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Coletti Julie Ann

Disclosed activity across 2 companies

Tapewire entity
24724
SEC CIK
0001777603

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALIGN TECHNOLOGY INCALGN · Entity 3488EVP, CHIEF LEGAL & REGULATORYFebruary 20, 2026February 25, 2026
ILLUMINA, INC.ILMN · Entity 3137Chief Legal OfficerSeptember 08, 2026September 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALIGN TECHNOLOGY INC

Report date February 20, 2026 · Filed February 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,163 Reported balance After 2026-02-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-20 · Exercise / conversion · Acquired 5,864 · Balance 13,163

F1: Includes 120 shares acquired on January 30, 2026 and 69 shares acquired on January 31, 2025 under the ALGN Employee Stock Purchase Plan.

Common StockSEC Table I · non-derivativeDirect11,445 Reported balance After 2026-02-20 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-02-20 · Tax withholding · Disposed 1,718 · Balance 11,445

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct5,493 Reported balance After 2026-02-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-02-20 · Grant · Acquired 5,493 · Balance 5,493

F2: Represents par value of ALGN common stock.

F3: 1/4th of the restricted stock unit granted on February 20, 2026 will become vested on February 20, 2027 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,195 Reported balance After 2026-02-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-02-20 · Exercise / conversion · Disposed 598 · Balance 1,195

F2: Represents par value of ALGN common stock.

F5: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct2,841 Reported balance After 2026-02-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-02-20 · Exercise / conversion · Disposed 947 · Balance 2,841

F2: Represents par value of ALGN common stock.

F6: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-02-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-02-20 · Exercise / conversion · Disposed 291 · Balance 0

F2: Represents par value of ALGN common stock.

F7: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct538 Reported balance After 2026-02-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-02-20 · Exercise / conversion · Disposed 538 · Balance 538

F2: Represents par value of ALGN common stock.

F9: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Market Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct11,153 Reported balance After 2026-02-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-02-20 · Grant · Acquired 11,153 · Balance 11,153

F2: Represents par value of ALGN common stock.

F4: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Market Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-02-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-02-20 · Exercise / conversion · Disposed 3,490 · Balance 0

F2: Represents par value of ALGN common stock.

F8: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 120 shares acquired on January 30, 2026 and 69 shares acquired on January 31, 2025 under the ALGN Employee Stock Purchase Plan.

F2: Represents par value of ALGN common stock.

F3: 1/4th of the restricted stock unit granted on February 20, 2026 will become vested on February 20, 2027 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

F4: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F5: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F6: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F7: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.

F8: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date.

F9: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

ILLUMINA, INC.

Report date September 08, 2026 · Filed September 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect18,763 Ending reported balance After 2026-09-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-08 · Grant · Acquired 4,549 · Balance 4,549

F1: Grant of restricted stock units with 25% of the shares subject to the award vesting on each of the first, second, third and fourth anniversaries of the date of grant, subject to the awardee's continuing to be a service provider on such dates.

Row 2 · 2026-09-08 · Grant · Acquired 14,214 · Balance 18,763

F2: Grant of restricted stock units shall vest as follows: 33.3% of the shares subject to the award shall vest on each of September 5, 2027, September 5, 2028, and September 5, 2029, subject to the awardee's continuing status as a service provider on such dates.

Performance SharesSEC Table II · derivative / convertible security · Expires 2028-12-31Direct5,307 Reported balance After 2026-09-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-08 · Grant · Acquired 5,307 · Balance 5,307

F3: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's three-year average consolidated non-GAAP earnings per share growth for fiscal years 2026-2028 with vesting on December 31, 2028. The number of shares issued will range from 0% to 250% of the amount specified above, based on the Company's actual three-year average consolidated non-GAAP earnings per share growth for fiscal years 2026-2028, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

Performance SharesSEC Table II · derivative / convertible security · Expires 2028-12-31Direct5,307 Reported balance After 2026-09-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-08 · Grant · Acquired 5,307 · Balance 5,307

F4: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's relative total shareholder return for the fiscal year ending December 31, 2028. The number of shares issued will range from 0% to 250% of the amount specified above, based on the company's relative total shareholder return for the fiscal year ending December 31, 2028, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units with 25% of the shares subject to the award vesting on each of the first, second, third and fourth anniversaries of the date of grant, subject to the awardee's continuing to be a service provider on such dates.

F2: Grant of restricted stock units shall vest as follows: 33.3% of the shares subject to the award shall vest on each of September 5, 2027, September 5, 2028, and September 5, 2029, subject to the awardee's continuing status as a service provider on such dates.

F3: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's three-year average consolidated non-GAAP earnings per share growth for fiscal years 2026-2028 with vesting on December 31, 2028. The number of shares issued will range from 0% to 250% of the amount specified above, based on the Company's actual three-year average consolidated non-GAAP earnings per share growth for fiscal years 2026-2028, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F4: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's relative total shareholder return for the fiscal year ending December 31, 2028. The number of shares issued will range from 0% to 250% of the amount specified above, based on the company's relative total shareholder return for the fiscal year ending December 31, 2028, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 08, 2026 Filed Sep 10, 2026 20:59 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantPerformance Shares · Derivative 5,307 $0.00 $0.00
Disclosure

SEC source: 0001110803-26-000177 · form4.xml · derivative · entry 4

Coletti Julie Ann · CIK 0001777603 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,307

Underlying: Common Stock · 5,307 shares

Expires 2028-12-31

F4 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's relative total shareholder return for the fiscal year ending December 31, 2028. The number of shares issued will range from 0% to 250% of the amount specified above, based on the company's relative total shareholder return for the fiscal year ending December 31, 2028, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F4 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's relative total shareholder return for the fiscal year ending December 31, 2028. The number of shares issued will range from 0% to 250% of the amount specified above, based on the company's relative total shareholder return for the fiscal year ending December 31, 2028, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 20:59 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantPerformance Shares · Derivative 5,307 $0.00 $0.00
Disclosure

SEC source: 0001110803-26-000177 · form4.xml · derivative · entry 3

Coletti Julie Ann · CIK 0001777603 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,307

Underlying: Common Stock · 5,307 shares

Expires 2028-12-31

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's three-year average consolidated non-GAAP earnings per share growth for fiscal years 2026-2028 with vesting on December 31, 2028. The number of shares issued will range from 0% to 250% of the amount specified above, based on the Company's actual three-year average consolidated non-GAAP earnings per share growth for fiscal years 2026-2028, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's three-year average consolidated non-GAAP earnings per share growth for fiscal years 2026-2028 with vesting on December 31, 2028. The number of shares issued will range from 0% to 250% of the amount specified above, based on the Company's actual three-year average consolidated non-GAAP earnings per share growth for fiscal years 2026-2028, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 20:59 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantCommon Stock 14,214 $0.00 $0.00
Disclosure

SEC source: 0001110803-26-000177 · form4.xml · nonDerivative · entry 2

Coletti Julie Ann · CIK 0001777603 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,763

F2 · shares: Grant of restricted stock units shall vest as follows: 33.3% of the shares subject to the award shall vest on each of September 5, 2027, September 5, 2028, and September 5, 2029, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 20:59 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantCommon Stock 4,549 $0.00 $0.00
Disclosure

SEC source: 0001110803-26-000177 · form4.xml · nonDerivative · entry 1

Coletti Julie Ann · CIK 0001777603 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,549

F1 · shares: Grant of restricted stock units with 25% of the shares subject to the award vesting on each of the first, second, third and fourth anniversaries of the date of grant, subject to the awardee's continuing to be a service provider on such dates.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:59 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 538 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067969 · ownership.xml · derivative · entry 9

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 538

Underlying: Common Stock · 538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F9 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:59 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Unit · Derivative 3,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067969 · ownership.xml · derivative · entry 8

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date.

F8 · derivative.expiration_date: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:59 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 291 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067969 · ownership.xml · derivative · entry 7

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:59 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 947 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067969 · ownership.xml · derivative · entry 6

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,841

Underlying: Common Stock · 947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:59 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 598 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067969 · ownership.xml · derivative · entry 5

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,195

Underlying: Common Stock · 598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:59 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 11,153 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067969 · ownership.xml · derivative · entry 4

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,153

Underlying: Common Stock · 11,153 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F4 · derivative.expiration_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:59 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 5,493 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067969 · ownership.xml · derivative · entry 3

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,493

Underlying: Common Stock · 5,493 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2026 will become vested on February 20, 2027 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2026 will become vested on February 20, 2027 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:59 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 1,718 $190.02 $326,454.36
Disclosure

SEC source: 0001193125-26-067969 · ownership.xml · nonDerivative · entry 2

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,445

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:59 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 5,864 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067969 · ownership.xml · nonDerivative · entry 1

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 120 shares acquired on January 30, 2026 and 69 shares acquired on January 31, 2025 under the ALGN Employee Stock Purchase Plan.

Read SEC document
July 31, 2025 Filed Aug 1, 2025 21:58 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 PurchaseCommon Stock 42 $109.66 $4,605.66
Disclosure

SEC source: 0001415889-25-020882 · form4-08012025_090840.xml · nonDerivative · entry 1

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,110

F1 · kind: Shares were acquired under the ALGN Employee Stock Purchase Plan.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:47 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 7,692 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005336 · form4-02242025_110215.xml · derivative · entry 9

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,692

Underlying: Common Stock · 7,692 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F9 · derivative.exercise_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F9 · derivative.expiration_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:47 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 3,788 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005336 · form4-02242025_110215.xml · derivative · entry 8

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,788

Underlying: Common Stock · 3,788 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2025 will become vested on February 20, 2026 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2025 will become vested on February 20, 2026 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:47 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 598 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005336 · form4-02242025_110215.xml · derivative · entry 7

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,793

Underlying: Common Stock · 598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each such vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:47 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 539 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005336 · form4-02242025_110215.xml · derivative · entry 6

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,076

Underlying: Common Stock · 539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:47 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Unit · Derivative 1,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005336 · form4-02242025_110215.xml · derivative · entry 5

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F5 · derivative.exercise_date: The market stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

F5 · derivative.expiration_date: The market stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:47 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 292 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005336 · form4-02242025_110215.xml · derivative · entry 4

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:47 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 222 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005336 · form4-02242025_110215.xml · derivative · entry 3

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:47 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 965 $198.06 $191,127.90
Disclosure

SEC source: 0001415889-25-005336 · form4-02242025_110215.xml · nonDerivative · entry 2

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,068

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:47 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 3,341 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005336 · form4-02242025_110215.xml · nonDerivative · entry 1

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 49 shares acquired on July 31, 2024 under the ALGN Employee Stock Purchase Plan.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:55 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 4,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004948 · form4-02232024_120233.xml · derivative · entry 9

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,855

Underlying: Common Stock · 4,855 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F9 · derivative.exercise_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F9 · derivative.expiration_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:55 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 2,391 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004948 · form4-02232024_120233.xml · derivative · entry 8

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,391

Underlying: Common Stock · 2,391 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2024 will vest on February 20, 2025 and shares will be delivered to reporting person on such vest date. 1/14th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each such vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2024 will vest on February 20, 2025 and shares will be delivered to reporting person on such vest date. 1/14th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:55 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Unit · Derivative 1,563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004948 · form4-02232024_120233.xml · derivative · entry 7

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F7 · derivative.exercise_date: The market stock unit granted on February 20, 2021 vested on February 20, 2024 and shares were delivered to reporting person on such vest date.

F7 · derivative.expiration_date: The market stock unit granted on February 20, 2021 vested on February 20, 2024 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:55 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 539 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004948 · form4-02232024_120233.xml · derivative · entry 6

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,615

Underlying: Common Stock · 539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:55 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 292 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004948 · form4-02232024_120233.xml · derivative · entry 5

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:55 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 223 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004948 · form4-02232024_120233.xml · derivative · entry 4

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222

Underlying: Common Stock · 223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:55 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 452 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004948 · form4-02232024_120233.xml · derivative · entry 3

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:55 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 1,269 $313.53 $397,869.57
Disclosure

SEC source: 0001415889-24-004948 · form4-02232024_120233.xml · nonDerivative · entry 2

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,645

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:55 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantCommon Stock 3,069 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004948 · form4-02232024_120233.xml · nonDerivative · entry 1

Coletti Julie Ann · CIK 0001777603 · EVP, CHIEF LEGAL & REGULATORY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,914

F1 · balance_after: Includes 47 shares acquired on July 31,2023 and 50 shares acquired on January 31, 2024 under the ALGN Employee Stock Purchase Plan.

Read SEC document
July 20, 2023 Filed Jul 24, 2023 22:23 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 320 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043253 · doc4.xml · derivative · entry 3

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on July 20, 2019 became vested on July 20, 2023 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on July 20, 2019 became vested on July 20, 2023 and shares were delivered to reporting person on such vest date.

Read SEC document
July 20, 2023 Filed Jul 24, 2023 22:23 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 150 $330.99 $49,648.50
Disclosure

SEC source: 0001209191-23-043253 · doc4.xml · nonDerivative · entry 2

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,748

Read SEC document
July 20, 2023 Filed Jul 24, 2023 22:23 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 320 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043253 · doc4.xml · nonDerivative · entry 1

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:10 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 4,374 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012412 · doc4.xml · derivative · entry 9

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,374

Underlying: Common Stock · 4,374 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:10 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 2,154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012412 · doc4.xml · derivative · entry 8

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,154

Underlying: Common Stock · 2,154 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2023 will become vested on February 20, 2024 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2023 will become vested on February 20, 2024 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:10 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Unit · Derivative 1,381 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012412 · doc4.xml · derivative · entry 7

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: The market stock unit granted February 20, 2020 became fully vested on February 20, 2023, and shares were delivered to reporting person on such vest date.

F7 · derivative.expiration_date: The market stock unit granted February 20, 2020 became fully vested on February 20, 2023, and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:10 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 251 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012412 · doc4.xml · derivative · entry 6

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:10 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 453 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012412 · doc4.xml · derivative · entry 5

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452

Underlying: Common Stock · 453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:10 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestrictd Stock Unit · Derivative 223 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012412 · doc4.xml · derivative · entry 4

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445

Underlying: Common Stock · 223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:10 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 292 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012412 · doc4.xml · derivative · entry 3

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:10 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 1,153 $316.71 $365,166.63
Disclosure

SEC source: 0001209191-23-012412 · doc4.xml · nonDerivative · entry 2

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,578

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:10 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012412 · doc4.xml · nonDerivative · entry 1

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes an aggregate of 165 shares acquired under the ALGN ESPP as follows: 106 shares acquired on July 30, 2021, 25 shares acquired on July 31, 2022 and 34 shares acquired on January 31, 2023.

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July 20, 2022 Filed Jul 22, 2022 20:15 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 320 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042990 · doc4.xml · derivative · entry 4

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320

Underlying: Common Stock · 320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on July 1, 2019 became vested on July 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on July 1, 2019 became vested on July 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

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July 20, 2022 Filed Jul 22, 2022 20:15 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 386 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042990 · doc4.xml · derivative · entry 3

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on July 2, 2018 became vested on July 20, 2022 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on July 2, 2018 became vested on July 20, 2022 and shares were delivered to reporting person on such vest date.

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July 20, 2022 Filed Jul 22, 2022 20:15 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 309 $274.49 $84,817.41
Disclosure

SEC source: 0001209191-22-042990 · doc4.xml · nonDerivative · entry 2

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966

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July 20, 2022 Filed Jul 22, 2022 20:15 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 706 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042990 · doc4.xml · nonDerivative · entry 1

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 20, 2022 Filed Feb 25, 2022 00:05 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 5,837 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012813 · doc4.xml · derivative · entry 7

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,837

Underlying: Common Stock · 5,837 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F7 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

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February 20, 2022 Filed Feb 25, 2022 00:05 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 1,167 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012813 · doc4.xml · derivative · entry 6

Coletti Julie Ann · CIK 0001777603 · EVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167

Underlying: Common Stock · 1,167 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.