Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AF Acquisition Corp.AFAQ · Entity 139425 | Director | March 18, 2021 | March 18, 2021 |
| ARKO Corp.ARKO · Entity 5437 | Director | October 01, 2026 | October 03, 2026 |
| ARKO Petroleum Corp.APC · Entity 4692 | Director | October 01, 2026 | October 03, 2026 |
| Coliseum Acquisition Corp.MITAU · Entity 84507 | Director | June 22, 2021 | June 24, 2021 |
| HAIN CELESTIAL GROUP INCHAIN · Entity 7055 | Director | January 07, 2019 | January 09, 2019 |
| Haymaker Acquisition Corp VHYACU · Entity 5904 | 10% owner | September 16, 2026 | October 07, 2026 |
| Haymaker Acquisition Corp. 4HYAC U · Entity 53288 | Director · Chief Executive Officer | July 25, 2023 | August 01, 2023 |
| Lovesac CoLOVE · Entity 6218 | Director | June 18, 2026 | June 22, 2026 |
| ONESPAWORLD HOLDINGS LtdOSW · Entity 4411 | Director | August 06, 2026 | August 10, 2026 |
| Priveterra Acquisition Corp. IITMKRU · Entity 111410 | Director | January 07, 2021 | January 08, 2021 |
| Suncrete, Inc.RMIX · Entity 4661 | Director | October 08, 2026 | October 14, 2026 |
| biote Corp.BTMD · Entity 7156 | Director | May 12, 2026 | May 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AF Acquisition Corp.
Report date March 18, 2021 · Filed March 18, 2021
This filing explicitly reported no securities owned.
ARKO Corp.
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 207,149 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 11,557 · Balance 207,149 F1: Restricted stock units ("RSUs") provide for the right to receive one share of common stock, $0.0001 par value per share ("common stock"), of ARKO Corp. (the "Company") on a one-for-one basis. F2: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. F3: Includes 177 RSUs credited to the reporting person in respect of dividend equivalent rights associated with the underlying awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") provide for the right to receive one share of common stock, $0.0001 par value per share ("common stock"), of ARKO Corp. (the "Company") on a one-for-one basis.
F2: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company.
F3: Includes 177 RSUs credited to the reporting person in respect of dividend equivalent rights associated with the underlying awards.
ARKO Petroleum Corp.
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 10,066 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 1,247 · Balance 10,066 F1: Grant of restricted stock units ("RSUs"), each providing for the right to receive one share of Class A common stock, $0.0001 par value per share ("common stock"), of ARKO Petroleum Corp. (the "Company") on a one-for-one basis. The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change in control of the Company. F2: The reported number of shares includes 231 shares credited to the reporting person in respect of dividend equivalent rights associated with the underlying awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units ("RSUs"), each providing for the right to receive one share of Class A common stock, $0.0001 par value per share ("common stock"), of ARKO Petroleum Corp. (the "Company") on a one-for-one basis. The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change in control of the Company.
F2: The reported number of shares includes 231 shares credited to the reporting person in respect of dividend equivalent rights associated with the underlying awards.
Coliseum Acquisition Corp.
Report date June 22, 2021 · Filed June 24, 2021
This filing explicitly reported no securities owned.
HAIN CELESTIAL GROUP INC
Report date January 07, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,697 |
Reported balance
After 2019-01-07 transaction · row 1
1 source rowRow 1 · 2019-01-07 · Grant · Acquired 13,073 · Balance 46,697 F1: Represents a grant of restricted shares of the Issuer's common stock, which will vest on October 29, 2019. |
| Common StockSEC Table I · non-derivative | IndirectBy GRAT | 83,363 |
Reported balance
Holding disclosure · report date 2019-01-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 83,363 |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 26,717 |
Reported balance
Holding disclosure · report date 2019-01-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 26,717 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted shares of the Issuer's common stock, which will vest on October 29, 2019.
Haymaker Acquisition Corp V
Report date September 16, 2026 · Filed October 07, 2026
Jointly reported with Haymaker Sponsor V, LLC, Mistral Capital Management, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-09-16 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the registration statement on Form S-1 (File No. 333-298544) of Haymaker Acquisition Corp V (the "Issuer") under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. The Class B ordinary shares have no expiration date. F2: These shares represent the Class B ordinary shares held by Haymaker Sponsor V LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Issuer and the Sponsor. F3: Mistral Capital Management LLC ("Mistral") is the sole managing member of the Sponsor and Andrew Heyer is the managing member of Mistral and holds voting and investment discretion with respect to the ordinary shares held of record by the Sponsor. As such, Mr. Heyer may be deemed to have beneficial ownership of the securities held of record by the Sponsor. The reporting persons disclaim beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the registration statement on Form S-1 (File No. 333-298544) of Haymaker Acquisition Corp V (the "Issuer") under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. The Class B ordinary shares have no expiration date.
F2: These shares represent the Class B ordinary shares held by Haymaker Sponsor V LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Issuer and the Sponsor.
F3: Mistral Capital Management LLC ("Mistral") is the sole managing member of the Sponsor and Andrew Heyer is the managing member of Mistral and holds voting and investment discretion with respect to the ordinary shares held of record by the Sponsor. As such, Mr. Heyer may be deemed to have beneficial ownership of the securities held of record by the Sponsor. The reporting persons disclaim beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein.
Haymaker Acquisition Corp. 4
Report date July 25, 2023 · Filed August 01, 2023
Jointly reported with Haymaker Sponsor IV LLC, HEYER STEVEN J
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Direct | 797,600 |
Reported balance
After 2023-07-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-07-25 · Purchase · Acquired 797,600 · Balance 797,600 F1: Consists of 797,600 placement units purchased by Haymaker Sponsor IV LLC (the "Sponsor") for $10.00 per unit in a private placement transaction with the registrant. Each such unit consists of one Class A ordinary share and one-half of one warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. F2: The Sponsor is the record holder of the securities reported herein. Steven J. Heyer and Andrew R. Heyer are the managing members of the Sponsor. By virtue of these relationships, each of these individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of 797,600 placement units purchased by Haymaker Sponsor IV LLC (the "Sponsor") for $10.00 per unit in a private placement transaction with the registrant. Each such unit consists of one Class A ordinary share and one-half of one warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment.
F2: The Sponsor is the record holder of the securities reported herein. Steven J. Heyer and Andrew R. Heyer are the managing members of the Sponsor. By virtue of these relationships, each of these individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.
Lovesac Co
Report date June 18, 2026 · Filed June 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.00001SEC Table I · non-derivative | Direct | 293,259 |
Reported balance
After 2026-06-18 transaction · row 1
1 source rowRow 1 · 2026-06-18 · Purchase · Acquired 30,000 · Balance 293,259 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.105 to $14.830. The reporting person undertakes to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.105 to $14.830. The reporting person undertakes to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
ONESPAWORLD HOLDINGS Ltd
Report date August 06, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 478,099 |
Reported balance
After 2026-08-06 transaction · row 1
1 source rowRow 1 · 2026-08-06 · Sale · Disposed 20,000 · Balance 478,099 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.42 to $26.49. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range. |
| Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 90,000 |
Reported balance
After 2026-08-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-08-06 · Sale · Disposed 10,000 · Balance 90,000 F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.38 to $26.45. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range. F3: The reported securities are directly held and independently managed by Mindy Heyer, the Reporting Person's spouse. Accordingly, the Reporting Person may be deemed to beneficially own the reported securities but disclaims such beneficial ownership. This Statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 306,926 |
Reported balance
After 2026-08-07 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-08-07 · Sale · Disposed 25,219 · Balance 306,926 F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.27 to $26.49. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range. F5: After giving effect to all the transactions reported on this Statement, the reported securities are directly held as follows: (i) 169,269 Common Shares are held by Heyer Investment Management, LLC; (ii) 31,219 Common Shares are held by Harris Reid Heyer Trust; (iii) 37,219 Common Shares are held by James Heyer Trust; (iv) 17,219 Common Shares are held by Peter Justin Heyer Trust; and (v) 47,219 Common Shares are held by William Heyer Trust. The Reporting Person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust and (ii) the managing member of Heyer Investment Management, LLC, and, accordingly, may be deemed to beneficially own the securities held by the foregoing, but disclaims such beneficial ownership, except to the extent of his pecuniary interest therein. F6: (Continued from footnote 5) This Statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 302,145 |
Reported balance
After 2026-08-10 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-08-10 · Sale · Disposed 4,781 · Balance 302,145 F7: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.01 to $26.12. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range. F5: After giving effect to all the transactions reported on this Statement, the reported securities are directly held as follows: (i) 169,269 Common Shares are held by Heyer Investment Management, LLC; (ii) 31,219 Common Shares are held by Harris Reid Heyer Trust; (iii) 37,219 Common Shares are held by James Heyer Trust; (iv) 17,219 Common Shares are held by Peter Justin Heyer Trust; and (v) 47,219 Common Shares are held by William Heyer Trust. The Reporting Person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust and (ii) the managing member of Heyer Investment Management, LLC, and, accordingly, may be deemed to beneficially own the securities held by the foregoing, but disclaims such beneficial ownership, except to the extent of his pecuniary interest therein. F6: (Continued from footnote 5) This Statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.42 to $26.49. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.38 to $26.45. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range.
F3: The reported securities are directly held and independently managed by Mindy Heyer, the Reporting Person's spouse. Accordingly, the Reporting Person may be deemed to beneficially own the reported securities but disclaims such beneficial ownership. This Statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.27 to $26.49. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range.
F5: After giving effect to all the transactions reported on this Statement, the reported securities are directly held as follows: (i) 169,269 Common Shares are held by Heyer Investment Management, LLC; (ii) 31,219 Common Shares are held by Harris Reid Heyer Trust; (iii) 37,219 Common Shares are held by James Heyer Trust; (iv) 17,219 Common Shares are held by Peter Justin Heyer Trust; and (v) 47,219 Common Shares are held by William Heyer Trust. The Reporting Person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust and (ii) the managing member of Heyer Investment Management, LLC, and, accordingly, may be deemed to beneficially own the securities held by the foregoing, but disclaims such beneficial ownership, except to the extent of his pecuniary interest therein.
F6: (Continued from footnote 5) This Statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F7: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.01 to $26.12. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range.
Priveterra Acquisition Corp. II
Report date January 07, 2021 · Filed January 08, 2021
This filing explicitly reported no securities owned.
Suncrete, Inc.
Report date October 08, 2026 · Filed October 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 229,254 |
Reported balance
After 2026-10-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-10-08 · Other · Disposed 2,211,343 · Balance 229,254 F1: On October 8, 2026, Haymaker Sponsor IV LLC (the "Sponsor") distributed an aggregate of 3,564,267 shares of Class A Common Stock ("Class A Common Stock") and 75,000 private placement warrants ("Private Placement Warrants") of Suncrete, Inc. (the "Issuer"), representing all of the securities of the Issuer owned by the Sponsor, to its members with no consideration being paid in connection therewith (the "Distribution"). Mr. Heyer is a managing member of the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Mr. Heyer disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. F2: Includes (i) 175,852 shares of Class A Common Stock held by Heyer Investment Management, LLC, (ii) 45,266 shares of Class A Common Stock held by the Mindy B. Heyer 2023 Grantor Retained Annuity Trust and (iii) 8,136 shares of Class A Common Stock held directly by Andrew R. Heyer's spouse, and, in each case, received in the Distribution. Andrew R. Heyer is the managing member of Heyer Investment Management, LLC and has voting and dispositive power over the securities held by such entity. Accordingly, Andrew R. Heyer may be deemed to have or share beneficial ownership of such securities. F3: In addition, Andrew R. Heyer's spouse is the sole trustee, grantor and recipient of annuity payments of the Mindy B. Heyer 2023 Grantor Retained Annuity Trust. Andrew R. Heyer disclaims beneficial ownership of the securities held by the Mindy B. Heyer 2023 Grantor Retained Annuity Trust and by his spouse, and the filing of this report should not be deemed an admission that Andrew R. Heyer is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Private Placement WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2031-04-08 | IndirectSee Footnote | 18,253 |
Reported balance
After 2026-10-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-08 · Other · Disposed 56,747 · Balance 18,253 F1: On October 8, 2026, Haymaker Sponsor IV LLC (the "Sponsor") distributed an aggregate of 3,564,267 shares of Class A Common Stock ("Class A Common Stock") and 75,000 private placement warrants ("Private Placement Warrants") of Suncrete, Inc. (the "Issuer"), representing all of the securities of the Issuer owned by the Sponsor, to its members with no consideration being paid in connection therewith (the "Distribution"). Mr. Heyer is a managing member of the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Mr. Heyer disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. F5: Includes (i) 15,645 Private Placement Warrants held by Heyer Investment Management, LLC and (ii) 2,608 Private Placement Warrants held by the Mindy B. Heyer 2023 Grantor Retained Annuity Trust, and, in each case, received in the Distribution. Andrew R. Heyer is the managing member of Heyer Investment Management, LLC and has voting and dispositive power over the securities held by such entity. Accordingly, Andrew R. Heyer may be deemed to have or share beneficial ownership of such securities. In addition, Andrew R. Heyer's spouse is the sole trustee, grantor and recipient of annuity payments of the Mindy B. Heyer 2023 Grantor Retained Annuity Trust. Andrew R. Heyer disclaims beneficial ownership of the securities held by the Mindy B. Heyer 2023 Grantor Retained Annuity Trust, and the filing of this report should not be deemed an admission that Andrew R. Heyer is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,171,670 |
Reported balance
Holding disclosure · report date 2026-10-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,171,670 F4: Includes (i) 1,123,670 shares of Class A Common Stock received in the Distribution and (ii) 48,000 restricted shares of Class A Common Stock, in each case, held directly by Andrew R. Heyer. The receipt of the shares by Andrew R. Heyer in the Distribution constituted a change in the form of ownership from indirect to direct. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 8, 2026, Haymaker Sponsor IV LLC (the "Sponsor") distributed an aggregate of 3,564,267 shares of Class A Common Stock ("Class A Common Stock") and 75,000 private placement warrants ("Private Placement Warrants") of Suncrete, Inc. (the "Issuer"), representing all of the securities of the Issuer owned by the Sponsor, to its members with no consideration being paid in connection therewith (the "Distribution"). Mr. Heyer is a managing member of the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Mr. Heyer disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F2: Includes (i) 175,852 shares of Class A Common Stock held by Heyer Investment Management, LLC, (ii) 45,266 shares of Class A Common Stock held by the Mindy B. Heyer 2023 Grantor Retained Annuity Trust and (iii) 8,136 shares of Class A Common Stock held directly by Andrew R. Heyer's spouse, and, in each case, received in the Distribution. Andrew R. Heyer is the managing member of Heyer Investment Management, LLC and has voting and dispositive power over the securities held by such entity. Accordingly, Andrew R. Heyer may be deemed to have or share beneficial ownership of such securities.
F3: In addition, Andrew R. Heyer's spouse is the sole trustee, grantor and recipient of annuity payments of the Mindy B. Heyer 2023 Grantor Retained Annuity Trust. Andrew R. Heyer disclaims beneficial ownership of the securities held by the Mindy B. Heyer 2023 Grantor Retained Annuity Trust and by his spouse, and the filing of this report should not be deemed an admission that Andrew R. Heyer is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F4: Includes (i) 1,123,670 shares of Class A Common Stock received in the Distribution and (ii) 48,000 restricted shares of Class A Common Stock, in each case, held directly by Andrew R. Heyer. The receipt of the shares by Andrew R. Heyer in the Distribution constituted a change in the form of ownership from indirect to direct.
F5: Includes (i) 15,645 Private Placement Warrants held by Heyer Investment Management, LLC and (ii) 2,608 Private Placement Warrants held by the Mindy B. Heyer 2023 Grantor Retained Annuity Trust, and, in each case, received in the Distribution. Andrew R. Heyer is the managing member of Heyer Investment Management, LLC and has voting and dispositive power over the securities held by such entity. Accordingly, Andrew R. Heyer may be deemed to have or share beneficial ownership of such securities. In addition, Andrew R. Heyer's spouse is the sole trustee, grantor and recipient of annuity payments of the Mindy B. Heyer 2023 Grantor Retained Annuity Trust. Andrew R. Heyer disclaims beneficial ownership of the securities held by the Mindy B. Heyer 2023 Grantor Retained Annuity Trust, and the filing of this report should not be deemed an admission that Andrew R. Heyer is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
biote Corp.
Report date May 12, 2026 · Filed May 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Settlement RSUSEC Table II · derivative / convertible security | Direct | 81,382 |
Reported balance
After 2026-05-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-12 · Grant · Acquired 35,259 · Balance 81,382 F1: Each Deferred Settlement RSU is the economic equivalent of one share of Issuer Class A Common Stock. F2: The Deferred Settlement RSUs are fully vested upon grant, but settlement will be deferred until the date of the Reporting Person's separation from service. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.20 · Expires 2036-05-11 | Direct | 130,000 |
Reported balance
After 2026-05-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-12 · Grant · Acquired 130,000 · Balance 130,000 F3: All shares subject to the option award shall vest on the earlier of May 12, 2027 or the day prior to the date of the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continuous service through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Settlement RSU is the economic equivalent of one share of Issuer Class A Common Stock.
F2: The Deferred Settlement RSUs are fully vested upon grant, but settlement will be deferred until the date of the Reporting Person's separation from service.
F3: All shares subject to the option award shall vest on the earlier of May 12, 2027 or the day prior to the date of the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continuous service through such vesting date.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Haymaker Acquisition Corp.
Report date November 03, 2017 · Filed March 20, 2019
Section 16 reporting ended · disclosed 2019-03-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Last balance in matching sequence
After 2019-03-19 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2019-03-19 · Exercise / conversion · Acquired 8,250,000 · Balance 8,250,000 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-220733) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share ("Class B Stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share ("Class A Stock"), at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2: (Continued from footnote 1) On March 19, 2019, the issuer consummated its initial business combination (the "Business Combination") with OneSpaWorld Holdings Limited, an international business company incorporated under the laws of the Commonwealth of The Bahamas ("OneSpaWorld"). In connection with the Business Combination, each share of Class B Stock converted into Class A Stock. F3: These securities were held by Haymaker Sponsor LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. Row 2 · 2019-03-19 · Other · Disposed 8,250,000 · Balance 0 F4: In connection with the Business Combination, the Sponsor exchanged its Class A Shares for 6,650,000 fully paid and non-assessable common shares, par value U.S. $0.0001 per share, of OneSpaWorld ("OSW Shares"), and the right to receive up to 1,600,000 OSW Shares upon the occurrence of certain events. F3: These securities were held by Haymaker Sponsor LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 8,250,000 |
Reported balance
After 2017-11-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-11-03 · Other · Disposed 375,000 · Balance 8,250,000 F5: The Class B Stock owned by the Sponsor included up to 1,125,000 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities did not exercise in full their over-allotment option as described in the Registration Statement. Because the underwriters exercised the over-allotment option in part, the Sponsor forfeited 375,000 shares of Class B Stock on November 3, 2017 in order to maintain ownership of 20.0% of issued and outstanding shares of the issuer. The shares forfeited by the Sponsor were cancelled by the issuer. F1: As described in the issuer's registration statement on Form S-1 (File No. 333-220733) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share ("Class B Stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share ("Class A Stock"), at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2: (Continued from footnote 1) On March 19, 2019, the issuer consummated its initial business combination (the "Business Combination") with OneSpaWorld Holdings Limited, an international business company incorporated under the laws of the Commonwealth of The Bahamas ("OneSpaWorld"). In connection with the Business Combination, each share of Class B Stock converted into Class A Stock. F3: These securities were held by Haymaker Sponsor LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2019-03-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-03-19 · Exercise / conversion · Disposed 8,250,000 · Balance 0 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-220733) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share ("Class B Stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share ("Class A Stock"), at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2: (Continued from footnote 1) On March 19, 2019, the issuer consummated its initial business combination (the "Business Combination") with OneSpaWorld Holdings Limited, an international business company incorporated under the laws of the Commonwealth of The Bahamas ("OneSpaWorld"). In connection with the Business Combination, each share of Class B Stock converted into Class A Stock. F3: These securities were held by Haymaker Sponsor LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. |
| WarrantSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2019-03-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-03-19 · Other · Disposed 8,000,000 · Balance 0 F6: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase Class A Shares for warrants to purchase OSW Shares at a purchase price of $11.50 per share. F7: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination. F3: These securities were held by Haymaker Sponsor LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-220733) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share ("Class B Stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share ("Class A Stock"), at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.
F2: (Continued from footnote 1) On March 19, 2019, the issuer consummated its initial business combination (the "Business Combination") with OneSpaWorld Holdings Limited, an international business company incorporated under the laws of the Commonwealth of The Bahamas ("OneSpaWorld"). In connection with the Business Combination, each share of Class B Stock converted into Class A Stock.
F3: These securities were held by Haymaker Sponsor LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein.
F4: In connection with the Business Combination, the Sponsor exchanged its Class A Shares for 6,650,000 fully paid and non-assessable common shares, par value U.S. $0.0001 per share, of OneSpaWorld ("OSW Shares"), and the right to receive up to 1,600,000 OSW Shares upon the occurrence of certain events.
F5: The Class B Stock owned by the Sponsor included up to 1,125,000 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities did not exercise in full their over-allotment option as described in the Registration Statement. Because the underwriters exercised the over-allotment option in part, the Sponsor forfeited 375,000 shares of Class B Stock on November 3, 2017 in order to maintain ownership of 20.0% of issued and outstanding shares of the issuer. The shares forfeited by the Sponsor were cancelled by the issuer.
F6: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase Class A Shares for warrants to purchase OSW Shares at a purchase price of $11.50 per share.
F7: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination.
Haymaker Acquisition Corp. II
Report date December 22, 2020 · Filed December 29, 2020
Section 16 reporting ended · disclosed 2020-12-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Last balance in matching sequence
After 2020-12-22 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-12-22 · Conversion · Acquired 10,000,000 · Balance 10,000,000 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-231617) (the "Registration Statement") under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share ("Class B Stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share ("Class A Stock"), at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2: (Continued from Footnote 1) On December 22, 2020, the issuer consummated its initial business combination (the "Business Combination") with ARKO Corp., a Delaware corporation. In connection with the Business Combination, each share of Class B Stock converted into Class A Stock. F3: These securities were held by Haymaker Sponsor II LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. Row 2 · 2020-12-22 · Other · Disposed 10,000,000 · Balance 0 F4: In connection with the Business Combination, the Sponsor exchanged its Class A Shares for 4,800,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of ARKO Corp. ("ARKO Corp. Common Stock"), and the right to receive up to 4,200,000 shares of ARKO Corp. Common Stock upon the occurrence of certain events. F3: These securities were held by Haymaker Sponsor II LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2020-12-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-12-22 · Conversion · Disposed 10,000,000 · Balance 0 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-231617) (the "Registration Statement") under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share ("Class B Stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share ("Class A Stock"), at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2: (Continued from Footnote 1) On December 22, 2020, the issuer consummated its initial business combination (the "Business Combination") with ARKO Corp., a Delaware corporation. In connection with the Business Combination, each share of Class B Stock converted into Class A Stock. F3: These securities were held by Haymaker Sponsor II LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. |
| WarrantSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2020-12-22 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-12-22 · Other · Disposed 5,550,000 · Balance 0 F5: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase shares of Class A Stock for 3,550,000 warrants to purchase shares of ARKO Corp. Common Stock at a purchase price of $11.50 per share. F6: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination. F3: These securities were held by Haymaker Sponsor II LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-231617) (the "Registration Statement") under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share ("Class B Stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share ("Class A Stock"), at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.
F2: (Continued from Footnote 1) On December 22, 2020, the issuer consummated its initial business combination (the "Business Combination") with ARKO Corp., a Delaware corporation. In connection with the Business Combination, each share of Class B Stock converted into Class A Stock.
F3: These securities were held by Haymaker Sponsor II LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein.
F4: In connection with the Business Combination, the Sponsor exchanged its Class A Shares for 4,800,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of ARKO Corp. ("ARKO Corp. Common Stock"), and the right to receive up to 4,200,000 shares of ARKO Corp. Common Stock upon the occurrence of certain events.
F5: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase shares of Class A Stock for 3,550,000 warrants to purchase shares of ARKO Corp. Common Stock at a purchase price of $11.50 per share.
F6: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination.
JAMBA, INC.
Report date September 13, 2018 · Filed September 13, 2018
Section 16 reporting ended · disclosed 2018-09-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-09-13 transaction · row 1
1 source rowRow 1 · 2018-09-13 · Disposition to issuer · Disposed 44,133 · Balance 0 |
XWELL, Inc.
Report date April 14, 2020 · Filed April 16, 2020
Jointly reported with Mistral Spa Holdings, LLC, Mistral Capital Management, LLC
Section 16 reporting ended · disclosed 2020-04-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,759,173 |
Last balance in matching sequence
After 2020-04-14 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-04-14 · Sale · Disposed 3,000,000 · Balance 3,759,173 F1: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.35 to $0.40, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2: Mistral Spa Holdings, LLC ("MSH"), a Delaware limited liability company, is the record holder of the securities identified in this row. Mr. Heyer is the managing member and the managing partner of Mistral Capital Management, LLC ("MCM" and, together with Mr. Heyer and MSH, the "Reporting Persons"), which is the sole manager of MSH. By reason of the provisions of Rule 16a-1 of the Exchange Act, MCM and Mr. Heyer may be deemed to be beneficial owners of certain of the securities that are deemed to be beneficially owned by MSH. Each of the Reporting Persons disclaims beneficial ownership of the securities owned by MSH except to the extent of the Reporting Person's pecuniary interest therein. F3: Includes (a) 158,820 shares of common stock deposited in various escrow accounts to cover certain indemnification claims made pursuant to that certain Agreement and Plan of Merger, by and among FORM Holdings Corp., FHXMS, LLC, XpresSpa Holdings, LLC and Mistral XH Representative, LLC, as representative of the unitholders, dated October 25, 2016, as subsequently amended; (b) 7,500 shares of common stock held of record by Heyer Investment Management LLC and 900 shares of common stock held of record by Andrew R. Heyer 2007 Associates, L.P., each of which Mr. Heyer controls; and (c) shares of common stock received as part of a pro rata distribution of the Company's Series D Convertible Preferred Stock, which subsequently converted into common shares, from MSH on October 1, 2019. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein. Row 2 · 2020-04-14 · Sale · Disposed 1,000,000 · Balance 2,759,173 F4: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.40 to $0.41, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. F2: Mistral Spa Holdings, LLC ("MSH"), a Delaware limited liability company, is the record holder of the securities identified in this row. Mr. Heyer is the managing member and the managing partner of Mistral Capital Management, LLC ("MCM" and, together with Mr. Heyer and MSH, the "Reporting Persons"), which is the sole manager of MSH. By reason of the provisions of Rule 16a-1 of the Exchange Act, MCM and Mr. Heyer may be deemed to be beneficial owners of certain of the securities that are deemed to be beneficially owned by MSH. Each of the Reporting Persons disclaims beneficial ownership of the securities owned by MSH except to the extent of the Reporting Person's pecuniary interest therein. F3: Includes (a) 158,820 shares of common stock deposited in various escrow accounts to cover certain indemnification claims made pursuant to that certain Agreement and Plan of Merger, by and among FORM Holdings Corp., FHXMS, LLC, XpresSpa Holdings, LLC and Mistral XH Representative, LLC, as representative of the unitholders, dated October 25, 2016, as subsequently amended; (b) 7,500 shares of common stock held of record by Heyer Investment Management LLC and 900 shares of common stock held of record by Andrew R. Heyer 2007 Associates, L.P., each of which Mr. Heyer controls; and (c) shares of common stock received as part of a pro rata distribution of the Company's Series D Convertible Preferred Stock, which subsequently converted into common shares, from MSH on October 1, 2019. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 5,750 |
Reported balance
After 2020-04-14 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-04-14 · Sale · Disposed 112,020 · Balance 5,750 F5: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.39 to $0.41, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4. |
| Common Stock WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.02 · Expires 2021-12-26 | IndirectSee Footnote | 907,498 |
Reported balance
Holding disclosure · report date 2020-04-14 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 907,498 F2: Mistral Spa Holdings, LLC ("MSH"), a Delaware limited liability company, is the record holder of the securities identified in this row. Mr. Heyer is the managing member and the managing partner of Mistral Capital Management, LLC ("MCM" and, together with Mr. Heyer and MSH, the "Reporting Persons"), which is the sole manager of MSH. By reason of the provisions of Rule 16a-1 of the Exchange Act, MCM and Mr. Heyer may be deemed to be beneficial owners of certain of the securities that are deemed to be beneficially owned by MSH. Each of the Reporting Persons disclaims beneficial ownership of the securities owned by MSH except to the extent of the Reporting Person's pecuniary interest therein. F6: Amount reflects certain adjustments to the number of shares issuable upon exercise of the warrants and the exercise price as a result of anti-dilution features of the warrants that were activated as a result of dilutive issuances by the Company after the Reporting Persons' last filing. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.40 · Expires 2027-01-17 | Direct | 4,250 |
Reported balance
Holding disclosure · report date 2020-04-14 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,250 F7: These options, granted on January 17, 2017 in connection with Mr. Heyer's service as a director of the Company, became fully vested as of December 31, 2017. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.20 · Expires 2029-02-11 | Direct | 7,500 |
Reported balance
Holding disclosure · report date 2020-04-14 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 7,500 F8: These options, granted on February 11, 2019 in connection with Mr. Heyer's service as a director of the Company, became fully vested as of December 31, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.35 to $0.40, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: Mistral Spa Holdings, LLC ("MSH"), a Delaware limited liability company, is the record holder of the securities identified in this row. Mr. Heyer is the managing member and the managing partner of Mistral Capital Management, LLC ("MCM" and, together with Mr. Heyer and MSH, the "Reporting Persons"), which is the sole manager of MSH. By reason of the provisions of Rule 16a-1 of the Exchange Act, MCM and Mr. Heyer may be deemed to be beneficial owners of certain of the securities that are deemed to be beneficially owned by MSH. Each of the Reporting Persons disclaims beneficial ownership of the securities owned by MSH except to the extent of the Reporting Person's pecuniary interest therein.
F3: Includes (a) 158,820 shares of common stock deposited in various escrow accounts to cover certain indemnification claims made pursuant to that certain Agreement and Plan of Merger, by and among FORM Holdings Corp., FHXMS, LLC, XpresSpa Holdings, LLC and Mistral XH Representative, LLC, as representative of the unitholders, dated October 25, 2016, as subsequently amended; (b) 7,500 shares of common stock held of record by Heyer Investment Management LLC and 900 shares of common stock held of record by Andrew R. Heyer 2007 Associates, L.P., each of which Mr. Heyer controls; and (c) shares of common stock received as part of a pro rata distribution of the Company's Series D Convertible Preferred Stock, which subsequently converted into common shares, from MSH on October 1, 2019. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein.
F4: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.40 to $0.41, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
F5: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.39 to $0.41, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.
F6: Amount reflects certain adjustments to the number of shares issuable upon exercise of the warrants and the exercise price as a result of anti-dilution features of the warrants that were activated as a result of dilutive issuances by the Company after the Reporting Persons' last filing.
F7: These options, granted on January 17, 2017 in connection with Mr. Heyer's service as a director of the Company, became fully vested as of December 31, 2017.
F8: These options, granted on February 11, 2019 in connection with Mr. Heyer's service as a director of the Company, became fully vested as of December 31, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 26, 2023 Filed Jul 28, 2023 23:50 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | GrantCommon Shares | 12,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-035643 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 566,924 F1 · shares: The reported transaction reflects a grant of the Issuer's restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The RSUs vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control. Read SEC document |
| July 25, 2023 Filed Aug 1, 2023 17:24 UTC | Haymaker Acquisition Corp. 4 HYAC U · Entity 53288 | PurchaseClass A Ordinary Shares | 797,600 | $10.00 | $7,976,000.00 |
DisclosureSEC source: 0001104659-23-086431 · tm2322605-1_4seq1.xml · nonDerivative · entry 1 Haymaker Sponsor IV LLC · CIK 0001986992 · 10% owner HEYER ANDREW R · CIK 0001259062 · Director · Chief Executive Officer HEYER STEVEN J · CIK 0001161492 · Director · President Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 797,600 F1 · kind: Consists of 797,600 placement units purchased by Haymaker Sponsor IV LLC (the "Sponsor") for $10.00 per unit in a private placement transaction with the registrant. Each such unit consists of one Class A ordinary share and one-half of one warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. F2 · ownership.direct: The Sponsor is the record holder of the securities reported herein. Steven J. Heyer and Andrew R. Heyer are the managing members of the Sponsor. By virtue of these relationships, each of these individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 01, 2023 Filed Jul 3, 2023 20:00 UTC | ARKO Corp. ARKO · Entity 5437 | GrantRestricted Stock Units · Derivative | 3,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-040543 · doc4.xml · derivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,349 Underlying: Common Stock, par value $0.0001 per share · 3,616 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") provide for the right to receive one share of common stock, $0.0001 par value per share ("common stock"), of ARKO Corp. (the "Company") on a one-for-one basis. F2 · derivative.exercise_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. F2 · derivative.expiration_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 20:05 UTC | Lovesac Co LOVE · Entity 6218 | Exercise / conversionRestricted Stock Units · Derivative | 2,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-046175 · ownership.xml · derivative · entry 5 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,027 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: The reported shares were acquired upon the vesting of RSUs elected by the Reporting Person in lieu of the Reporting Person's cash retainer for service on the Issuer's board of directors for fiscal 2023. F2 · derivative.expiration_date: The reported shares were acquired upon the vesting of RSUs elected by the Reporting Person in lieu of the Reporting Person's cash retainer for service on the Issuer's board of directors for fiscal 2023. Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 20:05 UTC | Lovesac Co LOVE · Entity 6218 | Exercise / conversionRestricted Stock Units · Derivative | 2,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-046175 · ownership.xml · derivative · entry 4 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,408 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F1 · derivative.exercise_date: The reported shares were acquired upon the vesting of restricted units ("RSUs") granted on June 2, 2022. F1 · derivative.expiration_date: The reported shares were acquired upon the vesting of restricted units ("RSUs") granted on June 2, 2022. Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 20:05 UTC | Lovesac Co LOVE · Entity 6218 | Exercise / conversionCommon Stock, par value $0.00001 | 2,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-046175 · ownership.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The reported shares were acquired upon the vesting of RSUs elected by the Reporting Person in lieu of the Reporting Person's cash retainer for service on the Issuer's board of directors for fiscal 2023. Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 20:05 UTC | Lovesac Co LOVE · Entity 6218 | Exercise / conversionCommon Stock, par value $0.00001 | 2,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-046175 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported shares were acquired upon the vesting of restricted units ("RSUs") granted on June 2, 2022. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:05 UTC | Lovesac Co LOVE · Entity 6218 | GrantRestricted Stock Units · Derivative | 4,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-046175 · ownership.xml · derivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,996 Underlying: Common Stock · 4,996 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The Reporting Person received a grant of RSUs of which 100% are subject to vesting on June 1, 2024. F4 · derivative.expiration_date: The Reporting Person received a grant of RSUs of which 100% are subject to vesting on June 1, 2024. Read SEC document |
| May 17, 2023 Filed May 19, 2023 22:51 UTC | biote Corp. BTMD · Entity 7156 | GrantStock Option (Right to Buy) · Derivative | 46,809 | $0.00 Strike: $5.83 | $0.00 |
DisclosureSEC source: 0001562180-23-004326 · primarydocument.xml · derivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,201 Underlying: Class A Common Stock · 46,809 shares Expires 2033-05-16 F3 · derivative.exercise_date: All shares subject to the option award shall vest on the earlier of May 17, 2024 or the day prior to the date of the Issuer's 2024 Annual Meeting of Stockholders, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| May 17, 2023 Filed May 19, 2023 22:51 UTC | biote Corp. BTMD · Entity 7156 | GrantDeferred Settlement RSU · Derivative | 12,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004326 · primarydocument.xml · derivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,009 Underlying: Class A Common Stock · 12,009 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Settlement RSU is the economic equivalent of one share of Issuer Class A Common Stock. F2 · derivative.exercise_date: The Deferred Settlement RSUs are fully vested upon grant, but settlement will be deferred until the date of the Reporting Person's separation from service. F2 · derivative.expiration_date: The Deferred Settlement RSUs are fully vested upon grant, but settlement will be deferred until the date of the Reporting Person's separation from service. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 22:12 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | Disposition to issuerWarrants · Derivative | 298,215 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-23-011824 · doc4.xml · derivative · entry 5 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Shares · 298,215 shares Expires 2024-03-19 F2 · kind: The reported securities were transacted as follows: (i) Heyer Investment Management, LLC exchanged 127,807 warrants for 22,366 common shares, (ii) Harris Reid Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iii) James Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iv) Peter Justin Heyer Trust exchanged 42,602 warrants for 7,455 common shares, and (v) William Heyer Trust exchanged 42,602 warrants for 7,455 common shares. The exchanges were effected pursuant to Warrant Exchange Agreements, dated March 15, 2023, by and among the Issuer and the foregoing entities. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F2 · price: The reported securities were transacted as follows: (i) Heyer Investment Management, LLC exchanged 127,807 warrants for 22,366 common shares, (ii) Harris Reid Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iii) James Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iv) Peter Justin Heyer Trust exchanged 42,602 warrants for 7,455 common shares, and (v) William Heyer Trust exchanged 42,602 warrants for 7,455 common shares. The exchanges were effected pursuant to Warrant Exchange Agreements, dated March 15, 2023, by and among the Issuer and the foregoing entities. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F6 · derivative.exercise_date: The warrants were exercisable in accordance with the provisions of the Amended and Restated Warrant Agreement, dated as of March 19, 2019, between the Issuer and Continental Stock Transfer & Trust Company. F4 · ownership.direct: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 22:12 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | Disposition to issuerWarrants · Derivative | 415,373 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-23-011824 · doc4.xml · derivative · entry 4 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 415,373 shares Expires 2024-03-19 F1 · kind: The reporting person exchanged 415,373 warrants for 72,690 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F1 · price: The reporting person exchanged 415,373 warrants for 72,690 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F6 · derivative.exercise_date: The warrants were exercisable in accordance with the provisions of the Amended and Restated Warrant Agreement, dated as of March 19, 2019, between the Issuer and Continental Stock Transfer & Trust Company. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 22:12 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | GrantCommon Shares | 52,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-011824 · doc4.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 533,128 F2 · kind: The reported securities were transacted as follows: (i) Heyer Investment Management, LLC exchanged 127,807 warrants for 22,366 common shares, (ii) Harris Reid Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iii) James Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iv) Peter Justin Heyer Trust exchanged 42,602 warrants for 7,455 common shares, and (v) William Heyer Trust exchanged 42,602 warrants for 7,455 common shares. The exchanges were effected pursuant to Warrant Exchange Agreements, dated March 15, 2023, by and among the Issuer and the foregoing entities. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F2 · shares: The reported securities were transacted as follows: (i) Heyer Investment Management, LLC exchanged 127,807 warrants for 22,366 common shares, (ii) Harris Reid Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iii) James Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iv) Peter Justin Heyer Trust exchanged 42,602 warrants for 7,455 common shares, and (v) William Heyer Trust exchanged 42,602 warrants for 7,455 common shares. The exchanges were effected pursuant to Warrant Exchange Agreements, dated March 15, 2023, by and among the Issuer and the foregoing entities. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F2 · price: The reported securities were transacted as follows: (i) Heyer Investment Management, LLC exchanged 127,807 warrants for 22,366 common shares, (ii) Harris Reid Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iii) James Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iv) Peter Justin Heyer Trust exchanged 42,602 warrants for 7,455 common shares, and (v) William Heyer Trust exchanged 42,602 warrants for 7,455 common shares. The exchanges were effected pursuant to Warrant Exchange Agreements, dated March 15, 2023, by and among the Issuer and the foregoing entities. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F2 · acquired: The reported securities were transacted as follows: (i) Heyer Investment Management, LLC exchanged 127,807 warrants for 22,366 common shares, (ii) Harris Reid Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iii) James Heyer Trust exchanged 42,602 warrants for 7,455 common shares, (iv) Peter Justin Heyer Trust exchanged 42,602 warrants for 7,455 common shares, and (v) William Heyer Trust exchanged 42,602 warrants for 7,455 common shares. The exchanges were effected pursuant to Warrant Exchange Agreements, dated March 15, 2023, by and among the Issuer and the foregoing entities. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F3 · balance_after: Includes (i) 329,252 common shares held by Heyer Investment Management, LLC, (ii) 52,219 common shares held by Harris Reid Heyer Trust, (iii) 57,219 common shares held by James Heyer Trust, (iv) 37,219 common shares held by Peter Justin Heyer Trust and (v) 57,219 common shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F4 · balance_after: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F3 · ownership.direct: Includes (i) 329,252 common shares held by Heyer Investment Management, LLC, (ii) 52,219 common shares held by Harris Reid Heyer Trust, (iii) 57,219 common shares held by James Heyer Trust, (iv) 37,219 common shares held by Peter Justin Heyer Trust and (v) 57,219 common shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F4 · ownership.direct: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Includes (i) 329,252 common shares held by Heyer Investment Management, LLC, (ii) 52,219 common shares held by Harris Reid Heyer Trust, (iii) 57,219 common shares held by James Heyer Trust, (iv) 37,219 common shares held by Peter Justin Heyer Trust and (v) 57,219 common shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 22:12 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | GrantCommon Shares | 72,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-011824 · doc4.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 554,318 F1 · kind: The reporting person exchanged 415,373 warrants for 72,690 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F1 · price: The reporting person exchanged 415,373 warrants for 72,690 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. F1 · acquired: The reporting person exchanged 415,373 warrants for 72,690 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. Read SEC document |
| April 01, 2023 Filed Apr 3, 2023 20:30 UTC | ARKO Corp. ARKO · Entity 5437 | GrantRestricted Stock Units · Derivative | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-022215 · doc4.xml · derivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,733 Underlying: Common Stock, par value $0.0001 per share · 1,914 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") provide for the right to receive one share of common stock, $0.0001 par value per share ("common stock"), of ARKO Corp. (the "Company") on a one-for-one basis. F3 · price: The RSUs were issued to the reporting person pursuant to the Company's 2020 Incentive Compensation Plan in lieu of cash retainer fees of approximately $16,250. F2 · derivative.exercise_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. F2 · derivative.expiration_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:34 UTC | Lovesac Co LOVE · Entity 6218 | GrantRestricted Stock Units · Derivative | 456 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-006573 · wf-form4_167814203941349.xml · derivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456 Underlying: Common Stock · 456 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting, one share of the Issuer's common stock. F2 · derivative.exercise_date: Represents RSUs elected by the reporting person in lieu of the reporting person's cash retainer for service on the Issuer's board of directors for fiscal 2023, of which 100% are subject to vesting on the anniversary of the grant date. F2 · derivative.expiration_date: Represents RSUs elected by the reporting person in lieu of the reporting person's cash retainer for service on the Issuer's board of directors for fiscal 2023, of which 100% are subject to vesting on the anniversary of the grant date. Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 22:04 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 14,536 | $11.06 | $160,708.56 |
DisclosureSEC source: 0000899243-23-004437 · doc4.xml · nonDerivative · entry 5 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,628 F1 · shares: The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2022. F9 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.16. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 22:04 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 14,453 | $11.06 | $159,799.59 |
DisclosureSEC source: 0000899243-23-004437 · doc4.xml · nonDerivative · entry 4 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 100,000 F6 · shares: The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on March 14, 2022. The reported securities, which are held and independently managed by Mindy Heyer, the Reporting Person's spouse, were not reflected on the Reporting Person's prior filings. The Reporting Person disclaims beneficial ownership of such securities. F8 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.19. The Reporting Person's spouse undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F6 · ownership.nature: The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on March 14, 2022. The reported securities, which are held and independently managed by Mindy Heyer, the Reporting Person's spouse, were not reflected on the Reporting Person's prior filings. The Reporting Person disclaims beneficial ownership of such securities. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 22:04 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 35,547 | $11.01 | $391,425.79 |
DisclosureSEC source: 0000899243-23-004437 · doc4.xml · nonDerivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 114,453 F6 · shares: The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on March 14, 2022. The reported securities, which are held and independently managed by Mindy Heyer, the Reporting Person's spouse, were not reflected on the Reporting Person's prior filings. The Reporting Person disclaims beneficial ownership of such securities. F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.08. The Reporting Person's spouse undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F6 · ownership.nature: The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on March 14, 2022. The reported securities, which are held and independently managed by Mindy Heyer, the Reporting Person's spouse, were not reflected on the Reporting Person's prior filings. The Reporting Person disclaims beneficial ownership of such securities. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 22:04 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 25,000 | $11.01 | $275,315.00 |
DisclosureSEC source: 0000899243-23-004437 · doc4.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 480,942 F3 · shares: The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Heyer Investment Management, LLC on March 14, 2022. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.07. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F4 · ownership.nature: Includes (i) 306,886 common shares of the Issuer (the "Common Shares") held by Heyer Investment Management, LLC, (ii) 44,764 Common Shares held by Harris Reid Trust, (iii) 49,764 Common Shares held by James Heyer Trust, (iv) 29,764 Common Shares by Peter Justin Heyer Trust and (v) 49,764 Common Shares held by William Heyer Trust. The Reporting Person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust; and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F5 · ownership.nature: The Reporting Person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 22:04 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 35,464 | $11.01 | $390,479.92 |
DisclosureSEC source: 0000899243-23-004437 · doc4.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,164 F1 · shares: The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2022. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.07. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| January 09, 2023 Filed Jan 10, 2023 21:27 UTC | biote Corp. BTMD · Entity 7156 | PurchaseClass A Common Stock | 100,000 | $3.00 | $300,000.00 |
DisclosureSEC source: 0001209191-23-002789 · doc4.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Heyer Investment Management, LLC Disclosed balance after: 345,201 F1 · ownership.nature: The securities are directly held by Heyer Investment Management, LLC, of which the Reporting Person is the managing member. The Reporting Person has voting and dispositive power over these securities. Accordingly, the Reporting Person may be deemed to have or share beneficial ownership of these securities. Read SEC document |
| January 09, 2023 Filed Jan 10, 2023 21:27 UTC | biote Corp. BTMD · Entity 7156 | PurchaseClass A Common Stock | 100,000 | $3.00 | $300,000.00 |
DisclosureSEC source: 0001209191-23-002789 · doc4.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,473,513 Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 01:19 UTC | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 7,000 | $22.95 | $160,650.00 |
DisclosureSEC source: 0000947871-23-000009 · ownership.xml · nonDerivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 35,282 F3 · ownership.nature: These shares were purchased by Heyer Investment Management LLC. The reporting person is the managing member of Heyer Investment Management LLC. F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of these securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or for any other purpose. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 01:19 UTC | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 10,000 | $23.00 | $230,000.00 |
DisclosureSEC source: 0000947871-23-000009 · ownership.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,970 Read SEC document |
| January 03, 2023 Filed Jan 21, 2023 00:11 UTC Amendment | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 10,000 | $23.00 | $230,000.00 |
DisclosureSEC source: 0000947871-23-000075 · ownership.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,978 Read SEC document |
| January 01, 2023 Filed Jan 3, 2023 21:01 UTC | ARKO Corp. ARKO · Entity 5437 | GrantRestricted Stock Units · Derivative | 13,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-000160 · doc4.xml · derivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,819 Underlying: Common Stock, par value $0.0001 per share · 13,423 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") provide for the right to receive one share of common stock, $0.0001 par value per share ("common stock"), of ARKO Corp. (the "Company") on a one-for-one basis. F3 · price: The RSUs were issued to the reporting person pursuant to the Company's 2020 Incentive Compensation Plan in lieu of cash retainer fees of approximately $116,243. F2 · derivative.exercise_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. F2 · derivative.expiration_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. Read SEC document |
| December 30, 2022 Filed Jan 5, 2023 01:19 UTC | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 21,000 | $21.72 | $456,120.00 |
DisclosureSEC source: 0000947871-23-000009 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 21,000 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.49 to $21.84. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F2 · ownership.nature: Includes 1,000 shares purchased for the benefit of the Charlotte Heyer Trust, 1,000 shares purchased for the benefit of the Daniel Heyer Trust, 1,000 shares purchased for the benefit of the Eleanor Heyer Trust, 1,000 shares purchased for the benefit of the Georgina Heyer Trust, 1,000 shares purchased for the benefit of the Max Heyer Trust, 2,000 shares purchased for the benefit of the Harris Heyer Trust, 2,000 shares purchased for the benefit of the James Heyer Trust, 2,000 shares purchased for the benefit of the Peter Justin Heyer Trust, 2,000 shares purchased for the benefit of the William Heyer Trust (collectively, the "Heyer Trusts"), 5,000 shares purchased for the benefit of the Heyer Family Foundation and 3,000 shares purchased for the benefit of the Heyer Charitable Lead Annuity Trust. The reporting person is a trustee of each of the Heyer Trusts, the Heyer Family Foundation and the Heyer Charitable Lead Annuity Trust. F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of these securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or for any other purpose. Read SEC document |
| December 30, 2022 Filed Jan 21, 2023 00:11 UTC Amendment | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 20,994 | $21.72 | $455,989.68 |
DisclosureSEC source: 0000947871-23-000075 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 20,994 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.49 to $21.84. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F2 · ownership.nature: Includes 1,000 shares purchased for the benefit of the Charlotte Heyer Trust, 1,000 shares purchased for the benefit of the Daniel Heyer Trust, 1,000 shares purchased for the benefit of the Eleanor Heyer Trust, 1,000 shares purchased for the benefit of the Georgina Heyer Trust, 1,000 shares purchased for the benefit of the Max Heyer Trust, 2,000 shares purchased for the benefit of the Harris Heyer Trust, 4,000 shares purchased for the benefit of the James Heyer Trust, 2,000 shares purchased for the benefit of the Peter Justin Heyer Trust, 2,000 shares purchased for the benefit of the William Heyer Trust (collectively, the "Heyer Trusts"), 4,994 shares purchased for the benefit of the Heyer Family Foundation and 3,000 shares purchased for the benefit of the Heyer Charitable Lead Annuity Trust. The reporting person is a trustee of each of the Heyer Trusts, the Heyer Family Foundation and the Heyer Charitable Lead Annuity Trust. F3 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of these securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or for any other purpose. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 21:16 UTC | biote Corp. BTMD · Entity 7156 | GrantStock Option (Right to Buy) · Derivative | 63,392 | $0.00 Strike: $4.04 | $0.00 |
DisclosureSEC source: 0001209191-22-057306 · doc4.xml · derivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,392 Underlying: Class A Common Stock · 63,392 shares Expires 2032-11-14 F1 · derivative.exercise_date: This option vests in equal monthly installments over a three-year period commencing on June 26, 2022, subject to the Reporting Person's continuous service through each such vesting date. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 21:06 UTC Amendment | biote Corp. BTMD · Entity 7156 | GrantStock Option (Right to Buy) · Derivative | 63,392 | $0.00 Strike: $3.97 | $0.00 |
DisclosureSEC source: 0001209191-22-057837 · doc4a.xml · derivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,392 Underlying: Class A Common Stock · 63,392 shares Expires 2032-11-14 F1 · derivative.exercise_date: This option vests in equal monthly installments over a three-year period commencing on June 26, 2022, subject to the Reporting Person's continuous service through each such vesting date. Read SEC document |
| October 03, 2022 Filed Oct 3, 2022 20:02 UTC | ARKO Corp. ARKO · Entity 5437 | GrantRestricted Stock Units · Derivative | 1,730 | $9.39 | $16,244.70 |
DisclosureSEC source: 0001209191-22-051798 · doc4.xml · derivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,396 Underlying: Common Stock, par value $0.0001 per share · 1,730 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") provide for the right to receive one share of common stock, $0.0001 par value per share ("common stock"), of ARKO Corp. (the "Company") on a one-for-one basis. F3 · price: The RSUs were issued to the reporting person pursuant to the Company's 2020 Incentive Compensation Plan in lieu of cash retainer fees of approximately $16,245. F2 · derivative.exercise_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. F2 · derivative.expiration_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. Read SEC document |
| August 19, 2022 Filed Apr 14, 2023 21:46 UTC | ARKO Corp. ARKO · Entity 5437 | GiftPrivate Placement Warrants · Derivative | 337,873 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-23-011290 · doc5.xml · derivative · entry 4 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Heyer Investment Management, LLC Disclosed balance after: 337,873 Underlying: Common Stock · 337,873 shares Expires 2025-12-22 F2 · shares: On August 19, 2022, upon the termination of the Retained Annuity Trust, 337,873 private placement warrants to purchase shares of ARKO Corp. common stock were transferred to Heyer Investment Management, LLC, of which the reporting person is the managing member. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 19, 2022 Filed Apr 14, 2023 21:46 UTC | ARKO Corp. ARKO · Entity 5437 | GiftPrivate Placement Warrants · Derivative | 337,873 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-23-011290 · doc5.xml · derivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 337,873 shares Expires 2025-12-22 F2 · shares: On August 19, 2022, upon the termination of the Retained Annuity Trust, 337,873 private placement warrants to purchase shares of ARKO Corp. common stock were transferred to Heyer Investment Management, LLC, of which the reporting person is the managing member. F2 · balance_after: On August 19, 2022, upon the termination of the Retained Annuity Trust, 337,873 private placement warrants to purchase shares of ARKO Corp. common stock were transferred to Heyer Investment Management, LLC, of which the reporting person is the managing member. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 19, 2022 Filed Apr 14, 2023 21:46 UTC | ARKO Corp. ARKO · Entity 5437 | GiftCommon Stock | 179,649 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-011290 · doc5.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Heyer Investment Management, LLC Disclosed balance after: 179,649 F1 · shares: On August 19, 2022, upon the termination of the Andrew R. Heyer 2019 Grantor Retained Annuity Trust (the "Retained Annuity Trust"), 179,649 shares of ARKO Corp. common stock were transferred to Heyer Investment Management, LLC, of which the reporting person is the managing member, and 56,500 shares of ARKO Corp. common stock were transferred directly to the reporting person. The latter transfer represented a change in the reporting person's form of ownership and, therefore, was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · balance_after: On August 19, 2022, upon the termination of the Andrew R. Heyer 2019 Grantor Retained Annuity Trust (the "Retained Annuity Trust"), 179,649 shares of ARKO Corp. common stock were transferred to Heyer Investment Management, LLC, of which the reporting person is the managing member, and 56,500 shares of ARKO Corp. common stock were transferred directly to the reporting person. The latter transfer represented a change in the reporting person's form of ownership and, therefore, was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 19, 2022 Filed Apr 14, 2023 21:46 UTC | ARKO Corp. ARKO · Entity 5437 | GiftCommon Stock | 179,649 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-011290 · doc5.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 605,331 F1 · shares: On August 19, 2022, upon the termination of the Andrew R. Heyer 2019 Grantor Retained Annuity Trust (the "Retained Annuity Trust"), 179,649 shares of ARKO Corp. common stock were transferred to Heyer Investment Management, LLC, of which the reporting person is the managing member, and 56,500 shares of ARKO Corp. common stock were transferred directly to the reporting person. The latter transfer represented a change in the reporting person's form of ownership and, therefore, was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · balance_after: On August 19, 2022, upon the termination of the Andrew R. Heyer 2019 Grantor Retained Annuity Trust (the "Retained Annuity Trust"), 179,649 shares of ARKO Corp. common stock were transferred to Heyer Investment Management, LLC, of which the reporting person is the managing member, and 56,500 shares of ARKO Corp. common stock were transferred directly to the reporting person. The latter transfer represented a change in the reporting person's form of ownership and, therefore, was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 26, 2022 Filed Jul 29, 2022 01:39 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | GrantCommon Shares | 21,429 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-027006 · doc4.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,628 F1 · shares: The reported transaction reflects a grant of the Issuer's restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The RSUs vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control. Read SEC document |
| July 19, 2022 Filed Jul 21, 2022 23:57 UTC | biote Corp. BTMD · Entity 7156 | OtherPrivate Placement Warrants · Derivative | 4,072,862 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-22-026523 · doc4.xml · derivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 536,236 Underlying: Class A Common Stock · 4,072,862 shares Expires 2027-05-26 F1 · kind: On July 19, 2022, Haymaker Sponsor III LLC ("Sponsor") distributed 7,137,500 shares of Class A common stock ("biote Corp. Class A Common Stock") and 5,566,666 private placement warrants ("Private Placement Warrants"), representing all of the securities of biote Corp. owned by the Sponsor, to its members with no consideration being paid in connection therewith (the "Distribution"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may be deemed to have had or shared beneficial ownership of such securities. Messrs. Heyer and Heyer disclaimed beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. F5 · ownership.nature: Includes (i) 204,281 Private Placement Warrants held by Heyer Investment Management, LLC, (ii) 51,070 Private Placement Warrants held by Harris Reid Trust, (iii) 51,070 Private Placement Warrants held by James Heyer Trust, (iv) 51,070 Private Placement Warrants held by Peter Justin Heyer Trust, (v) 51,070 Private Placement Warrants held by William Heyer Trust and (vi) 127,675 Private Placement Warrants held by the Mindy B. Heyer 2021 Grantor Retained Annuity Trust. Andrew R. Heyer's spouse is the sole trustee, grantor and recipient of annuity payments of the Mindy B. Heyer 2021 Grantor Retained Annuity Trust. Andrew R. Heyer disclaims beneficial ownership of the securities held by the Mindy B. Heyer 2021 Grantor Retained Annuity Trust, and the filing of this report should not be deemed an admission that Andrew R. Heyer is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 19, 2022 Filed Jul 21, 2022 23:57 UTC | biote Corp. BTMD · Entity 7156 | OtherClass A Common Stock | 5,120,344 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-026523 · doc4.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 643,643 F1 · kind: On July 19, 2022, Haymaker Sponsor III LLC ("Sponsor") distributed 7,137,500 shares of Class A common stock ("biote Corp. Class A Common Stock") and 5,566,666 private placement warrants ("Private Placement Warrants"), representing all of the securities of biote Corp. owned by the Sponsor, to its members with no consideration being paid in connection therewith (the "Distribution"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may be deemed to have had or shared beneficial ownership of such securities. Messrs. Heyer and Heyer disclaimed beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. F2 · ownership.nature: Includes (i) 245,201 shares of biote Corp. Class A Common Stock held by Heyer Investment Management, LLC, (ii) 61,298 shares of biote Corp. Class A Common Stock held by Harris Reid Trust, (iii) 61,298 shares of biote Corp. Class A Common Stock held by James Heyer Trust, (iv) 61,298 shares of biote Corp. Class A Common Stock held by Peter Justin Heyer Trust, (v) 61,298 shares of biote Corp. Class A Common Stock held by William Heyer Trust and (vi) 153,250 shares of biote Corp. Class A Common Stock held by the Mindy B. Heyer 2021 Grantor Retained Annuity Trust. Andrew R. Heyer is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust; and (ii) the managing member of Heyer Investment Management, LLC, and has voting and dispositive power of the securities held by such entities.Accordingly, Andrew R. Heyer may be deemed to have or share beneficial ownership of such securities. In addition, Andrew R. Heyer's spouse is the sole F3 · ownership.nature: (Continued Footnote 2) trustee, grantor and recipient of annuity payments of the Mindy B. Heyer 2021 Grantor Retained Annuity Trust. Andrew R. Heyer disclaims beneficial ownership of the securities held by the Mindy B. Heyer 2021 Grantor Retained Annuity Trust, and the filing of this report should not be deemed an admission that Andrew R. Heyer is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 20:00 UTC | ARKO Corp. ARKO · Entity 5437 | GrantRestricted Stock Units · Derivative | 1,531 | $8.16 | $12,492.96 |
DisclosureSEC source: 0001209191-22-040549 · doc4.xml · derivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,666 Underlying: Common Stock, par value $0.0001 per share · 1,531 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") provide for the right to receive one share of common stock, $0.0001 par value per share ("common stock"), of ARKO Corp. (the "Company") on a one-for-one basis. F3 · price: The RSUs were issued to the reporting person pursuant to the Company's 2020 Incentive Compensation Plan in lieu of cash retainer fees of approximately $12,493. F2 · derivative.exercise_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. F2 · derivative.expiration_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:29 UTC | Lovesac Co LOVE · Entity 6218 | GrantRestricted Stock Units · Derivative | 2,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-016349 · wf-form4_165454737675811.xml · derivative · entry 4 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,436 Underlying: Common Stock · 2,028 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: Represents RSUs elected by the reporting person in lieu of the reporting person's cash retainer for service on the Issuer's board of directors for fiscal 2023, of which 100% are subject to vesting on June 2, 2023. F4 · derivative.expiration_date: Represents RSUs elected by the reporting person in lieu of the reporting person's cash retainer for service on the Issuer's board of directors for fiscal 2023, of which 100% are subject to vesting on June 2, 2023. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:29 UTC | Lovesac Co LOVE · Entity 6218 | GrantRestricted Stock Units · Derivative | 2,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-016349 · wf-form4_165454737675811.xml · derivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,408 Underlying: Common Stock · 2,408 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The reporting person received a grant of 2,408 RSUs, of which 100% are subject to vesting on June 2, 2023. F3 · derivative.expiration_date: The reporting person received a grant of 2,408 RSUs, of which 100% are subject to vesting on June 2, 2023. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:29 UTC | Lovesac Co LOVE · Entity 6218 | Exercise / conversionRestricted Stock Units · Derivative | 1,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-016349 · wf-form4_165454737675811.xml · derivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,245 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F1 · derivative.exercise_date: The reported shares were acquired upon the vesting of time-based restricted stock units ("RSUs") granted on June 7, 2021. F1 · derivative.expiration_date: The reported shares were acquired upon the vesting of time-based restricted stock units ("RSUs") granted on June 7, 2021. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:29 UTC | Lovesac Co LOVE · Entity 6218 | GrantCommon Stock, par value $0.00001 | 1,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-016349 · wf-form4_165454737675811.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,970 F1 · shares: The reported shares were acquired upon the vesting of time-based restricted stock units ("RSUs") granted on June 7, 2021. Read SEC document |
| May 26, 2022 Filed Jun 1, 2022 00:59 UTC | biote Corp. BTMD · Entity 7156 | GrantPrivate Placement Warrants · Derivative | 5,566,666 | $1.50 Strike: $11.50 | $8,349,999.00 |
DisclosureSEC source: 0000899243-22-020297 · doc4.xml · derivative · entry 4 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,566,666 Underlying: Class A Common Stock · 5,566,666 shares Expires 2027-05-26 F4 · kind: The private placement warrants are reported as acquired for purposes of Section 16 of the Securities Exchange Act of 1934 concurrent with the closing of the Business Combination (the "Closing"), because, pursuant to their terms, their exercise was not within the control of the Reporting Person until the Closing. Each private placement warrant is exercisable for one share of biote Corp. Class A Common Stock at an exercise price of $11.50 per share, subject to certain adjustments. The private placement warrants may be exercised commencing 30 days after the Closing and expire five years after the Closing or earlier upon redemption or liquidation. The private placement warrants consist of 5,566,666 private placement warrants purchased by the Sponsor in a private placement from Haymaker simultaneously with the consummation of Haymaker's initial public offering. F3 · ownership.nature: These securities are held by the Sponsor. Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may be deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. Read SEC document |
| May 26, 2022 Filed Jun 1, 2022 00:59 UTC | biote Corp. BTMD · Entity 7156 | ConversionClass B Common Stock · Derivative | 7,937,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020297 · doc4.xml · derivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 7,937,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On May 27, 2022, Haymaker Acquisition Corp. III ("Haymaker" and the former name of biote Corp.) consummated its initial business combination (the "Business Combination") with BioTE Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock, par value $0.0001 per share, of Haymaker automatically converted into one share of Class A common stock, par value $0.0001 per share, of biote Corp. ("biote Corp. Class A Common Stock"). F1 · derivative.exercise_date: On May 27, 2022, Haymaker Acquisition Corp. III ("Haymaker" and the former name of biote Corp.) consummated its initial business combination (the "Business Combination") with BioTE Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock, par value $0.0001 per share, of Haymaker automatically converted into one share of Class A common stock, par value $0.0001 per share, of biote Corp. ("biote Corp. Class A Common Stock"). F1 · derivative.expiration_date: On May 27, 2022, Haymaker Acquisition Corp. III ("Haymaker" and the former name of biote Corp.) consummated its initial business combination (the "Business Combination") with BioTE Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock, par value $0.0001 per share, of Haymaker automatically converted into one share of Class A common stock, par value $0.0001 per share, of biote Corp. ("biote Corp. Class A Common Stock"). F3 · ownership.nature: These securities are held by the Sponsor. Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may be deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. Read SEC document |
| May 26, 2022 Filed Jun 1, 2022 00:59 UTC | biote Corp. BTMD · Entity 7156 | OtherClass A Common Stock | 800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020297 · doc4.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,137,500 F2 · kind: On May 27, 2022, Haymaker Sponsor III LLC (the "Sponsor") transferred an aggregate of 800,000 shares of biote Corp. Class A Common Stock previously held by the Sponsor to certain transferees. F3 · ownership.nature: These securities are held by the Sponsor. Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may be deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. Read SEC document |
| May 26, 2022 Filed Jun 1, 2022 00:59 UTC | biote Corp. BTMD · Entity 7156 | Exercise / conversionClass A Common Stock | 7,937,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020297 · doc4.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,937,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: These securities are held by the Sponsor. Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may be deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. Read SEC document |
| April 20, 2022 Filed Apr 20, 2022 22:49 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 13,948 | $10.54 | $147,073.29 |
DisclosureSEC source: 0000899243-22-015199 · doc4.xml · nonDerivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,199 F1 · shares: The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2022. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.5000 to $10.6300. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| April 19, 2022 Filed Apr 20, 2022 22:49 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 7,759 | $10.52 | $81,595.97 |
DisclosureSEC source: 0000899243-22-015199 · doc4.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,147 F1 · shares: The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2022. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.5000 to $10.5700. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.