, 2026 Filed May 6, 2026 21:05 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,003,333 | $3.45 | $3,461,498.85 |
DisclosureSEC source: 0001841794-26-000071 · wk-form4_1778101503.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 2,995,754 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.39 to $3.55 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| May 04, 2026 Filed May 4, 2026 20:57 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,003,333 | $3.57 | $3,581,898.81 |
DisclosureSEC source: 0001841794-26-000069 · wk-form4_1777928247.xml · nonDerivative · entry 4 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,999,087 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F6 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.52 to $3.64 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F7 · ownership.nature: These securities are held directly by SFS Holding Corp. ("SFS Corp"), a 10% holder of the Issuer and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the, SFS Corp, may be deemed to be a director by deputization. Read SEC document |
| May 01, 2026 Filed May 4, 2026 20:57 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionUWM Paired Interests · Derivative | 3,605,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001841794-26-000069 · wk-form4_1777928247.xml · derivative · entry 6 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,261,876,848 Underlying: Class A Common Stock · 3,605,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F9 · derivative.expiration_date: The conversion rights related to the UWM Paired Interests do not expire. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| May 01, 2026 Filed May 4, 2026 20:57 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,001,024 | $3.62 | $3,623,706.88 |
DisclosureSEC source: 0001841794-26-000069 · wk-form4_1777928247.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 5,002,420 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.50 to $3.69 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| May 01, 2026 Filed May 4, 2026 20:57 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionClass A Common Stock | 3,605,772 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001841794-26-000069 · wk-form4_1777928247.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 6,003,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 30, 2026 Filed May 4, 2026 20:57 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 934,061 | $3.53 | $3,297,235.33 |
DisclosureSEC source: 0001841794-26-000069 · wk-form4_1777928247.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 2,397,672 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.45 to $3.56 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 29, 2026 Filed Apr 29, 2026 20:54 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.50 | $3,502,009.00 |
DisclosureSEC source: 0001841794-26-000067 · wk-form4_1777496060.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,331,733 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.44 to $3.66 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 28, 2026 Filed Apr 29, 2026 20:54 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 986,644 | $3.66 | $3,611,117.04 |
DisclosureSEC source: 0001841794-26-000067 · wk-form4_1777496060.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 4,332,307 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.64 to $3.77 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 27, 2026 Filed Apr 28, 2026 00:08 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.78 | $3,782,169.72 |
DisclosureSEC source: 0001841794-26-000065 · wk-form4_1777334899.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 5,318,951 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.74 to $3.83 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 24, 2026 Filed Apr 28, 2026 00:08 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.75 | $3,752,152.50 |
DisclosureSEC source: 0001841794-26-000065 · wk-form4_1777334899.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 6,319,525 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.63 to $3.79 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 23, 2026 Filed Apr 28, 2026 00:08 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.65 | $3,652,095.10 |
DisclosureSEC source: 0001841794-26-000065 · wk-form4_1777334899.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 7,320,099 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.60 to $3.68 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 22, 2026 Filed Apr 22, 2026 20:59 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.70 | $3,702,123.80 |
DisclosureSEC source: 0001841794-26-000062 · wk-form4_1776891575.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 8,320,673 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.66 to $3.80 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 21, 2026 Filed Apr 22, 2026 20:59 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.82 | $3,822,192.68 |
DisclosureSEC source: 0001841794-26-000062 · wk-form4_1776891575.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 9,321,247 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.73 to $4.02 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 20, 2026 Filed Apr 20, 2026 21:05 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.94 | $3,942,261.56 |
DisclosureSEC source: 0001841794-26-000060 · wk-form4_1776719101.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 10,321,821 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.84 to $3.98 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 17, 2026 Filed Apr 20, 2026 21:05 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.93 | $3,932,255.82 |
DisclosureSEC source: 0001841794-26-000060 · wk-form4_1776719101.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 11,322,395 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.87 to $4.00 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 16, 2026 Filed Apr 20, 2026 21:05 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.76 | $3,762,158.24 |
DisclosureSEC source: 0001841794-26-000060 · wk-form4_1776719101.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 12,322,969 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.73 to $3.81 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 15, 2026 Filed Apr 15, 2026 20:45 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionUWM Paired Interests · Derivative | 11,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001841794-26-000058 · wk-form4_1776285910.xml · derivative · entry 5 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,265,482,620 Underlying: Class A Common Stock · 11,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F7 · derivative.expiration_date: The conversion rights related to the UWM Paired Interests do not expire. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 15, 2026 Filed Apr 15, 2026 20:45 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.78 | $3,782,169.72 |
DisclosureSEC source: 0001841794-26-000058 · wk-form4_1776285910.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 13,323,543 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.75 to $3.81 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 15, 2026 Filed Apr 15, 2026 20:45 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionClass A Common Stock | 11,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001841794-26-000058 · wk-form4_1776285910.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 14,324,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 14, 2026 Filed Apr 15, 2026 20:45 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.71 | $3,712,129.54 |
DisclosureSEC source: 0001841794-26-000058 · wk-form4_1776285910.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,324,117 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.68 to $3.80 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 13, 2026 Filed Apr 13, 2026 21:12 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.66 | $3,662,100.84 |
DisclosureSEC source: 0001841794-26-000056 · wk-form4_1776114726.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 4,324,691 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.57 to $3.73 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 10, 2026 Filed Apr 13, 2026 21:12 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.71 | $3,712,129.54 |
DisclosureSEC source: 0001841794-26-000056 · wk-form4_1776114726.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 5,325,265 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.67 to $3.89 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 09, 2026 Filed Apr 13, 2026 21:12 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.91 | $3,912,244.34 |
DisclosureSEC source: 0001841794-26-000056 · wk-form4_1776114726.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 6,325,839 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.82 to $4.00 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 08, 2026 Filed Apr 8, 2026 20:50 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.87 | $3,872,221.38 |
DisclosureSEC source: 0001841794-26-000054 · wk-form4_1775681417.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 7,326,413 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.83 to $3.92 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 07, 2026 Filed Apr 8, 2026 20:50 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.61 | $3,612,072.14 |
DisclosureSEC source: 0001841794-26-000054 · wk-form4_1775681417.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 8,326,987 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.55 to $3.72 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 06, 2026 Filed Apr 6, 2026 20:57 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.73 | $3,732,141.02 |
DisclosureSEC source: 0001841794-26-000052 · wk-form4_1775509035.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 9,327,561 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.66 to $3.77 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 02, 2026 Filed Apr 6, 2026 20:57 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.69 | $3,692,118.06 |
DisclosureSEC source: 0001841794-26-000052 · wk-form4_1775509035.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 10,328,135 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.54 to $3.77 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 01, 2026 Filed Apr 1, 2026 20:56 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionUWM Paired Interests · Derivative | 11,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001841794-26-000050 · wk-form4_1775077007.xml · derivative · entry 5 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,276,482,620 Underlying: Class A Common Stock · 11,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F7 · derivative.expiration_date: The conversion rights related to the UWM Paired Interests do not expire. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 01, 2026 Filed Apr 1, 2026 20:56 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.63 | $3,632,083.62 |
DisclosureSEC source: 0001841794-26-000050 · wk-form4_1775077007.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 11,328,709 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.58 to $3.68 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| April 01, 2026 Filed Apr 1, 2026 20:56 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionClass A Common Stock | 11,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001841794-26-000050 · wk-form4_1775077007.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 12,329,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 20:56 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.55 | $3,552,037.70 |
DisclosureSEC source: 0001841794-26-000050 · wk-form4_1775077007.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,329,283 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.46 to $3.62 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| March 30, 2026 Filed Mar 30, 2026 21:35 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.52 | $3,522,020.48 |
DisclosureSEC source: 0001841794-26-000048 · wk-form4_1774904497.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 2,329,857 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.45 to $3.62 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| March 27, 2026 Filed Mar 30, 2026 21:35 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.49 | $3,492,003.26 |
DisclosureSEC source: 0001841794-26-000048 · wk-form4_1774904497.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,330,431 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.42 to $3.57 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 21:35 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.46 | $3,461,986.04 |
DisclosureSEC source: 0001841794-26-000048 · wk-form4_1774904497.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 4,331,005 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.39 to $3.53 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| March 25, 2026 Filed Mar 25, 2026 21:42 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.55 | $3,552,037.70 |
DisclosureSEC source: 0001841794-26-000046 · wk-form4_1774474937.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 5,331,579 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.48 to $3.72 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| March 24, 2026 Filed Mar 25, 2026 21:42 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.63 | $3,632,083.62 |
DisclosureSEC source: 0001841794-26-000046 · wk-form4_1774474937.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 6,332,153 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.58 to $3.73 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| March 23, 2026 Filed Mar 23, 2026 21:20 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.72 | $3,722,135.28 |
DisclosureSEC source: 0001841794-26-000044 · wk-form4_1774300844.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 7,332,727 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.66 to $3.77 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| March 20, 2026 Filed Mar 23, 2026 21:20 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.60 | $3,602,066.40 |
DisclosureSEC source: 0001841794-26-000044 · wk-form4_1774300844.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 8,333,301 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.55 to $3.70 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| March 19, 2026 Filed Mar 23, 2026 21:20 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.67 | $3,672,106.58 |
DisclosureSEC source: 0001841794-26-000044 · wk-form4_1774300844.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 9,333,875 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.47 to $3.77 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| March 18, 2026 Filed Mar 18, 2026 20:32 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.73 | $3,732,141.02 |
DisclosureSEC source: 0001841794-26-000042 · wk-form4_1773865942.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 10,334,449 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.60 to $3.84 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| March 17, 2026 Filed Mar 18, 2026 20:32 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.67 | $3,672,106.58 |
DisclosureSEC source: 0001841794-26-000042 · wk-form4_1773865942.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 11,335,023 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.63 to $3.74 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| March 16, 2026 Filed Mar 16, 2026 20:59 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionUWM Paired Interests · Derivative | 11,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001841794-26-000040 · wk-form4_1773694742.xml · derivative · entry 6 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,287,482,620 Underlying: Class A Common Stock · 11,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F8 · derivative.expiration_date: The conversion rights related to the UWM Paired Interests do not expire. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| March 16, 2026 Filed Mar 16, 2026 20:59 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 1,000,574 | $3.70 | $3,702,123.80 |
DisclosureSEC source: 0001841794-26-000040 · wk-form4_1773694742.xml · nonDerivative · entry 4 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 12,335,597 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025. F6 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.63 to $3.81 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.