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person · Reporting owner

Szlosek Thomas A

Disclosed activity across 6 companies

Tapewire entity
25251
SEC CIK
0001293167

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AUTONATION, INC.AN · Entity 3730EVP & CFOAugust 07, 2026August 10, 2026
Avantor, Inc.AVTR · Entity 3546EVP & CFOMay 17, 2023May 19, 2023
HONEYWELL INTERNATIONAL INCHON · Entity 2988SVP & Chief Financial OfficerFebruary 27, 2018March 01, 2018
Janus International Group, Inc.JBI · Entity 5293DirectorJune 09, 2025June 10, 2025
RXO, Inc.RXO · Entity 4166DirectorJanuary 02, 2026January 06, 2026
Seagate Technology Holdings plcSTX · Entity 2029DirectorOctober 25, 2025November 12, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AUTONATION, INC.

Report date August 07, 2026 · Filed August 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect18,437 Ending reported balance After 2026-08-07 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-07 · Exercise / conversion · Acquired 3,194 · Balance 19,694

F1: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Row 2 · 2026-08-07 · Tax withholding · Disposed 1,257 · Balance 18,437

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-08-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-07 · Exercise / conversion · Disposed 3,194 · Balance 0

F1: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2: The reporting person received a grant of 9,583 restricted stock units on August 7, 2023. The restricted stock units vested in one-third annual increments on each of the first three anniversaries of August 7, 2023. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2: The reporting person received a grant of 9,583 restricted stock units on August 7, 2023. The restricted stock units vested in one-third annual increments on each of the first three anniversaries of August 7, 2023. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Avantor, Inc.

Report date May 17, 2023 · Filed May 19, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect77,489 Reported balance After 2023-05-17 transaction · row 1
1 source row

Row 1 · 2023-05-17 · Tax withholding · Disposed 23,261 · Balance 77,489

F1: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Common StockSEC Table I · non-derivativeIndirectBy Trust87,726 Reported balance Holding disclosure · report date 2023-05-17 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 87,726

F2: Reflects a transfer by the Reporting Person of 4,103 shares into a Revocable Living Trust of which the Reporting Person is the sole beneficiary and sole trustee.

Common StockSEC Table I · non-derivativeIndirectBy Grantor Retained Annuity Trust89,225 Reported balance Holding disclosure · report date 2023-05-17 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 89,225

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

F2: Reflects a transfer by the Reporting Person of 4,103 shares into a Revocable Living Trust of which the Reporting Person is the sole beneficiary and sole trustee.

HONEYWELL INTERNATIONAL INC

Report date February 27, 2018 · Filed March 01, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $155.39 · Expires 2028-02-26Direct57,000 Reported balance After 2018-02-27 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-02-27 · Grant · Acquired 57,000 · Balance 57,000

F1: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/27/2019.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,600 Reported balance After 2018-02-27 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-02-27 · Grant · Acquired 8,600 · Balance 8,600

F2: Instrument converts to common stock on a one-for-one basis.

F3: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest in three equal installments on each of February 27 2020, February 27, 2022 and February 27, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/27/2019.

F2: Instrument converts to common stock on a one-for-one basis.

F3: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest in three equal installments on each of February 27 2020, February 27, 2022 and February 27, 2024.

Janus International Group, Inc.

Report date June 09, 2025 · Filed June 10, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect52,900 Reported balance After 2025-06-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-06-09 · Grant · Acquired 20,023 · Balance 52,900

F1: The Reporting Person received restricted stock units ("RSUs") on June 9, 2025 having a value equal to approximately $170,000.00 based on the closing price per share of the Issuer's common stock on June 9, 2025. The RSUs will fully vest on the first anniversary of the grant date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of common stock.

F3: Includes 20,023 RSUs.

Common StockSEC Table I · non-derivativeIndirectAs Joint Tenants in Common by Trusts96,680 Reported balance Holding disclosure · report date 2025-06-09 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 96,680

F2: Owned as Joint Tenants in Common by: (i) The Thomas A Szlosek 2013 Revocable Living Trust, of which the Reporting Person and the Reporting Persons spouse serve as joint trustees and the Reporting Person is the sole beneficiary, and (ii) The Sheryl E Szlosek 2013 Revocable Living Trust, of which the Reporting Person and the Reporting Persons spouse serve as joint trustees and the Reporting Persons spouse is the sole beneficiary.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person received restricted stock units ("RSUs") on June 9, 2025 having a value equal to approximately $170,000.00 based on the closing price per share of the Issuer's common stock on June 9, 2025. The RSUs will fully vest on the first anniversary of the grant date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of common stock.

F2: Owned as Joint Tenants in Common by: (i) The Thomas A Szlosek 2013 Revocable Living Trust, of which the Reporting Person and the Reporting Persons spouse serve as joint trustees and the Reporting Person is the sole beneficiary, and (ii) The Sheryl E Szlosek 2013 Revocable Living Trust, of which the Reporting Person and the Reporting Persons spouse serve as joint trustees and the Reporting Persons spouse is the sole beneficiary.

F3: Includes 20,023 RSUs.

RXO, Inc.

Report date January 02, 2026 · Filed January 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect41,844 Reported balance After 2026-01-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-02 · Grant · Acquired 14,517 · Balance 41,844

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2: The RSUs shall vest in full on January 2, 2027, subject to the Reporting Person's continued service as a director of the Issuer, and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.

F3: Includes RSUs with respect to 7,745 underlying shares of Common Stock that vested in full on January 2, 2026, but became subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2: The RSUs shall vest in full on January 2, 2027, subject to the Reporting Person's continued service as a director of the Issuer, and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.

F3: Includes RSUs with respect to 7,745 underlying shares of Common Stock that vested in full on January 2, 2026, but became subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.

Seagate Technology Holdings plc

Report date October 25, 2025 · Filed November 12, 2025 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect470 Reported balance After 2025-10-25 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2025-10-25 · Exercise / conversion · Acquired 470 · Balance 470

F1: This amendment is being filed due to an administrative oversight.

Ordinary SharesSEC Table I · non-derivativeDirect357 Reported balance After 2025-10-25 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2025-10-25 · Tax withholding · Disposed 113 · Balance 357

Restricted Share UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-10-25 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2025-10-25 · Exercise / conversion · Disposed 470 · Balance 0

F2: Consists of a grant of restricted share units (RSUs) awarded to the Reporting Person on August 23, 2025 under the Seagate Technology Holdings plc 2022 Equity Incentive Plan for no consideration. Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. Subject to the Reporting Person's continuous service with the Issuer, shares were released to the Reporting Person on the date of the next annual general meeting of shareholders of the Issuer following the end of the fiscal year ending on June 27, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: This amendment is being filed due to an administrative oversight.

F2: Consists of a grant of restricted share units (RSUs) awarded to the Reporting Person on August 23, 2025 under the Seagate Technology Holdings plc 2022 Equity Incentive Plan for no consideration. Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. Subject to the Reporting Person's continuous service with the Issuer, shares were released to the Reporting Person on the date of the next annual general meeting of shareholders of the Issuer following the end of the fiscal year ending on June 27, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 07, 2026 Filed Aug 10, 2026 22:02 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionRestricted Stock Units · Derivative 3,194 $0.00 $0.00
Disclosure

SEC source: 0001293167-26-000004 · wk-form4_1786399324.xml · derivative · entry 3

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 9,583 restricted stock units on August 7, 2023. The restricted stock units vested in one-third annual increments on each of the first three anniversaries of August 7, 2023. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 9,583 restricted stock units on August 7, 2023. The restricted stock units vested in one-third annual increments on each of the first three anniversaries of August 7, 2023. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
August 07, 2026 Filed Aug 10, 2026 22:02 UTC AUTONATION, INC. AN · Entity 3730 Tax withholdingCommon Stock, par value $0.01 per share 1,257 $209.23 $263,002.11
Disclosure

SEC source: 0001293167-26-000004 · wk-form4_1786399324.xml · nonDerivative · entry 2

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,437

Read SEC document
August 07, 2026 Filed Aug 10, 2026 22:02 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionCommon Stock, par value $0.01 per share 3,194 Not disclosed Not disclosed
Disclosure

SEC source: 0001293167-26-000004 · wk-form4_1786399324.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 22:00 UTC AUTONATION, INC. AN · Entity 3730 GrantRestricted Stock Units · Derivative 5,698 $0.00 $0.00
Disclosure

SEC source: 0000350698-26-000024 · wk-form4_1772575217.xml · derivative · entry 6

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,698

Underlying: Common Stock, par value $0.01 per share · 5,698 shares

Expires not disclosed

F4 · derivative.exercise_price: The restricted stock units were granted on March 1, 2026 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F4 · derivative.exercise_date: The restricted stock units were granted on March 1, 2026 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F4 · derivative.expiration_date: The restricted stock units were granted on March 1, 2026 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 22:00 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionRestricted Stock Units · Derivative 1,900 $0.00 $0.00
Disclosure

SEC source: 0000350698-26-000024 · wk-form4_1772575217.xml · derivative · entry 5

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,801

Underlying: Common Stock, par value $0.01 per share · 1,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person received a grant of 5,701 restricted stock units on March 1, 2025. The restricted stock units will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F3 · derivative.expiration_date: The reporting person received a grant of 5,701 restricted stock units on March 1, 2025. The restricted stock units will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 22:00 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionRestricted Stock Units · Derivative 2,193 $0.00 $0.00
Disclosure

SEC source: 0000350698-26-000024 · wk-form4_1772575217.xml · derivative · entry 4

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,193

Underlying: Common Stock, par value $0.01 per share · 2,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 6,579 restricted stock units on March 1, 2024. The restricted stock units will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 6,579 restricted stock units on March 1, 2024. The restricted stock units will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 22:00 UTC AUTONATION, INC. AN · Entity 3730 Tax withholdingCommon Stock, par value $0.01 per share 1,611 $195.16 $314,402.76
Disclosure

SEC source: 0000350698-26-000024 · wk-form4_1772575217.xml · nonDerivative · entry 3

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Read SEC document
March 01, 2026 Filed Mar 3, 2026 22:00 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionCommon Stock, par value $0.01 per share 1,900 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-26-000024 · wk-form4_1772575217.xml · nonDerivative · entry 2

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 22:00 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionCommon Stock, par value $0.01 per share 2,193 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-26-000024 · wk-form4_1772575217.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
January 28, 2026 Filed Jan 30, 2026 21:07 UTC AUTONATION, INC. AN · Entity 3730 Tax withholdingCommon Stock, par value $0.01 per share 4,841 $215.93 $1,045,317.13
Disclosure

SEC source: 0000350698-26-000015 · wk-form4_1769807274.xml · nonDerivative · entry 2

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,018

Read SEC document
January 28, 2026 Filed Jan 30, 2026 21:07 UTC AUTONATION, INC. AN · Entity 3730 GrantCommon Stock, par value $0.01 per share 12,234 $0.00 $0.00
Disclosure

SEC source: 0000350698-26-000015 · wk-form4_1769807274.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,859

F1 · kind: Settlement of shares upon the achievement of applicable performance goals, which were certified by the registrant's Compensation Committee on January 28, 2026, pursuant to the terms of certain performance-based restricted stock units granted on August 7, 2023.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 22:11 UTC RXO, Inc. RXO · Entity 4166 GrantRestricted Stock Unit · Derivative 14,517 $0.00 $0.00
Disclosure

SEC source: 0000950142-26-000072 · es260721605_4-szlosek.xml · derivative · entry 1

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,844

Underlying: Common Stock · 14,517 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest in full on January 2, 2027, subject to the Reporting Person's continued service as a director of the Issuer, and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.

F2 · derivative.expiration_date: The RSUs shall vest in full on January 2, 2027, subject to the Reporting Person's continued service as a director of the Issuer, and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.

F3 · balance_after: Includes RSUs with respect to 7,745 underlying shares of Common Stock that vested in full on January 2, 2026, but became subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.

Read SEC document
November 07, 2025 Filed Nov 12, 2025 13:00 UTC RXO, Inc. RXO · Entity 4166 GiftCommon Stock 13,034 $0.00 $0.00
Disclosure

SEC source: 0000950142-25-002939 · es250703459_4-szlosek.xml · nonDerivative · entry 3

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · ownership.direct: On November 7, 2025, the Reporting Person transferred an aggregate of 49,542 shares of the Issuer's common stock to a grantor retained annuity trust (the "GRAT") for no consideration. The Reporting Person is trustee and the sole beneficiary of the GRAT.

Read SEC document
November 07, 2025 Filed Nov 12, 2025 13:00 UTC RXO, Inc. RXO · Entity 4166 GiftCommon Stock 36,508 $0.00 $0.00
Disclosure

SEC source: 0000950142-25-002939 · es250703459_4-szlosek.xml · nonDerivative · entry 2

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · ownership.direct: On November 7, 2025, the Reporting Person transferred an aggregate of 49,542 shares of the Issuer's common stock to a grantor retained annuity trust (the "GRAT") for no consideration. The Reporting Person is trustee and the sole beneficiary of the GRAT.

Read SEC document
November 07, 2025 Filed Nov 12, 2025 13:00 UTC RXO, Inc. RXO · Entity 4166 PurchaseCommon Stock 20,308 $12.37 $251,209.96
Disclosure

SEC source: 0000950142-25-002939 · es250703459_4-szlosek.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 36,508

Read SEC document
October 25, 2025 Filed Oct 28, 2025 20:29 UTC Seagate Technology Holdings plc STX · Entity 2029 GrantRestricted Share Unit · Derivative 1,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137789-25-000306 · wk-form4_1761683388.xml · derivative · entry 1

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,580

Underlying: Ordinary Shares · 1,580 shares

Expires not disclosed

F1 · derivative.exercise_date: Consists of a grant of restricted share units (RSUs) awarded to the Reporting Person on October 25, 2025 under the Seagate Technology Holdings plc 2022 Equity Incentive Plan (the "Plan") for no consideration. Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. Subject to the Reporting Person's continuous service with the Issuer, shares will be released to the Reporting Person on the earlier of (i) one year from the date of grant and (ii) the date of the next annual general meeting of shareholders of the Issuer following the end of the fiscal year ending on July 3, 2026, provided such annual general meeting is at least fifty (50) weeks after the immediately preceding fiscal year's annual general meeting.

F1 · derivative.expiration_date: Consists of a grant of restricted share units (RSUs) awarded to the Reporting Person on October 25, 2025 under the Seagate Technology Holdings plc 2022 Equity Incentive Plan (the "Plan") for no consideration. Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. Subject to the Reporting Person's continuous service with the Issuer, shares will be released to the Reporting Person on the earlier of (i) one year from the date of grant and (ii) the date of the next annual general meeting of shareholders of the Issuer following the end of the fiscal year ending on July 3, 2026, provided such annual general meeting is at least fifty (50) weeks after the immediately preceding fiscal year's annual general meeting.

Read SEC document
October 25, 2025 Filed Nov 12, 2025 21:38 UTC Amendment Seagate Technology Holdings plc STX · Entity 2029 Exercise / conversionRestricted Share Unit · Derivative 470 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137789-25-000336 · wk-form4a_1762983532.xml · derivative · entry 3

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Consists of a grant of restricted share units (RSUs) awarded to the Reporting Person on August 23, 2025 under the Seagate Technology Holdings plc 2022 Equity Incentive Plan for no consideration. Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. Subject to the Reporting Person's continuous service with the Issuer, shares were released to the Reporting Person on the date of the next annual general meeting of shareholders of the Issuer following the end of the fiscal year ending on June 27, 2025.

F2 · derivative.expiration_date: Consists of a grant of restricted share units (RSUs) awarded to the Reporting Person on August 23, 2025 under the Seagate Technology Holdings plc 2022 Equity Incentive Plan for no consideration. Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. Subject to the Reporting Person's continuous service with the Issuer, shares were released to the Reporting Person on the date of the next annual general meeting of shareholders of the Issuer following the end of the fiscal year ending on June 27, 2025.

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October 25, 2025 Filed Nov 12, 2025 21:38 UTC Amendment Seagate Technology Holdings plc STX · Entity 2029 Tax withholdingOrdinary Shares 113 $234.12 $26,455.56
Disclosure

SEC source: 0001137789-25-000336 · wk-form4a_1762983532.xml · nonDerivative · entry 2

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357

Read SEC document
October 25, 2025 Filed Nov 12, 2025 21:38 UTC Amendment Seagate Technology Holdings plc STX · Entity 2029 Exercise / conversionOrdinary Shares 470 $0.00 $0.00
Disclosure

SEC source: 0001137789-25-000336 · wk-form4a_1762983532.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This amendment is being filed due to an administrative oversight.

Read SEC document
August 23, 2025 Filed Aug 26, 2025 22:01 UTC Seagate Technology Holdings plc STX · Entity 2029 GrantRestricted Share Unit · Derivative 470 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137789-25-000195 · wk-form4_1756245663.xml · derivative · entry 1

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470

Underlying: Ordinary Shares · 470 shares

Expires not disclosed

F1 · derivative.exercise_date: Consists of a grant of restricted share units (RSUs) awarded to the Reporting Person on August 23, 2025 under the Seagate Technology Holdings plc 2022 Equity Incentive Plan for no consideration. Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. Subject to the Reporting Person's continuous service with the Issuer, shares will be released to the Reporting Person on the date of the next annual general meeting of shareholders of the Issuer following the end of the fiscal year ending on June 27, 2025.

F1 · derivative.expiration_date: Consists of a grant of restricted share units (RSUs) awarded to the Reporting Person on August 23, 2025 under the Seagate Technology Holdings plc 2022 Equity Incentive Plan for no consideration. Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. Subject to the Reporting Person's continuous service with the Issuer, shares will be released to the Reporting Person on the date of the next annual general meeting of shareholders of the Issuer following the end of the fiscal year ending on June 27, 2025.

Read SEC document
August 07, 2025 Filed Aug 8, 2025 20:31 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionRestricted Stock Units · Derivative 3,194 $0.00 $0.00
Disclosure

SEC source: 0000350698-25-000103 · wk-form4_1754685054.xml · derivative · entry 3

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,194

Underlying: Common Stock, par value $0.01 per share · 3,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 9,583 restricted stock units on August 7, 2023. The restricted stock units vest in one-third annual increments on each of the first three anniversaries of August 7, 2023. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 9,583 restricted stock units on August 7, 2023. The restricted stock units vest in one-third annual increments on each of the first three anniversaries of August 7, 2023. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
August 07, 2025 Filed Aug 8, 2025 20:31 UTC AUTONATION, INC. AN · Entity 3730 Tax withholdingCommon Stock, par value $0.01 per share 1,257 $194.40 $244,360.80
Disclosure

SEC source: 0000350698-25-000103 · wk-form4_1754685054.xml · nonDerivative · entry 2

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,625

Read SEC document
August 07, 2025 Filed Aug 8, 2025 20:31 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionCommon Stock, par value $0.01 per share 3,194 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-25-000103 · wk-form4_1754685054.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
June 09, 2025 Filed Jun 10, 2025 20:22 UTC Janus International Group, Inc. JBI · Entity 5293 GrantCommon Stock 20,023 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-058159 · tm2517583-6_4seq1.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,900

F1 · shares: The Reporting Person received restricted stock units ("RSUs") on June 9, 2025 having a value equal to approximately $170,000.00 based on the closing price per share of the Issuer's common stock on June 9, 2025. The RSUs will fully vest on the first anniversary of the grant date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of common stock.

F3 · balance_after: Includes 20,023 RSUs.

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May 14, 2025 Filed May 16, 2025 19:30 UTC RXO, Inc. RXO · Entity 4166 PurchaseCommon Stock 7,500 $16.65 $124,875.00
Disclosure

SEC source: 0001929561-25-000088 · wk-form4_1747423810.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 16,200

F1 · price: The purchase price ranged from $16.63 to $16.67, with a weighted average purchase price of $16.65. Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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May 09, 2025 Filed May 13, 2025 20:12 UTC RXO, Inc. RXO · Entity 4166 PurchaseCommon Stock 8,700 $14.41 $125,353.95
Disclosure

SEC source: 0001929561-25-000084 · wk-form4_1747167145.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 8,700

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.34 to $14.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:04 UTC AUTONATION, INC. AN · Entity 3730 GrantRestricted Stock Units · Derivative 5,701 $0.00 $0.00
Disclosure

SEC source: 0000350698-25-000057 · wk-form4_1741125876.xml · derivative · entry 4

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,701

Underlying: Common Stock, par value $0.01 per share · 5,701 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted stock units were granted on March 1, 2025 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F3 · derivative.exercise_date: The restricted stock units were granted on March 1, 2025 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F3 · derivative.expiration_date: The restricted stock units were granted on March 1, 2025 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:04 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionRestricted Stock Units · Derivative 2,193 $0.00 $0.00
Disclosure

SEC source: 0000350698-25-000057 · wk-form4_1741125876.xml · derivative · entry 3

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,386

Underlying: Common Stock, par value $0.01 per share · 2,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 6,579 restricted stock units on March 1, 2024. The restricted stock units will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 6,579 restricted stock units on March 1, 2024. The restricted stock units will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:04 UTC AUTONATION, INC. AN · Entity 3730 Tax withholdingCommon Stock, par value $0.01 per share 863 $182.37 $157,385.31
Disclosure

SEC source: 0000350698-25-000057 · wk-form4_1741125876.xml · nonDerivative · entry 2

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,688

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:04 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionCommon Stock, par value $0.01 per share 2,193 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-25-000057 · wk-form4_1741125876.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 23:44 UTC RXO, Inc. RXO · Entity 4166 GrantRestricted Stock Unit · Derivative 7,745 $0.00 $0.00
Disclosure

SEC source: 0001929561-25-000019 · wk-form4_1736207066.xml · derivative · entry 2

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,745

Underlying: Common Stock · 7,745 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: The RSUs shall vest in full on January 2, 2026, subject to the Reporting Person's continued service as a director of the Issuer.

F3 · derivative.expiration_date: The RSUs shall vest in full on January 2, 2026, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 23:44 UTC RXO, Inc. RXO · Entity 4166 Exercise / conversionRestricted Stock Unit · Derivative 8,045 Not disclosed Not disclosed
Disclosure

SEC source: 0001929561-25-000019 · wk-form4_1736207066.xml · derivative · entry 1

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,582

Underlying: Common Stock · 8,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · price: The RSUs vested in full on January 2, 2025, and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.

F2 · derivative.exercise_date: The RSUs vested in full on January 2, 2025, and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.

F2 · derivative.expiration_date: The RSUs vested in full on January 2, 2025, and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 20:10 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionRestricted Stock Units · Derivative 3,195 $0.00 $0.00
Disclosure

SEC source: 0000350698-24-000102 · wk-form4_1723234224.xml · derivative · entry 3

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,388

Underlying: Common Stock, par value $0.01 per share · 3,195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 9,583 restricted stock units on August 7, 2023. The restricted stock units vest in one-third annual increments on each of the first three anniversaries of August 7, 2023. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 9,583 restricted stock units on August 7, 2023. The restricted stock units vest in one-third annual increments on each of the first three anniversaries of August 7, 2023. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 20:10 UTC AUTONATION, INC. AN · Entity 3730 Tax withholdingCommon Stock, par value $0.01 per share 1,258 $164.32 $206,714.56
Disclosure

SEC source: 0000350698-24-000102 · wk-form4_1723234224.xml · nonDerivative · entry 2

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,358

Read SEC document
August 07, 2024 Filed Aug 9, 2024 20:10 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionCommon Stock, par value $0.01 per share 3,195 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-24-000102 · wk-form4_1723234224.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 20:02 UTC Janus International Group, Inc. JBI · Entity 5293 GrantCommon Stock 13,554 $0.00 $0.00
Disclosure

SEC source: 0001839839-24-000161 · wk-form4_1718913761.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,554

F1 · shares: The Reporting Person received restricted stock units ("RSUs") on June 18, 2024 having a value equal to approximately $180,000.00 based on the closing price per share of the Issuer's common stock on June 18, 2024. The RSUs will fully vest on the first anniversary of the vesting commencement date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of common stock.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:17 UTC AUTONATION, INC. AN · Entity 3730 GrantRestricted Stock Units · Derivative 6,579 $0.00 $0.00
Disclosure

SEC source: 0000350698-24-000047 · wk-form4_1709680627.xml · derivative · entry 1

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,579

Underlying: Common Stock, par value $0.01 per share · 6,579 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were granted on March 1, 2024 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F1 · derivative.exercise_date: The restricted stock units were granted on March 1, 2024 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F1 · derivative.expiration_date: The restricted stock units were granted on March 1, 2024 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:32 UTC AUTONATION, INC. AN · Entity 3730 PurchaseCommon Stock, par value $0.01 per share 1,421 $140.76 $200,019.96
Disclosure

SEC source: 0000350698-24-000028 · wk-form4_1709069503.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,421

Read SEC document
January 02, 2024 Filed Jan 5, 2024 02:05 UTC RXO, Inc. RXO · Entity 4166 GrantRestricted Stock Unit · Derivative 8,045 $0.00 $0.00
Disclosure

SEC source: 0001929561-24-000012 · wk-form4_1704420341.xml · derivative · entry 2

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,582

Underlying: Common Stock · 8,045 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest in full on January 2, 2025, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest in full on January 2, 2025, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.underlying_shares: The RSUs shall vest in full on January 2, 2025, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:39 UTC RXO, Inc. RXO · Entity 4166 PurchaseCommon Stock 11,186 $17.92 $200,453.12
Disclosure

SEC source: 0001929561-23-000080 · wk-form4_1695155938.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,034

Read SEC document
August 07, 2023 Filed Aug 9, 2023 20:14 UTC AUTONATION, INC. AN · Entity 3730 GrantRestricted Stock Units · Derivative 9,583 $0.00 $0.00
Disclosure

SEC source: 0000350698-23-000106 · wk-form4_1691612031.xml · derivative · entry 1

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,583

Underlying: Common Stock, par value $0.01 per share · 9,583 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were granted on August 7, 2023 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or, at the registrant's election, the cash value thereof.

F1 · derivative.exercise_date: The restricted stock units were granted on August 7, 2023 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or, at the registrant's election, the cash value thereof.

F1 · derivative.expiration_date: The restricted stock units were granted on August 7, 2023 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or, at the registrant's election, the cash value thereof.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 00:51 UTC Janus International Group, Inc. JBI · Entity 5293 GrantCommon Stock 12,244 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014982 · doc4.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,003

F1 · shares: The reporting person received restricted stock units ("RSUs") on June 7, 2023, having a value equal to approximately $120,000 based on the closing price per share of the Issuer's common stock on June 7, 2023. The RSUs will fully vest on the first anniversary of the vesting commencement date, subject to continued service to the Board, and will be settled by delivery of shares of common stock.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:18 UTC Avantor, Inc. AVTR · Entity 3546 Tax withholdingCommon Stock 23,261 $20.28 $471,733.08
Disclosure

SEC source: 0001722482-23-000131 · wf-form4_168452746178858.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,489

F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 01:09 UTC Avantor, Inc. AVTR · Entity 3546 Tax withholdingCommon Stock 2,040 $24.62 $50,224.80
Disclosure

SEC source: 0001722482-23-000073 · wf-form4_167754655204998.xml · nonDerivative · entry 3

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,853

F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 01:09 UTC Avantor, Inc. AVTR · Entity 3546 GrantStock Options (Right to Buy) · Derivative 54,135 $0.00 Strike: $24.62 $0.00
Disclosure

SEC source: 0001722482-23-000073 · wf-form4_167754655204998.xml · derivative · entry 6

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,135

Underlying: Common Stock · 54,135 shares

Expires 2033-02-24

F4 · derivative.exercise_date: Reflects a grant of stock options that vest in four equal annual installments beginning on February 24, 2024.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 01:09 UTC Avantor, Inc. AVTR · Entity 3546 GrantCommon Stock 22,339 $0.00 $0.00
Disclosure

SEC source: 0001722482-23-000073 · wf-form4_167754655204998.xml · nonDerivative · entry 2

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,893

F2 · kind: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 24, 2024.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 01:09 UTC Avantor, Inc. AVTR · Entity 3546 Tax withholdingCommon Stock 2,082 $24.59 $51,196.38
Disclosure

SEC source: 0001722482-23-000073 · wf-form4_167754655204998.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,790

F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 22:01 UTC Avantor, Inc. AVTR · Entity 3546 Tax withholdingCommon Stock 4,253 $24.54 $104,368.62
Disclosure

SEC source: 0001722482-23-000064 · wf-form4_167710326646003.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,872

F1 · kind: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 01:25 UTC Avantor, Inc. AVTR · Entity 3546 Tax withholdingCommon Stock 24,187 $23.90 $578,069.30
Disclosure

SEC source: 0001722482-23-000021 · wf-form4_167538748974631.xml · nonDerivative · entry 2

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,574

F3 · kind: Reflects shares of Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the performance-based restricted stock units described herein.

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January 31, 2023 Filed Feb 3, 2023 01:25 UTC Avantor, Inc. AVTR · Entity 3546 GrantCommon Stock 53,636 $0.00 $0.00
Disclosure

SEC source: 0001722482-23-000021 · wf-form4_167538748974631.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,761

F1 · kind: Reflects performance-based restricted stock units previously granted to the Reporting Person, the performance of which was certified on January 31, 2023. Each performance-based restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

F2 · balance_after: Reflects a transfer by the Reporting Person of 14,270 shares into a Revocable Living Trust of which the Reporting Person is the sole beneficiary and sole trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.