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Sarkhani Arshia

Disclosed activity across 1 company

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25065
SEC CIK
0001928588

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Strive, Inc.ASST · Entity 4444Director · Chief Marketing OfficerOctober 05, 2026October 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Strive, Inc.

Report date October 05, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect11,795 Reported balance After 2026-10-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-05 · Sale · Disposed 5,634 · Balance 11,795

F1: The shares reported were sold to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The Reporting Person did not voluntarily sell any shares of Class A Common Stock in connection with the transactions reported herein.

F2: One share was added to the direct holdings to offset rounding from the October 2, 2026 filing.

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported were sold to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The Reporting Person did not voluntarily sell any shares of Class A Common Stock in connection with the transactions reported herein.

F2: One share was added to the direct holdings to offset rounding from the October 2, 2026 filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2026 Filed Oct 6, 2026 01:35 UTC Strive, Inc. ASST · Entity 4444 SaleClass A Common Stock 5,634 $31.33 $176,537.45
Disclosure

SEC source: 0001628280-26-065158 · wk-form4_1791250509.xml · nonDerivative · entry 1

Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,795

F1 · kind: The shares reported were sold to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The Reporting Person did not voluntarily sell any shares of Class A Common Stock in connection with the transactions reported herein.

F1 · price: The shares reported were sold to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The Reporting Person did not voluntarily sell any shares of Class A Common Stock in connection with the transactions reported herein.

F2 · balance_after: One share was added to the direct holdings to offset rounding from the October 2, 2026 filing.

Read SEC document
September 30, 2026 Filed Oct 3, 2026 00:09 UTC Strive, Inc. ASST · Entity 4444 Exercise / conversionRestricted Stock Units · Derivative 11,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-064735 · wk-form4_1790986195.xml · derivative · entry 2

Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,926

Underlying: Class A Common Stock · 11,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. Vesting of shares does not constitute a sale of securities, but rather a conversion to shares of Issuer's Class A Common Stock by default.

F1 · price: The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. Vesting of shares does not constitute a sale of securities, but rather a conversion to shares of Issuer's Class A Common Stock by default.

F1 · derivative.exercise_date: The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. Vesting of shares does not constitute a sale of securities, but rather a conversion to shares of Issuer's Class A Common Stock by default.

F1 · derivative.expiration_date: The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. Vesting of shares does not constitute a sale of securities, but rather a conversion to shares of Issuer's Class A Common Stock by default.

Read SEC document
September 30, 2026 Filed Oct 3, 2026 00:09 UTC Strive, Inc. ASST · Entity 4444 Exercise / conversionClass A Common Stock 15,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-064735 · wk-form4_1790986195.xml · nonDerivative · entry 1

Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. Vesting of shares does not constitute a sale of securities, but rather a conversion to shares of Issuer's Class A Common Stock by default.

F2 · balance_after: Subsequent to this filing, it is anticipated that a Form 4 will be filed to disclose the sale of shares of Issuer's Class A Common Stock for the specific purpose of paying taxes resulting from the vesting of the Restricted Stock Units.

Read SEC document
August 07, 2026 Filed Aug 10, 2026 11:00 UTC Strive, Inc. ASST · Entity 4444 GrantPerformance Stock Unit · Derivative 9,191 $0.00 $0.00
Disclosure

SEC source: 0000950103-26-012097 · ownership.xml · derivative · entry 1

Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,191

Underlying: Class A Common Stock · 9,191 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the issuer if predetermined levels of total shareholder return relative to the return of Bitcoin, as well as the Russell 3000 over the three-year performance period from January 1, 2026 through December 31, 2028. The number of PSUs represents a target number and the reporting person may earn between 0% and 200% of the target number of PSUs.

F1 · shares: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the issuer if predetermined levels of total shareholder return relative to the return of Bitcoin, as well as the Russell 3000 over the three-year performance period from January 1, 2026 through December 31, 2028. The number of PSUs represents a target number and the reporting person may earn between 0% and 200% of the target number of PSUs.

F1 · derivative.exercise_date: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the issuer if predetermined levels of total shareholder return relative to the return of Bitcoin, as well as the Russell 3000 over the three-year performance period from January 1, 2026 through December 31, 2028. The number of PSUs represents a target number and the reporting person may earn between 0% and 200% of the target number of PSUs.

F1 · derivative.expiration_date: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the issuer if predetermined levels of total shareholder return relative to the return of Bitcoin, as well as the Russell 3000 over the three-year performance period from January 1, 2026 through December 31, 2028. The number of PSUs represents a target number and the reporting person may earn between 0% and 200% of the target number of PSUs.

F1 · derivative.underlying_shares: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the issuer if predetermined levels of total shareholder return relative to the return of Bitcoin, as well as the Russell 3000 over the three-year performance period from January 1, 2026 through December 31, 2028. The number of PSUs represents a target number and the reporting person may earn between 0% and 200% of the target number of PSUs.

F1 · balance_after: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the issuer if predetermined levels of total shareholder return relative to the return of Bitcoin, as well as the Russell 3000 over the three-year performance period from January 1, 2026 through December 31, 2028. The number of PSUs represents a target number and the reporting person may earn between 0% and 200% of the target number of PSUs.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 01:30 UTC Strive, Inc. ASST · Entity 4444 GrantRestricted Stock Units · Derivative 740,740 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-25-011735 · dp234449_4-sarkhani.xml · derivative · entry 7

Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 740,740

Underlying: Class A Common Stock · 740,740 shares

Expires not disclosed

F4 · derivative.exercise_price: The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date.

F4 · price: The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date.

F4 · derivative.exercise_date: The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date.

F4 · derivative.expiration_date: The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date.

Read SEC document
September 12, 2025 Filed Sep 17, 2025 01:30 UTC Strive, Inc. ASST · Entity 4444 ConversionClass A Common Stock · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-25-011735 · dp234449_4-sarkhani.xml · derivative · entry 6

Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Asset Entities Holdings, LLC

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Original Class A Common Stock was convertible into the Original Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and had no expiration date.

F3 · derivative.exercise_date: The Original Class A Common Stock was convertible into the Original Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and had no expiration date.

F3 · derivative.expiration_date: The Original Class A Common Stock was convertible into the Original Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and had no expiration date.

F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of such person' pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 12, 2025 Filed Sep 17, 2025 01:30 UTC Strive, Inc. ASST · Entity 4444 OtherClass A Common Stock 39,921 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-25-011735 · dp234449_4-sarkhani.xml · nonDerivative · entry 5

Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,921

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share.

Read SEC document
September 12, 2025 Filed Sep 17, 2025 01:30 UTC Strive, Inc. ASST · Entity 4444 OtherClass A Common Stock 1,250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-25-011735 · dp234449_4-sarkhani.xml · nonDerivative · entry 4

Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Asset Entities Holdings, LLC

Disclosed balance after: 1,250,000

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share.

F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of such person' pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 12, 2025 Filed Sep 17, 2025 01:30 UTC Strive, Inc. ASST · Entity 4444 OtherClass B Common Stock 39,921 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-25-011735 · dp234449_4-sarkhani.xml · nonDerivative · entry 3

Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share.

Read SEC document
September 12, 2025 Filed Sep 17, 2025 01:30 UTC Strive, Inc. ASST · Entity 4444 OtherClass B Common Stock 1,250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-25-011735 · dp234449_4-sarkhani.xml · nonDerivative · entry 2

Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Asset Entities Holdings, LLC

Disclosed balance after: 0

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share.

F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of such person' pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 12, 2025 Filed Sep 17, 2025 01:30 UTC Strive, Inc. ASST · Entity 4444 ConversionClass B Common Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-25-011735 · dp234449_4-sarkhani.xml · nonDerivative · entry 1

Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Asset Entities Holdings, LLC

Disclosed balance after: 1,250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of such person' pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 06, 2024 Filed Dec 10, 2024 22:15 UTC Strive, Inc. ASST · Entity 4444 ConversionClass A Common Stock · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-107512 · ownership.xml · derivative · entry 3

Sarkhani Arshia · CIK 0001928588 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Asset Entities Holdings, LLC

Disclosed balance after: 1,000,000

Underlying: Class B Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2 · derivative.exercise_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2 · derivative.expiration_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 06, 2024 Filed Dec 10, 2024 22:15 UTC Strive, Inc. ASST · Entity 4444 ConversionClass B Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-107512 · ownership.xml · nonDerivative · entry 1

Sarkhani Arshia · CIK 0001928588 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Asset Entities Holdings, LLC

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 23:32 UTC Strive, Inc. ASST · Entity 4444 SaleClass B Common Stock 76,723 $1.55 $118,736.51
Disclosure

SEC source: 0001213900-24-079103 · ownership.xml · nonDerivative · entry 3

Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Asset Entities Holdings, LLC

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.47 to $1.6701, inclusive. The reporting person undertakes to provide to Asset Entities Inc., any security holder of Asset Entities Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 23:32 UTC Strive, Inc. ASST · Entity 4444 SaleClass B Common Stock 179,683 $1.97 $354,316.91
Disclosure

SEC source: 0001213900-24-079103 · ownership.xml · nonDerivative · entry 2

Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Asset Entities Holdings, LLC

Disclosed balance after: 76,723

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.85 to $2.19, inclusive. The reporting person undertakes to provide to Asset Entities Inc., any security holder of Asset Entities Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 10, 2024 Filed Sep 16, 2024 23:32 UTC Strive, Inc. ASST · Entity 4444 ConversionClass A Common Stock · Derivative 256,406 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-079103 · ownership.xml · derivative · entry 5

Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Asset Entities Holdings, LLC

Disclosed balance after: 1,250,000

Underlying: Class B Common Stock · 256,406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F4 · derivative.exercise_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F4 · derivative.expiration_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 10, 2024 Filed Sep 16, 2024 23:32 UTC Strive, Inc. ASST · Entity 4444 ConversionClass B Common Stock 256,406 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-079103 · ownership.xml · nonDerivative · entry 1

Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Asset Entities Holdings, LLC

Disclosed balance after: 256,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 21:06 UTC Strive, Inc. ASST · Entity 4444 SaleClass B Common Stock 13,333 $1.60 $21,366.13
Disclosure

SEC source: 0001213900-24-075625 · ownership.xml · nonDerivative · entry 1

Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,667

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.60 to $1.63, inclusive. The reporting person undertakes to provide to Asset Entities Inc., any security holder of Asset Entities Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
February 22, 2024 Filed Feb 22, 2024 21:00 UTC Strive, Inc. ASST · Entity 4444 OtherClass A Common Stock · Derivative 146,340 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-016111 · ownership.xml · derivative · entry 6

Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Asset Entities Holdings, LLC

Disclosed balance after: 7,532,029

Underlying: Class B Common Stock · 146,340 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2 · kind: Pro rata distribution to direct and indirect owners of Asset Entities Holdings, LLC ("AEH") other than the reporting person, and upon distribution the shares of Class A Common Stock converted to shares of Class B Common Stock.

F1 · derivative.exercise_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F1 · derivative.expiration_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F3 · ownership.nature: Shares held of record by AEH. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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February 22, 2024 Filed Feb 22, 2024 21:00 UTC Strive, Inc. ASST · Entity 4444 OtherClass A Common Stock · Derivative 291,662 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-016111 · ownership.xml · derivative · entry 5

Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Asset Entities Holdings, LLC

Disclosed balance after: 7,678,369

Underlying: Class B Common Stock · 291,662 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2 · kind: Pro rata distribution to direct and indirect owners of Asset Entities Holdings, LLC ("AEH") other than the reporting person, and upon distribution the shares of Class A Common Stock converted to shares of Class B Common Stock.

F1 · derivative.exercise_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F1 · derivative.expiration_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F3 · ownership.nature: Shares held of record by AEH. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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February 22, 2024 Filed Feb 22, 2024 21:00 UTC Strive, Inc. ASST · Entity 4444 OtherClass A Common Stock · Derivative 97,560 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-016111 · ownership.xml · derivative · entry 4

Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Asset Entities Holdings, LLC

Disclosed balance after: 7,970,031

Underlying: Class B Common Stock · 97,560 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2 · kind: Pro rata distribution to direct and indirect owners of Asset Entities Holdings, LLC ("AEH") other than the reporting person, and upon distribution the shares of Class A Common Stock converted to shares of Class B Common Stock.

F1 · derivative.exercise_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F1 · derivative.expiration_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F3 · ownership.nature: Shares held of record by AEH. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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February 22, 2024 Filed Feb 22, 2024 21:00 UTC Strive, Inc. ASST · Entity 4444 OtherClass A Common Stock · Derivative 97,560 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-016111 · ownership.xml · derivative · entry 3

Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Asset Entities Holdings, LLC

Disclosed balance after: 8,067,591

Underlying: Class B Common Stock · 97,560 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2 · kind: Pro rata distribution to direct and indirect owners of Asset Entities Holdings, LLC ("AEH") other than the reporting person, and upon distribution the shares of Class A Common Stock converted to shares of Class B Common Stock.

F1 · derivative.exercise_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F1 · derivative.expiration_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F3 · ownership.nature: Shares held of record by AEH. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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February 22, 2024 Filed Feb 22, 2024 21:00 UTC Strive, Inc. ASST · Entity 4444 OtherClass A Common Stock · Derivative 97,560 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-016111 · ownership.xml · derivative · entry 2

Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Asset Entities Holdings, LLC

Disclosed balance after: 8,165,151

Underlying: Class B Common Stock · 97,560 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2 · kind: Pro rata distribution to direct and indirect owners of Asset Entities Holdings, LLC ("AEH") other than the reporting person, and upon distribution the shares of Class A Common Stock converted to shares of Class B Common Stock.

F1 · derivative.exercise_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F1 · derivative.expiration_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F3 · ownership.nature: Shares held of record by AEH. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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February 22, 2024 Filed Feb 22, 2024 21:00 UTC Strive, Inc. ASST · Entity 4444 OtherClass A Common Stock · Derivative 122,565 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-016111 · ownership.xml · derivative · entry 1

Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Asset Entities Holdings, LLC

Disclosed balance after: 8,262,711

Underlying: Class B Common Stock · 122,565 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2 · kind: Pro rata distribution to direct and indirect owners of Asset Entities Holdings, LLC ("AEH") other than the reporting person, and upon distribution the shares of Class A Common Stock converted to shares of Class B Common Stock.

F1 · derivative.exercise_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F1 · derivative.expiration_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F3 · ownership.nature: Shares held of record by AEH. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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February 07, 2023 Filed Feb 9, 2023 11:29 UTC Strive, Inc. ASST · Entity 4444 GrantClass B Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-009518 · ownership.xml · nonDerivative · entry 1

Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.