Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AF Acquisition Corp.AFAQ · Entity 139425 | Director | March 18, 2021 | March 18, 2021 |
| ARKO Corp.ARKO · Entity 5437 | Director | October 01, 2026 | October 03, 2026 |
| ARKO Petroleum Corp.APC · Entity 4692 | Director | October 01, 2026 | October 03, 2026 |
| Coliseum Acquisition Corp.MITAU · Entity 84507 | Director | June 22, 2021 | June 24, 2021 |
| HAIN CELESTIAL GROUP INCHAIN · Entity 7055 | Director | January 07, 2019 | January 09, 2019 |
| Haymaker Acquisition Corp VHYACU · Entity 5904 | 10% owner | September 16, 2026 | October 07, 2026 |
| Haymaker Acquisition Corp. 4HYAC U · Entity 53288 | Director · Chief Executive Officer | July 25, 2023 | August 01, 2023 |
| Lovesac CoLOVE · Entity 6218 | Director | June 18, 2026 | June 22, 2026 |
| ONESPAWORLD HOLDINGS LtdOSW · Entity 4411 | Director | August 06, 2026 | August 10, 2026 |
| Priveterra Acquisition Corp. IITMKRU · Entity 111410 | Director | January 07, 2021 | January 08, 2021 |
| Suncrete, Inc.RMIX · Entity 4661 | Director | October 08, 2026 | October 14, 2026 |
| biote Corp.BTMD · Entity 7156 | Director | May 12, 2026 | May 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AF Acquisition Corp.
Report date March 18, 2021 · Filed March 18, 2021
This filing explicitly reported no securities owned.
ARKO Corp.
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 207,149 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 11,557 · Balance 207,149 F1: Restricted stock units ("RSUs") provide for the right to receive one share of common stock, $0.0001 par value per share ("common stock"), of ARKO Corp. (the "Company") on a one-for-one basis. F2: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. F3: Includes 177 RSUs credited to the reporting person in respect of dividend equivalent rights associated with the underlying awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") provide for the right to receive one share of common stock, $0.0001 par value per share ("common stock"), of ARKO Corp. (the "Company") on a one-for-one basis.
F2: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company.
F3: Includes 177 RSUs credited to the reporting person in respect of dividend equivalent rights associated with the underlying awards.
ARKO Petroleum Corp.
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 10,066 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 1,247 · Balance 10,066 F1: Grant of restricted stock units ("RSUs"), each providing for the right to receive one share of Class A common stock, $0.0001 par value per share ("common stock"), of ARKO Petroleum Corp. (the "Company") on a one-for-one basis. The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change in control of the Company. F2: The reported number of shares includes 231 shares credited to the reporting person in respect of dividend equivalent rights associated with the underlying awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units ("RSUs"), each providing for the right to receive one share of Class A common stock, $0.0001 par value per share ("common stock"), of ARKO Petroleum Corp. (the "Company") on a one-for-one basis. The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change in control of the Company.
F2: The reported number of shares includes 231 shares credited to the reporting person in respect of dividend equivalent rights associated with the underlying awards.
Coliseum Acquisition Corp.
Report date June 22, 2021 · Filed June 24, 2021
This filing explicitly reported no securities owned.
HAIN CELESTIAL GROUP INC
Report date January 07, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,697 |
Reported balance
After 2019-01-07 transaction · row 1
1 source rowRow 1 · 2019-01-07 · Grant · Acquired 13,073 · Balance 46,697 F1: Represents a grant of restricted shares of the Issuer's common stock, which will vest on October 29, 2019. |
| Common StockSEC Table I · non-derivative | IndirectBy GRAT | 83,363 |
Reported balance
Holding disclosure · report date 2019-01-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 83,363 |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 26,717 |
Reported balance
Holding disclosure · report date 2019-01-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 26,717 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted shares of the Issuer's common stock, which will vest on October 29, 2019.
Haymaker Acquisition Corp V
Report date September 16, 2026 · Filed October 07, 2026
Jointly reported with Haymaker Sponsor V, LLC, Mistral Capital Management, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-09-16 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the registration statement on Form S-1 (File No. 333-298544) of Haymaker Acquisition Corp V (the "Issuer") under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. The Class B ordinary shares have no expiration date. F2: These shares represent the Class B ordinary shares held by Haymaker Sponsor V LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Issuer and the Sponsor. F3: Mistral Capital Management LLC ("Mistral") is the sole managing member of the Sponsor and Andrew Heyer is the managing member of Mistral and holds voting and investment discretion with respect to the ordinary shares held of record by the Sponsor. As such, Mr. Heyer may be deemed to have beneficial ownership of the securities held of record by the Sponsor. The reporting persons disclaim beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the registration statement on Form S-1 (File No. 333-298544) of Haymaker Acquisition Corp V (the "Issuer") under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. The Class B ordinary shares have no expiration date.
F2: These shares represent the Class B ordinary shares held by Haymaker Sponsor V LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Issuer and the Sponsor.
F3: Mistral Capital Management LLC ("Mistral") is the sole managing member of the Sponsor and Andrew Heyer is the managing member of Mistral and holds voting and investment discretion with respect to the ordinary shares held of record by the Sponsor. As such, Mr. Heyer may be deemed to have beneficial ownership of the securities held of record by the Sponsor. The reporting persons disclaim beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein.
Haymaker Acquisition Corp. 4
Report date July 25, 2023 · Filed August 01, 2023
Jointly reported with Haymaker Sponsor IV LLC, HEYER STEVEN J
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Direct | 797,600 |
Reported balance
After 2023-07-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-07-25 · Purchase · Acquired 797,600 · Balance 797,600 F1: Consists of 797,600 placement units purchased by Haymaker Sponsor IV LLC (the "Sponsor") for $10.00 per unit in a private placement transaction with the registrant. Each such unit consists of one Class A ordinary share and one-half of one warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. F2: The Sponsor is the record holder of the securities reported herein. Steven J. Heyer and Andrew R. Heyer are the managing members of the Sponsor. By virtue of these relationships, each of these individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of 797,600 placement units purchased by Haymaker Sponsor IV LLC (the "Sponsor") for $10.00 per unit in a private placement transaction with the registrant. Each such unit consists of one Class A ordinary share and one-half of one warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment.
F2: The Sponsor is the record holder of the securities reported herein. Steven J. Heyer and Andrew R. Heyer are the managing members of the Sponsor. By virtue of these relationships, each of these individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.
Lovesac Co
Report date June 18, 2026 · Filed June 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.00001SEC Table I · non-derivative | Direct | 293,259 |
Reported balance
After 2026-06-18 transaction · row 1
1 source rowRow 1 · 2026-06-18 · Purchase · Acquired 30,000 · Balance 293,259 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.105 to $14.830. The reporting person undertakes to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.105 to $14.830. The reporting person undertakes to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
ONESPAWORLD HOLDINGS Ltd
Report date August 06, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 478,099 |
Reported balance
After 2026-08-06 transaction · row 1
1 source rowRow 1 · 2026-08-06 · Sale · Disposed 20,000 · Balance 478,099 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.42 to $26.49. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range. |
| Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 90,000 |
Reported balance
After 2026-08-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-08-06 · Sale · Disposed 10,000 · Balance 90,000 F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.38 to $26.45. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range. F3: The reported securities are directly held and independently managed by Mindy Heyer, the Reporting Person's spouse. Accordingly, the Reporting Person may be deemed to beneficially own the reported securities but disclaims such beneficial ownership. This Statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 306,926 |
Reported balance
After 2026-08-07 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-08-07 · Sale · Disposed 25,219 · Balance 306,926 F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.27 to $26.49. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range. F5: After giving effect to all the transactions reported on this Statement, the reported securities are directly held as follows: (i) 169,269 Common Shares are held by Heyer Investment Management, LLC; (ii) 31,219 Common Shares are held by Harris Reid Heyer Trust; (iii) 37,219 Common Shares are held by James Heyer Trust; (iv) 17,219 Common Shares are held by Peter Justin Heyer Trust; and (v) 47,219 Common Shares are held by William Heyer Trust. The Reporting Person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust and (ii) the managing member of Heyer Investment Management, LLC, and, accordingly, may be deemed to beneficially own the securities held by the foregoing, but disclaims such beneficial ownership, except to the extent of his pecuniary interest therein. F6: (Continued from footnote 5) This Statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 302,145 |
Reported balance
After 2026-08-10 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-08-10 · Sale · Disposed 4,781 · Balance 302,145 F7: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.01 to $26.12. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range. F5: After giving effect to all the transactions reported on this Statement, the reported securities are directly held as follows: (i) 169,269 Common Shares are held by Heyer Investment Management, LLC; (ii) 31,219 Common Shares are held by Harris Reid Heyer Trust; (iii) 37,219 Common Shares are held by James Heyer Trust; (iv) 17,219 Common Shares are held by Peter Justin Heyer Trust; and (v) 47,219 Common Shares are held by William Heyer Trust. The Reporting Person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust and (ii) the managing member of Heyer Investment Management, LLC, and, accordingly, may be deemed to beneficially own the securities held by the foregoing, but disclaims such beneficial ownership, except to the extent of his pecuniary interest therein. F6: (Continued from footnote 5) This Statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.42 to $26.49. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.38 to $26.45. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range.
F3: The reported securities are directly held and independently managed by Mindy Heyer, the Reporting Person's spouse. Accordingly, the Reporting Person may be deemed to beneficially own the reported securities but disclaims such beneficial ownership. This Statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.27 to $26.49. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range.
F5: After giving effect to all the transactions reported on this Statement, the reported securities are directly held as follows: (i) 169,269 Common Shares are held by Heyer Investment Management, LLC; (ii) 31,219 Common Shares are held by Harris Reid Heyer Trust; (iii) 37,219 Common Shares are held by James Heyer Trust; (iv) 17,219 Common Shares are held by Peter Justin Heyer Trust; and (v) 47,219 Common Shares are held by William Heyer Trust. The Reporting Person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust and (ii) the managing member of Heyer Investment Management, LLC, and, accordingly, may be deemed to beneficially own the securities held by the foregoing, but disclaims such beneficial ownership, except to the extent of his pecuniary interest therein.
F6: (Continued from footnote 5) This Statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F7: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.01 to $26.12. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range.
Priveterra Acquisition Corp. II
Report date January 07, 2021 · Filed January 08, 2021
This filing explicitly reported no securities owned.
Suncrete, Inc.
Report date October 08, 2026 · Filed October 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 229,254 |
Reported balance
After 2026-10-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-10-08 · Other · Disposed 2,211,343 · Balance 229,254 F1: On October 8, 2026, Haymaker Sponsor IV LLC (the "Sponsor") distributed an aggregate of 3,564,267 shares of Class A Common Stock ("Class A Common Stock") and 75,000 private placement warrants ("Private Placement Warrants") of Suncrete, Inc. (the "Issuer"), representing all of the securities of the Issuer owned by the Sponsor, to its members with no consideration being paid in connection therewith (the "Distribution"). Mr. Heyer is a managing member of the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Mr. Heyer disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. F2: Includes (i) 175,852 shares of Class A Common Stock held by Heyer Investment Management, LLC, (ii) 45,266 shares of Class A Common Stock held by the Mindy B. Heyer 2023 Grantor Retained Annuity Trust and (iii) 8,136 shares of Class A Common Stock held directly by Andrew R. Heyer's spouse, and, in each case, received in the Distribution. Andrew R. Heyer is the managing member of Heyer Investment Management, LLC and has voting and dispositive power over the securities held by such entity. Accordingly, Andrew R. Heyer may be deemed to have or share beneficial ownership of such securities. F3: In addition, Andrew R. Heyer's spouse is the sole trustee, grantor and recipient of annuity payments of the Mindy B. Heyer 2023 Grantor Retained Annuity Trust. Andrew R. Heyer disclaims beneficial ownership of the securities held by the Mindy B. Heyer 2023 Grantor Retained Annuity Trust and by his spouse, and the filing of this report should not be deemed an admission that Andrew R. Heyer is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Private Placement WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2031-04-08 | IndirectSee Footnote | 18,253 |
Reported balance
After 2026-10-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-08 · Other · Disposed 56,747 · Balance 18,253 F1: On October 8, 2026, Haymaker Sponsor IV LLC (the "Sponsor") distributed an aggregate of 3,564,267 shares of Class A Common Stock ("Class A Common Stock") and 75,000 private placement warrants ("Private Placement Warrants") of Suncrete, Inc. (the "Issuer"), representing all of the securities of the Issuer owned by the Sponsor, to its members with no consideration being paid in connection therewith (the "Distribution"). Mr. Heyer is a managing member of the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Mr. Heyer disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. F5: Includes (i) 15,645 Private Placement Warrants held by Heyer Investment Management, LLC and (ii) 2,608 Private Placement Warrants held by the Mindy B. Heyer 2023 Grantor Retained Annuity Trust, and, in each case, received in the Distribution. Andrew R. Heyer is the managing member of Heyer Investment Management, LLC and has voting and dispositive power over the securities held by such entity. Accordingly, Andrew R. Heyer may be deemed to have or share beneficial ownership of such securities. In addition, Andrew R. Heyer's spouse is the sole trustee, grantor and recipient of annuity payments of the Mindy B. Heyer 2023 Grantor Retained Annuity Trust. Andrew R. Heyer disclaims beneficial ownership of the securities held by the Mindy B. Heyer 2023 Grantor Retained Annuity Trust, and the filing of this report should not be deemed an admission that Andrew R. Heyer is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,171,670 |
Reported balance
Holding disclosure · report date 2026-10-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,171,670 F4: Includes (i) 1,123,670 shares of Class A Common Stock received in the Distribution and (ii) 48,000 restricted shares of Class A Common Stock, in each case, held directly by Andrew R. Heyer. The receipt of the shares by Andrew R. Heyer in the Distribution constituted a change in the form of ownership from indirect to direct. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 8, 2026, Haymaker Sponsor IV LLC (the "Sponsor") distributed an aggregate of 3,564,267 shares of Class A Common Stock ("Class A Common Stock") and 75,000 private placement warrants ("Private Placement Warrants") of Suncrete, Inc. (the "Issuer"), representing all of the securities of the Issuer owned by the Sponsor, to its members with no consideration being paid in connection therewith (the "Distribution"). Mr. Heyer is a managing member of the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Mr. Heyer disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F2: Includes (i) 175,852 shares of Class A Common Stock held by Heyer Investment Management, LLC, (ii) 45,266 shares of Class A Common Stock held by the Mindy B. Heyer 2023 Grantor Retained Annuity Trust and (iii) 8,136 shares of Class A Common Stock held directly by Andrew R. Heyer's spouse, and, in each case, received in the Distribution. Andrew R. Heyer is the managing member of Heyer Investment Management, LLC and has voting and dispositive power over the securities held by such entity. Accordingly, Andrew R. Heyer may be deemed to have or share beneficial ownership of such securities.
F3: In addition, Andrew R. Heyer's spouse is the sole trustee, grantor and recipient of annuity payments of the Mindy B. Heyer 2023 Grantor Retained Annuity Trust. Andrew R. Heyer disclaims beneficial ownership of the securities held by the Mindy B. Heyer 2023 Grantor Retained Annuity Trust and by his spouse, and the filing of this report should not be deemed an admission that Andrew R. Heyer is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F4: Includes (i) 1,123,670 shares of Class A Common Stock received in the Distribution and (ii) 48,000 restricted shares of Class A Common Stock, in each case, held directly by Andrew R. Heyer. The receipt of the shares by Andrew R. Heyer in the Distribution constituted a change in the form of ownership from indirect to direct.
F5: Includes (i) 15,645 Private Placement Warrants held by Heyer Investment Management, LLC and (ii) 2,608 Private Placement Warrants held by the Mindy B. Heyer 2023 Grantor Retained Annuity Trust, and, in each case, received in the Distribution. Andrew R. Heyer is the managing member of Heyer Investment Management, LLC and has voting and dispositive power over the securities held by such entity. Accordingly, Andrew R. Heyer may be deemed to have or share beneficial ownership of such securities. In addition, Andrew R. Heyer's spouse is the sole trustee, grantor and recipient of annuity payments of the Mindy B. Heyer 2023 Grantor Retained Annuity Trust. Andrew R. Heyer disclaims beneficial ownership of the securities held by the Mindy B. Heyer 2023 Grantor Retained Annuity Trust, and the filing of this report should not be deemed an admission that Andrew R. Heyer is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
biote Corp.
Report date May 12, 2026 · Filed May 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Settlement RSUSEC Table II · derivative / convertible security | Direct | 81,382 |
Reported balance
After 2026-05-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-12 · Grant · Acquired 35,259 · Balance 81,382 F1: Each Deferred Settlement RSU is the economic equivalent of one share of Issuer Class A Common Stock. F2: The Deferred Settlement RSUs are fully vested upon grant, but settlement will be deferred until the date of the Reporting Person's separation from service. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.20 · Expires 2036-05-11 | Direct | 130,000 |
Reported balance
After 2026-05-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-12 · Grant · Acquired 130,000 · Balance 130,000 F3: All shares subject to the option award shall vest on the earlier of May 12, 2027 or the day prior to the date of the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continuous service through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Settlement RSU is the economic equivalent of one share of Issuer Class A Common Stock.
F2: The Deferred Settlement RSUs are fully vested upon grant, but settlement will be deferred until the date of the Reporting Person's separation from service.
F3: All shares subject to the option award shall vest on the earlier of May 12, 2027 or the day prior to the date of the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continuous service through such vesting date.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Haymaker Acquisition Corp.
Report date November 03, 2017 · Filed March 20, 2019
Section 16 reporting ended · disclosed 2019-03-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Last balance in matching sequence
After 2019-03-19 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2019-03-19 · Exercise / conversion · Acquired 8,250,000 · Balance 8,250,000 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-220733) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share ("Class B Stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share ("Class A Stock"), at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2: (Continued from footnote 1) On March 19, 2019, the issuer consummated its initial business combination (the "Business Combination") with OneSpaWorld Holdings Limited, an international business company incorporated under the laws of the Commonwealth of The Bahamas ("OneSpaWorld"). In connection with the Business Combination, each share of Class B Stock converted into Class A Stock. F3: These securities were held by Haymaker Sponsor LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. Row 2 · 2019-03-19 · Other · Disposed 8,250,000 · Balance 0 F4: In connection with the Business Combination, the Sponsor exchanged its Class A Shares for 6,650,000 fully paid and non-assessable common shares, par value U.S. $0.0001 per share, of OneSpaWorld ("OSW Shares"), and the right to receive up to 1,600,000 OSW Shares upon the occurrence of certain events. F3: These securities were held by Haymaker Sponsor LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 8,250,000 |
Reported balance
After 2017-11-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-11-03 · Other · Disposed 375,000 · Balance 8,250,000 F5: The Class B Stock owned by the Sponsor included up to 1,125,000 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities did not exercise in full their over-allotment option as described in the Registration Statement. Because the underwriters exercised the over-allotment option in part, the Sponsor forfeited 375,000 shares of Class B Stock on November 3, 2017 in order to maintain ownership of 20.0% of issued and outstanding shares of the issuer. The shares forfeited by the Sponsor were cancelled by the issuer. F1: As described in the issuer's registration statement on Form S-1 (File No. 333-220733) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share ("Class B Stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share ("Class A Stock"), at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2: (Continued from footnote 1) On March 19, 2019, the issuer consummated its initial business combination (the "Business Combination") with OneSpaWorld Holdings Limited, an international business company incorporated under the laws of the Commonwealth of The Bahamas ("OneSpaWorld"). In connection with the Business Combination, each share of Class B Stock converted into Class A Stock. F3: These securities were held by Haymaker Sponsor LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2019-03-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-03-19 · Exercise / conversion · Disposed 8,250,000 · Balance 0 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-220733) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share ("Class B Stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share ("Class A Stock"), at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2: (Continued from footnote 1) On March 19, 2019, the issuer consummated its initial business combination (the "Business Combination") with OneSpaWorld Holdings Limited, an international business company incorporated under the laws of the Commonwealth of The Bahamas ("OneSpaWorld"). In connection with the Business Combination, each share of Class B Stock converted into Class A Stock. F3: These securities were held by Haymaker Sponsor LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. |
| WarrantSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2019-03-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-03-19 · Other · Disposed 8,000,000 · Balance 0 F6: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase Class A Shares for warrants to purchase OSW Shares at a purchase price of $11.50 per share. F7: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination. F3: These securities were held by Haymaker Sponsor LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-220733) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share ("Class B Stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share ("Class A Stock"), at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.
F2: (Continued from footnote 1) On March 19, 2019, the issuer consummated its initial business combination (the "Business Combination") with OneSpaWorld Holdings Limited, an international business company incorporated under the laws of the Commonwealth of The Bahamas ("OneSpaWorld"). In connection with the Business Combination, each share of Class B Stock converted into Class A Stock.
F3: These securities were held by Haymaker Sponsor LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein.
F4: In connection with the Business Combination, the Sponsor exchanged its Class A Shares for 6,650,000 fully paid and non-assessable common shares, par value U.S. $0.0001 per share, of OneSpaWorld ("OSW Shares"), and the right to receive up to 1,600,000 OSW Shares upon the occurrence of certain events.
F5: The Class B Stock owned by the Sponsor included up to 1,125,000 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities did not exercise in full their over-allotment option as described in the Registration Statement. Because the underwriters exercised the over-allotment option in part, the Sponsor forfeited 375,000 shares of Class B Stock on November 3, 2017 in order to maintain ownership of 20.0% of issued and outstanding shares of the issuer. The shares forfeited by the Sponsor were cancelled by the issuer.
F6: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase Class A Shares for warrants to purchase OSW Shares at a purchase price of $11.50 per share.
F7: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination.
Haymaker Acquisition Corp. II
Report date December 22, 2020 · Filed December 29, 2020
Section 16 reporting ended · disclosed 2020-12-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Last balance in matching sequence
After 2020-12-22 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-12-22 · Conversion · Acquired 10,000,000 · Balance 10,000,000 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-231617) (the "Registration Statement") under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share ("Class B Stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share ("Class A Stock"), at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2: (Continued from Footnote 1) On December 22, 2020, the issuer consummated its initial business combination (the "Business Combination") with ARKO Corp., a Delaware corporation. In connection with the Business Combination, each share of Class B Stock converted into Class A Stock. F3: These securities were held by Haymaker Sponsor II LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. Row 2 · 2020-12-22 · Other · Disposed 10,000,000 · Balance 0 F4: In connection with the Business Combination, the Sponsor exchanged its Class A Shares for 4,800,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of ARKO Corp. ("ARKO Corp. Common Stock"), and the right to receive up to 4,200,000 shares of ARKO Corp. Common Stock upon the occurrence of certain events. F3: These securities were held by Haymaker Sponsor II LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2020-12-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-12-22 · Conversion · Disposed 10,000,000 · Balance 0 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-231617) (the "Registration Statement") under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share ("Class B Stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share ("Class A Stock"), at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2: (Continued from Footnote 1) On December 22, 2020, the issuer consummated its initial business combination (the "Business Combination") with ARKO Corp., a Delaware corporation. In connection with the Business Combination, each share of Class B Stock converted into Class A Stock. F3: These securities were held by Haymaker Sponsor II LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. |
| WarrantSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2020-12-22 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-12-22 · Other · Disposed 5,550,000 · Balance 0 F5: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase shares of Class A Stock for 3,550,000 warrants to purchase shares of ARKO Corp. Common Stock at a purchase price of $11.50 per share. F6: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination. F3: These securities were held by Haymaker Sponsor II LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-231617) (the "Registration Statement") under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share ("Class B Stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share ("Class A Stock"), at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.
F2: (Continued from Footnote 1) On December 22, 2020, the issuer consummated its initial business combination (the "Business Combination") with ARKO Corp., a Delaware corporation. In connection with the Business Combination, each share of Class B Stock converted into Class A Stock.
F3: These securities were held by Haymaker Sponsor II LLC (the "Sponsor"). Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may have been deemed to have or share beneficial ownership of such securities. Messrs. Heyer and Heyer disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein.
F4: In connection with the Business Combination, the Sponsor exchanged its Class A Shares for 4,800,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of ARKO Corp. ("ARKO Corp. Common Stock"), and the right to receive up to 4,200,000 shares of ARKO Corp. Common Stock upon the occurrence of certain events.
F5: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase shares of Class A Stock for 3,550,000 warrants to purchase shares of ARKO Corp. Common Stock at a purchase price of $11.50 per share.
F6: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination.
JAMBA, INC.
Report date September 13, 2018 · Filed September 13, 2018
Section 16 reporting ended · disclosed 2018-09-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-09-13 transaction · row 1
1 source rowRow 1 · 2018-09-13 · Disposition to issuer · Disposed 44,133 · Balance 0 |
XWELL, Inc.
Report date April 14, 2020 · Filed April 16, 2020
Jointly reported with Mistral Spa Holdings, LLC, Mistral Capital Management, LLC
Section 16 reporting ended · disclosed 2020-04-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,759,173 |
Last balance in matching sequence
After 2020-04-14 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-04-14 · Sale · Disposed 3,000,000 · Balance 3,759,173 F1: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.35 to $0.40, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2: Mistral Spa Holdings, LLC ("MSH"), a Delaware limited liability company, is the record holder of the securities identified in this row. Mr. Heyer is the managing member and the managing partner of Mistral Capital Management, LLC ("MCM" and, together with Mr. Heyer and MSH, the "Reporting Persons"), which is the sole manager of MSH. By reason of the provisions of Rule 16a-1 of the Exchange Act, MCM and Mr. Heyer may be deemed to be beneficial owners of certain of the securities that are deemed to be beneficially owned by MSH. Each of the Reporting Persons disclaims beneficial ownership of the securities owned by MSH except to the extent of the Reporting Person's pecuniary interest therein. F3: Includes (a) 158,820 shares of common stock deposited in various escrow accounts to cover certain indemnification claims made pursuant to that certain Agreement and Plan of Merger, by and among FORM Holdings Corp., FHXMS, LLC, XpresSpa Holdings, LLC and Mistral XH Representative, LLC, as representative of the unitholders, dated October 25, 2016, as subsequently amended; (b) 7,500 shares of common stock held of record by Heyer Investment Management LLC and 900 shares of common stock held of record by Andrew R. Heyer 2007 Associates, L.P., each of which Mr. Heyer controls; and (c) shares of common stock received as part of a pro rata distribution of the Company's Series D Convertible Preferred Stock, which subsequently converted into common shares, from MSH on October 1, 2019. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein. Row 2 · 2020-04-14 · Sale · Disposed 1,000,000 · Balance 2,759,173 F4: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.40 to $0.41, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. F2: Mistral Spa Holdings, LLC ("MSH"), a Delaware limited liability company, is the record holder of the securities identified in this row. Mr. Heyer is the managing member and the managing partner of Mistral Capital Management, LLC ("MCM" and, together with Mr. Heyer and MSH, the "Reporting Persons"), which is the sole manager of MSH. By reason of the provisions of Rule 16a-1 of the Exchange Act, MCM and Mr. Heyer may be deemed to be beneficial owners of certain of the securities that are deemed to be beneficially owned by MSH. Each of the Reporting Persons disclaims beneficial ownership of the securities owned by MSH except to the extent of the Reporting Person's pecuniary interest therein. F3: Includes (a) 158,820 shares of common stock deposited in various escrow accounts to cover certain indemnification claims made pursuant to that certain Agreement and Plan of Merger, by and among FORM Holdings Corp., FHXMS, LLC, XpresSpa Holdings, LLC and Mistral XH Representative, LLC, as representative of the unitholders, dated October 25, 2016, as subsequently amended; (b) 7,500 shares of common stock held of record by Heyer Investment Management LLC and 900 shares of common stock held of record by Andrew R. Heyer 2007 Associates, L.P., each of which Mr. Heyer controls; and (c) shares of common stock received as part of a pro rata distribution of the Company's Series D Convertible Preferred Stock, which subsequently converted into common shares, from MSH on October 1, 2019. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 5,750 |
Reported balance
After 2020-04-14 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-04-14 · Sale · Disposed 112,020 · Balance 5,750 F5: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.39 to $0.41, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4. |
| Common Stock WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.02 · Expires 2021-12-26 | IndirectSee Footnote | 907,498 |
Reported balance
Holding disclosure · report date 2020-04-14 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 907,498 F2: Mistral Spa Holdings, LLC ("MSH"), a Delaware limited liability company, is the record holder of the securities identified in this row. Mr. Heyer is the managing member and the managing partner of Mistral Capital Management, LLC ("MCM" and, together with Mr. Heyer and MSH, the "Reporting Persons"), which is the sole manager of MSH. By reason of the provisions of Rule 16a-1 of the Exchange Act, MCM and Mr. Heyer may be deemed to be beneficial owners of certain of the securities that are deemed to be beneficially owned by MSH. Each of the Reporting Persons disclaims beneficial ownership of the securities owned by MSH except to the extent of the Reporting Person's pecuniary interest therein. F6: Amount reflects certain adjustments to the number of shares issuable upon exercise of the warrants and the exercise price as a result of anti-dilution features of the warrants that were activated as a result of dilutive issuances by the Company after the Reporting Persons' last filing. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.40 · Expires 2027-01-17 | Direct | 4,250 |
Reported balance
Holding disclosure · report date 2020-04-14 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,250 F7: These options, granted on January 17, 2017 in connection with Mr. Heyer's service as a director of the Company, became fully vested as of December 31, 2017. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.20 · Expires 2029-02-11 | Direct | 7,500 |
Reported balance
Holding disclosure · report date 2020-04-14 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 7,500 F8: These options, granted on February 11, 2019 in connection with Mr. Heyer's service as a director of the Company, became fully vested as of December 31, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.35 to $0.40, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: Mistral Spa Holdings, LLC ("MSH"), a Delaware limited liability company, is the record holder of the securities identified in this row. Mr. Heyer is the managing member and the managing partner of Mistral Capital Management, LLC ("MCM" and, together with Mr. Heyer and MSH, the "Reporting Persons"), which is the sole manager of MSH. By reason of the provisions of Rule 16a-1 of the Exchange Act, MCM and Mr. Heyer may be deemed to be beneficial owners of certain of the securities that are deemed to be beneficially owned by MSH. Each of the Reporting Persons disclaims beneficial ownership of the securities owned by MSH except to the extent of the Reporting Person's pecuniary interest therein.
F3: Includes (a) 158,820 shares of common stock deposited in various escrow accounts to cover certain indemnification claims made pursuant to that certain Agreement and Plan of Merger, by and among FORM Holdings Corp., FHXMS, LLC, XpresSpa Holdings, LLC and Mistral XH Representative, LLC, as representative of the unitholders, dated October 25, 2016, as subsequently amended; (b) 7,500 shares of common stock held of record by Heyer Investment Management LLC and 900 shares of common stock held of record by Andrew R. Heyer 2007 Associates, L.P., each of which Mr. Heyer controls; and (c) shares of common stock received as part of a pro rata distribution of the Company's Series D Convertible Preferred Stock, which subsequently converted into common shares, from MSH on October 1, 2019. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein.
F4: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.40 to $0.41, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
F5: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.39 to $0.41, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.
F6: Amount reflects certain adjustments to the number of shares issuable upon exercise of the warrants and the exercise price as a result of anti-dilution features of the warrants that were activated as a result of dilutive issuances by the Company after the Reporting Persons' last filing.
F7: These options, granted on January 17, 2017 in connection with Mr. Heyer's service as a director of the Company, became fully vested as of December 31, 2017.
F8: These options, granted on February 11, 2019 in connection with Mr. Heyer's service as a director of the Company, became fully vested as of December 31, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2024 Filed Nov 8, 2024 21:18 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 25,000 | $19.04 | $475,942.50 |
DisclosureSEC source: 0000950170-24-124114 · ownership.xml · nonDerivative · entry 7 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 520,432 F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.9100 to $19.2000. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:18 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 25,000 | $18.88 | $471,980.00 |
DisclosureSEC source: 0000950170-24-124114 · ownership.xml · nonDerivative · entry 6 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 392,145 F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.7550 to $19.7549. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within this range. F5 · ownership.nature: Includes (i) 301,903 Common Shares held by Heyer Investment Management, LLC (ii) 31,219 Common Shares held by Harris Reid Heyer Trust, (iii) 37,219 Common Shares held by James Heyer Trust, (iv) 8,000 Common Shares held by Peter Justin Heyer Trust and (v) 25,000 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:18 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 25,000 | $18.63 | $465,840.00 |
DisclosureSEC source: 0000950170-24-124114 · ownership.xml · nonDerivative · entry 5 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 417,145 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.5100 to $19.5099. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within this range. F5 · ownership.nature: Includes (i) 301,903 Common Shares held by Heyer Investment Management, LLC (ii) 31,219 Common Shares held by Harris Reid Heyer Trust, (iii) 37,219 Common Shares held by James Heyer Trust, (iv) 8,000 Common Shares held by Peter Justin Heyer Trust and (v) 25,000 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:18 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 25,000 | $18.52 | $462,967.50 |
DisclosureSEC source: 0000950170-24-124114 · ownership.xml · nonDerivative · entry 4 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 442,145 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.3800 to $19.3799. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commissionthe (the "SEC"), upon request, full information regarding the number of shares sold at each price within this range. F5 · ownership.nature: Includes (i) 301,903 Common Shares held by Heyer Investment Management, LLC (ii) 31,219 Common Shares held by Harris Reid Heyer Trust, (iii) 37,219 Common Shares held by James Heyer Trust, (iv) 8,000 Common Shares held by Peter Justin Heyer Trust and (v) 25,000 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:18 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 25,000 | $18.88 | $471,997.50 |
DisclosureSEC source: 0000950170-24-124114 · ownership.xml · nonDerivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 545,432 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.7600 to $19.7599. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:18 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 25,000 | $18.64 | $465,997.50 |
DisclosureSEC source: 0000950170-24-124114 · ownership.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 570,432 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.5100 to $19.5099. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:18 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 25,000 | $18.52 | $463,035.00 |
DisclosureSEC source: 0000950170-24-124114 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 595,432 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.3800 to $19.3799. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commissionthe (the "SEC"), upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| October 01, 2024 Filed Oct 1, 2024 21:43 UTC | ARKO Corp. ARKO · Entity 5437 | GrantRestricted Stock Units · Derivative | 4,166 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-110979 · ownership.xml · derivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,270 Underlying: Common Stock, par value $0.0001 per share · 4,166 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") provide for the right to receive one share of common stock, $0.0001 par value per share ("common stock"), of ARKO Corp. (the "Company") on a one-for-one basis. F2 · derivative.exercise_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. F2 · derivative.expiration_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. Read SEC document |
| August 05, 2024 Filed Aug 7, 2024 20:05 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 6,000 | $14.57 | $87,420.00 |
DisclosureSEC source: 0000950170-24-092734 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 467,145 F1 · ownership.nature: Includes (i) 324,269 Common Shares held by Heyer Investment Management, LLC (ii) 31,219 Common Shares held by Harris Reid Heyer Trust, (iii) 47,219 Common Shares held by James Heyer Trust, (iv) 17,219 Common Shares held by Peter Justin Heyer Trust and (v) 47,219 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 23, 2024 Filed Jul 25, 2024 22:17 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | GrantCommon Shares | 12,127 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-086676 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 620,432 F1 · shares: The reported transaction reflects a grant of the Issuer's restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The RSUs vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the earlier of the 60th day from separation from service and immediately prior to a change in control. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 20:00 UTC | ARKO Corp. ARKO · Entity 5437 | GrantRestricted Stock Units · Derivative | 4,982 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-080420 · ownership.xml · derivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,104 Underlying: Common Stock, par value $0.0001 per share · 4,982 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") provide for the right to receive one share of common stock, $0.0001 par value per share ("common stock"), of ARKO Corp. (the "Company") on a one-for-one basis. F2 · derivative.exercise_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. F2 · derivative.expiration_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 20:41 UTC | Lovesac Co LOVE · Entity 6218 | GrantRestricted Stock Units · Derivative | 4,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028089 · wk-form4_1718311300.xml · derivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,038 Underlying: Common Stock · 4,038 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents RSUs elected by the Reporting Person in lieu of the Reporting Person's cash retainer for service on the Issuer's board of directors for fiscal 2025, of which 100% are subject to vesting on June 11, 2025. F3 · derivative.expiration_date: Represents RSUs elected by the Reporting Person in lieu of the Reporting Person's cash retainer for service on the Issuer's board of directors for fiscal 2025, of which 100% are subject to vesting on June 11, 2025. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 20:41 UTC | Lovesac Co LOVE · Entity 6218 | GrantRestricted Stock Units · Derivative | 4,808 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028089 · wk-form4_1718311300.xml · derivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,808 Underlying: Common Stock · 4,808 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: The Reporting Person received a grant of RSUs of which 100% are subject to vesting on June 11, 2025. F2 · derivative.expiration_date: The Reporting Person received a grant of RSUs of which 100% are subject to vesting on June 11, 2025. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 12:42 UTC | ARKO Corp. ARKO · Entity 5437 | GrantRestricted Stock Units · Derivative | 20,226 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-070228 · ownership.xml · derivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,122 Underlying: Common Stock, par value $0.0001 per share · 20,226 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") provide for the right to receive one share of common stock, $0.0001 par value per share ("common stock"), of ARKO Corp. (the "Company") on a one-for-one basis. F2 · derivative.exercise_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. F2 · derivative.expiration_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:05 UTC | biote Corp. BTMD · Entity 7156 | GrantStock Option (Right to Buy) · Derivative | 65,258 | $0.00 Strike: $5.57 | $0.00 |
DisclosureSEC source: 0001562180-24-004336 · primarydocument.xml · derivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,459 Underlying: Class A Common Stock · 65,258 shares Expires 2034-05-20 F3 · derivative.exercise_date: All shares subject to the option award shall vest on the earlier of May 21, 2025 or the day prior to the date of the Issuer's 2025 Annual Meeting of Stockholders, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:05 UTC | biote Corp. BTMD · Entity 7156 | GrantDeferred Settlement RSU · Derivative | 13,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004336 · primarydocument.xml · derivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,436 Underlying: Class A Common Stock · 13,427 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Settlement RSU is the economic equivalent of one share of Issuer Class A Common Stock. F2 · derivative.exercise_date: The Deferred Settlement RSUs are fully vested upon grant, but settlement will be deferred until the date of the Reporting Person's separation from service. F2 · derivative.expiration_date: The Deferred Settlement RSUs are fully vested upon grant, but settlement will be deferred until the date of the Reporting Person's separation from service. Read SEC document |
| April 17, 2024 Filed Apr 19, 2024 00:51 UTC | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 2,000 | $20.20 | $40,400.00 |
DisclosureSEC source: 0001213900-24-034233 · ownership.xml · nonDerivative · entry 5 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Heyer Investment Management LLC Disclosed balance after: 37,282 F3 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of these securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or for any other purpose. F6 · ownership.nature: These shares were purchased by Heyer Investment Management LLC. The reporting person is the managing member of Heyer Investment Management LLC. Read SEC document |
| April 17, 2024 Filed Apr 19, 2024 00:51 UTC | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 6,144 | $20.24 | $124,354.56 |
DisclosureSEC source: 0001213900-24-034233 · ownership.xml · nonDerivative · entry 4 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 10,000 F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.14 to $20.25. F3 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of these securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or for any other purpose. Read SEC document |
| April 17, 2024 Filed Apr 19, 2024 00:51 UTC | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 6,226 | $20.23 | $125,951.98 |
DisclosureSEC source: 0001213900-24-034233 · ownership.xml · nonDerivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241,518 F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.165 to $20.25. Read SEC document |
| April 16, 2024 Filed Apr 19, 2024 00:51 UTC | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 3,856 | $18.76 | $72,330.08 |
DisclosureSEC source: 0001213900-24-034233 · ownership.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 3,856 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.60 to $19.00. F3 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of these securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or for any other purpose. Read SEC document |
| April 16, 2024 Filed Apr 19, 2024 00:51 UTC | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 3,774 | $18.74 | $70,708.91 |
DisclosureSEC source: 0001213900-24-034233 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,292 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.58 to $19.00. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnotes (1), (2), (4) and (5) to this Form 4. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 20:00 UTC | ARKO Corp. ARKO · Entity 5437 | GrantRestricted Stock Units · Derivative | 4,982 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-040097 · ownership.xml · derivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,896 Underlying: Common Stock, par value $0.0001 per share · 4,982 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") provide for the right to receive one share of common stock, $0.0001 par value per share ("common stock"), of ARKO Corp. (the "Company") on a one-for-one basis. F2 · derivative.exercise_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. F2 · derivative.expiration_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 22:10 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 9,000 | $13.00 | $116,988.30 |
DisclosureSEC source: 0000950170-24-027315 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 473,145 F1 · shares: Reflects 9,000 Common Shares sold by Harris Reid Heyer Trust. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.97 to $13.05. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: Includes (i) 324,269 Common Shares held by Heyer Investment Management, LLC (ii) 37,219 Common Shares held by Harris Reid Heyer Trust, (iii) 47,219 Common Shares held by James Heyer Trust, (iv) 17,219 Common Shares held by Peter Justin Heyer Trust and (v) 47,219 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 02, 2024 Filed Mar 4, 2024 21:18 UTC | Lovesac Co LOVE · Entity 6218 | Exercise / conversionRestricted Stock Units · Derivative | 456 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-008505 · wk-form4_1709586782.xml · derivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 456 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting, one share of the Issuer's common stock. F1 · derivative.exercise_date: The reported shares were acquired upon the vesting of restricted stock units ("RSUs") elected by the reporting person in lieu of the reporting person's cash retainer for service on the Issuer's board of directors for fiscal 2023. F1 · derivative.expiration_date: The reported shares were acquired upon the vesting of restricted stock units ("RSUs") elected by the reporting person in lieu of the reporting person's cash retainer for service on the Issuer's board of directors for fiscal 2023. Read SEC document |
| March 02, 2024 Filed Mar 4, 2024 21:18 UTC | Lovesac Co LOVE · Entity 6218 | Exercise / conversionCommon Stock, par value $0.00001 | 456 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-008505 · wk-form4_1709586782.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported shares were acquired upon the vesting of restricted stock units ("RSUs") elected by the reporting person in lieu of the reporting person's cash retainer for service on the Issuer's board of directors for fiscal 2023. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 19:58 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | Exercise / conversionWarrant (right to buy) · Derivative | 33,333 | $0.00 Strike: $5.75 | $0.00 |
DisclosureSEC source: 0000950170-24-020968 · ownership.xml · derivative · entry 7 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Shares · 33,333 shares Expires 2025-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Includes (i) 324,269 Common Shares held by Heyer Management, (ii) 46,219 Common Shares held by Harris Reid Heyer Trust, (iii) 47,219 Common Shares held by James Heyer Trust, (iv) 17,219 Common Shares held by Peter Justin Heyer Trust and (v) 47,219 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Management (the foregoing entities, the "Andrew Heyer Entities"). F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 19:58 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | Exercise / conversionWarrant (right to buy) · Derivative | 66,667 | $0.00 Strike: $5.75 | $0.00 |
DisclosureSEC source: 0000950170-24-020968 · ownership.xml · derivative · entry 6 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 66,667 shares Expires 2025-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 19:58 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | Disposition to issuerCommon Shares | 13,316 | $14.39 | $191,617.24 |
DisclosureSEC source: 0000950170-24-020968 · ownership.xml · nonDerivative · entry 4 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 482,145 F2 · kind: On February 23, 2024, Heyer Investment Management, LLC ("Heyer Management") exercised a warrant to purchase 33,333 Common Shares for $5.75 a share. Heyer Management paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 13,316 Common Shares to pay the exercise price. F3 · ownership.nature: Includes (i) 324,269 Common Shares held by Heyer Management, (ii) 46,219 Common Shares held by Harris Reid Heyer Trust, (iii) 47,219 Common Shares held by James Heyer Trust, (iv) 17,219 Common Shares held by Peter Justin Heyer Trust and (v) 47,219 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Management (the foregoing entities, the "Andrew Heyer Entities"). F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 19:58 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | Exercise / conversionCommon Shares | 33,333 | $5.75 | $191,664.75 |
DisclosureSEC source: 0000950170-24-020968 · ownership.xml · nonDerivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 495,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Includes (i) 324,269 Common Shares held by Heyer Management, (ii) 46,219 Common Shares held by Harris Reid Heyer Trust, (iii) 47,219 Common Shares held by James Heyer Trust, (iv) 17,219 Common Shares held by Peter Justin Heyer Trust and (v) 47,219 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Management (the foregoing entities, the "Andrew Heyer Entities"). F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 19:58 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | Disposition to issuerCommon Shares | 26,632 | $14.39 | $383,234.48 |
DisclosureSEC source: 0000950170-24-020968 · ownership.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 608,305 F1 · kind: On February 23, 2024, the reporting person exercised a warrant to purchase 66,667 Common Shares for $5.75 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 26,632 Common Shares to pay the exercise price. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 19:58 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | Exercise / conversionCommon Shares | 66,667 | $5.75 | $383,335.25 |
DisclosureSEC source: 0000950170-24-020968 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 634,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2024 Filed Jan 2, 2024 21:00 UTC | ARKO Corp. ARKO · Entity 5437 | GrantRestricted Stock Units · Derivative | 9,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000065 · doc4.xml · derivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,914 Underlying: Common Stock, par value $0.0001 per share · 9,545 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") provide for the right to receive one share of common stock, $0.0001 par value per share ("common stock"), of ARKO Corp. (the "Company") on a one-for-one basis. F2 · derivative.exercise_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. F2 · derivative.expiration_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. Read SEC document |
| December 27, 2023 Filed Dec 30, 2023 01:58 UTC | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 1,800 | $26.00 | $46,798.74 |
DisclosureSEC source: 0001628280-23-042954 · wk-form4_1703901521.xml · nonDerivative · entry 6 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,800 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.97 to $26.00. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F2 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of these securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or for any other purpose. F8 · ownership.nature: Reflects shares purchased for the benefit of the Georgina Heyer Trust of which the reporting person or the reporting person's spouse serves as trustee. Read SEC document |
| December 27, 2023 Filed Dec 30, 2023 01:58 UTC | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 1,000 | $26.00 | $25,999.30 |
DisclosureSEC source: 0001628280-23-042954 · wk-form4_1703901521.xml · nonDerivative · entry 5 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,000 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.97 to $26.00. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F2 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of these securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or for any other purpose. F7 · ownership.nature: Reflects shares purchased for the benefit of the Sabrina Belle Heyer Trust of which the reporting person or the reporting person's spouse serves as trustee. Read SEC document |
| December 27, 2023 Filed Dec 30, 2023 01:58 UTC | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 1,800 | $26.00 | $46,798.74 |
DisclosureSEC source: 0001628280-23-042954 · wk-form4_1703901521.xml · nonDerivative · entry 4 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,800 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.97 to $26.00. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F2 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of these securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or for any other purpose. F6 · ownership.nature: Reflects shares purchased for the benefit of the Eleanor Heyer Trust of which the reporting person or the reporting person's spouse serves as trustee. Read SEC document |
| December 27, 2023 Filed Dec 30, 2023 01:58 UTC | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 1,500 | $26.00 | $38,998.95 |
DisclosureSEC source: 0001628280-23-042954 · wk-form4_1703901521.xml · nonDerivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,500 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.97 to $26.00. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F2 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of these securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or for any other purpose. F5 · ownership.nature: Reflects shares purchased for the benefit of the Max Heyer Trust of which the reporting person or the reporting person's spouse serves as trustee. Read SEC document |
| December 27, 2023 Filed Dec 30, 2023 01:58 UTC | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 1,500 | $26.00 | $38,998.95 |
DisclosureSEC source: 0001628280-23-042954 · wk-form4_1703901521.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,500 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.97 to $26.00. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F2 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of these securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or for any other purpose. F4 · ownership.nature: Reflects shares purchased for the benefit of the Daniel Heyer Trust of which the reporting person or the reporting person's spouse serves as trustee. Read SEC document |
| December 27, 2023 Filed Dec 30, 2023 01:58 UTC | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 1,500 | $26.00 | $38,998.95 |
DisclosureSEC source: 0001628280-23-042954 · wk-form4_1703901521.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,500 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.97 to $26.00. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F2 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of these securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or for any other purpose. F3 · ownership.nature: Reflects shares purchased for the benefit of the Charlotte Heyer Trust of which the reporting person or the reporting person's spouse serves as trustee. Read SEC document |
| October 01, 2023 Filed Oct 2, 2023 20:00 UTC | ARKO Corp. ARKO · Entity 5437 | GrantRestricted Stock Units · Derivative | 4,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-051021 · doc4.xml · derivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,369 Underlying: Common Stock, par value $0.0001 per share · 4,020 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") provide for the right to receive one share of common stock, $0.0001 par value per share ("common stock"), of ARKO Corp. (the "Company") on a one-for-one basis. F2 · derivative.exercise_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. F2 · derivative.expiration_date: The RSUs are immediately vested and provide for the right to receive one share of common stock upon the earlier of (i) the date on which the reporting person's service with the Company is terminated (for whatever reason) and (ii) the date of a change of control of the Company. Read SEC document |
| September 15, 2023 Filed Sep 20, 2023 01:55 UTC | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 2,679 | $21.74 | $58,241.46 |
DisclosureSEC source: 0001213900-23-077836 · ownership.xml · nonDerivative · entry 4 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Mistral Equity Partners QP, LP Disclosed balance after: 0 F4 · kind: Represents shares sold by Mistral Equity Partners QP, LP to Mr. Heyer. F5 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of these securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or for any other purpose. Read SEC document |
| September 15, 2023 Filed Sep 20, 2023 01:55 UTC | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 2,679 | $21.74 | $58,241.46 |
DisclosureSEC source: 0001213900-23-077836 · ownership.xml · nonDerivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,062 F3 · kind: Represents shares purchased by Mr. Heyer from Mistral Equity Partners QP, LP. Read SEC document |
| September 15, 2023 Filed Sep 20, 2023 01:55 UTC | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 1,089 | $21.74 | $23,674.86 |
DisclosureSEC source: 0001213900-23-077836 · ownership.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Mistral Equity Partners, LP Disclosed balance after: 0 F2 · kind: Represents shares sold by Mistral Equity Partners, LP to Mr. Heyer. F5 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of these securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or for any other purpose. Read SEC document |
| September 15, 2023 Filed Sep 20, 2023 01:55 UTC | Lovesac Co LOVE · Entity 6218 | PurchaseCommon Stock, par value $0.00001 | 1,089 | $21.74 | $23,674.86 |
DisclosureSEC source: 0001213900-23-077836 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,383 F1 · kind: Represents shares purchased by Mr. Heyer from Mistral Equity Partners, LP. Read SEC document |
| September 11, 2023 Filed Sep 12, 2023 20:20 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 25,000 | $11.61 | $290,325.00 |
DisclosureSEC source: 0000950170-23-047740 · ownership.xml · nonDerivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 462,128 F3 · shares: Reflects 25,000 Common Shares sold by Heyer Investment Management, LLC. F2 · price: The price reported is a volume weighted average price. These shares were sold in multiple transactions at prices ranging from $11.5100 to $11.7100. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within this range. F4 · ownership.nature: Includes (i) 304,252 Common Shares held by Heyer Investment Management, LLC, (ii) 46,219 Common Shares held by Harris Reid Heyer Trust, (iii) 47,219 Common Shares held by James Heyer Trust, (iv) 17,219 Common Shares held by Peter Justin Heyer Trust and (v) 47,219 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F5 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 11, 2023 Filed Sep 12, 2023 20:20 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 20,000 | $11.61 | $232,260.00 |
DisclosureSEC source: 0000950170-23-047740 · ownership.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 568,270 F2 · price: The price reported is a volume weighted average price. These shares were sold in multiple transactions at prices ranging from $11.5100 to $11.7100. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| September 08, 2023 Filed Sep 12, 2023 20:20 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 30,000 | $11.64 | $349,284.00 |
DisclosureSEC source: 0000950170-23-047740 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 588,270 F1 · price: The price reported is a volume weighted average price. These shares were sold in multiple transactions at prices ranging from $11.6350 to $11.6600. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within this range. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 16:25 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 6,000 | $11.20 | $67,190.40 |
DisclosureSEC source: 0000950170-23-045675 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 487,128 F1 · shares: Reflects 6,000 Common Shares sold by Harris Reid Heyer Trust. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.19 to $11.23. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: Includes (i) 329,252 Common Shares held by Heyer Investment Management, LLC, (ii) 46,219 Common Shares held by Harris Reid Heyer Trust, (iii) 47,219 Common Shares held by James Heyer Trust, (iv) 17,219 Common Shares held by Peter Justin Heyer Trust and (v) 47,219 Common Shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 01:14 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 5,000 | $12.01 | $60,062.00 |
DisclosureSEC source: 0000950170-23-040882 · ownership.xml · nonDerivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 493,128 F1 · shares: Reflects (i) 15,000 common shares sold on August 7, 2023 by Peter Justin Heyer Trust and (ii) 25,000 common shares sold on August 8, 2023, 10,000 each by the James Heyer Trust and William Heyer Trust.and 5,000 by Peter Justin Heyer Trust. F3 · ownership.nature: Includes (i) 329,252 common shares held by Heyer Investment Management, LLC, (ii) 52,219 common shares held by Harris Reid Heyer Trust, (iii) 47,219 common shares held by James Heyer Trust, (iv) 17,219 common shares held by Peter Justin Heyer Trust and (v) 47,219 common shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 01:14 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 20,000 | $12.01 | $240,200.00 |
DisclosureSEC source: 0000950170-23-040882 · ownership.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 498,128 F1 · shares: Reflects (i) 15,000 common shares sold on August 7, 2023 by Peter Justin Heyer Trust and (ii) 25,000 common shares sold on August 8, 2023, 10,000 each by the James Heyer Trust and William Heyer Trust.and 5,000 by Peter Justin Heyer Trust. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.000 to $12.005. F3 · ownership.nature: Includes (i) 329,252 common shares held by Heyer Investment Management, LLC, (ii) 52,219 common shares held by Harris Reid Heyer Trust, (iii) 47,219 common shares held by James Heyer Trust, (iv) 17,219 common shares held by Peter Justin Heyer Trust and (v) 47,219 common shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 07, 2023 Filed Aug 10, 2023 01:14 UTC | ONESPAWORLD HOLDINGS Ltd OSW · Entity 4411 | SaleCommon Shares | 15,000 | $11.70 | $175,500.00 |
DisclosureSEC source: 0000950170-23-040882 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 518,128 F1 · shares: Reflects (i) 15,000 common shares sold on August 7, 2023 by Peter Justin Heyer Trust and (ii) 25,000 common shares sold on August 8, 2023, 10,000 each by the James Heyer Trust and William Heyer Trust.and 5,000 by Peter Justin Heyer Trust. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.70 to $11.73. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote and in footnote 5. F3 · ownership.nature: Includes (i) 329,252 common shares held by Heyer Investment Management, LLC, (ii) 52,219 common shares held by Harris Reid Heyer Trust, (iii) 47,219 common shares held by James Heyer Trust, (iv) 17,219 common shares held by Peter Justin Heyer Trust and (v) 47,219 common shares held by William Heyer Trust. The reporting person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust, and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). F4 · ownership.nature: The reporting person may be deemed to have or share beneficial ownership of the securities held by the Andrew Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.