Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Strive, Inc.ASST · Entity 4444 | Director · Chief Marketing Officer | October 05, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Strive, Inc.
Report date October 05, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 11,795 |
Reported balance
After 2026-10-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-05 · Sale · Disposed 5,634 · Balance 11,795 F1: The shares reported were sold to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The Reporting Person did not voluntarily sell any shares of Class A Common Stock in connection with the transactions reported herein. F2: One share was added to the direct holdings to offset rounding from the October 2, 2026 filing. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported were sold to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The Reporting Person did not voluntarily sell any shares of Class A Common Stock in connection with the transactions reported herein.
F2: One share was added to the direct holdings to offset rounding from the October 2, 2026 filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 05, 2026 Filed Oct 6, 2026 01:35 UTC | Strive, Inc. ASST · Entity 4444 | SaleClass A Common Stock | 5,634 | $31.33 | $176,537.45 |
DisclosureSEC source: 0001628280-26-065158 · wk-form4_1791250509.xml · nonDerivative · entry 1 Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,795 F1 · kind: The shares reported were sold to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The Reporting Person did not voluntarily sell any shares of Class A Common Stock in connection with the transactions reported herein. F1 · price: The shares reported were sold to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The Reporting Person did not voluntarily sell any shares of Class A Common Stock in connection with the transactions reported herein. F2 · balance_after: One share was added to the direct holdings to offset rounding from the October 2, 2026 filing. Read SEC document |
| September 30, 2026 Filed Oct 3, 2026 00:09 UTC | Strive, Inc. ASST · Entity 4444 | Exercise / conversionRestricted Stock Units · Derivative | 11,111 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-064735 · wk-form4_1790986195.xml · derivative · entry 2 Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,926 Underlying: Class A Common Stock · 11,111 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. Vesting of shares does not constitute a sale of securities, but rather a conversion to shares of Issuer's Class A Common Stock by default. F1 · price: The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. Vesting of shares does not constitute a sale of securities, but rather a conversion to shares of Issuer's Class A Common Stock by default. F1 · derivative.exercise_date: The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. Vesting of shares does not constitute a sale of securities, but rather a conversion to shares of Issuer's Class A Common Stock by default. F1 · derivative.expiration_date: The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. Vesting of shares does not constitute a sale of securities, but rather a conversion to shares of Issuer's Class A Common Stock by default. Read SEC document |
| September 30, 2026 Filed Oct 3, 2026 00:09 UTC | Strive, Inc. ASST · Entity 4444 | Exercise / conversionClass A Common Stock | 15,432 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-064735 · wk-form4_1790986195.xml · nonDerivative · entry 1 Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. Vesting of shares does not constitute a sale of securities, but rather a conversion to shares of Issuer's Class A Common Stock by default. F2 · balance_after: Subsequent to this filing, it is anticipated that a Form 4 will be filed to disclose the sale of shares of Issuer's Class A Common Stock for the specific purpose of paying taxes resulting from the vesting of the Restricted Stock Units. Read SEC document |
| August 07, 2026 Filed Aug 10, 2026 11:00 UTC | Strive, Inc. ASST · Entity 4444 | GrantPerformance Stock Unit · Derivative | 9,191 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-26-012097 · ownership.xml · derivative · entry 1 Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,191 Underlying: Class A Common Stock · 9,191 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the issuer if predetermined levels of total shareholder return relative to the return of Bitcoin, as well as the Russell 3000 over the three-year performance period from January 1, 2026 through December 31, 2028. The number of PSUs represents a target number and the reporting person may earn between 0% and 200% of the target number of PSUs. F1 · shares: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the issuer if predetermined levels of total shareholder return relative to the return of Bitcoin, as well as the Russell 3000 over the three-year performance period from January 1, 2026 through December 31, 2028. The number of PSUs represents a target number and the reporting person may earn between 0% and 200% of the target number of PSUs. F1 · derivative.exercise_date: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the issuer if predetermined levels of total shareholder return relative to the return of Bitcoin, as well as the Russell 3000 over the three-year performance period from January 1, 2026 through December 31, 2028. The number of PSUs represents a target number and the reporting person may earn between 0% and 200% of the target number of PSUs. F1 · derivative.expiration_date: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the issuer if predetermined levels of total shareholder return relative to the return of Bitcoin, as well as the Russell 3000 over the three-year performance period from January 1, 2026 through December 31, 2028. The number of PSUs represents a target number and the reporting person may earn between 0% and 200% of the target number of PSUs. F1 · derivative.underlying_shares: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the issuer if predetermined levels of total shareholder return relative to the return of Bitcoin, as well as the Russell 3000 over the three-year performance period from January 1, 2026 through December 31, 2028. The number of PSUs represents a target number and the reporting person may earn between 0% and 200% of the target number of PSUs. F1 · balance_after: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the issuer if predetermined levels of total shareholder return relative to the return of Bitcoin, as well as the Russell 3000 over the three-year performance period from January 1, 2026 through December 31, 2028. The number of PSUs represents a target number and the reporting person may earn between 0% and 200% of the target number of PSUs. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 01:30 UTC | Strive, Inc. ASST · Entity 4444 | GrantRestricted Stock Units · Derivative | 740,740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-25-011735 · dp234449_4-sarkhani.xml · derivative · entry 7 Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 740,740 Underlying: Class A Common Stock · 740,740 shares Expires not disclosed F4 · derivative.exercise_price: The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. F4 · price: The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. F4 · derivative.exercise_date: The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. F4 · derivative.expiration_date: The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. Read SEC document |
| September 12, 2025 Filed Sep 17, 2025 01:30 UTC | Strive, Inc. ASST · Entity 4444 | ConversionClass A Common Stock · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-25-011735 · dp234449_4-sarkhani.xml · derivative · entry 6 Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Asset Entities Holdings, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Original Class A Common Stock was convertible into the Original Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and had no expiration date. F3 · derivative.exercise_date: The Original Class A Common Stock was convertible into the Original Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and had no expiration date. F3 · derivative.expiration_date: The Original Class A Common Stock was convertible into the Original Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and had no expiration date. F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of such person' pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 12, 2025 Filed Sep 17, 2025 01:30 UTC | Strive, Inc. ASST · Entity 4444 | OtherClass A Common Stock | 39,921 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-25-011735 · dp234449_4-sarkhani.xml · nonDerivative · entry 5 Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,921 F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share. F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share. Read SEC document |
| September 12, 2025 Filed Sep 17, 2025 01:30 UTC | Strive, Inc. ASST · Entity 4444 | OtherClass A Common Stock | 1,250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-25-011735 · dp234449_4-sarkhani.xml · nonDerivative · entry 4 Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Asset Entities Holdings, LLC Disclosed balance after: 1,250,000 F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share. F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share. F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of such person' pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 12, 2025 Filed Sep 17, 2025 01:30 UTC | Strive, Inc. ASST · Entity 4444 | OtherClass B Common Stock | 39,921 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-25-011735 · dp234449_4-sarkhani.xml · nonDerivative · entry 3 Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share. F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share. Read SEC document |
| September 12, 2025 Filed Sep 17, 2025 01:30 UTC | Strive, Inc. ASST · Entity 4444 | OtherClass B Common Stock | 1,250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-25-011735 · dp234449_4-sarkhani.xml · nonDerivative · entry 2 Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Asset Entities Holdings, LLC Disclosed balance after: 0 F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share. F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share. F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of such person' pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 12, 2025 Filed Sep 17, 2025 01:30 UTC | Strive, Inc. ASST · Entity 4444 | ConversionClass B Common Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-25-011735 · dp234449_4-sarkhani.xml · nonDerivative · entry 1 Sarkhani Arshia · CIK 0001928588 · Director · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Asset Entities Holdings, LLC Disclosed balance after: 1,250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of such person' pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 06, 2024 Filed Dec 10, 2024 22:15 UTC | Strive, Inc. ASST · Entity 4444 | ConversionClass A Common Stock · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-107512 · ownership.xml · derivative · entry 3 Sarkhani Arshia · CIK 0001928588 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Asset Entities Holdings, LLC Disclosed balance after: 1,000,000 Underlying: Class B Common Stock · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F2 · derivative.exercise_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F2 · derivative.expiration_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 06, 2024 Filed Dec 10, 2024 22:15 UTC | Strive, Inc. ASST · Entity 4444 | ConversionClass B Common Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-107512 · ownership.xml · nonDerivative · entry 1 Sarkhani Arshia · CIK 0001928588 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Asset Entities Holdings, LLC Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 13, 2024 Filed Sep 16, 2024 23:32 UTC | Strive, Inc. ASST · Entity 4444 | SaleClass B Common Stock | 76,723 | $1.55 | $118,736.51 |
DisclosureSEC source: 0001213900-24-079103 · ownership.xml · nonDerivative · entry 3 Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Asset Entities Holdings, LLC Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.47 to $1.6701, inclusive. The reporting person undertakes to provide to Asset Entities Inc., any security holder of Asset Entities Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 12, 2024 Filed Sep 16, 2024 23:32 UTC | Strive, Inc. ASST · Entity 4444 | SaleClass B Common Stock | 179,683 | $1.97 | $354,316.91 |
DisclosureSEC source: 0001213900-24-079103 · ownership.xml · nonDerivative · entry 2 Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Asset Entities Holdings, LLC Disclosed balance after: 76,723 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.85 to $2.19, inclusive. The reporting person undertakes to provide to Asset Entities Inc., any security holder of Asset Entities Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 10, 2024 Filed Sep 16, 2024 23:32 UTC | Strive, Inc. ASST · Entity 4444 | ConversionClass A Common Stock · Derivative | 256,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-079103 · ownership.xml · derivative · entry 5 Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Asset Entities Holdings, LLC Disclosed balance after: 1,250,000 Underlying: Class B Common Stock · 256,406 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F4 · derivative.exercise_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F4 · derivative.expiration_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 10, 2024 Filed Sep 16, 2024 23:32 UTC | Strive, Inc. ASST · Entity 4444 | ConversionClass B Common Stock | 256,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-079103 · ownership.xml · nonDerivative · entry 1 Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Asset Entities Holdings, LLC Disclosed balance after: 256,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held of record by Asset Entities Holdings, LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 21:06 UTC | Strive, Inc. ASST · Entity 4444 | SaleClass B Common Stock | 13,333 | $1.60 | $21,366.13 |
DisclosureSEC source: 0001213900-24-075625 · ownership.xml · nonDerivative · entry 1 Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,667 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.60 to $1.63, inclusive. The reporting person undertakes to provide to Asset Entities Inc., any security holder of Asset Entities Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 21:00 UTC | Strive, Inc. ASST · Entity 4444 | OtherClass A Common Stock · Derivative | 146,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-016111 · ownership.xml · derivative · entry 6 Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Asset Entities Holdings, LLC Disclosed balance after: 7,532,029 Underlying: Class B Common Stock · 146,340 shares Expires not disclosed F1 · derivative.exercise_price: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F2 · kind: Pro rata distribution to direct and indirect owners of Asset Entities Holdings, LLC ("AEH") other than the reporting person, and upon distribution the shares of Class A Common Stock converted to shares of Class B Common Stock. F1 · derivative.exercise_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F1 · derivative.expiration_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F3 · ownership.nature: Shares held of record by AEH. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 21:00 UTC | Strive, Inc. ASST · Entity 4444 | OtherClass A Common Stock · Derivative | 291,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-016111 · ownership.xml · derivative · entry 5 Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Asset Entities Holdings, LLC Disclosed balance after: 7,678,369 Underlying: Class B Common Stock · 291,662 shares Expires not disclosed F1 · derivative.exercise_price: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F2 · kind: Pro rata distribution to direct and indirect owners of Asset Entities Holdings, LLC ("AEH") other than the reporting person, and upon distribution the shares of Class A Common Stock converted to shares of Class B Common Stock. F1 · derivative.exercise_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F1 · derivative.expiration_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F3 · ownership.nature: Shares held of record by AEH. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 21:00 UTC | Strive, Inc. ASST · Entity 4444 | OtherClass A Common Stock · Derivative | 97,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-016111 · ownership.xml · derivative · entry 4 Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Asset Entities Holdings, LLC Disclosed balance after: 7,970,031 Underlying: Class B Common Stock · 97,560 shares Expires not disclosed F1 · derivative.exercise_price: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F2 · kind: Pro rata distribution to direct and indirect owners of Asset Entities Holdings, LLC ("AEH") other than the reporting person, and upon distribution the shares of Class A Common Stock converted to shares of Class B Common Stock. F1 · derivative.exercise_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F1 · derivative.expiration_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F3 · ownership.nature: Shares held of record by AEH. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 21:00 UTC | Strive, Inc. ASST · Entity 4444 | OtherClass A Common Stock · Derivative | 97,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-016111 · ownership.xml · derivative · entry 3 Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Asset Entities Holdings, LLC Disclosed balance after: 8,067,591 Underlying: Class B Common Stock · 97,560 shares Expires not disclosed F1 · derivative.exercise_price: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F2 · kind: Pro rata distribution to direct and indirect owners of Asset Entities Holdings, LLC ("AEH") other than the reporting person, and upon distribution the shares of Class A Common Stock converted to shares of Class B Common Stock. F1 · derivative.exercise_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F1 · derivative.expiration_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F3 · ownership.nature: Shares held of record by AEH. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 21:00 UTC | Strive, Inc. ASST · Entity 4444 | OtherClass A Common Stock · Derivative | 97,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-016111 · ownership.xml · derivative · entry 2 Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Asset Entities Holdings, LLC Disclosed balance after: 8,165,151 Underlying: Class B Common Stock · 97,560 shares Expires not disclosed F1 · derivative.exercise_price: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F2 · kind: Pro rata distribution to direct and indirect owners of Asset Entities Holdings, LLC ("AEH") other than the reporting person, and upon distribution the shares of Class A Common Stock converted to shares of Class B Common Stock. F1 · derivative.exercise_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F1 · derivative.expiration_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F3 · ownership.nature: Shares held of record by AEH. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 21:00 UTC | Strive, Inc. ASST · Entity 4444 | OtherClass A Common Stock · Derivative | 122,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-016111 · ownership.xml · derivative · entry 1 Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Asset Entities Holdings, LLC Disclosed balance after: 8,262,711 Underlying: Class B Common Stock · 122,565 shares Expires not disclosed F1 · derivative.exercise_price: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F2 · kind: Pro rata distribution to direct and indirect owners of Asset Entities Holdings, LLC ("AEH") other than the reporting person, and upon distribution the shares of Class A Common Stock converted to shares of Class B Common Stock. F1 · derivative.exercise_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F1 · derivative.expiration_date: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F3 · ownership.nature: Shares held of record by AEH. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 11:29 UTC | Strive, Inc. ASST · Entity 4444 | GrantClass B Common Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-009518 · ownership.xml · nonDerivative · entry 1 Sarkhani Arshia · CIK 0001928588 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.