organization · Reporting owner
Corre Partners Management, LLC
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| A. M. Castle & Co.CTAM · Entity 144324 | 10% owner | March 27, 2020 | March 31, 2020 |
| NN INCNNBR · Entity 6041 | 10% owner | April 23, 2026 | April 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
A. M. Castle & Co.
Report date March 27, 2020 · Filed March 31, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnote | 10,702,564 |
Reported balance
After 2020-03-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-03-27 · Other · Acquired 10,469,092 · Balance 10,702,564 F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 10,469,092 shares of Common Stock and $14,175,436 in aggregate principal amount of New Notes in exchange for $28,340,524 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F4: These securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Fund") and may be deemed to be beneficially owned by Corre Partners Management, LLC ("Corre Partners"). Corre Partners Advisors, LLC (the "General Partner") serves as the general partner of the Fund and Corre Partners has been delegated investment authority over the assets of the Fund by the General Partner. |
| 5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022SEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
After 2020-03-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-03-27 · Other · Disposed Not disclosed · Balance Not disclosed F2: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 10,469,092 shares of Common Stock and $14,175,436 in aggregate principal amount of New Notes in exchange for $28,340,524 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F4: These securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Fund") and may be deemed to be beneficially owned by Corre Partners Management, LLC ("Corre Partners"). Corre Partners Advisors, LLC (the "General Partner") serves as the general partner of the Fund and Corre Partners has been delegated investment authority over the assets of the Fund by the General Partner. |
| 3.0% / 5.0% Convertible Sr Secured PIK Toggle Notes due 2024SEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
After 2020-03-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-27 · Other · Acquired Not disclosed · Balance Not disclosed F2: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 10,469,092 shares of Common Stock and $14,175,436 in aggregate principal amount of New Notes in exchange for $28,340,524 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F3: Upon conversion of the New Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock. F4: These securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Fund") and may be deemed to be beneficially owned by Corre Partners Management, LLC ("Corre Partners"). Corre Partners Advisors, LLC (the "General Partner") serves as the general partner of the Fund and Corre Partners has been delegated investment authority over the assets of the Fund by the General Partner. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 10,469,092 shares of Common Stock and $14,175,436 in aggregate principal amount of New Notes in exchange for $28,340,524 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon.
F2: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances).
F3: Upon conversion of the New Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock.
F4: These securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Fund") and may be deemed to be beneficially owned by Corre Partners Management, LLC ("Corre Partners"). Corre Partners Advisors, LLC (the "General Partner") serves as the general partner of the Fund and Corre Partners has been delegated investment authority over the assets of the Fund by the General Partner.
NN INC
Report date April 23, 2026 · Filed April 28, 2026
Jointly reported with Corre Partners Advisors LLC, Corre Opportunities Qualified Master Fund, LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectFootnote | 4,304,652 |
Reported balance
After 2026-04-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-04-23 · Sale · Disposed 406,779 · Balance 4,304,652 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.49 to $2.88. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett, the managing member of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectFootnote | 412,427 |
Reported balance
After 2026-04-23 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2026-04-23 · Sale · Disposed 148,526 · Balance 412,427 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.49 to $2.88. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5: The reported securities are directly owned by Corre Horizon Fund, LP (the "Partnership"). The reported securities may be deemed beneficially owned by Corre, the investment manager of the Partnership, Corre GP, the general partner of the Partnership, and John Barrett, the managing member of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectFootnote | 4,295,716 |
Reported balance
After 2026-04-24 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2026-04-24 · Sale · Disposed 8,936 · Balance 4,295,716 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.50 to $2.54. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett, the managing member of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectFootnote | 409,164 |
Reported balance
After 2026-04-24 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2026-04-24 · Sale · Disposed 3,263 · Balance 409,164 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.50 to $2.54. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5: The reported securities are directly owned by Corre Horizon Fund, LP (the "Partnership"). The reported securities may be deemed beneficially owned by Corre, the investment manager of the Partnership, Corre GP, the general partner of the Partnership, and John Barrett, the managing member of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectFootnote | 4,195,971 |
Reported balance
After 2026-04-27 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2026-04-27 · Sale · Disposed 99,745 · Balance 4,195,971 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.52 to $2.7099. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett, the managing member of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectFootnote | 372,744 |
Reported balance
After 2026-04-27 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2026-04-27 · Sale · Disposed 36,420 · Balance 372,744 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.52 to $2.7099. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5: The reported securities are directly owned by Corre Horizon Fund, LP (the "Partnership"). The reported securities may be deemed beneficially owned by Corre, the investment manager of the Partnership, Corre GP, the general partner of the Partnership, and John Barrett, the managing member of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.49 to $2.88. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.50 to $2.54. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.52 to $2.7099. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett, the managing member of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F5: The reported securities are directly owned by Corre Horizon Fund, LP (the "Partnership"). The reported securities may be deemed beneficially owned by Corre, the investment manager of the Partnership, Corre GP, the general partner of the Partnership, and John Barrett, the managing member of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Horizon Global Corp
Report date February 08, 2023 · Filed February 10, 2023
Section 16 reporting ended · disclosed 2023-02-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Last balance in matching sequence
After 2023-02-08 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2023-02-08 · Other · Disposed 2,442,224 · Balance 33,333 F1: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), shares of Issuer Common Stock were tendered by the Insider, and outstanding restricted stock units ("RSUs") were canceled, for the per-unit or per-share purchase price of $1.75. F2: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Row 2 · 2023-02-08 · Disposition to issuer · Disposed 33,333 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), shares of Issuer Common Stock were tendered by the Insider, and outstanding restricted stock units ("RSUs") were canceled, for the per-unit or per-share purchase price of $1.75. F2: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. |
| Warrants To Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2024-03-15 | IndirectSee Footnote | 0 |
Reported balance
After 2023-02-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-08 · Disposition to issuer · Disposed 4,212,528 · Balance 0 F3: The amounts include shares of the Issuer's Common Stock underlying warrants held by Corre that were subject to limitations on the right to exercise. F4: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), the warrants were deemed automatically exercised and canceled for the aggregate price of the per-warrant purchase price of $1.75 minus the per-warrant exercise price of $1.50 times the number of warrants. F2: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), shares of Issuer Common Stock were tendered by the Insider, and outstanding restricted stock units ("RSUs") were canceled, for the per-unit or per-share purchase price of $1.75.
F2: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest.
F3: The amounts include shares of the Issuer's Common Stock underlying warrants held by Corre that were subject to limitations on the right to exercise.
F4: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), the warrants were deemed automatically exercised and canceled for the aggregate price of the per-warrant purchase price of $1.75 minus the per-warrant exercise price of $1.50 times the number of warrants.
TEAM INC
Report date August 06, 2026 · Filed August 10, 2026
Jointly reported with Corre Opportunities Qualified Master Fund, LP, CORRE HORIZON FUND, LP, Corre Horizon II Fund, LP
Section 16 reporting ended · disclosed 2026-08-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.30 per shareSEC Table I · non-derivative | IndirectSee footnote | Not disclosed |
Reported balance
After 2026-08-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-08-06 · Sale · Disposed 1,604,326 · Balance Not disclosed F1: Notes are included on Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: Notes are included on Exhibit 99.1.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2023 Filed May 19, 2023 21:10 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 30,000 | $1.24 | $37,176.00 |
DisclosureSEC source: 0000919574-23-003417 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,689,427 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.23 to $1.25. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 17, 2023 Filed May 19, 2023 21:10 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 35,000 | $1.25 | $43,746.50 |
DisclosureSEC source: 0000919574-23-003417 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,659,427 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.24 to $1.25. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 09, 2023 Filed May 9, 2023 22:16 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 3,818 | $1.14 | $4,356.72 |
DisclosureSEC source: 0000919574-23-002903 · ownership.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,624,427 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.02 to $1.16. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 08, 2023 Filed May 9, 2023 22:16 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 52,807 | $0.99 | $52,358.14 |
DisclosureSEC source: 0000919574-23-002903 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,620,609 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $0.975 to $1.02. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 05, 2023 Filed May 9, 2023 22:16 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 50,000 | $1.01 | $50,740.00 |
DisclosureSEC source: 0000919574-23-002903 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,567,802 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.01 to $1.015. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 02, 2023 Filed May 3, 2023 23:07 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 41,063 | $1.02 | $41,982.81 |
DisclosureSEC source: 0000919574-23-002781 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,517,802 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.01 to $1.03. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 01, 2023 Filed May 3, 2023 23:07 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 1,000 | $1.06 | $1,056.00 |
DisclosureSEC source: 0000919574-23-002781 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,476,739 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.03 to $1.0625. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 27, 2023 Filed Apr 28, 2023 21:18 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 52,228 | $1.04 | $54,264.89 |
DisclosureSEC source: 0000919574-23-002744 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,475,739 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.01 to $1.05. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 26, 2023 Filed Apr 28, 2023 21:18 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 42,825 | $1.04 | $44,499.46 |
DisclosureSEC source: 0000919574-23-002744 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,423,511 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.02 to $1.07. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 24, 2023 Filed Apr 24, 2023 21:18 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 1,200 | $1.06 | $1,277.52 |
DisclosureSEC source: 0000919574-23-002658 · ownership.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,380,686 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.055 to $1.07. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 21:18 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 13,031 | $1.07 | $13,884.53 |
DisclosureSEC source: 0000919574-23-002658 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,379,486 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.05 to $1.08. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 21:18 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 200 | $1.08 | $216.00 |
DisclosureSEC source: 0000919574-23-002658 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,366,455 F1 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 14, 2023 Filed Apr 17, 2023 23:00 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 74,674 | $1.05 | $78,661.59 |
DisclosureSEC source: 0000919574-23-002615 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,366,255 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.04 to $1.06. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 13, 2023 Filed Apr 17, 2023 23:00 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 3,100 | $1.06 | $3,286.00 |
DisclosureSEC source: 0000919574-23-002615 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,291,581 F1 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 12, 2023 Filed Apr 12, 2023 21:27 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 114,160 | $1.06 | $120,861.19 |
DisclosureSEC source: 0000919574-23-002540 · ownership.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,288,481 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.04 to $1.08. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 11, 2023 Filed Apr 12, 2023 21:27 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 34,518 | $1.07 | $37,013.65 |
DisclosureSEC source: 0000919574-23-002540 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,174,321 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.06 to $1.08. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 21:27 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 22,647 | $1.07 | $24,239.08 |
DisclosureSEC source: 0000919574-23-002540 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,139,803 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.05 to $1.08. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 06, 2023 Filed Apr 6, 2023 22:23 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 349 | $1.09 | $379.40 |
DisclosureSEC source: 0000919574-23-002441 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,117,156 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.08 to $1.09. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 05, 2023 Filed Apr 6, 2023 22:23 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 44,100 | $1.04 | $46,013.94 |
DisclosureSEC source: 0000919574-23-002441 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,116,807 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.04 to $1.06. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 00:02 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 150,996 | $1.04 | $156,537.55 |
DisclosureSEC source: 0000919574-23-002406 · ownership.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,072,707 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.025 to $1.05. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 00:02 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 277,568 | $1.03 | $286,644.47 |
DisclosureSEC source: 0000919574-23-002406 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 4,921,711 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.01 to $1.05. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 31, 2023 Filed Apr 5, 2023 00:02 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 61,837 | $1.02 | $63,104.66 |
DisclosureSEC source: 0000919574-23-002406 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 4,644,143 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.01 to $1.05. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 01:59 UTC | Horizon Global Corp HZN · Entity 117083 | Disposition to issuerWarrants To Purchase Common Stock · Derivative | 4,212,528 | $0.25 Strike: $1.50 | $1,053,132.00 |
DisclosureSEC source: 0001637655-23-000023 · wf-form4_167599432299306.xml · derivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 4,212,528 shares Expires 2024-03-15 F3 · shares: The amounts include shares of the Issuer's Common Stock underlying warrants held by Corre that were subject to limitations on the right to exercise. F4 · price: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), the warrants were deemed automatically exercised and canceled for the aggregate price of the per-warrant purchase price of $1.75 minus the per-warrant exercise price of $1.50 times the number of warrants. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 01:59 UTC | Horizon Global Corp HZN · Entity 117083 | Disposition to issuerCommon Stock | 33,333 | $1.75 | $58,332.75 |
DisclosureSEC source: 0001637655-23-000023 · wf-form4_167599432299306.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), shares of Issuer Common Stock were tendered by the Insider, and outstanding restricted stock units ("RSUs") were canceled, for the per-unit or per-share purchase price of $1.75. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 01:59 UTC | Horizon Global Corp HZN · Entity 117083 | OtherCommon Stock | 2,442,224 | $1.75 | $4,273,892.00 |
DisclosureSEC source: 0001637655-23-000023 · wf-form4_167599432299306.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 33,333 F1 · price: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), shares of Issuer Common Stock were tendered by the Insider, and outstanding restricted stock units ("RSUs") were canceled, for the per-unit or per-share purchase price of $1.75. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document |
| October 04, 2022 Filed Oct 7, 2022 00:23 UTC | TEAM INC TISI · Entity 6688 | Other5% Convertible Senior Notes Due 2023 · Derivative | 56,209,670 | Not disclosed Strike: $21.70 | Not disclosed |
DisclosureSEC source: 0001567619-22-018332 · doc1.xml · derivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner CORRE HORIZON FUND, LP · CIK 0001751529 · 10% owner Corre Horizon II Fund, LP · CIK 0001823817 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,000,000 Underlying: Common Stock · 2,590,304 shares Expires 2023-08-01 F1 · derivative.exercise_price: See Exhibit 99.1 F2 · kind: See Exhibit 99.1 F3 · shares: See Exhibit 99.1 F6 · price: See Exhibit 99.1 F4 · derivative.exercise_date: See Exhibit 99.1 F5 · derivative.underlying_shares: See Exhibit 99.1 F7 · balance_after: See Exhibit 99.1 F8 · balance_after: See Exhibit 99.1 F9 · ownership.nature: See Exhibit 99.1 Read SEC document |
| July 06, 2022 Filed Jul 6, 2022 22:38 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 20,000 | $2.38 | $47,510.00 |
DisclosureSEC source: 0000919574-22-004062 · ownership.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,582,306 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.365 to $2.39. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 05, 2022 Filed Jul 6, 2022 22:38 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 20,289 | $2.28 | $46,342.10 |
DisclosureSEC source: 0000919574-22-004062 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,562,306 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.23 to $2.40. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 22:38 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 22,500 | $2.38 | $53,604.00 |
DisclosureSEC source: 0000919574-22-004062 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,542,017 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.36 to $2.385. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 20:41 UTC | Horizon Global Corp HZN · Entity 117083 | Sale2.75% Convertible Senior Notes due 2022 · Derivative | Not disclosed | $40,000,000.00 Strike: $24.98 | $40,000,000.00 |
DisclosureSEC source: 0001637655-22-000148 · wf-form4_165653526869898.xml · derivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,229,000 Underlying: Common Stock · 1,601,281 shares Expires 2022-06-29 F1 · price: Sold in exchange for $40,000,000 of the Issuer's Series B Preferred Stock. F2 · balance_after: Represents the principal amount of convertible notes. F3 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 21:42 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 16,883 | $2.36 | $39,919.85 |
DisclosureSEC source: 0000919574-22-003979 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,519,517 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.33 to $2.38. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 21:42 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 51,200 | $2.33 | $119,311.36 |
DisclosureSEC source: 0000919574-22-003979 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,502,634 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.33 to $2.35. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 26, 2022 Filed May 31, 2022 23:08 UTC | Horizon Global Corp HZN · Entity 117083 | GiftCommon Stock | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001637655-22-000143 · wf-form4_165403848805269.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,475,557 F2 · ownership.direct: Mr. Barrett transferred 26,271 restricted stock units to Corre Opportunities Qualified Master Fund, LP, and 7,062 restricted stock units to Corre Horizon Fund, LP, clients of Corre, immediately following the grant thereof. F3 · ownership.direct: The reported securities are directly owned by clients of Corre. The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of such securities in excess of its actual pecuniary interest. F2 · ownership.nature: Mr. Barrett transferred 26,271 restricted stock units to Corre Opportunities Qualified Master Fund, LP, and 7,062 restricted stock units to Corre Horizon Fund, LP, clients of Corre, immediately following the grant thereof. F3 · ownership.nature: The reported securities are directly owned by clients of Corre. The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of such securities in excess of its actual pecuniary interest. Read SEC document |
| May 26, 2022 Filed May 31, 2022 23:08 UTC | Horizon Global Corp HZN · Entity 117083 | GiftCommon Stock | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001637655-22-000143 · wf-form4_165403848805269.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,442,224 F2 · ownership.direct: Mr. Barrett transferred 26,271 restricted stock units to Corre Opportunities Qualified Master Fund, LP, and 7,062 restricted stock units to Corre Horizon Fund, LP, clients of Corre, immediately following the grant thereof. F1 · ownership.nature: Reflects a grant of restricted stock units ("RSUs") as director compensation to John Barrett, a managing partner of Corre Partners Management, LLC ("Corre"). Mr. Barrett currently serves on the board of directors of the Issuer, and Corre may be deemed to be a director by deputization of the Issuer. F2 · ownership.nature: Mr. Barrett transferred 26,271 restricted stock units to Corre Opportunities Qualified Master Fund, LP, and 7,062 restricted stock units to Corre Horizon Fund, LP, clients of Corre, immediately following the grant thereof. Read SEC document |
| May 26, 2022 Filed May 31, 2022 23:08 UTC | Horizon Global Corp HZN · Entity 117083 | GrantCommon Stock | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001637655-22-000143 · wf-form4_165403848805269.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,475,557 F1 · ownership.direct: Reflects a grant of restricted stock units ("RSUs") as director compensation to John Barrett, a managing partner of Corre Partners Management, LLC ("Corre"). Mr. Barrett currently serves on the board of directors of the Issuer, and Corre may be deemed to be a director by deputization of the Issuer. F1 · ownership.nature: Reflects a grant of restricted stock units ("RSUs") as director compensation to John Barrett, a managing partner of Corre Partners Management, LLC ("Corre"). Mr. Barrett currently serves on the board of directors of the Issuer, and Corre may be deemed to be a director by deputization of the Issuer. Read SEC document |
| May 20, 2022 Filed May 20, 2022 21:56 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 2,505 | $2.35 | $5,886.75 |
DisclosureSEC source: 0001637655-22-000118 · wf-form4_165308375804277.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,442,224 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.33 to $2.38. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document |
| May 18, 2022 Filed May 20, 2022 21:56 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 2,891 | $2.35 | $6,793.85 |
DisclosureSEC source: 0001637655-22-000118 · wf-form4_165308375804277.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,439,719 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.30 to $2.38. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document |
| May 17, 2022 Filed May 17, 2022 23:38 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 285,000 | $2.39 | $681,178.50 |
DisclosureSEC source: 0000919574-22-003539 · ownership.xml · nonDerivative · entry 4 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 905,735 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.39 to $2.438. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · ownership.nature: The reported securities are directly owned by Corre Horizon Fund, LP (the "Partnership"). The reported securities may be deemed beneficially owned by Corre, the investment manager of the Partnership, Corre GP, the general partner of the Partnership, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 17, 2022 Filed May 17, 2022 23:38 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 169,767 | $2.39 | $405,760.11 |
DisclosureSEC source: 0000919574-22-003539 · ownership.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,451,434 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.39 to $2.438. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 17, 2022 Filed May 17, 2022 23:00 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 1,300 | $2.27 | $2,951.00 |
DisclosureSEC source: 0001637655-22-000113 · wf-form4_165282837638094.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,436,828 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.26 to $2.28. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document |
| May 16, 2022 Filed May 17, 2022 23:38 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 2,800 | $2.34 | $6,544.44 |
DisclosureSEC source: 0000919574-22-003539 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,281,667 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.31 to $2.35. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 16, 2022 Filed May 17, 2022 23:00 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 5,000 | $2.34 | $11,700.00 |
DisclosureSEC source: 0001637655-22-000113 · wf-form4_165282837638094.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,435,528 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.32 to $2.35. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document |
| May 13, 2022 Filed May 17, 2022 23:38 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 106,621 | $2.34 | $249,375.86 |
DisclosureSEC source: 0000919574-22-003539 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,278,867 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.30 to $2.35. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 13, 2022 Filed May 17, 2022 23:00 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 114,500 | $2.48 | $283,960.00 |
DisclosureSEC source: 0001637655-22-000113 · wf-form4_165282837638094.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,430,528 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.45 to $2.48. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document |
| April 21, 2022 Filed Apr 21, 2022 23:17 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 69,495 | $2.75 | $190,993.11 |
DisclosureSEC source: 0000919574-22-002820 · ownership.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,172,246 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.70 to $2.75. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 20, 2022 Filed Apr 21, 2022 23:17 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 59,802 | $2.73 | $163,367.10 |
DisclosureSEC source: 0000919574-22-002820 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,102,751 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.64 to $2.75. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 19, 2022 Filed Apr 21, 2022 23:17 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 274,619 | $2.60 | $713,954.48 |
DisclosureSEC source: 0000919574-22-002820 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,042,949 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.55 to $2.62. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:52 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 35,822 | $4.34 | $155,467.48 |
DisclosureSEC source: 0001637655-22-000073 · wf-form4_164746750713700.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,316,028 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $4.25 to $4.77. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 21:52 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 20,000 | $4.52 | $90,400.00 |
DisclosureSEC source: 0001637655-22-000073 · wf-form4_164746750713700.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,280,206 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $4.48 to $4.65. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Read SEC document |
| February 24, 2022 Filed Feb 24, 2022 22:56 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 1,389 | $5.17 | $7,181.13 |
DisclosureSEC source: 0001637655-22-000024 · wf-form4_164574335072593.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,260,206 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $5.02 to $5.20. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre. The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of such securities in excess of its actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre. The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of such securities in excess of its actual pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.