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Peterson Bradley J

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24722
SEC CIK
0001568592

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NASDAQ, INC.NDAQ · Entity 3019EVP, CIOAugust 07, 2026August 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NASDAQ, INC.

Report date August 07, 2026 · Filed August 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 pershareSEC Table I · non-derivativeDirect122,293 Reported balance After 2026-08-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-07 · Sale · Disposed 6,000 · Balance 122,293

F1: Represents (i) 64,377 shares or units of restricted stock, 38,372 of which are vested, (ii) 52,618 shares of Common Stock underlying PSUs, 42,986 of which are vested, and (iii) 5,298 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents (i) 64,377 shares or units of restricted stock, 38,372 of which are vested, (ii) 52,618 shares of Common Stock underlying PSUs, 42,986 of which are vested, and (iii) 5,298 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2021 Filed Feb 5, 2021 22:01 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 6,773 $141.94 $961,359.62
Disclosure

SEC source: 0001209191-21-008169 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,589

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.33 to $142.86, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 15,866 shares or units of restricted stock, of which 11,965 are vested, (ii) 184 shares underlying PSUs, all of which are vested and (iii) 1,539 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 20:10 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 1,500 $135.00 $202,500.00
Disclosure

SEC source: 0001209191-20-049104 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,333

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Represents (i) 15,866 shares or units of restricted stock, of which 11,965 are vested, (ii) 6,957 shares underlying PSUs, all of which are vested and (iii) 1,510 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 21:00 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 1,540 $130.29 $200,646.60
Disclosure

SEC source: 0001209191-20-048409 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,833

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Represents (i) 15,866 shares or units of restricted stock, of which 11,965 are vested, (ii) 8,457 shares underlying PSUs, all of which are vested and (iii) 1,510 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:25 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 1,000 $133.51 $133,510.00
Disclosure

SEC source: 0001209191-20-046415 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,373

F1 · balance_after: Represents (i)15,866 shares or units of restricted stock, of which 11,965 are vested, (ii) 9,997 shares underlying PSUs, all of which are vested and (iii) 1,510 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 20:40 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 1,000 $131.36 $131,360.00
Disclosure

SEC source: 0001209191-20-044278 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,373

F1 · balance_after: Represents (i) 15,866 shares or units of restricted stock, of which 11,965 shares are vested, (ii) 10,997 shares underlying PSUs, all of which are vested, and (iii) 1,510 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:35 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 3,000 $118.42 $355,260.00
Disclosure

SEC source: 0001209191-20-032667 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,206

F1 · balance_after: Represents (i) 15,866 shares or units of restricted stock, of which 11,965 shares are vested, (ii) 11,997 shares underlying PSUs, all of which are vested, and (iii) 1,343 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:46 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 2,000 $115.00 $230,000.00
Disclosure

SEC source: 0001209191-20-030903 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,206

F1 · balance_after: Represents (i) 15,866 shares or units of restricted stock, of which 11,965 shares are vested, (ii) 14,997 shares underlying PSUs, all of which are vested, and (iii) 1,343 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:47 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 1,500 $110.49 $165,735.00
Disclosure

SEC source: 0001209191-20-026190 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,206

F1 · balance_after: Represents (i) 15,866 shares or units of restricted stock, of which 11,965 shares are vested, (ii) 16,997 shares underlying PSUs, all of which are vested, and (iii) 1,343 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:33 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 3,901 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023147 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,706

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2022, 33% on April 1, 2023 and 34% on April 1, 2024.

F2 · balance_after: Represents (i) 15,866 shares or units of restricted stock, of which 11,965 shares are vested, (ii) 18,497 shares underlying PSUs, all of which are vested, and (iii) 1,343 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:46 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon Stock, par value $0.01 per share 11,246 $112.41 $1,264,162.86
Disclosure

SEC source: 0001209191-20-013547 · doc4.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,805

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 11,965 shares of vested restricted stock, (ii) 18,497 shares underlying PSUs, all of which are vested, and (iii) 1,343 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:46 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 24,519 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013547 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,051

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:14 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon stock, par value $0.01 per share 2,000 $117.52 $235,040.00
Disclosure

SEC source: 0001209191-20-006865 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,532

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.50 to $117.57, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 11,965 shares of vested restricted stock, (ii) 5,224 shares underlying performance share units, all of which are vested, and (ii) 1,343 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 20:37 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon stock, par value $0.01 per share 1,176 $96.67 $113,683.92
Disclosure

SEC source: 0001209191-19-036099 · doc4.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,232

F1 · balance_after: Represents (i) 11,965 shares of vested restricted stock, (ii) 7,224 vested shares underlying PSUs and (iii) 1,043 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 20:37 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon stock, par value $0.01 per share 374 $96.57 $36,117.18
Disclosure

SEC source: 0001209191-19-036099 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,408

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:04 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 6,159 $85.48 $526,471.32
Disclosure

SEC source: 0001209191-19-006134 · doc4.xml · nonDerivative · entry 3

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,782

F3 · kind: The reported sale was effected pursuant to Rule 10b5-1 trading plan

F4 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85 to $85.98, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

F5 · balance_after: Represents (i) 13,141 shares of vested restricted stock, (ii) 7,224 vested shares underlying PSUs and (iii) 1,417 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:04 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon stock, par value $0.01 per share 11,541 $85.81 $990,333.21
Disclosure

SEC source: 0001209191-19-006134 · doc4.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,941

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:04 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon stock, par value $0.01 per share 24,924 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006134 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,482

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018.

Read SEC document
January 11, 2019 Filed Jan 15, 2019 21:37 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 5,841 $79.96 $467,046.36
Disclosure

SEC source: 0001209191-19-003725 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,558

F1 · kind: The reported sale was effected pursuant to Rule 10b5-1 trading plan

F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.65 to $80.31, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · balance_after: Represents (i) 13,141 shares of vested restricted stock and (ii) 1,417 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 21:15 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 1,500 $93.34 $140,010.00
Disclosure

SEC source: 0001209191-18-046071 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,360

F1 · balance_after: Represents (i) 13,141 shares of vested restricted stock, (ii) 5,841 vested shares underlying performance share units and (iii) 1,378 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 20:26 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon stock, par value $0.01 per share 1,400 $88.25 $123,550.00
Disclosure

SEC source: 0001209191-18-026842 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,645

F1 · balance_after: Represents (i) 13,141 shares of vested restricted stock, (ii) 7,341 vested shares underlying performance share units and (iii) 1,163 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
January 12, 2018 Filed Jan 18, 2018 00:42 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon stock, par value $0.01 per share 9,169 $80.69 $739,846.61
Disclosure

SEC source: 0001209191-18-004113 · doc4.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,045

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.26 to $81.01, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

F4 · balance_after: Represents (i) 13,141 shares of vested restricted stock, (ii) 8,741 vested shares underlying performance share units and (iii) 1,163 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
January 12, 2018 Filed Jan 18, 2018 00:42 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon stock, par value $0.01 per share 10,000 $80.70 $807,000.00
Disclosure

SEC source: 0001209191-18-004113 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,214

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.34 to $81.01, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:21 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon stock, par value $0.01 per share 20,056 $77.66 $1,557,548.96
Disclosure

SEC source: 0001209191-18-002506 · doc4.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,214

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 13,141 shares of vested restricted stock, (ii) 27,910 vested shares underlying performance share units and (iii) 1,163 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:21 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon stock, par value $0.01 per share 39,225 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002506 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,270

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:10 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon stock, par value $0.01 per share 19,000 $70.77 $1,344,630.00
Disclosure

SEC source: 0001209191-17-007575 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,718

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.60 to $70.90, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 13,141 shares of vested restricted stock, (ii) 8,741 vested shares underlying performance share units and (iii) 836 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 21:51 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon stock, par value $0.01 per share 31,323 $68.18 $2,135,602.14
Disclosure

SEC source: 0001209191-17-006759 · doc4.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,718

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 13,141 shares of vested restricted stock, (ii) 27,741 vested shares underlying performance share units and (iii) 836 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 21:51 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon stock, par value $0.01 per share 59,064 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006759 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,041

F1 · kind: Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on March 31, 2014. The ultimate amount of shares to be received under the grants depended upon the achievement of performance goals during a three-year performance period from January 1, 2014 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grants. The shares underlying the PSUs vested on December 31, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.