Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALIGN TECHNOLOGY INCALGN · Entity 3488 | EVP, CHIEF LEGAL & REGULATORY | February 20, 2026 | February 25, 2026 |
| ILLUMINA, INC.ILMN · Entity 3137 | Chief Legal Officer | September 08, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALIGN TECHNOLOGY INC
Report date February 20, 2026 · Filed February 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,163 |
Reported balance
After 2026-02-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-20 · Exercise / conversion · Acquired 5,864 · Balance 13,163 F1: Includes 120 shares acquired on January 30, 2026 and 69 shares acquired on January 31, 2025 under the ALGN Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | Direct | 11,445 |
Reported balance
After 2026-02-20 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-02-20 · Tax withholding · Disposed 1,718 · Balance 11,445 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,493 |
Reported balance
After 2026-02-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-20 · Grant · Acquired 5,493 · Balance 5,493 F2: Represents par value of ALGN common stock. F3: 1/4th of the restricted stock unit granted on February 20, 2026 will become vested on February 20, 2027 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,195 |
Reported balance
After 2026-02-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-02-20 · Exercise / conversion · Disposed 598 · Balance 1,195 F2: Represents par value of ALGN common stock. F5: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,841 |
Reported balance
After 2026-02-20 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-02-20 · Exercise / conversion · Disposed 947 · Balance 2,841 F2: Represents par value of ALGN common stock. F6: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-02-20 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-02-20 · Exercise / conversion · Disposed 291 · Balance 0 F2: Represents par value of ALGN common stock. F7: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 538 |
Reported balance
After 2026-02-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-02-20 · Exercise / conversion · Disposed 538 · Balance 538 F2: Represents par value of ALGN common stock. F9: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date. |
| Market Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 11,153 |
Reported balance
After 2026-02-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-20 · Grant · Acquired 11,153 · Balance 11,153 F2: Represents par value of ALGN common stock. F4: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). |
| Market Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-02-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-02-20 · Exercise / conversion · Disposed 3,490 · Balance 0 F2: Represents par value of ALGN common stock. F8: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 120 shares acquired on January 30, 2026 and 69 shares acquired on January 31, 2025 under the ALGN Employee Stock Purchase Plan.
F2: Represents par value of ALGN common stock.
F3: 1/4th of the restricted stock unit granted on February 20, 2026 will become vested on February 20, 2027 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.
F4: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).
F5: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.
F6: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.
F7: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.
F8: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date.
F9: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.
ILLUMINA, INC.
Report date September 08, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,763 |
Ending reported balance
After 2026-09-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-08 · Grant · Acquired 4,549 · Balance 4,549 F1: Grant of restricted stock units with 25% of the shares subject to the award vesting on each of the first, second, third and fourth anniversaries of the date of grant, subject to the awardee's continuing to be a service provider on such dates. Row 2 · 2026-09-08 · Grant · Acquired 14,214 · Balance 18,763 F2: Grant of restricted stock units shall vest as follows: 33.3% of the shares subject to the award shall vest on each of September 5, 2027, September 5, 2028, and September 5, 2029, subject to the awardee's continuing status as a service provider on such dates. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2028-12-31 | Direct | 5,307 |
Reported balance
After 2026-09-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-08 · Grant · Acquired 5,307 · Balance 5,307 F3: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's three-year average consolidated non-GAAP earnings per share growth for fiscal years 2026-2028 with vesting on December 31, 2028. The number of shares issued will range from 0% to 250% of the amount specified above, based on the Company's actual three-year average consolidated non-GAAP earnings per share growth for fiscal years 2026-2028, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2028-12-31 | Direct | 5,307 |
Reported balance
After 2026-09-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-08 · Grant · Acquired 5,307 · Balance 5,307 F4: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's relative total shareholder return for the fiscal year ending December 31, 2028. The number of shares issued will range from 0% to 250% of the amount specified above, based on the company's relative total shareholder return for the fiscal year ending December 31, 2028, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units with 25% of the shares subject to the award vesting on each of the first, second, third and fourth anniversaries of the date of grant, subject to the awardee's continuing to be a service provider on such dates.
F2: Grant of restricted stock units shall vest as follows: 33.3% of the shares subject to the award shall vest on each of September 5, 2027, September 5, 2028, and September 5, 2029, subject to the awardee's continuing status as a service provider on such dates.
F3: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's three-year average consolidated non-GAAP earnings per share growth for fiscal years 2026-2028 with vesting on December 31, 2028. The number of shares issued will range from 0% to 250% of the amount specified above, based on the Company's actual three-year average consolidated non-GAAP earnings per share growth for fiscal years 2026-2028, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.
F4: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's relative total shareholder return for the fiscal year ending December 31, 2028. The number of shares issued will range from 0% to 250% of the amount specified above, based on the company's relative total shareholder return for the fiscal year ending December 31, 2028, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2022 Filed Feb 25, 2022 00:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 223 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012813 · doc4.xml · derivative · entry 5 Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668 Underlying: Common Stock · 223 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2022 Filed Feb 25, 2022 00:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 453 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012813 · doc4.xml · derivative · entry 4 Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 905 Underlying: Common Stock · 453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2022 Filed Feb 25, 2022 00:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 251 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012813 · doc4.xml · derivative · entry 3 Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251 Underlying: Common Stock · 251 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2022 Filed Feb 25, 2022 00:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 401 | $498.65 | $199,958.65 |
DisclosureSEC source: 0001209191-22-012813 · doc4.xml · nonDerivative · entry 2 Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569 Read SEC document |
| February 20, 2022 Filed Feb 25, 2022 00:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 927 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012813 · doc4.xml · nonDerivative · entry 1 Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 17 shares acquired under the ALGN ESPP on January 31, 2022. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 20:51 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 782 | $710.00 | $555,220.00 |
DisclosureSEC source: 0001209191-21-050202 · doc4.xml · nonDerivative · entry 1 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26 Read SEC document |
| July 20, 2021 Filed Jul 23, 2021 00:00 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 320 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047875 · doc4.xml · derivative · entry 4 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640 Underlying: Common Stock · 320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on July 1, 2019 became vested on July 20, 2021 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on July 1, 2019 became vested on July 20, 2021 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| July 20, 2021 Filed Jul 23, 2021 00:00 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 386 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047875 · doc4.xml · derivative · entry 3 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386 Underlying: Common Stock · 386 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on July 2, 2018 became vested on July 20, 2021 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on July 2, 2018 became vested on July 20, 2021 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| July 20, 2021 Filed Jul 23, 2021 00:00 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 313 | $615.71 | $192,717.23 |
DisclosureSEC source: 0001209191-21-047875 · doc4.xml · nonDerivative · entry 2 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 808 Read SEC document |
| July 20, 2021 Filed Jul 23, 2021 00:00 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 706 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047875 · doc4.xml · nonDerivative · entry 1 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantMarket Stock Unit · Derivative | 4,457 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013908 · doc4.xml · derivative · entry 6 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,457 Underlying: Common Stock · 4,457 shares Expires not disclosed F6 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F6 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 891 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013908 · doc4.xml · derivative · entry 5 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 891 Underlying: Common Stock · 891 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 will become vested on February 20, 2022 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 will become vested on February 20, 2022 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 251 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013908 · doc4.xml · derivative · entry 4 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502 Underlying: Common Stock · 251 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 453 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013908 · doc4.xml · derivative · entry 3 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358 Underlying: Common Stock · 453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 315 | $599.25 | $188,763.75 |
DisclosureSEC source: 0001209191-21-013908 · doc4.xml · nonDerivative · entry 2 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415 Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:32 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 704 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013908 · doc4.xml · nonDerivative · entry 1 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 26 shares acquired under the ALGN ESPP on January 29, 2021. Read SEC document |
| November 09, 2020 Filed Nov 11, 2020 00:36 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 978 | $501.00 | $489,978.00 |
DisclosureSEC source: 0001209191-20-057788 · doc4.xml · nonDerivative · entry 1 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Includes 91 shares acquired under the ALGN ESPP on July 31, 2020. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 22:27 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 321 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043233 · doc4.xml · derivative · entry 4 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 960 Underlying: Common Stock · 321 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on July 1, 2019 became vested on July 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on July 1, 2019 became vested on July 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 22:27 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 386 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043233 · doc4.xml · derivative · entry 3 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772 Underlying: Common Stock · 386 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on July 2, 2018 became vested on July 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on July 2, 2018 became vested on July 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 22:27 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 374 | $312.97 | $117,050.78 |
DisclosureSEC source: 0001209191-20-043233 · doc4.xml · nonDerivative · entry 2 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 887 Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 22:27 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 707 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043233 · doc4.xml · nonDerivative · entry 1 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:33 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionMarket Stock Unit · Derivative | 9,193 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012252 · doc4.xml · derivative · entry 5 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,193 Underlying: Common Stock · 9,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F5 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:33 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,811 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012252 · doc4.xml · derivative · entry 4 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,811 Underlying: Common Stock · 1,811 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:33 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 252 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012252 · doc4.xml · derivative · entry 3 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753 Underlying: Common Stock · 252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:33 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 127 | $272.49 | $34,606.23 |
DisclosureSEC source: 0001209191-20-012252 · doc4.xml · nonDerivative · entry 2 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:33 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 252 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012252 · doc4.xml · nonDerivative · entry 1 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 38 shares acquired on July 31, 2019 and 24 shares acquired on January 31, 2020 under the ALGN ESPP. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 386 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001777603-19-000003 · primary_doc.xml · derivative · entry 3 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Reg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,158 Underlying: Common Stock · 386 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on July 2, 2018 became vested on July 20, 2019 and shares were delivered to reporting person on July 22, 2019. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on July 2, 2018 became vested on July 20, 2019 and shares were delivered to reporting person on July 22, 2019. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 134 | $281.21 | $37,682.14 |
DisclosureSEC source: 0001777603-19-000003 · primary_doc.xml · nonDerivative · entry 2 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Reg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367 Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 386 | $0.00 | $0.00 |
DisclosureSEC source: 0001777603-19-000003 · primary_doc.xml · nonDerivative · entry 1 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Reg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 21:25 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 1,281 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001777603-19-000002 · primary_doc.xml · derivative · entry 1 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Reg. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,281 Underlying: Common Stock · 1,281 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on July 1, 2019 will become vested on July 20, 2020 and shares will be delivered to reporting person on such date. 1/4th of the restricted stock unit will continue to vest annually thereafter and shares will be delivered to reporting person on each such vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on July 1, 2019 will become vested on July 20, 2020 and shares will be delivered to reporting person on such date. 1/4th of the restricted stock unit will continue to vest annually thereafter and shares will be delivered to reporting person on each such vest date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.