CARTER MOLLIE H

SEC source: 0001225062-26-000006 · wk-form4_1786398961.xml · nonDerivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001225062-26-000002 · wk-form4_1775164504.xml · nonDerivative · entry 2

CARTER MOLLIE H · CIK 0001225062 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,165

F2 · shares: Shares withheld on vesting of restricted stock award to cover tax withholding.

F3 · price: Based on market closing price on the day before the transaction date.

SEC source: 0001225062-26-000004 · wk-form4a_1775222648.xml · nonDerivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,165

F1 · shares: Shares withheld on vesting of restricted stock award to cover tax withholding.

F2 · price: The reporting person's original Form 4 filed on April 2, 2026 mistakenly reported a per-share market value of shares withheld to pay tax withholdings of $36.46, which was the market closing price on the day before the transaction date. However, the Issuer used the April 1, 2026 vesting date to determine shares withheld and the market closing price on April 1, 2026 was $36.71.

SEC source: 0001225062-26-000002 · wk-form4_1775164504.xml · nonDerivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,856

F1 · balance_after: Award of restricted stock which vested on April 1, 2026, the closing date of the merger of First Foundation Inc. with and into FirstSun Capital Bancorp.

SEC source: 0001709442-25-000016 · wk-form4_1741880384.xml · nonDerivative · entry 4

CARTER MOLLIE H · CIK 0001225062 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By self, as Trustee

Disclosed balance after: 353,400

F1 · ownership.nature: On March 12, 2025, Twin Meadow VHC Trust, sold, respectively, 428,400 shares, 312,650 shares, and 284,400 shares to the Wood Racket Trust FBO Mollie H. Carter, Mollie Hale Carter Trust Agreement, and Orion VHC Trust FBO Mollie Hale Carter Family. The Reporting Person serves as either the trustee or co-trustee of these trusts and the Reporting Person or members of the Reporting Person's immediate family are beneficiaries of these trusts.

SEC source: 0001709442-25-000016 · wk-form4_1741880384.xml · nonDerivative · entry 3

CARTER MOLLIE H · CIK 0001225062 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By self, as Trustee

Disclosed balance after: 509,125

F1 · ownership.nature: On March 12, 2025, Twin Meadow VHC Trust, sold, respectively, 428,400 shares, 312,650 shares, and 284,400 shares to the Wood Racket Trust FBO Mollie H. Carter, Mollie Hale Carter Trust Agreement, and Orion VHC Trust FBO Mollie Hale Carter Family. The Reporting Person serves as either the trustee or co-trustee of these trusts and the Reporting Person or members of the Reporting Person's immediate family are beneficiaries of these trusts.

SEC source: 0001709442-25-000016 · wk-form4_1741880384.xml · nonDerivative · entry 2

CARTER MOLLIE H · CIK 0001225062 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By self, as Trustee

Disclosed balance after: 666,500

F1 · ownership.nature: On March 12, 2025, Twin Meadow VHC Trust, sold, respectively, 428,400 shares, 312,650 shares, and 284,400 shares to the Wood Racket Trust FBO Mollie H. Carter, Mollie Hale Carter Trust Agreement, and Orion VHC Trust FBO Mollie Hale Carter Family. The Reporting Person serves as either the trustee or co-trustee of these trusts and the Reporting Person or members of the Reporting Person's immediate family are beneficiaries of these trusts.

SEC source: 0001709442-25-000016 · wk-form4_1741880384.xml · nonDerivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By self, as Trustee

Disclosed balance after: 1,025,450

F1 · ownership.nature: On March 12, 2025, Twin Meadow VHC Trust, sold, respectively, 428,400 shares, 312,650 shares, and 284,400 shares to the Wood Racket Trust FBO Mollie H. Carter, Mollie Hale Carter Trust Agreement, and Orion VHC Trust FBO Mollie Hale Carter Family. The Reporting Person serves as either the trustee or co-trustee of these trusts and the Reporting Person or members of the Reporting Person's immediate family are beneficiaries of these trusts.

SEC source: 0001127602-22-000896 · form4.xml · derivative · entry 2

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,357

Underlying: Common Stock · 705 shares

Expires not disclosed

F1 · derivative.exercise_price: Director deferred share units represent the right to receive one share of Evergy, Inc. common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F2 · kind: Director deferred share units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.exercise_date: Director deferred share units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.expiration_date: Director deferred share units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F3 · balance_after: Includes 904 deferred share units acquired through the reinvestment of dividend equivalents.

SEC source: 0001127602-21-026456 · form4.xml · derivative · entry 2

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,748

Underlying: Common Stock · 543 shares

Expires not disclosed

F1 · derivative.exercise_price: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F2 · kind: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.exercise_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.expiration_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F3 · balance_after: Includes 845 deferred share units acquired through the reinvestment of dividend equivalents.

SEC source: 0001127602-21-021309 · form4.xml · derivative · entry 2

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,360

Underlying: Common Stock · 559 shares

Expires not disclosed

F1 · derivative.exercise_price: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F2 · kind: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.exercise_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.expiration_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F3 · balance_after: Includes 867 deferred share units acquired through the reinvestment of dividend equivalents.

SEC source: 0001127602-21-012700 · form4.xml · derivative · entry 2

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,934

Underlying: Common Stock · 504 shares

Expires not disclosed

F1 · derivative.exercise_price: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F2 · kind: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.exercise_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.expiration_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F3 · balance_after: Includes 930 deferred share units acquired through the reinvestment of dividend equivalents.

SEC source: 0001127602-21-000996 · form4.xml · derivative · entry 2

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,500

Underlying: Common Stock · 2,883 shares

Expires not disclosed

F1 · derivative.exercise_price: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F2 · kind: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.exercise_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.expiration_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F3 · balance_after: Includes 3,633 deferred share units acquired through the reinvestment of dividend equivalents.

SEC source: 0001127602-20-001162 · form4.xml · derivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,984

Underlying: Common Stock · 1,998 shares

Expires not disclosed

F1 · derivative.exercise_price: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F2 · kind: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.exercise_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.expiration_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F3 · balance_after: Includes 738 deferred share units acquired through the reinvestment of dividend equivalents.

SEC source: 0001127602-19-030045 · form4.xml · derivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,248

Underlying: Common Stock · 376 shares

Expires not disclosed

F1 · derivative.exercise_price: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F2 · kind: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.exercise_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.expiration_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F3 · balance_after: Includes 673 deferred share units acquired through the reinvestment of dividend equivalents.

SEC source: 0001127602-19-024026 · form4.xml · derivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,199

Underlying: Common Stock · 416 shares

Expires not disclosed

F1 · derivative.exercise_price: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F2 · kind: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.exercise_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.expiration_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F3 · balance_after: Includes 732 deferred share units acquired through the reinvestment of dividend equivalents.

SEC source: 0001127602-19-014702 · form4.xml · derivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,051

Underlying: Common Stock · 431 shares

Expires not disclosed

F1 · derivative.exercise_price: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F2 · kind: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.exercise_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.expiration_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F3 · balance_after: Includes 733 deferred share units acquired through the reinvestment of dividend equivalents.

SEC source: 0001127602-19-001355 · form4.xml · derivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,887

Underlying: Common Stock · 2,731 shares

Expires not disclosed

F1 · derivative.exercise_price: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F2 · kind: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.exercise_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.expiration_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F3 · balance_after: Includes 686 deferred share units acquired through the reinvestment of dividend equivalents.

SEC source: 0001127602-18-029403 · form4.xml · derivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,458

Underlying: Common Stock · 457 shares

Expires not disclosed

F1 · derivative.exercise_price: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F2 · kind: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.exercise_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F2 · derivative.expiration_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F3 · balance_after: Includes 686 deferred share units acquired through the reinvestment of dividend equivalents.

SEC source: 0001127602-18-022571 · form4.xml · derivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,315

Underlying: Common Stock · 449 shares

Expires not disclosed

F1 · derivative.exercise_price: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F2 · kind: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F1 · derivative.exercise_date: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F1 · derivative.expiration_date: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

SEC source: 0001127602-18-021768 · form4.xml · derivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,866

Underlying: Common Stock · 632 shares

Expires not disclosed

F1 · derivative.exercise_price: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F2 · kind: Director Deferred Share Units acquired through the reinvestment of dividend equivalents.

F1 · derivative.exercise_date: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F1 · derivative.expiration_date: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

SEC source: 0001127602-18-021443 · form4.xml · derivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,234

Underlying: Common Stock · 829 shares

Expires not disclosed

F1 · derivative.exercise_price: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F2 · price: As disclosed by Evergy in a Current Report on Form 8-K, dated June 4, 2018, each member of Evergy's board of directors who is a former non-employee member of the Westar Energy, Inc. board of directors is entitled to a stock award with a value of $45,000. The award was subject to Evergy having an effective Registration Statement on Form S-8, which occurred on June 15, 2018. The number of units was determined by dividing the award by $54.25, the closing price of Evergy common stock on June 5, 2018, the date on which Evergy shares were listed on the New York Stock Exchange.

F1 · derivative.exercise_date: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F1 · derivative.expiration_date: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

SEC source: 0000899243-18-014969 · doc4.xml · nonDerivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Deferred Westar Energy, Inc. stock units were exchanged for deferred Evergy, Inc. stock units pursuant to a merger agreement between Westar Energy, Inc. and Great Plains Energy Incorporated on a 1 to 1 basis. Includes 42,024 shares moved from Table II to Table I and 1 share acquired through the reinvestment of deferred dividend equivalents.

F2 · price: Solely for purposes of this filing, the estimated market value per share of Evergy, Inc. common stock on 6/4/18 was $55.08 per share (the closing stock price of the common stock of Westar Energy, Inc. as reported on the New York Stock Exchange on 6/1/18).

SEC source: 0001127602-18-020207 · form4.xml · derivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,405

Underlying: Common Stock · 83,405 shares

Expires not disclosed

F1 · derivative.exercise_price: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") (formerly Monarch Energy Holding, Inc.) common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F2 · price: Received in exchange for director deferred share units and shares acquired through the reinvestment of deferred dividend equivalents of Westar Energy, Inc. ("Westar") in connection with that certain Amended and Restated Agreement and Plan of Merger dated as of July 9, 2017 by and among Great Plains Energy Incorporated, Westar, Evergy, King Energy, and for certain limited purposes, GP Star, Inc. Upon closing of the merger, each director deferred share unit and shares acquired through the reinvestment of deferred dividend equivalents of Westar common stock was converted into one director deferred share unit of Evergy. On the effective date of the merger, the closing price of Westar's common stock was $54.00 per share, and Evergy's common stock had not yet commenced trading on the New York Stock Exchange. All of the transactions reported in this Form 4 occurred simultaneously upon closing of the merger.

F1 · derivative.exercise_date: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") (formerly Monarch Energy Holding, Inc.) common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F1 · derivative.expiration_date: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") (formerly Monarch Energy Holding, Inc.) common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

SEC source: 0001236304-18-000038 · edgar.xml · derivative · entry 2

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,024

Underlying: Common Stock · 441 shares

Expires not disclosed

F2 · derivative.exercise_price: Units convert into common stock on a one for one basis.

F3 · kind: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee deferred compensation plan.

F3 · derivative.exercise_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee deferred compensation plan.

F3 · derivative.expiration_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee deferred compensation plan.

F4 · balance_after: Includes 319 deferred share units acquired through the reinvestment of dividend equivalents.

SEC source: 0001236304-18-000012 · edgar.xml · derivative · entry 2

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,264

Underlying: Common Stock · 438 shares

Expires not disclosed

F3 · derivative.exercise_price: Units convert into common stock on a one for one basis.

F4 · kind: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee deferred compensation plan.

F4 · derivative.exercise_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee deferred compensation plan.

F4 · derivative.expiration_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee deferred compensation plan.

F5 · balance_after: Includes 308 deferred share units acquired through the reinvestment of dividend equivalents.

SEC source: 0001236304-18-000012 · edgar.xml · nonDerivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,063

F1 · kind: Deferred share units received as partial payment of retainer fees.

F2 · balance_after: Includes 297 deferred share units acquired through the reinvestment of dividend equivalents.

SEC source: 0001236304-17-000050 · edgar.xml · derivative · entry 2

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,518

Underlying: Common Stock · 465 shares

Expires not disclosed

F2 · derivative.exercise_price: Units convert into common stock on a one for one basis.

F3 · kind: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee deferred compensation plan.

F3 · derivative.exercise_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee deferred compensation plan.

F3 · derivative.expiration_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee deferred compensation plan.

F4 · balance_after: Includes 320 deferred share units acquired through the reinvestment of dividend equivalents.

SEC source: 0001236304-17-000040 · edgar.xml · derivative · entry 3

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,733

Underlying: Common Stock · 293 shares

Expires not disclosed

F2 · derivative.exercise_price: Units convert into common stock on a one for one basis.

F1 · kind: Deferred share units acquired through the reinvestment of dividend equivalents pursuant to a non-employee deferred compensation plan after the suspension of the issuer's broad-based dividend reinvestment plan.

F1 · derivative.exercise_date: Deferred share units acquired through the reinvestment of dividend equivalents pursuant to a non-employee deferred compensation plan after the suspension of the issuer's broad-based dividend reinvestment plan.

F1 · derivative.expiration_date: Deferred share units acquired through the reinvestment of dividend equivalents pursuant to a non-employee deferred compensation plan after the suspension of the issuer's broad-based dividend reinvestment plan.

SEC source: 0001236304-17-000040 · edgar.xml · derivative · entry 2

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,440

Underlying: Common Stock · 434 shares

Expires not disclosed

F2 · derivative.exercise_price: Units convert into common stock on a one for one basis.

F3 · kind: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee deferred compensation plan.

F3 · derivative.exercise_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee deferred compensation plan.

F3 · derivative.expiration_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee deferred compensation plan.

SEC source: 0001236304-17-000040 · edgar.xml · nonDerivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,844

F1 · kind: Deferred share units acquired through the reinvestment of dividend equivalents pursuant to a non-employee deferred compensation plan after the suspension of the issuer's broad-based dividend reinvestment plan.

SEC source: 0001225208-17-007296 · doc4.xml · derivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,395.969

Underlying: Common Stock · 1,491.485 shares

Expires not disclosed

F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1.

F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors.

F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors.

SEC source: 0001236304-17-000036 · edgar.xml · derivative · entry 2

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,006

Underlying: Common Stock · 426 shares

Expires not disclosed

F2 · derivative.exercise_price: Units convert into common stock on a one for one basis.

F3 · kind: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan.

F3 · derivative.exercise_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan.

F3 · derivative.expiration_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan.

F4 · balance_after: Includes 282 deferred share units acquired through the reinvestment of dividend equivalents.

SEC source: 0001225208-17-006332 · doc4.xml · derivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,904.484

Underlying: Common Stock · 1,124 shares

Expires not disclosed

F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1.

F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors.

F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors.

SEC source: 0001236304-17-000011 · edgar.xml · derivative · entry 2

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,298

Underlying: Common Stock · 411 shares

Expires not disclosed

F3 · derivative.exercise_price: Units convert into common stock on a one for one basis.

F4 · kind: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan.

F4 · derivative.exercise_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan.

F4 · derivative.expiration_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan.

F5 · balance_after: Includes 254 deferred share units acquired through the reinvestment of dividend equivalents.

SEC source: 0001236304-17-000011 · edgar.xml · nonDerivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,272

F1 · kind: Deferred share units received as a partial payment of retainer fees.

F2 · balance_after: Includes 246 deferred share units acquired through the reinvestment of dividend equivalents.

SEC source: 0001225208-17-000657 · doc4.xml · derivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,780.484

Underlying: Common Stock · 1,515.653 shares

Expires not disclosed

F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1.

F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors.

F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors.

SEC source: 0001225208-16-043753 · doc4.xml · nonDerivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,262,660

SEC source: 0001225208-16-043241 · doc4.xml · nonDerivative · entry 2

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,298,553

F1 · kind: The transaction involves the transfer of shares of ADM stock from irrevocable trust to a revocable trust in exchange for assets of equal value. The reporting person is the settlor and trustee of both trusts, and she and members of her immediate family are beneficiaries of the trusts.

F1 · price: The transaction involves the transfer of shares of ADM stock from irrevocable trust to a revocable trust in exchange for assets of equal value. The reporting person is the settlor and trustee of both trusts, and she and members of her immediate family are beneficiaries of the trusts.

SEC source: 0001225208-16-043241 · doc4.xml · nonDerivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,334,446

F1 · kind: The transaction involves the transfer of shares of ADM stock from irrevocable trust to a revocable trust in exchange for assets of equal value. The reporting person is the settlor and trustee of both trusts, and she and members of her immediate family are beneficiaries of the trusts.

F1 · price: The transaction involves the transfer of shares of ADM stock from irrevocable trust to a revocable trust in exchange for assets of equal value. The reporting person is the settlor and trustee of both trusts, and she and members of her immediate family are beneficiaries of the trusts.

SEC source: 0001225208-16-042902 · doc4.xml · derivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,264.831

Underlying: Common Stock · 1,030.519 shares

Expires not disclosed

F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1.

F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors.

F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors.

SEC source: 0001225208-16-041922 · doc4.xml · nonDerivative · entry 6

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,298,553

F2 · kind: The transactions involve gift transfers between trusts established by a member of the reporting person's immediate family.

SEC source: 0001225208-16-041922 · doc4.xml · nonDerivative · entry 5

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,548,308

F2 · kind: The transactions involve gift transfers between trusts established by a member of the reporting person's immediate family.

SEC source: 0001225208-16-041922 · doc4.xml · nonDerivative · entry 4

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,721,289

F1 · kind: The transactions involve the transfer of shares of ADM stock from irrevocable trusts established by a member of the reporting person's immediate family to a revocable trust established by the same family member.

F1 · price: The transactions involve the transfer of shares of ADM stock from irrevocable trusts established by a member of the reporting person's immediate family to a revocable trust established by the same family member.

SEC source: 0001225208-16-041922 · doc4.xml · nonDerivative · entry 3

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,789,838

F2 · kind: The transactions involve gift transfers between trusts established by a member of the reporting person's immediate family.

SEC source: 0001225208-16-041922 · doc4.xml · nonDerivative · entry 2

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,616,857

F2 · kind: The transactions involve gift transfers between trusts established by a member of the reporting person's immediate family.

SEC source: 0001225208-16-041922 · doc4.xml · nonDerivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,367,102

F1 · kind: The transactions involve the transfer of shares of ADM stock from irrevocable trusts established by a member of the reporting person's immediate family to a revocable trust established by the same family member.

F1 · price: The transactions involve the transfer of shares of ADM stock from irrevocable trusts established by a member of the reporting person's immediate family to a revocable trust established by the same family member.

SEC source: 0001225208-16-041566 · doc4.xml · nonDerivative · entry 2

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,298,553

F1 · kind: Required minimum distribution from IRA account for no consideration to trust account.

SEC source: 0001225208-16-041566 · doc4.xml · nonDerivative · entry 1

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Individual Retirement Account

Disclosed balance after: 74,003

F1 · kind: Required minimum distribution from IRA account for no consideration to trust account.

SEC source: 0001236304-16-000102 · edgar.xml · derivative · entry 2

CARTER MOLLIE H · CIK 0001225062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,633

Underlying: Common Stock · 407 shares

Expires not disclosed

F2 · derivative.exercise_price: Units convert into common stock on a one for one basis.

F3 · kind: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan.

F3 · derivative.exercise_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan.

F3 · derivative.expiration_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan.

F4 · balance_after: Includes 248 deferred share units acquired through the reinvestment of dividend equivalents.