organization · Reporting owner

Corre Partners Management, LLC

Disclosed activity across 4 companies

Tapewire entity: 25247
SEC CIK: 0001537323

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
A. M. Castle & Co.CTAM · Entity 144324	10% owner	March 27, 2020	March 31, 2020
NN INCNNBR · Entity 6041	10% owner	April 23, 2026	April 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

A. M. Castle & Co.

Report date March 27, 2020 · Filed March 31, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative	IndirectSee footnote	10,702,564	Reported balance After 2020-03-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-03-27 · Other · Acquired 10,469,092 · Balance 10,702,564 F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 10,469,092 shares of Common Stock and $14,175,436 in aggregate principal amount of New Notes in exchange for $28,340,524 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F4: These securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Fund") and may be deemed to be beneficially owned by Corre Partners Management, LLC ("Corre Partners"). Corre Partners Advisors, LLC (the "General Partner") serves as the general partner of the Fund and Corre Partners has been delegated investment authority over the assets of the Fund by the General Partner.
5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022SEC Table II · derivative / convertible security	IndirectSee footnote	Not disclosed	Reported balance After 2020-03-27 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2020-03-27 · Other · Disposed Not disclosed · Balance Not disclosed F2: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 10,469,092 shares of Common Stock and $14,175,436 in aggregate principal amount of New Notes in exchange for $28,340,524 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F4: These securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Fund") and may be deemed to be beneficially owned by Corre Partners Management, LLC ("Corre Partners"). Corre Partners Advisors, LLC (the "General Partner") serves as the general partner of the Fund and Corre Partners has been delegated investment authority over the assets of the Fund by the General Partner.
3.0% / 5.0% Convertible Sr Secured PIK Toggle Notes due 2024SEC Table II · derivative / convertible security	IndirectSee footnote	Not disclosed	Reported balance After 2020-03-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2020-03-27 · Other · Acquired Not disclosed · Balance Not disclosed F2: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 10,469,092 shares of Common Stock and $14,175,436 in aggregate principal amount of New Notes in exchange for $28,340,524 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F3: Upon conversion of the New Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock. F4: These securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Fund") and may be deemed to be beneficially owned by Corre Partners Management, LLC ("Corre Partners"). Corre Partners Advisors, LLC (the "General Partner") serves as the general partner of the Fund and Corre Partners has been delegated investment authority over the assets of the Fund by the General Partner.

Filing footnotes · ownership attribution and instrument terms

F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 10,469,092 shares of Common Stock and $14,175,436 in aggregate principal amount of New Notes in exchange for $28,340,524 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon.

F2: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances).

F3: Upon conversion of the New Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock.

F4: These securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Fund") and may be deemed to be beneficially owned by Corre Partners Management, LLC ("Corre Partners"). Corre Partners Advisors, LLC (the "General Partner") serves as the general partner of the Fund and Corre Partners has been delegated investment authority over the assets of the Fund by the General Partner.

NN INC

Report date April 23, 2026 · Filed April 28, 2026

Jointly reported with Corre Partners Advisors LLC, Corre Opportunities Qualified Master Fund, LP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectFootnote	4,304,652	Reported balance After 2026-04-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-04-23 · Sale · Disposed 406,779 · Balance 4,304,652 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.49 to $2.88. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett, the managing member of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectFootnote	412,427	Reported balance After 2026-04-23 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2026-04-23 · Sale · Disposed 148,526 · Balance 412,427 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.49 to $2.88. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5: The reported securities are directly owned by Corre Horizon Fund, LP (the "Partnership"). The reported securities may be deemed beneficially owned by Corre, the investment manager of the Partnership, Corre GP, the general partner of the Partnership, and John Barrett, the managing member of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectFootnote	4,295,716	Reported balance After 2026-04-24 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2026-04-24 · Sale · Disposed 8,936 · Balance 4,295,716 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.50 to $2.54. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett, the managing member of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectFootnote	409,164	Reported balance After 2026-04-24 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2026-04-24 · Sale · Disposed 3,263 · Balance 409,164 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.50 to $2.54. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5: The reported securities are directly owned by Corre Horizon Fund, LP (the "Partnership"). The reported securities may be deemed beneficially owned by Corre, the investment manager of the Partnership, Corre GP, the general partner of the Partnership, and John Barrett, the managing member of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectFootnote	4,195,971	Reported balance After 2026-04-27 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2026-04-27 · Sale · Disposed 99,745 · Balance 4,195,971 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.52 to $2.7099. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett, the managing member of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectFootnote	372,744	Reported balance After 2026-04-27 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2026-04-27 · Sale · Disposed 36,420 · Balance 372,744 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.52 to $2.7099. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5: The reported securities are directly owned by Corre Horizon Fund, LP (the "Partnership"). The reported securities may be deemed beneficially owned by Corre, the investment manager of the Partnership, Corre GP, the general partner of the Partnership, and John Barrett, the managing member of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.49 to $2.88. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.50 to $2.54. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.52 to $2.7099. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett, the managing member of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F5: The reported securities are directly owned by Corre Horizon Fund, LP (the "Partnership"). The reported securities may be deemed beneficially owned by Corre, the investment manager of the Partnership, Corre GP, the general partner of the Partnership, and John Barrett, the managing member of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Horizon Global Corp

Report date February 08, 2023 · Filed February 10, 2023

Section 16 reporting ended · disclosed 2023-02-10. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnote	0	Last balance in matching sequence After 2023-02-08 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2023-02-08 · Other · Disposed 2,442,224 · Balance 33,333 F1: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), shares of Issuer Common Stock were tendered by the Insider, and outstanding restricted stock units ("RSUs") were canceled, for the per-unit or per-share purchase price of $1.75. F2: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Row 2 · 2023-02-08 · Disposition to issuer · Disposed 33,333 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), shares of Issuer Common Stock were tendered by the Insider, and outstanding restricted stock units ("RSUs") were canceled, for the per-unit or per-share purchase price of $1.75. F2: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest.
Warrants To Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2024-03-15	IndirectSee Footnote	0	Reported balance After 2023-02-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2023-02-08 · Disposition to issuer · Disposed 4,212,528 · Balance 0 F3: The amounts include shares of the Issuer's Common Stock underlying warrants held by Corre that were subject to limitations on the right to exercise. F4: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), the warrants were deemed automatically exercised and canceled for the aggregate price of the per-warrant purchase price of $1.75 minus the per-warrant exercise price of $1.50 times the number of warrants. F2: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), shares of Issuer Common Stock were tendered by the Insider, and outstanding restricted stock units ("RSUs") were canceled, for the per-unit or per-share purchase price of $1.75.

F2: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest.

F3: The amounts include shares of the Issuer's Common Stock underlying warrants held by Corre that were subject to limitations on the right to exercise.

F4: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), the warrants were deemed automatically exercised and canceled for the aggregate price of the per-warrant purchase price of $1.75 minus the per-warrant exercise price of $1.50 times the number of warrants.

TEAM INC

Report date August 06, 2026 · Filed August 10, 2026

Jointly reported with Corre Opportunities Qualified Master Fund, LP, CORRE HORIZON FUND, LP, Corre Horizon II Fund, LP

Section 16 reporting ended · disclosed 2026-08-10. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.30 per shareSEC Table I · non-derivative	IndirectSee footnote	Not disclosed	Reported balance After 2026-08-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-08-06 · Sale · Disposed 1,604,326 · Balance Not disclosed F1: Notes are included on Exhibit 99.1.

Filing footnotes · ownership attribution and instrument terms

F1: Notes are included on Exhibit 99.1.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 23, 2022 Filed Feb 24, 2022 22:56 UTC	Horizon Global Corp HZN · Entity 117083	PurchaseCommon Stock	9,265	$4.92	$45,583.80	Disclosure SEC source: 0001637655-22-000024 · wf-form4_164574335072593.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,258,817 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $4.85 to $4.95. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre. The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of such securities in excess of its actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre. The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of such securities in excess of its actual pecuniary interest. Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:56 UTC	Horizon Global Corp HZN · Entity 117083	PurchaseCommon Stock	5,926	$4.89	$28,978.14	Disclosure SEC source: 0001637655-22-000024 · wf-form4_164574335072593.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,249,552 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $4.86 to $4.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre. The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of such securities in excess of its actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre. The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of such securities in excess of its actual pecuniary interest. Read SEC document
February 16, 2022 Filed Feb 17, 2022 22:25 UTC	Horizon Global Corp HZN · Entity 117083	PurchaseCommon Stock	6,637	$5.16	$34,246.92	Disclosure SEC source: 0001637655-22-000014 · wf-form4_164513673118059.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,243,626 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $5.10 to $5.22. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:25 UTC	Horizon Global Corp HZN · Entity 117083	PurchaseCommon Stock	90,197	$5.25	$473,534.25	Disclosure SEC source: 0001637655-22-000014 · wf-form4_164513673118059.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,236,989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $5.21 to $5.25. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document
September 16, 2021 Filed Sep 17, 2021 21:58 UTC	Horizon Global Corp HZN · Entity 117083	PurchaseCommon Stock	10,100	$6.88	$69,528.40	Disclosure SEC source: 0001637655-21-000153 · wf-form4_163191589176540.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,146,792 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $6.75 to $7.05. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document
September 15, 2021 Filed Sep 17, 2021 21:58 UTC	Horizon Global Corp HZN · Entity 117083	PurchaseCommon Stock	3,608	$7.04	$25,389.50	Disclosure SEC source: 0001637655-21-000153 · wf-form4_163191589176540.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,136,692 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $6.97 to $7.10. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document
September 10, 2021 Filed Sep 13, 2021 21:24 UTC	Horizon Global Corp HZN · Entity 117083	PurchaseCommon Stock	15,125	$7.19	$108,733.63	Disclosure SEC source: 0001637655-21-000147 · wf-form4_163156828524970.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,133,084 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the rage of $7.15 to $7.22. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document
September 09, 2021 Filed Sep 13, 2021 21:24 UTC	Horizon Global Corp HZN · Entity 117083	PurchaseCommon Stock	3,626	$7.20	$26,092.70	Disclosure SEC source: 0001637655-21-000147 · wf-form4_163156828524970.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,117,959 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the rage of $7.13 to $7.24. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:53 UTC	Horizon Global Corp HZN · Entity 117083	GiftCommon Stock	8,188	$0.00	$0.00	Disclosure SEC source: 0001637655-21-000127 · wf-form4_162430878670171.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,114,333 F2 · ownership.direct: Mr. Barrett transferred 6,418 restricted stock units to Corre Opportunities Qualified Master Fund, LP, and 1,770 restricted stock units to Corre Horizon Fund, LP, clients of Corre, immediately following the grant thereof. F3 · ownership.direct: The reported securities are directly owned by clients of Corre. The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of such securities in excess of its actual pecuniary interest. F2 · ownership.nature: Mr. Barrett transferred 6,418 restricted stock units to Corre Opportunities Qualified Master Fund, LP, and 1,770 restricted stock units to Corre Horizon Fund, LP, clients of Corre, immediately following the grant thereof. F3 · ownership.nature: The reported securities are directly owned by clients of Corre. The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of such securities in excess of its actual pecuniary interest. Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:53 UTC	Horizon Global Corp HZN · Entity 117083	GiftCommon Stock	8,188	$0.00	$0.00	Disclosure SEC source: 0001637655-21-000127 · wf-form4_162430878670171.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · ownership.direct: Mr. Barrett transferred 6,418 restricted stock units to Corre Opportunities Qualified Master Fund, LP, and 1,770 restricted stock units to Corre Horizon Fund, LP, clients of Corre, immediately following the grant thereof. F1 · ownership.nature: Reflects a grant of restricted stock units ("RSUs") as director compensation to John Barrett, a managing partner of Corre Partners Management, LLC ("Corre"). Mr. Barrett currently serves on the board of directors of the Issuer, and Corre may be deemed to be a director by deputization of the Issuer. F2 · ownership.nature: Mr. Barrett transferred 6,418 restricted stock units to Corre Opportunities Qualified Master Fund, LP, and 1,770 restricted stock units to Corre Horizon Fund, LP, clients of Corre, immediately following the grant thereof. Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:53 UTC	Horizon Global Corp HZN · Entity 117083	GrantCommon Stock	8,188	$0.00	$0.00	Disclosure SEC source: 0001637655-21-000127 · wf-form4_162430878670171.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,188 F1 · ownership.direct: Reflects a grant of restricted stock units ("RSUs") as director compensation to John Barrett, a managing partner of Corre Partners Management, LLC ("Corre"). Mr. Barrett currently serves on the board of directors of the Issuer, and Corre may be deemed to be a director by deputization of the Issuer. F1 · ownership.nature: Reflects a grant of restricted stock units ("RSUs") as director compensation to John Barrett, a managing partner of Corre Partners Management, LLC ("Corre"). Mr. Barrett currently serves on the board of directors of the Issuer, and Corre may be deemed to be a director by deputization of the Issuer. Read SEC document
May 13, 2021 Filed May 17, 2021 21:21 UTC	Horizon Global Corp HZN · Entity 117083	PurchaseCommon Stock	10,000	$7.64	$76,370.00	Disclosure SEC source: 0001637655-21-000096 · wf-form4_162128647623949.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,106,145 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $7.58 to $7.68. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document
May 10, 2021 Filed May 11, 2021 21:35 UTC	Horizon Global Corp HZN · Entity 117083	PurchaseCommon Stock	19,856	$7.32	$145,286.35	Disclosure SEC source: 0001637655-21-000089 · wf-form4_162076889006614.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,096,145 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $7.19 to $7.40. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document
May 07, 2021 Filed May 11, 2021 21:35 UTC	Horizon Global Corp HZN · Entity 117083	PurchaseCommon Stock	81,760	$7.27	$594,476.96	Disclosure SEC source: 0001637655-21-000089 · wf-form4_162076889006614.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,076,289 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $7.17 to $7.47. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document
March 27, 2020 Filed Mar 31, 2020 18:02 UTC	A. M. Castle & Co. CTAM · Entity 144324	Other3.0% / 5.0% Convertible Sr Secured PIK Toggle Notes due 2024 · Derivative	Not disclosed	Not disclosed	$14,175,436.00	Disclosure SEC source: 0000950142-20-000962 · es2000559_4-corre.xml · derivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock, par value $0.01 per share · 31,100,383 shares Expires not disclosed F2 · derivative.exercise_price: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F1 · price: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 10,469,092 shares of Common Stock and $14,175,436 in aggregate principal amount of New Notes in exchange for $28,340,524 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F2 · derivative.exercise_date: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F2 · derivative.expiration_date: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F3 · derivative.underlying: Upon conversion of the New Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock. F4 · ownership.nature: These securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Fund") and may be deemed to be beneficially owned by Corre Partners Management, LLC ("Corre Partners"). Corre Partners Advisors, LLC (the "General Partner") serves as the general partner of the Fund and Corre Partners has been delegated investment authority over the assets of the Fund by the General Partner. Read SEC document
March 27, 2020 Filed Mar 31, 2020 18:02 UTC	A. M. Castle & Co. CTAM · Entity 144324	Other5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 · Derivative	Not disclosed	Not disclosed	$28,340,524.00	Disclosure SEC source: 0000950142-20-000962 · es2000559_4-corre.xml · derivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock, par value $0.01 per share · Not disclosed shares Expires not disclosed F2 · derivative.exercise_price: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F1 · price: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 10,469,092 shares of Common Stock and $14,175,436 in aggregate principal amount of New Notes in exchange for $28,340,524 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F2 · derivative.exercise_date: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F2 · derivative.expiration_date: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F1 · derivative.underlying: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 10,469,092 shares of Common Stock and $14,175,436 in aggregate principal amount of New Notes in exchange for $28,340,524 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F1 · derivative.underlying_shares: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 10,469,092 shares of Common Stock and $14,175,436 in aggregate principal amount of New Notes in exchange for $28,340,524 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F4 · ownership.nature: These securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Fund") and may be deemed to be beneficially owned by Corre Partners Management, LLC ("Corre Partners"). Corre Partners Advisors, LLC (the "General Partner") serves as the general partner of the Fund and Corre Partners has been delegated investment authority over the assets of the Fund by the General Partner. Read SEC document
March 27, 2020 Filed Mar 31, 2020 18:02 UTC	A. M. Castle & Co. CTAM · Entity 144324	OtherCommon Stock, par value $0.01 per share ("Common Stock")	10,469,092	Not disclosed	Not disclosed	Disclosure SEC source: 0000950142-20-000962 · es2000559_4-corre.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,702,564 F1 · price: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 10,469,092 shares of Common Stock and $14,175,436 in aggregate principal amount of New Notes in exchange for $28,340,524 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F4 · ownership.nature: These securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Fund") and may be deemed to be beneficially owned by Corre Partners Management, LLC ("Corre Partners"). Corre Partners Advisors, LLC (the "General Partner") serves as the general partner of the Fund and Corre Partners has been delegated investment authority over the assets of the Fund by the General Partner. Read SEC document
November 01, 2017 Filed Nov 3, 2017 16:20 UTC	A. M. Castle & Co. CTAM · Entity 144324	Sale5.00% / 7.00% Convertible Senior Secured Notes due 2022 · Derivative	Not disclosed	$116,675.00	$130,000.00	Disclosure SEC source: 0000950142-17-001950 · es1701104_4-corre.xml · derivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 34,502 shares Expires not disclosed F1 · derivative.exercise_price: Upon conversion of A.M. Castle & Co.'s (the "Issuer") 5.00% / 7.00% Convertible Senior Secured PIK Toggle Notes due 2022 (the "Convertible Notes"), the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of common stock, par value $0.01 per share ("Common Stock"), cash or a combination of cash and shares of Common Stock. The Reporting Persons disclaim beneficial ownership of any shares of Common Stock that they might receive upon conversion of the Convertible Notes. The Convertible Notes are convertible into shares of Common Stock at an initial conversion rate of 0.2654 shares of Common Stock per $1.00 principal amount of Convertible Notes (subject to adjustment in certain circumstances in accordance with the terms of the Convertible Notes). F3 · price: Represents the aggregate sale price for the Convertible Notes. F2 · derivative.exercise_date: The Convertible Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2022, the maturity date for the Convertible Notes. F2 · derivative.expiration_date: The Convertible Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2022, the maturity date for the Convertible Notes. F1 · derivative.underlying_shares: Upon conversion of A.M. Castle & Co.'s (the "Issuer") 5.00% / 7.00% Convertible Senior Secured PIK Toggle Notes due 2022 (the "Convertible Notes"), the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of common stock, par value $0.01 per share ("Common Stock"), cash or a combination of cash and shares of Common Stock. The Reporting Persons disclaim beneficial ownership of any shares of Common Stock that they might receive upon conversion of the Convertible Notes. The Convertible Notes are convertible into shares of Common Stock at an initial conversion rate of 0.2654 shares of Common Stock per $1.00 principal amount of Convertible Notes (subject to adjustment in certain circumstances in accordance with the terms of the Convertible Notes). F4 · ownership.nature: These securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"), Corre Opportunities II Master Fund, LP (the "COII Master Fund") and Corre Opportunities Fund, LP (the "Fund" and, together with the Qualified Master Fund and the COII Master Fund, the "Funds") and may be deemed to be beneficially owned by Corre Partners Management, LLC ("Corre Partners"). Corre Partners Advisors, LLC (the "General Partner") serves as the general partner of the Funds and Corre Partners has been delegated investment authority over the assets of the Funds by the General Partner. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.