Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AUTONATION, INC.AN · Entity 3730 | EVP & CFO | August 07, 2026 | August 10, 2026 |
| Avantor, Inc.AVTR · Entity 3546 | EVP & CFO | May 17, 2023 | May 19, 2023 |
| HONEYWELL INTERNATIONAL INCHON · Entity 2988 | SVP & Chief Financial Officer | February 27, 2018 | March 01, 2018 |
| Janus International Group, Inc.JBI · Entity 5293 | Director | June 09, 2025 | June 10, 2025 |
| RXO, Inc.RXO · Entity 4166 | Director | January 02, 2026 | January 06, 2026 |
| Seagate Technology Holdings plcSTX · Entity 2029 | Director | October 25, 2025 | November 12, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AUTONATION, INC.
Report date August 07, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 18,437 |
Ending reported balance
After 2026-08-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-07 · Exercise / conversion · Acquired 3,194 · Balance 19,694 F1: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. Row 2 · 2026-08-07 · Tax withholding · Disposed 1,257 · Balance 18,437 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-08-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-07 · Exercise / conversion · Disposed 3,194 · Balance 0 F1: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. F2: The reporting person received a grant of 9,583 restricted stock units on August 7, 2023. The restricted stock units vested in one-third annual increments on each of the first three anniversaries of August 7, 2023. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.
F2: The reporting person received a grant of 9,583 restricted stock units on August 7, 2023. The restricted stock units vested in one-third annual increments on each of the first three anniversaries of August 7, 2023. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
Avantor, Inc.
Report date May 17, 2023 · Filed May 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,489 |
Reported balance
After 2023-05-17 transaction · row 1
1 source rowRow 1 · 2023-05-17 · Tax withholding · Disposed 23,261 · Balance 77,489 F1: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 87,726 |
Reported balance
Holding disclosure · report date 2023-05-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 87,726 F2: Reflects a transfer by the Reporting Person of 4,103 shares into a Revocable Living Trust of which the Reporting Person is the sole beneficiary and sole trustee. |
| Common StockSEC Table I · non-derivative | IndirectBy Grantor Retained Annuity Trust | 89,225 |
Reported balance
Holding disclosure · report date 2023-05-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 89,225 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F2: Reflects a transfer by the Reporting Person of 4,103 shares into a Revocable Living Trust of which the Reporting Person is the sole beneficiary and sole trustee.
HONEYWELL INTERNATIONAL INC
Report date February 27, 2018 · Filed March 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $155.39 · Expires 2028-02-26 | Direct | 57,000 |
Reported balance
After 2018-02-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-02-27 · Grant · Acquired 57,000 · Balance 57,000 F1: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/27/2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,600 |
Reported balance
After 2018-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-02-27 · Grant · Acquired 8,600 · Balance 8,600 F2: Instrument converts to common stock on a one-for-one basis. F3: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest in three equal installments on each of February 27 2020, February 27, 2022 and February 27, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/27/2019.
F2: Instrument converts to common stock on a one-for-one basis.
F3: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest in three equal installments on each of February 27 2020, February 27, 2022 and February 27, 2024.
Janus International Group, Inc.
Report date June 09, 2025 · Filed June 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,900 |
Reported balance
After 2025-06-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-06-09 · Grant · Acquired 20,023 · Balance 52,900 F1: The Reporting Person received restricted stock units ("RSUs") on June 9, 2025 having a value equal to approximately $170,000.00 based on the closing price per share of the Issuer's common stock on June 9, 2025. The RSUs will fully vest on the first anniversary of the grant date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of common stock. F3: Includes 20,023 RSUs. |
| Common StockSEC Table I · non-derivative | IndirectAs Joint Tenants in Common by Trusts | 96,680 |
Reported balance
Holding disclosure · report date 2025-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 96,680 F2: Owned as Joint Tenants in Common by: (i) The Thomas A Szlosek 2013 Revocable Living Trust, of which the Reporting Person and the Reporting Persons spouse serve as joint trustees and the Reporting Person is the sole beneficiary, and (ii) The Sheryl E Szlosek 2013 Revocable Living Trust, of which the Reporting Person and the Reporting Persons spouse serve as joint trustees and the Reporting Persons spouse is the sole beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received restricted stock units ("RSUs") on June 9, 2025 having a value equal to approximately $170,000.00 based on the closing price per share of the Issuer's common stock on June 9, 2025. The RSUs will fully vest on the first anniversary of the grant date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of common stock.
F2: Owned as Joint Tenants in Common by: (i) The Thomas A Szlosek 2013 Revocable Living Trust, of which the Reporting Person and the Reporting Persons spouse serve as joint trustees and the Reporting Person is the sole beneficiary, and (ii) The Sheryl E Szlosek 2013 Revocable Living Trust, of which the Reporting Person and the Reporting Persons spouse serve as joint trustees and the Reporting Persons spouse is the sole beneficiary.
F3: Includes 20,023 RSUs.
RXO, Inc.
Report date January 02, 2026 · Filed January 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 41,844 |
Reported balance
After 2026-01-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-01-02 · Grant · Acquired 14,517 · Balance 41,844 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock. F2: The RSUs shall vest in full on January 2, 2027, subject to the Reporting Person's continued service as a director of the Issuer, and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election. F3: Includes RSUs with respect to 7,745 underlying shares of Common Stock that vested in full on January 2, 2026, but became subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.
F2: The RSUs shall vest in full on January 2, 2027, subject to the Reporting Person's continued service as a director of the Issuer, and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.
F3: Includes RSUs with respect to 7,745 underlying shares of Common Stock that vested in full on January 2, 2026, but became subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.
Seagate Technology Holdings plc
Report date October 25, 2025 · Filed November 12, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 470 |
Reported balance
After 2025-10-25 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-10-25 · Exercise / conversion · Acquired 470 · Balance 470 F1: This amendment is being filed due to an administrative oversight. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 357 |
Reported balance
After 2025-10-25 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2025-10-25 · Tax withholding · Disposed 113 · Balance 357 |
| Restricted Share UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2025-10-25 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2025-10-25 · Exercise / conversion · Disposed 470 · Balance 0 F2: Consists of a grant of restricted share units (RSUs) awarded to the Reporting Person on August 23, 2025 under the Seagate Technology Holdings plc 2022 Equity Incentive Plan for no consideration. Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. Subject to the Reporting Person's continuous service with the Issuer, shares were released to the Reporting Person on the date of the next annual general meeting of shareholders of the Issuer following the end of the fiscal year ending on June 27, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: This amendment is being filed due to an administrative oversight.
F2: Consists of a grant of restricted share units (RSUs) awarded to the Reporting Person on August 23, 2025 under the Seagate Technology Holdings plc 2022 Equity Incentive Plan for no consideration. Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. Subject to the Reporting Person's continuous service with the Issuer, shares were released to the Reporting Person on the date of the next annual general meeting of shareholders of the Issuer following the end of the fiscal year ending on June 27, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2023 Filed Jan 5, 2023 22:02 UTC | RXO, Inc. RXO · Entity 4166 | GrantRestricted Stock Unit · Derivative | 11,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001929561-23-000016 · wf-form4_167295610037557.xml · derivative · entry 3 Szlosek Thomas A · CIK 0001293167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,537 Underlying: Common Stock · 11,537 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock. F3 · derivative.exercise_date: The RSUs shall vest in full on January 3, 2024, subject to the Reporting Person's continued service as a director of the Issuer. F3 · derivative.expiration_date: The RSUs shall vest in full on January 3, 2024, subject to the Reporting Person's continued service as a director of the Issuer. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:02 UTC | RXO, Inc. RXO · Entity 4166 | Exercise / conversionRestricted Stock Unit · Derivative | 1,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001929561-23-000016 · wf-form4_167295610037557.xml · derivative · entry 2 Szlosek Thomas A · CIK 0001293167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock. F2 · derivative.exercise_date: The RSUs vested in full on January 3, 2023. F2 · derivative.expiration_date: The RSUs vested in full on January 3, 2023. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:02 UTC | RXO, Inc. RXO · Entity 4166 | Exercise / conversionCommon Stock | 1,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001929561-23-000016 · wf-form4_167295610037557.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 21:57 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 8,313 | $21.09 | $175,321.17 |
DisclosureSEC source: 0001722482-23-000007 · wf-form4_167286943436153.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,395 F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 21:42 UTC | Avantor, Inc. AVTR · Entity 3546 | PurchaseCommon Stock | 12,500 | $20.71 | $258,850.00 |
DisclosureSEC source: 0001722482-22-000190 · wf-form4_166872135834876.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 35,668 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $20.695 to $20.710, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth above. F2 · balance_after: Reflects a transfer by the Reporting Person of 23,168 shares into a Revocable Living Trust of which the Reporting Person is the sole beneficiary and sole trustee. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 00:35 UTC | RXO, Inc. RXO · Entity 4166 | GrantRestricted Stock Unit · Derivative | 1,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001929561-22-000014 · wf-form4_166873171180805.xml · derivative · entry 1 Szlosek Thomas A · CIK 0001293167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,848 Underlying: Common Stock · 1,848 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock. F2 · derivative.exercise_date: The RSUs shall vest in full on January 3, 2023, subject to the Reporting Person's continued service as a director of the Issuer. F2 · derivative.expiration_date: The RSUs shall vest in full on January 3, 2023, subject to the Reporting Person's continued service as a director of the Issuer. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 18:11 UTC | Janus International Group, Inc. JBI · Entity 5293 | GrantCommon Stock | 7,079 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-021459 · doc4.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,759 F1 · shares: The reporting person received restricted stock units ("RSUs") on June 7, 2022, having a value equal to approximately $80,000 based on the closing price per share of the Issuer's common stock on June 6, 2022. The RSUs will fully vest on June 7, 2023, the one-year anniversary of the vesting commencement date, upon which the RSUs will be settled by delivery of shares of common stock. Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:14 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 23,261 | $31.33 | $728,767.13 |
DisclosureSEC source: 0001722482-22-000142 · wf-form4_165299124776778.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,260 F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. F2 · balance_after: Reflects a transfer by the Reporting Person of 89,225 shares into a grantor retained annuity trust on May 13, 2022. Read SEC document |
| February 25, 2022 Filed Feb 26, 2022 02:34 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 2,043 | $35.39 | $72,301.77 |
DisclosureSEC source: 0001722482-22-000063 · wf-form4_164584285096084.xml · nonDerivative · entry 2 Szlosek Thomas A · CIK 0001293167 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,746 F2 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSU's. Read SEC document |
| February 23, 2022 Filed Feb 26, 2022 02:34 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantStock Options (Right to Buy) · Derivative | 48,079 | $0.00 Strike: $33.09 | $0.00 |
DisclosureSEC source: 0001722482-22-000063 · wf-form4_164584285096084.xml · derivative · entry 3 Szlosek Thomas A · CIK 0001293167 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,079 Underlying: Common Stock · 48,079 shares Expires 2032-02-23 F3 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on February 23, 2023. Read SEC document |
| February 23, 2022 Filed Feb 26, 2022 02:34 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantCommon Stock | 16,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001722482-22-000063 · wf-form4_164584285096084.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,789 F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 23, 2023. Read SEC document |
| February 20, 2022 Filed Feb 22, 2022 22:29 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 4,040 | $34.00 | $137,360.00 |
DisclosureSEC source: 0001722482-22-000046 · wf-form4_164556892068159.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,168 F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 21:58 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 8,101 | $42.14 | $341,376.14 |
DisclosureSEC source: 0001722482-22-000010 · wf-form4_164141989427155.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,208 F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. F2 · balance_after: Includes 915 shares acquired under the Avantor Employee Stock Purchase Plan Read SEC document |
| December 22, 2021 Filed Jan 6, 2022 21:30 UTC | Janus International Group, Inc. JBI · Entity 5293 | GrantCommon Stock | 6,717 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-001194 · doc4.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,680 F1 · shares: The reporting person received restricted stock units ("RSUs") that will fully vest on June 8, 2022, the one year anniversary of the vesting commencement date. The vested RSUs will be settled by delivery of shares of Common Stock. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 22:03 UTC | Janus International Group, Inc. JBI · Entity 5293 | Exercise / conversionWarrants · Derivative | 125,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-21-044860 · doc4.xml · derivative · entry 3 Szlosek Thomas A · CIK 0001293167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,000 shares Expires 2026-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: Prior to giving effect to the transaction, the reported securities included 52,463 shares of Common Stock and 125,000 Warrants held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The Reporting Person received such securities through Sponsor's pro rata distribution of all its holdings to its members for no consideration. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 22:03 UTC | Janus International Group, Inc. JBI · Entity 5293 | Tax withholdingCommon Stock | 87,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-044860 · doc4.xml · nonDerivative · entry 2 Szlosek Thomas A · CIK 0001293167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,963 F1 · kind: On October 13, 2021, Janus International Group, Inc. ("Janus") delivered a notice of redemption to holders of all outstanding warrants (the "Warrants") to purchase shares of Common Stock, par value $0.0001 per share (the "Common Stock"). Pursuant to the terms of the outstanding warrant agreements applicable to the Warrants, the Reporting Person elected to exercise all Warrants on a cashless basis. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 22:03 UTC | Janus International Group, Inc. JBI · Entity 5293 | Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-044860 · doc4.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 13, 2021, Janus International Group, Inc. ("Janus") delivered a notice of redemption to holders of all outstanding warrants (the "Warrants") to purchase shares of Common Stock, par value $0.0001 per share (the "Common Stock"). Pursuant to the terms of the outstanding warrant agreements applicable to the Warrants, the Reporting Person elected to exercise all Warrants on a cashless basis. F2 · ownership.direct: Prior to giving effect to the transaction, the reported securities included 52,463 shares of Common Stock and 125,000 Warrants held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The Reporting Person received such securities through Sponsor's pro rata distribution of all its holdings to its members for no consideration. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:16 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 23,261 | $30.90 | $718,764.90 |
DisclosureSEC source: 0001722482-21-000151 · wf-form4_162145894733064.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,394 F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:29 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantStock Options (Right to Buy) · Derivative | 52,693 | $0.00 Strike: $27.64 | $0.00 |
DisclosureSEC source: 0001722482-21-000085 · wf-form4_161463773392835.xml · derivative · entry 2 Szlosek Thomas A · CIK 0001293167 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,693 Underlying: Common Stock · 52,693 shares Expires 2031-02-25 F2 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on February 25, 2022. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:29 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantCommon Stock | 16,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001722482-21-000085 · wf-form4_161463773392835.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,655 F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 25, 2022. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 22:38 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 2,980 | $28.69 | $85,496.20 |
DisclosureSEC source: 0001722482-21-000045 · wf-form4_161411990842127.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,374 F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. F2 · balance_after: Includes 1,355 shares acquired under the Avantor Employee Stock Purchase Plan. Read SEC document |
| January 02, 2021 Filed Jan 7, 2021 02:00 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 8,135 | $28.15 | $229,000.25 |
DisclosureSEC source: 0001722482-21-000008 · wf-form4_160998480193205.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,999 F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 17, 2020 Filed May 19, 2020 22:58 UTC | Avantor, Inc. AVTR · Entity 3546 | Tax withholdingCommon Stock | 21,287 | $17.86 | $380,185.82 |
DisclosureSEC source: 0001722482-20-000124 · wf-form4_158992911347010.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,134 F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:24 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantStock Options (Right to Buy) · Derivative | 109,489 | $0.00 Strike: $17.67 | $0.00 |
DisclosureSEC source: 0001722482-20-000050 · wf-form4_158266944878206.xml · derivative · entry 2 Szlosek Thomas A · CIK 0001293167 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,489 Underlying: Common Stock · 109,489 shares Expires 2030-02-21 F2 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on February 21, 2021. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:24 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantCommon Stock | 33,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001722482-20-000050 · wf-form4_158266944878206.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,421 F1 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 21, 2021. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:06 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantStock Options (Right to Buy) · Derivative | 222,816 | $0.00 Strike: $18.45 | $0.00 |
DisclosureSEC source: 0001722482-20-000008 · wf-form4_157834838817421.xml · derivative · entry 2 Szlosek Thomas A · CIK 0001293167 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,816 Underlying: Common Stock · 222,816 shares Expires 2030-01-02 F2 · derivative.exercise_date: Reflects a grant of stock options that vest in three equal annual installments beginning on January 2, 2021. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:06 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantCommon Stock | 67,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001722482-20-000008 · wf-form4_157834838817421.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,465 F1 · kind: Reflects a grant of restricted stock units that vest in three equal annual installments beginning on January 2, 2021. Read SEC document |
| May 21, 2019 Filed May 23, 2019 23:22 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantCommon Stock | 185,714 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-014588 · doc4.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,714 F1 · kind: Reflects a grant of restricted stock units that vests as follows: (a) 50% vests on May 21, 2021, and (b) the remaining 50% vests in two equal annual installments beginning on May 21, 2022. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:36 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | GrantRestricted Stock Units · Derivative | 8,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000950117-18-000073 · cfp_24357.xml · derivative · entry 2 Szlosek Thomas A · CIK 0001293167 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,600 Underlying: Common Stock · 8,600 shares Expires not disclosed F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest in three equal installments on each of February 27 2020, February 27, 2022 and February 27, 2024. F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest in three equal installments on each of February 27 2020, February 27, 2022 and February 27, 2024. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:36 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | GrantEmployee Stock Options · Derivative | 57,000 | $0.00 Strike: $155.39 | $0.00 |
DisclosureSEC source: 0000950117-18-000073 · cfp_24357.xml · derivative · entry 1 Szlosek Thomas A · CIK 0001293167 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,000 Underlying: Common Stock · 57,000 shares Expires 2028-02-26 F1 · kind: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/27/2019. F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/27/2019. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:02 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | SaleCommon Stock | 803 | $137.02 | $110,027.06 |
DisclosureSEC source: 0000950117-17-000422 · cfp_24290.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,702 Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 21:40 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Exercise / conversionRestricted Units · Derivative | 8,834 | $137.26 | $1,212,554.84 |
DisclosureSEC source: 0000950117-17-000411 · cfp_24285.xml · derivative · entry 4 Szlosek Thomas A · CIK 0001293167 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,847 Underlying: Common Stock · 8,834 shares Expires 2017-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F2 · shares: Includes the reinvestment of dividend equivalents into 537 additional restricted stock units. F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016. F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 537 additional restricted stock units. F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 21:40 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Tax withholdingCommon Stock | 4,499 | $137.26 | $617,532.74 |
DisclosureSEC source: 0000950117-17-000411 · cfp_24285.xml · nonDerivative · entry 2 Szlosek Thomas A · CIK 0001293167 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,505 Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 21:40 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Exercise / conversionCommon Stock | 8,834 | $137.26 | $1,212,554.84 |
DisclosureSEC source: 0000950117-17-000411 · cfp_24285.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:12 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | SaleCommon Stock | 36,080 | $131.16 | $4,732,252.80 |
DisclosureSEC source: 0000950117-17-000330 · cfp_24269.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,160 F1 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.11 to $131.25, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:09 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | GrantEmployee Stock Options · Derivative | 108,000 | $0.00 Strike: $124.99 | $0.00 |
DisclosureSEC source: 0000950117-17-000132 · cfp_24190.xml · derivative · entry 1 Szlosek Thomas A · CIK 0001293167 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,000 Underlying: Common Stock · 108,000 shares Expires 2027-02-27 F1 · kind: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/28/2018. F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/28/2018. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 21:03 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Exercise / conversionRestricted Units · Derivative | 4,392 | $124.50 | $546,804.00 |
DisclosureSEC source: 0000950117-17-000109 · cfp_24198.xml · derivative · entry 4 Szlosek Thomas A · CIK 0001293167 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,392 shares Expires 2017-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F2 · shares: Includes the reinvestment of dividend equivalents into 630 additional restricted stock units. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 21:03 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Tax withholdingCommon Stock | 2,232 | $124.50 | $277,884.00 |
DisclosureSEC source: 0000950117-17-000109 · cfp_24198.xml · nonDerivative · entry 2 Szlosek Thomas A · CIK 0001293167 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,483 Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 21:03 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Exercise / conversionCommon Stock | 4,392 | $124.50 | $546,804.00 |
DisclosureSEC source: 0000950117-17-000109 · cfp_24198.xml · nonDerivative · entry 1 Szlosek Thomas A · CIK 0001293167 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.